Official Report 219KB pdf
Welcome to the fifth meeting this year of the Standards, Procedures and Public Appointments Committee.
In principle, do the members of the panel agree that the code of conduct should address only conduct issues, with service issues being left to the democratic process?
Yes, I broadly agree that the code should relate to conduct and that service is a matter for ultimate determination by the electorate, who can judge the performance of a member at constituency and regional level as well as their performance in the Parliament.
Would the other solicitor on the panel care to contribute?
It might not surprise you to learn that I agree entirely with all that David McLetchie said. As I said in my letter to the committee, MSPs are not principal service providers; we are subsidiary service providers who deal with situations in which something involving a third party has gone wrong. I know that we are in an age of complaints, but I think that it is reasonable that conduct should be the main focus of the Parliament's code of conduct and that service should be a matter for the individual member.
Far be it from me to disagree with two lawyers.
Robert Brown touched on the fact that there is a grey area between conduct and service. We do not have available to us a way of making MSPs accountable for the level of service that they give or do not give. If someone came up with an effective scheme, perhaps we should consider it. However, I agree with my colleagues that the code should be about conduct, not service, especially given that each constituent has eight MSPs. If people do not like the level of service that they get in Tesco, they go to Asda, Morrison's or the local corner shop. We are in a similarly competitive business, and if we fail to deliver what the constituent regards as satisfactory service, they have the option of going somewhere else to have their complaint dealt with.
Thank you for that. You gave an interesting supermarket analogy, and I look forward to seeing the BOGOF offers—buy one get one free.
I do not think that there is or should be any distinction between list and constituency MSPs with regard to accountability to constituents. Some people have suggested that a constituency MSP has a different role and that they might be the first port of call for a constituent. Indeed, our current arrangements suggest that approaching the constituency MSP as a first step might be most appropriate. However, it is a matter for the constituent which MSP to approach. They may not like the party that the constituency MSP represents or they may not like that MSP; or a regional MSP may have a well-known expertise in a particular field in which the constituent has an interest.
You just made the point that the complaint process could take place through the ballot box. Would that approach differ for a list MSP? It can be argued that through the ballot box a voter has less influence on a vote that is based on the larger geographic areas in the current regional system.
People have a variety of reasons for casting their votes in a particular way. You say that it can be argued that a regional list vote might have a lesser impact, but it can also be argued that such a vote might have a greater impact. I go back to the supermarket analogy. If people continue to get poor service from one supermarket, they will not necessarily identify that poor service with the supermarket—the MSP—and might associate it with the brand instead. That association could have a bigger impact on a party, given the nature of our electoral system. It is difficult to assess the eventual impact on a list MSP of the ballot-box process that we have been discussing, but it could be the opposite of what Cathie Craigie suggested, in that the impact might be more severe on a list MSP than on a constituency MSP.
The fundamental principle is that, irrespective of differences in the nature of the job and in how MSPs behave, there should be no distinction in accountability between regional and constituency MSPs. I follow what Cathie Craigie is saying, because positioning on a list may be more in the gift of a party leader and the party machine that it is in the gift of the electorate. Somebody suggested in written evidence to the committee, which I read last night, that the complaints system could contain a recommendation that a dissatisfied constituent write to a party leader indicating that they felt that they had received poor service from a particular MSP. That might be an effective way of proceeding.
We are probably introducing an element of unreality, because it is unrealistic to think that an individual constituent's complaint will knock out either a constituency or a list member in the normal way. There was a fair rate of carnage at the recent election, but I do not think that that was based on a distinction between good and bad MSPs or between list and constituency members as much as it was based on swings and party issues.
I add only that list members have a high degree of accountability to their party colleagues, and any failings in their performance are quickly reported back and reflected in their assessments. In a sense, list members are quite strongly motivated to be seen to be active and assiduous, rather than as the subject of persistent complaints of poor performance.
The panel members might be aware that we have heard evidence to suggest that the key principles that are detailed in paragraph 8.2.1 should be left out of the code. Should those principles be retained? If so, should there be sanctions for an MSP who fails to uphold them?
I do not know paragraph 8.2.1 verbatim, but I suspect that the issue has arisen from evidence provided by the Scottish Parliamentary Standards Commissioner. His evidence points to an anomaly that seems to suggest that what is a duty has been retained as a key principle.
Just for clarity, the question is whether an MSP's failure to uphold the principles in paragraph 8.2.1 should result in sanctions. Some of the key principles in that paragraph just repeat what is said elsewhere in the code. We are looking at whether the paragraph can be tidied up in some way.
I have no problem with the principles. However, there is some debate about whether they are aspirational or whether they are rules, any breach of which could result in a sanction. I am quite happy that the principles should be aspirational; those that go beyond the aspirational are already noted elsewhere in the code of conduct. I do not think that a breach of the principles in paragraph 8.2.1 should mean that the member is for the high jump.
I am satisfied with the key principles and I accept Jackie Baillie's point about the balance between the wishes of constituents and the judgment of the MSP. I made that point in my letter to the committee. We might want to tweak things very slightly because the presentational element of the code is quite important—as it would be for any professional code.
If the principles appear in a section of the code of conduct, a complainant or the standards commissioner can cite that as an area in which there has been a breach. The convener seems to be asking us whether the key principles should be in the code of conduct. If they are in the code, a complainant or the standards commissioner can use them to consider whether a particular principle has been breached and whether there should be sanctions.
As you say, the principles are mentioned in the preamble to the code. However, how useful are principles such as
I am not so sure that that is such an issue, given that these matters are set out in detail throughout section 8. I do not have any strong view on the issue, apart from the question that you highlighted about where the principles should go. I certainly take the point that we cannot readily found complaints on such general and aspirational principles.
I am trying to recall specific cases, but I know that the standards commissioner has wrestled with complaints that have been lodged on the grounds that we are discussing. Currently, he does not have much option. However, if the principles were regarded as aspirational rather than as part of the code, he would be able to deal with the rather more specific grounds that are set out elsewhere in the code.
I might have misread it, but my understanding of section 8.12 is that responsibility for enforcement lies with the committee, not with the commissioner. Is that correct?
Complaints made under section 8.12 are dealt with by the Presiding Officer; they are not dealt with by the standards commissioner.
Indeed.
Any complaints made to the commissioner are dealt with first by him before they come to us. However, complaints about levels of service and so on rest with the Presiding Officer, and part of the reason why we are trying to feel our way through this issue is that he is a bit keen to find out how he should deal with them.
I certainly do not think that such relationship issues should be handled by the commissioner. Ultimately, we members have to sort out our relationships with one another.
The standards commissioner found the issue difficult to deal with and I believe that the Presiding Officer is also finding it difficult to deal with. Currently, the final step is to refer matters back to the committee. That would continue to be the case if the principles remained in the code of conduct, as opposed to taking the form of guidance or something more aspirational. The committee will also find the issue difficult to deal with, given that, as the convener said, some of the current wording is a bit nebulous and imprecise, and it will be difficult to form a judgment on the basis of it. Parts of section 8 are about relationships between MSPs, and I do not know whether it is all that helpful to refer such matters to a committee that could impose sanctions. I would rather leave the principles outwith the code of conduct, which would mean that failure to uphold them was not a matter for the committee. I understand that there are arguments on both sides. Given that both the standards commissioner and the Presiding Officer have found the issue difficult, I am not sure that leaving it to the committee to resolve disputes by applying sanctions would be the best course of action, especially if we are talking about principles that are aspirational rather than precise.
This is fundamentally about the difference between placing a duty on MSPs and asking them to abide by a key principle. I do not know whether we could fashion something appropriate. David McLetchie made a good point. Having the Presiding Officer as the first port of call, along with party business managers, to resolve some of these relationship issues is perhaps the best approach.
Part of the problem is that some things are so ill-defined that constituents, MSPs and those who are meant to safeguard the rules—such as they are—are not clear about them. As a rule, we should define things as well as we can.
Do you think that the code of conduct should establish service levels for MSPs, for instance in relation to accessibility or the duty to represent constituents?
My strong view is that it should not do so. These things can end up being bureaucratic and formulaic. Ultimately, there may or may not be a relationship between high service standards and whether an MSP gets back in. Nevertheless, MSPs are there to do a reasonable job. There is a competitive element in that, vis-à-vis our colleagues of various standings. Establishing service levels and procedures to deal with them would not be workable, helpful to the Parliament or worth the expense. There could perhaps be training to assist MSPs by defining good standards and providing guidance, but the code is not the place for that.
How should the Presiding Officer determine complaints that allege that an MSP has provided poor service?
On the whole, I do not think that that should be a matter for the Presiding Officer or the Parliament. As we said before, in such circumstances a complaint should be made to the MSP in question or perhaps the party leader. However, we are not principally service providers and, as long as we are not dealing with serious issues of conduct, I do not think that we should have in place a regime that provides some sort of outside sanction.
Thank you. That was very clear.
The difficulty in a situation such as this is that the complexity and quality of casework are not recognised. Indeed, people may be interested only in the outcome. We would end up with a sort of tick-box mentality that would do nothing to measure what is actually in place. I accept that the degree of uncertainty about what is written down causes the Presiding Officer difficulties; nevertheless, I think that the more informal route that has been suggested is the one that will address most of the problems.
If we had service standards, a problem would arise when constituents wrote to all the members in an area and not just the constituency member. In my area, when somebody has a valid complaint that they want investigated, a member will say to the other members, "I'm pursuing this case on behalf of Mr X, and I'm taking it up with the health board"—or the council or whatever the case may be. That is perfectly reasonable, and there is no obligation on anyone else to do the same thing. However, there is sometimes a constituent who does not like the answer that comes back and who thinks that the other seven MSPs are indifferent to the matter and have done nothing about it. That is not a valid ground for complaint. If all that someone wants—or should want—is an advocate to take up a problem at an appropriate level in a bureaucracy, it is quite sufficient for one member to do that if they do so conscientiously. It is a total waste of parliamentary resources—never mind the resources of the health board or the council—for eight of us to do it. That is the sort of thing that would happen if we got into the area of service complaints. We all know instances of people who would pursue issues to the nth degree, so we would become embroiled in some difficult territory.
There is some kind of role here for the Presiding Officer, for example in facilitating mediation. However, given that the service level expectation is not defined, it is difficult to know whether that role would be a filter to determine whether a service level expectation has been breached. I do not know whether it is possible to define that expectation—I would find it extremely challenging—but there may be grounds for it. However, it is for those who believe that we can get that kind of service level expectation to come up with a potential scheme. I do not believe that we have such a scheme before us in any of the documentation. To draw up such a scheme would be particularly problematic, but it might be inappropriate for us to rule it out absolutely.
Does anyone else want to comment on the idea of the Presiding Officer having a mediation role?
The Presiding Officer can do his best. He can say, "Look, I've had a complaint from a constituent who says he hasn't had a reply to a letter." Sometimes mistakes are made and things are overlooked, and matters can perhaps be sorted out in that way. Beyond that, I do not think that it is a good idea for the Presiding Officer to mediate between the constituent and the MSP because he would get dragged into the merits of the issue. For the reasons that Brian Adam and others have mentioned, that is not something that he is equipped to sort out.
I want to ask all four witnesses a simple question. There seems to be agreement that the service that an MSP provides should be for the MSP to determine and that, if they fall down, they should be answerable for that to the electorate, but that the conduct of an MSP should be a matter for the code and that, ultimately, if there is a breach of the code of conduct or a complaint is made about an MSP's conduct, that should be for the standards commissioner to deal with. Is that what everybody is saying?
Yes.
Yes.
Yes.
Yes.
In answering Marlyn Glen's questions, the witnesses may have partly answered the next question. The code of conduct says that a constituent has
I concur with that view because there will be occasions—I do not have an example of one to hand—when a constituent makes a request that either goes beyond the expectation of what should be delivered or is genuinely unreasonable. I have had instances of people coming to me as a constituency MSP and expecting me to act almost as a lawyer. Unlike the two colleagues to my right—David McLetchie and Robert Brown—I am not qualified as a lawyer, and I would fail in my duty if I tried to fool any constituent that I was. In such a circumstance, it would not be reasonable for me to take up the case. The best advice that I could give the constituent would involve referring them to someone else. We need the flexibility to exercise our judgment, which derives from the experience of doing the job.
The current wording of the code of conduct does not preclude what Jackie Baillie described from happening. Indeed, that is what happens in practice. To take the example that Mr McLetchie gave earlier, someone might write to eight MSPs and get an answer that they do not like from the one who has been quick off the mark. They then come to me with all the paperwork; I look at the paperwork, which seems clear cut, and I concur with the answer that was given and cannot think of anything else to do. It would not be unreasonable then for me to say, "I'm terribly sorry, but I don't think I can take this any further." I do not think that what is currently written in the code precludes our taking such action. It may well be that having such a statement as part of your consideration is enough to support that interpretation and provide guidance for anyone who wishes to interpret the code in future. That is how it works with the law, and that is how it should work with the code of conduct: what you mean by things will be clear from what you say in your deliberations and in your report.
I am not sure that the current wording of paragraph 8.3.1 does not overstate the matter slightly, to be honest. Most of us would accept that there is an expectation that we would give a reasonable judgment on the paperwork for, or background to, a case but, for the reasons that Jackie Baillie mentioned and others, I do not honestly think that we would always feel ourselves bound to take a case forward. We would not do so if it had been round the houses and if there had been answers that we thought showed that the issue had gone as far as it could. It could also be the case that we simply did not agree with the direction of travel in which a constituent sought to go.
I concur with Robert Brown's analysis, but I add that one of the most overused and abused words in the English language is "right". Most lawyers would accept that if we say that someone has a right, there must be a corresponding duty. The two go together and rights do not exist in isolation. Therefore, if we say in any code that X has a right, we must match that by saying, "And therefore Y has a duty." If we are not prepared to say that Y has a duty, we cannot say that X has a right.
Surely the MSP's duty is to examine the case and reach a judgment about whether it would be sensible to pursue it.
Yes, but the code does not say that.
Brian Adam is talking about what happens in practice. However, giving constituents a right to expect their case to be taken up does not correspond with giving MSPs a duty just to consider the case.
Exactly. There is a difference.
In the back of my mind when I consider a case is the remedy. I consider whether there is something that I can usefully do that will take forward the grouse that the person has and achieve a betterment of the position in some way.
If it is appropriate for an MSP to say that they will not take up a case, how should that be reflected in the code? Paragraph 8.3.1 does not give MSPs that right—I am loth to use the word "right" after hearing Mr McLetchie's comments.
The paragraph probably does not need a huge change. The addition of a word like "normally" would qualify the position. The wording should allow an element of discretion. The clerks will be able to supply an answer.
It is about the language that we use.
Yes.
After the sentence in which constituents are given a right to approach—or rather, in which it is acknowledged that they should be able to approach—their constituency or list member, the code should say that how best to deal with the inquiry should be a matter for the member's discretion and judgment—[Interruption.]
We must move on, because we are running out of time. I remind people to switch off their mobile phones, which cause problems with the sound system.
What are the witnesses' views on the consequences of removing the requirement on regional MSPs to notify constituency MSPs when they take on constituency cases?
Removing the requirement would not bother me. List members notify constituency members as a courtesy, but I am not overly precious about that. In my experience the rule is honoured more in the breach than in the observance. It is considerate of members to go to the trouble of notifying other members, but I am not sure that I want to burden all list members with the bureaucracy of having to do that. I am quite happy for a list member to help a constituent who asked them for help, and I am not particularly possessive of or desirous to know about the case.
I do not have a strong view on the matter. Notifying the constituency member is a courtesy that I have followed for the most part, although I accept that I have forgotten to do so on occasions. It is reasonable to notify the constituency member, because there is a risk that MSPs can go off on different tangents, but I do not think that my doing so has made any difference to the approach that I or the constituency member has taken.
The pro forma for notification asks regional members to provide the constituent's name and a subject heading. How useful is such brief information?
It will ring bells, without question, if the case is well known or complicated.
We do not need an overly bureaucratic approach. I have an arrangement with one of the list members in my region, whereby they send me a simple e-mail advising me of the handful of cases that they are dealing with. That is a proportionate approach, because list members deal with a small number of cases in particular constituencies. List members might cover a wider area, but they take on fewer cases. The interesting point is that, as a result of the arrangement, I have twice happily transferred casework to the list member, so that we avoided duplication and they could ascertain the complexity of the case that they had taken on. Given that we are all busy, such an approach is useful and enables the list member to get to the guts of the issue. I would like notification to continue as a courtesy, without the pro forma, which is unnecessary. Members instantly recognise names that come to us.
Given that notification has enabled you to avoid duplication, would it help if constituency MSPs notified regional MSPs in the same way?
No, because there is a difference of scale. The volume of casework that comes into my office is entirely different from the volume that goes to a list MSP's office. The notification procedure would not work in reverse. The principal point of contact for the majority of constituents remains the constituency MSP, which is how the system was designed.
Confidentiality is an issue. I certainly would not notify a regional member about a case. My starting point is that an inquiry that is made at one of my surgeries is confidential and I should not share it with anyone unless the constituent asked me to do so. In a sense, the notification rule breaches confidentiality, which is not appropriate.
I do not agree with Jackie Baillie's assessment of the number of cases that list MSPs deal with. Like Mr McLetchie, I have served as a regional member and a constituency member—for the same length of time in each case. When I was a regional member, I had a large number of difficult cases from throughout the region. Cases in which people had not been able to get matters resolved to their satisfaction were almost distilled down, so that I would get nine times as many difficult cases as a constituency MSP might get. Such cases took up a lot of time.
Paragraph 8.4.2 says:
Having been on both sides of the fence, I can say that they do as a matter of course.
The Scottish ministerial code stipulates that they should do so. There is an inconsistency between section 8.4.2 and the ministerial code that you could well tidy up without changing what happens in practice.
I, too, must apologise for having to leave, convener.
The code of conduct says that regional members are expected to work in more than two constituencies within the region, and there is further, if limited, guidance on what constitutes evidence of such work. Given that regional members are elected to serve all constituents in the region, do you think that a regional member who acts in only one part of the region still delivers the expected level of service?
I assume that by "one part of the region" you mean one constituency in the region. How do you define the term "part" in your question?
Well, you are answering the question. How do you define it?
The current stipulation that regional members are expected to pursue issues in more than two constituencies is perfectly right and proper. I believe that one particular region has five regional members from the same party. It would make no sense for each of them to cover all the constituencies; instead, they might well decide to divide the workload on a geographical basis, according to subject areas or a mixture of both. The expectation that members will take an active interest in issues in more than two constituencies covers the point.
This significant issue has caused difficulties in a number of areas. The Liberal Democrats have never suffered from the luxury of having more than one regional member in any region, but colleagues who are constituency members and have seen the issue from the other side have had their problems.
The code of conduct says that a constituent has
The short answer is no. If a constituent wants to go to X rather than Y, he is entitled to expect that MSP to respond and to deal with the issue. He is not entitled to expect the other seven, eight or 10 regional members to take up the issue because, as other members have pointed out, that would involve duplication of effort. Of course, it is not always possible to avoid duplication, but I suppose that that comes down to the working practices of the various members.
If the regional members of the same party split up a region between them, does a constituent have the right to expect only the member who has agreed to be responsible for that area to take on their case?
No. It is all about whom the constituent chooses to approach. If X is responsible for one bit of the region and Y is responsible for the other bit, it is likely that they will be better known in their respective areas and that, as a result, X will be approached by constituents in the first area and Y by constituents in the second area. If a constituent believes that X, Y or Z is best able to represent his views, it is up to him to approach the member. The issue is not decided the other way round.
It is up to the constituent. If they go to a particular regional MSP, there is an onus on that member to deal with their problem—unless, of course, the MSP has good grounds for saying, "I don't want to take your case."
We have to remember that we are looking not at the process for electing constituency and regional MSPs, which is set out in the Scotland Act 1998, but at the question whether the arrangements established by the Parliament since then are working in practice. One witness has suggested that, given that regional members in certain regions have abused the system, it should be stipulated that someone who fails to be elected as a constituency MSP but who subsequently becomes a regional member should not have responsibility for that constituency when responsibilities are divided up. After all, the issue is the way the parties agree to break up regions.
Such an arrangement would be bizarre. Someone elected as a regional MSP after failing to win a constituency seat might well have a lot of local knowledge of which constituents could take advantage. People might find it difficult to understand why we should set out almost in statute that regional members should not be allowed to take on cases in constituencies in which they stood unsuccessfully. It sounds more like a personal and party-political problem than a constituents' problem. The purpose of this exercise is to find ways of helping constituents to deal with their problems and of guiding MSPs in their work. It would be difficult to enforce your proposal. We are now in our third session of Parliament; the next one will be the fourth. How would we deal with a candidate who, over the course of four elections, was unsuccessful in four of nine constituencies but was still elected as a regional MSP? Would we say that they could work only in the other five constituencies because they had been rejected four times in the others?
I refer you to the Official Reports of our previous evidence sessions on this subject, which I assume you have read. I am putting a question to you that has come to the committee from evidence.
I accept that, but—
I am not just putting the question to you, Brian. I think that the evidence that we received referred to a particular session of the Parliament rather than to the lifetime of the Parliament. The other witnesses may want to comment.
I suspect that some constituency members in my party would have sympathy with Cathie Craigie's point. The rules about working in two or more constituencies, which we talked about previously, are designed to avoid the problem that she pointed out. My own experience, both in my home area, in which I am better known, and in other areas across the region, is that constituency members' standing is considerably greater than that of regional members, because of constituency members' links with local groups and so on. The issue to which Cathie Craigie referred is a problem primarily in marginal seats. I accept that there is a difficulty, but it would exist anyway, because of the heavily political nature of the situation.
I concur with Robert Brown's analysis. I do not have anything to add, other than to repeat that relationships between constituency members and regional members are much better than they were, which I think reflects the Parliament's and members' maturity.
We are already over our time limit, so we will move on to the last question, which is from Jamie McGrigor.
Should complaints to the Presiding Officer under section 8 have to meet the same formal criteria—they must provide a name and address, be signed, set out the relevant facts and so on—as complaints to the standards commissioner under other parts of the code?
Yes.
I am not sure whether I understand all the technical complexities that underlie that, but the rules for complaints about conduct that go to the standards commissioner require basic information to be provided, which seems reasonable, because we cannot expect anybody to deal with a complaint unless they have such information. Equally, I do not think that the Presiding Officer or anybody else should pursue members until that basic information has been provided, otherwise people will get involved in wild goose chases in trying to establish what is going on. It is for the complainer to make a proper complaint, not for us to make their complaint for them.
I concur, but a related matter is that all such information, including the complainer's address, should be made known to the member who has been complained about. The current arrangement, according to the interpretation given by the Presiding Officer's office, is that the complainer can retain relative anonymity. The Presiding Officer may know such details as their address, but they are not made known to the member against whom the complaint is lodged, which is unfair.
Okay. That is the end of the set questions. We are running over time, and I may regret doing this, but does any member have any further pressing questions while we have the panel with us? Members should not feel that they must ask a question.
Does rejection at the ballot box represent an effective sanction against poorly performing MSPs?
First, I apologise to the convener and the committee for not being able to make the previous meeting, which was due to family illness. Thank you for giving me the opportunity to participate in today's meeting.
Okay. We are just talking about complaints about the level of service from MSPs. Is rejection at the ballot box sufficient sanction for poorly performing regional MSPs?
We should not make a distinction between regional and constituency MSPs. I think I am right in saying that most of the complaints to the standards commissioner have been about constituency MSPs. I remember one complaint in particular, which was against Karen Gillon and was referred to the standards commissioner. I speak as someone who obviously is not in the same party as Karen Gillon, but the general view was that, frankly, it was nonsensical to refer that complaint to the standards commissioner and for him to have a full investigation into it. We must have a proper balance between what is common sense and what is clearly a bit daft. Obviously, if an MSP has acted discourteously, broken a rule or not brought to bear their full resources in dealing with a matter, there are legitimate grounds for complaint.
I think that Marlyn Glen's question related to a discussion that we had with the first panel of witnesses, which is why she asked about regional members. If we accept that the ballot box is the remedy if an MSP performs poorly, we must also accept that the ballot box is a much blunter instrument against regional MSPs than against constituency MSPs.
The bottom line is that whether someone is a constituency or regional MSP they are elected because of their party ticket—with all due respect to present company. That is realpolitik, and in that sense regional and constituency MSPs are not in a different position. As I said, I would prefer an STV system. If we must have a list system, we should have open lists. However, the committee's inquiry takes place under the terms of reference of the existing electoral system. I was elected as a list member because I was high enough up on the Scottish National Party list. With all due respect, convener, you were elected because you were the SNP candidate in Ochil.
It was nice of you to allude to your being top of the list, when I was sixth on the same list twice.
I do not think that Alex Neil heard the evidence that the business managers gave when we pinned them down on a straightforward matter, which took up much time. We distinguished between the service provided by and the conduct of MSPs. Do you agree that service is a matter for individual MSPs and can be judged through the ballot box, whereas there should be a formal complaints process in relation to MSPs' conduct?
In general terms, I agree with the distinction along the lines that you suggest, but there can be a crossover. Let us suppose that an MSP refused ever to hold a surgery. That would be as much about conduct as about service. That is an extreme example, and I do not think that anyone has ever done it, but it demonstrates that there are grey areas. However, as a general rule, the distinction is fair.
Why do you think that it is appropriate for a regional member to focus on only part of their region, when they were elected to represent the entire region? We talked about what happens when five regional members represent the same party.
What you describe happens only if a region has more than one regional member from a particular party. The Central Scotland region covers 10 constituencies and the SNP has five regional members, as it did in the first session of the Parliament. Under the existing allowances rules, we have only one office, although the region covers Falkirk, Kilmarnock, the whole of North Lanarkshire, and South Lanarkshire with the exception of Clydesdale. We cannot expect people from Falkirk and Kilmarnock, or even from Cumbernauld, Airdrie and Coatbridge, to travel to an office in Motherwell to see their MSP. As long as the daft rules are in place, the reality is that regional MSPs must do much more travelling to constituents. I hope that the rules will be changed.
I think that you heard me ask the first panel of witnesses whether regional members should be required to notify constituency members when they take on cases. In your submission, you suggested that constituency members should also make regional members aware of what is going on—I asked the panel about that. Will you elaborate on your thinking in that regard?
I noted that David McLetchie said in response to your question that it would be a breach of confidence for him to tell a regional member about a constituent. Of course, notification does not mean providing details about a case; it means providing the constituent's name and address and the general nature of the inquiry—housing, education or whatever. If it is argued that constituency members should not notify regional members because that would breach confidentiality, the requirement for regional members to notify constituency members must also be regarded as a breach of confidence. We cannot have it both ways: either there is a breach of confidence or there is not. If there is a breach of confidence, we cannot continue with the current system. If there is no breach of confidence, why should not constituency members notify regional members?
Does notification avoid duplication? It is open to an MSP to ask a constituent whether they have raised the issue with anyone else.
I think that the notification system is pretty redundant. Given that we are saying that notification is a breach of data protection legislation and all the rest of it—which I do not think was checked out at the time—I would scrub it and just place an onus on us all to ensure that we deal with cases only when we are assured that they are not being dealt with by another constituency MSP or regional MSP.
How would you deal with the growing practice of people e-mailing all seven or eight regional members simultaneously?
It depends on the subject of the e-mail. If it is a general inquiry about snaring, which is a popular topic at the moment, or the campaign on breast cancer screening, I always reply directly as an individual member. The constituent deserves that, so it is right to do it. Even though 100 or 200 e-mails might come in at any one time, I believe that constituents are entitled to a reply from me, because they have written to me as well as to the other members.
So, again, the onus would be on the MSP to do a simple check, which would cut out all the duplication.
Yes, that is right. Whether constituents contact me by telephone, in person in my surgery, by e-mail or by letter, the first thing that I ask them is whether any other MSP is currently dealing with the matter. Nine and a half times out of 10, the answer is no, but the half time that the answer is yes, I tell them that they have to tell the other MSP—or I will tell the other MSP—that they want me to take over the case to avoid duplication. If the constituent is not prepared to do that, I tell them that, under the Parliament's rules, I am not allowed to take up the case. It is not the system of notification but common sense that makes things work.
I have a supplementary question about duplication. Do you think that it should be considered unusual for a minister to get seven letters from seven different MSPs on the same subject or the same case? I would have thought that that strengthened the case, but I would like your views on that. Avoiding duplication is the excuse for why list MSPs have to contact constituency MSPs. Do you think that avoiding duplication is, in itself, a reasonable excuse for that requirement?
My experience, particularly in the past five or six years out of the eight for which we have been here, is that duplication is not a big issue. I seldom come across it.
Is there anything wrong with duplication?
Yes. I emphasise the distinction between a general issue such as the proposed closure of Monklands hospital accident and emergency unit, and a specific, individual issue. I am sure that the minister received letters from all the constituency members and all the list members about Monklands A and E on a regular basis.
On that point, the code of conduct says that a constituent has
No.
Should that be made plain in the code of conduct?
Yes. We make it plain to individual constituents. I have never come across a constituent who complained that only one member at a time dealt with their complaint. If they are not happy with one member, they are not prevented from going to another. However, the first member has to withdraw from the case. I have never come across anyone demanding that more than one MSP should deal with their individual problem at the same time. In fact, nine and a half times out of 10, it is quite the opposite: they demand that you deal with the problem and that you do not spread it around.
I am interested in what you said earlier about surgeries and that list MSPs have to go to the constituent rather than the constituent coming to the list MSPs. Are you suggesting that there may be methods other than surgeries by which list MSPs should make themselves available to the public?
I was making two points. First, it is absurd to have in one office five MSPs covering an area the size of Central Scotland. That does not serve the interests of our constituents. When we consider the revision of the allowances scheme, I hope that we will abide by our code of conduct and treat constituency and regional members the same so that, for example, I can have my own office in the same way as Cathie Craigie and other constituency members have their own offices. I do not see why I should not have an office. If we abided by the code of conduct, those five members—from the same party—would have five offices spread around Central Scotland. It is about the physical accessibility of regional members to their constituents and the current arrangement puts constituents at a disadvantage in that respect. Regional and constituency members are not on an equal footing, as we should be under the code of conduct for MSPs. We have not abided by our own code of conduct for the past eight years and the Scottish Parliamentary Corporate Body has breached the code the most.
It will surprise nobody that Alex Neil has managed to raise more questions with his answers. Having a single witness has led to a productive exchange. Three more members want to ask questions.
I am delighted to have raised more questions. I could be here all day.
That is no surprise.
Mr Neil, are you saying that the code of conduct should emphasise the importance of home visits rather than surgeries for list MSPs?
The code should not be as specific as that. The code and the allowances scheme should ensure that regional members can be as accessible to their constituents as constituency members are. It is absurd to crowd five regional members and their staff into one regional office for the whole of Central Scotland. Such an arrangement contradicts the code of conduct.
Can we move away from allowances and back to the code of conduct? I acknowledge that there is a link between the two.
I have enjoyed hearing Alex Neil's arguments about allowances. I look forward to him supporting the setting up of 10 offices for me in Central Scotland. Of course, that will not happen.
Be brief, Alex.
Both approaches are needed. I am not saying that the solution is to give every member their own office. There could be a regional office in every constituency, which every regional member could use.
Hot desking.
Yes. You and Margaret Mitchell, who is the only Tory member for Central Scotland, could also use such a facility, which would give constituents in the 10 constituencies in the region equal access to their regional members and to their first-past-the-post member. That is how I would do it.
From Kilmarnock.
Yes, exactly. It just cannot happen. The fact that we have one office to cover the whole region is absurd and needs to be rectified.
I remind everyone that we started this discussion by asking about the notification of constituency cases to regional members. I invite Cathie Craigie to ask the final question.
The question that I was going to ask has perhaps been answered, but I want to turn the discussion back to notification. You and I have worked as constituency MSP and regional MSP for eight years now and there has never been a problem. You have notified me when you have taken up cases and we have talked about cases when that has been necessary.
I do not think that people expect us to travel to see them. My experience is that people do not understand why the SNP regional members for Central Scotland do not have an office in each of Cumbernauld and Kilsyth, Hamilton North and Bellshill, and Falkirk. That is the feedback that I get. I am sure that Hugh O'Donnell's experience is the same. People expect us to be as accessible as the constituency MSP within a constituency area. I do not see why we cannot have a system whereby constituency MSPs' offices have an annexe or a facility for regional members to use when they are working in that constituency. I take the point that we could end up with an office in every hamlet in Scotland, but we know that that is not the case. The rule is that we are divided into constituencies. The SNP list members in Central Scotland cover 10 parliamentary constituencies. The practical effect of the current allowances system is that the Parliament breaches its own code of conduct because it does not treat regional and constituency members equally.
We will leave it at that. That evidence session took twice as long as we scheduled for it, but it was useful to have the exchange and to allow people to discuss matters more forensically. Thank you for coming along.
Meeting suspended.
On resuming—
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Cross-party Group