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Item 4 on the agenda is the Freedom of Information (Scotland) Bill. I see that Mr Jim Wallace is waiting in the wings. I welcome the minister to the meeting. With him are Geoff Owenson of the constitution and parliamentary secretariat of the Scottish Executive, and Keith Connal, who is head of the freedom of information unit. Thank you for attending, gentlemen. I believe that Mr Wallace wishes to make a short opening statement.
It will be very short, convener. Thank you for this invitation to give evidence on the Freedom of Information (Scotland) Bill in support of the committee's stage 1 scrutiny of the general principles of the bill. You have already mentioned Keith Connal and Geoff Owenson; I am also joined by Robbie Kent, who is also from the Scottish Executive justice department. All the officials have been very involved in the detailed preparation of the bill and might be familiar to committee members.
Thank you minister—that was short and sweet.
I would like to talk about the purpose section—or the lack of it. We have heard evidence to the effect that having a purpose section could play an important role in setting the tone of the legislation and in making its spirit clear, which would ensure that the proposed freedom of information regime was supported by a culture of openness. There is a fear that, although the bill might be passed, nothing much will change because people will not have signed up to the idea, which will mean that the culture will stay the same. How will you ensure that not including a purpose section does not defeat the aims of the bill? Do not you feel that a purpose section is necessary?
I had an open mind on whether to include a purpose section and I gave careful consideration to the idea. It was only in the final stages of putting the bill together that I concluded that a purpose section was unnecessary and, as I will explain, perhaps even inappropriate.
Those are warm words, but how will you put those ideas into effect? You say that the commissioner will foster a culture of openness, but how will that happen? Will there be training for public bodies?
Yes—very much so. A working group was established in February this year, which includes representatives of various Scottish Executive departments and other public bodies that will be involved with the proposed legislation. That group has met on a number of occasions and one of its main tasks is to prepare the ground for training to ensure that the culture is right when the resultant act comes into force. The group includes the Convention of Scottish Local Authorities, the health trusts, the Scottish Environment Protection Agency and the Association of Chief Police Officers in Scotland.
It was interesting that the minister referred to discussing freedom of information with the commissioner in Ireland. Last year, the Canadian commissioner who is responsible for freedom of information through the Canadian Access to Information Act 1985 was in Scotland and he stated that, after some 15 years, the greatest challenge that they faced was changing the culture of secrecy. Like Maureen Macmillan, I think that there have been lots of warm words in the minister's evidence, but I am not convinced that they will provide us with a way to change that culture of secrecy and to ensure that the bill is effectively implemented.
I was impressed by how training in Ireland generally tries to change the culture of secrecy. Ireland has a strong freedom of information act and it also has a strong commissioner. The combination of those two factors has helped.
In linking our discussion to the culture of openness programme, I want the committee to move on to two matters that appear from the evidence that we have heard to mitigate against that culture. Those are class exemptions—which seem substantial—and ministerial certificates.
The two regimes to which the convener refers are relevant because the ministerial certificate is a feature of both cases. It is important not to isolate the ministerial certificate—it is part of a package and the overall package is balanced in terms of openness. The fact that the harm test specifies "substantial harm" decisively favours those who seek information. The fact that the commissioner has the power to order disclosure, rather than simply to make a recommendation, is an important part of the overall scheme. It is against that background that one should consider the ministerial certificate.
I understand those points. I am talking not about the earlier use of the ministerial certificates, but about the final veto—the equivalent of the First Minister's certificate. That is the contentious matter.
I know. I was trying to put the matter into context. Ireland is often held up as an example of a country that has a robust freedom of information regime—you referred to that in your question, convener—but there, there is an option for ministerial intervention even before the commissioner can make a judgment. I argue that our system will be stronger in its openness, because such matters would go through the commissioner and would become the subject of a ministerial certificate only subsequent to that consideration.
There is no collective responsibility. Section 52(2) uses the phrase "after consulting", which is not the same thing as collective responsibility.
The intention is that collective decisions will be made by ministers. When I appeared before the committee during consultation on the bill, I remember explaining that, if we were to use the phrase "Scottish ministers", the structure of the Scotland Act 1998 would lead to the very situation that we want to avoid—namely, that of individual ministers making decisions. We have tried to take account of concerns and to find a form of words that will mean that collective decisions will be made by ministers. That was our policy intent, but the committee might wish to say in its report that it does not believe that we have achieved that policy intent. If that is the case, we will reconsider the matter. However, I assure the committee that much thought was given to finding the best way of reducing to words in statute the policy intent that the issuing of certificates should be a collective decision of the Cabinet and not simply a decision of either the First Minister alone or of other individual ministers.
The minister will recall the Scott inquiry into arms to Iraq, during which it was alleged that the use of ministerial certificates had been abused. Will the Deputy First Minister confirm that he has no intention of using ministerial certificates in that way?
I think that you are asking about public interest immunity certificates, which I believe arose during the Scott inquiry. PII certificates deal only with withholding documents from courts, for which there is a higher test. I do not think that anyone would ever expect ministers to give a blanket denial that would affect for all time the discretion of other ministers. However, such considerations have nothing to do with the bill; we are talking about something totally different. In two and a half years, there has never been a suggestion of our coming anywhere near a PII certificate.
We took evidence from journalists and from David Shayler, who believed that ministerial certificates should not be used under any circumstances. During emergencies or very important criminal investigations, or if intelligence emerged that led you to understand that a very serious crime was about to be committed, could ministerial certificates be used?
I am not sure that we are talking about the same thing. If we are talking about someone applying for information that, if released, could assist in dealing with a crime that our intelligence told us was about to be committed, I would rather hope that the commissioner would take that into account. Initially, that information would be refused as being exempt if it were about to prejudice a continuing investigation. If the information found its way to the commissioner, who then said that the information should be disclosed—for whatever reason—and ministers took the view that that disclosure would prejudice a crime operation that might be about to take place, that might be a circumstance in which the minister might override the commissioner's decision.
Would it be correct to say that ministerial certificates operate as a safeguard for the public interest? If they were removed altogether, would that safeguard be removed?
That is one of the reasons why we have that override power. Ultimately, in the six exemption categories, the question of public interest would be determined by ministers. It is unlikely to happen, but the safeguard exists. Of course, ministers would be accountable to the Parliament for exercise of such an override power.
We will appoint a worthy commissioner who is distinct and separate from all the public authorities and in whom everyone must have trust. However, as the bill stands, there is a problem with section 52 in that only one public body—Scottish ministers—will be able to say that it does not care what the commissioner says. Ministers will use the power of veto under section 52, and will issue a certificate and say that information cannot be disclosed. It is difficult to understand why we will have an independent commissioner operating with all the information before him, but with ministers telling the commissioner why information should not be disclosed. If the commissioner took the view that information should be disclosed, the First Minister could then use his veto. That detracts from the idea of freedom of information. It also introduces to a situation the politics and political views of the First Minister and his cabinet colleagues, which could place further pressure on the operation of the veto. That is why I am concerned about section 52.
I understand and acknowledge that concern. I argue strongly that the scheme and the provisions of the bill are consistent with an approach that is considered to be appropriate and necessary in other countries that have freedom of information regimes, which are widely recognised as being strong and progressive.
You mentioned being accountable to Parliament. Section 52(3) states that you will lay a copy of the certificate before Parliament and give notice of the reasons for the opinion that has been formed. However, in giving those reasons, the section states:
If you think about it for a moment, you will realise that we could not disclose the exempt information.
Of course not. That makes sense.
I know the convener's parliamentary skills well enough that I do not think for one minute that she would let such a certificate lie. The convener would not just put her hands up and say, "You must be right." A considerable amount of probing and challenging of such certificates would come, not only from the Opposition, but from—
The media.
It would come from the media, but it would also come from the back benches of the Executive parties. For that reason, ministers would not undertake lightly such a course of action. It might well be for those reasons that ministers in New Zealand have never taken that action.
I caution the minister, because he appears to be at one with the Conservative party over the need for a ministerial veto. When the Conservatives were in Government, they were not forthcoming in providing information to the public. I do not know whether that comes as a comfort to him.
It should come as a comfort that I want to protect the police's criminal investigations.
Let me take the issue further. It is easy to use the example of criminal investigations—I am sure that the public interest test would apply in such cases. You referred to Ireland and New Zealand. How many countries that have freedom of information legislation in place have a ministerial veto?
I cannot give an answer off the top of my head. However, countries that do not have ministerial vetoes might have other checks and balances in the system, which remove the need for a ministerial veto.
We are getting bogged down in a debate about the systems in New Zealand and Ireland. Although those two systems have a ministerial veto, they are exceptions. However, the Executive wants to introduce a system that has a ministerial veto. The American and Canadian systems, for example, do not have ministerial vetoes. Why have you chosen to take the route of the exception rather than the norm?
There is no need for a veto in the United States system because there is no commissioner to be overruled.
There is a good public interest test system.
Freedom of information cases in the United States are pursued through the courts, which is expensive and time consuming. In many respects, our system will be more accessible to the public than is that of the United States. Every country puts together its own scheme and we looked around and borrowed ideas when we thought it useful. We have what is widely acknowledged to be a robust scheme. It includes a substantial harm test and gives the commissioner the right to make decisions—not recommendations—that can be implemented. Furthermore, the commissioner will be independent and appointed by the Parliament, not by the Executive.
I do not believe that you have achieved the correct balance. On the one hand, there is the public harm test, which is predicated on a requirement for good evidence that shows that the publication of the information might cause the public harm—
Substantial harm.
Yes, substantial harm.
You were being loose with your words, Mr Matheson.
The public harm test requires substantial harm, but it is predicated on a requirement for information to be provided. On the other hand, there are the class exemptions and the ministerial veto. Given that the bill includes the substantial prejudice measure and the public harm test, why do you need what appears to be the sledgehammer approach of the ministerial veto and the wide-ranging class exemptions? There is no balance.
I believe that the balance exists. Many objective commentators have said that the proposed scheme ranks highly in terms of its openness and robustness in promoting freedom of information. You mentioned class exemptions, but the public interest can override them. That is a matter for the commissioner to determine in every case. For six of the 17 categories of information, ministers have a residual power to present a certificate to overrule requests. That power is very limited and in your description of it, you omitted to say that the public interest could override the class exemptions. That should not be overlooked. There will be an independent commissioner who will not be appointed by ministers. All those things stack up.
It is interesting that you make reference to information that might have an impact on security, because the evidence that we received from the police did not indicate that that was their primary concern. They felt that the checks in the system would provide sufficient protection for any live investigations.
I agree entirely with that.
The police were referring not to the ministerial veto, but to substantial prejudice.
With respect, you have become so obsessed by the ministerial veto—
I do not think that we need it.
You ignore the fact that most matters would never get anywhere near the ministerial veto, because of the scheme that we have adopted.
That is exactly why we should not have the veto.
The veto is only for exceptional cases—such as have never arisen in New Zealand in 14 years—in which ministers might take the view that the public interest would not be served by releasing particular information into the public domain. I think that Michael Matheson can rest in his bed at night, safe in the knowledge that the scheme is well balanced. As he rightly said, the police indicated in their evidence that they were content with the general scheme. We are talking about some very exceptional circumstances, so it might well be proper to apply the ministerial veto in those circumstances.
I bring in Donald Gorrie to pursue the ministerial veto and—as we have touched on it—class exemptions. Paul Martin will follow.
Most of the people who have spoken to us accept that the bill is a huge step forward, that it is well intentioned and that there is good will among those who are promoting it. However, many of the bodies that seek information have lived with an atmosphere of civil service secrecy for many years, so they retain residual suspicions.
Mr Gorrie has asked a question with many parts. I hope that I have remembered them all. I do not doubt that he will let me know if I omit to answer any parts.
On creating the right sort of climate, it has been pointed out to the committee that, although there is a measure for dealing with individual cases in which a public body does not give information—which would allow for that body to be taken to court—there is no general provision. One could imagine a situation in which some errant quango, council body or whatever was consistently as laggardly as possible in providing information and produced it only to stay out of court. Would it be possible to include in the bill a section that would give the commissioner some power over such bodies—for example, by allowing him to send in a member of his staff to see how the body operated? Life proceeds on a basis of whip and carrot—there should be some sort of general whip as well as whips for individual issues.
I do not think that we need a specific statutory provision for that, because the functions of the commissioner are both general and specific. They are specific in that the commissioner can deal with an appeal in relation to a specific application. Also, as the provisions in the bill relate to the general functions of the commissioner, the commissioner has considerable power to promote good practice. For instance, he or she has specific powers of entry and inspection under schedule 3. The commissioner also has quite wide powers to make recommendations concerning good practice. Section 44(1), for example, states:
We were concerned that there were no penalties. However, action would take the normal route of finding an authority in contempt of court.
Yes—the provisions allow the courts to hold a public body in contempt in certain circumstances.
The convener raised a point about the process that will be followed for the submission of exemption certificates that are laid before Parliament. One of the concerns that were expressed by the National Union of Journalists related to the "practicable" period that is mentioned in the bill. The bill states that a certificate will be laid before Parliament "as soon as practicable". Could that be made more specific in the bill? The NUJ's concern was that a story could be killed off during that "practicable" period. Why would we want to include that term in the bill?
It is a term that appears often in bills and is more pressing than "in due course". However, I am happy to consider whether that could be tightened up.
I would like to ask a very general question. What information does the bill make available that is not currently available?
The bill applies to certain groups that the code for access does not cover, such as the police, the national health service and schools. The simple answer is that the bill makes all information available. At the moment we have a code and recommendations; the bill will establish a statutory right.
It has been brought to the committee's attention that the codes of practice that will be issued will be important. I know that there must be consultation about the codes, but will the codes be available to the committee—even in draft form—when we reach stage 2?
I think that that is the intention. Mr Connal has indicated that the codes will be available during stage 2.
Thank you.
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