Official Report 264KB pdf
I open the 11th meeting of the Communities Committee in 2006 and remind everyone present that mobile phones should be turned off.
As a minister, I have always been willing to work with committees on any bill that we have introduced. Indeed, there is clear evidence that, as bills have gone through the system, the Executive has been willing to move on certain matters. In this case, my first instinct is, I think, the appropriate one for all parliamentarians, which is to listen carefully to suggestions that committee members and other members make about improving the legislation.
Almost all the witnesses who have given evidence to the committee have indicated their desire to see a culture change in the planning system. Will such a culture change be possible when the legislation is brought in? Do all the stakeholders agree that they have a part to play in changing the culture within Scotland's planning system? Will the legislation provide the right framework for a culture change?
The bill is necessary for change to take place but is not all that is required to change the culture. It would be naive to think that we could change attitudes by legislation alone, although it is part of the process. I do not pretend that this is easy. We are in difficult circumstances. People have entrenched views about planning, based on their experiences. Some of those entrenched views were expressed during the consultation on the bill. We must move beyond that.
There is no doubt that the starting point for the bill was the widespread perception that the planning system does not function as it should and that we need to legislate to deal with that. The legislative development process up to the introduction of the bill and the parliamentary process have raised the profile of planning. That has been tremendous in raising public awareness of planning as a process and as a product.
Thank you for that. You moved on to the next area that I was going to ask about, which is the concern that witnesses from the Convention of Scottish Local Authorities raised. All the witnesses who have given evidence to the committee have said that they have a role to play in culture change, and you said that you see the Executive as an exemplar of good practice. COSLA raised concerns that perhaps the Executive is, at times, slow to respond to its concerns about planning. It wants an assurance that the Executive will play its part in the culture. Is the Executive up for that?
We are always up for holding positive conversations with COSLA and others, and for playing our part. There is evidence—which I am sure Jim Mackinnon will be able to quote—of the quality of responses on casework and the meeting of targets and so on, and we can certainly provide the committee with evidence that the Executive seeks to recognise the importance of and to stick closely to targets.
Now that the convener has dealt with the big picture of culture, I come back to the tedious nuts and bolts of sections and subsections. Several witnesses have made the comment that it is difficult to form a final view on many sections of the bill because the detail is being left to secondary legislation. How do you respond to that?
With any bill there is a need for secondary legislation; the bill establishes the framework for that. At this stage, we should be scrutinising the key principles of the bill. As we go through the parliamentary process, there will be a discussion about what is and is not in the bill. What people want is the reassurance that, as the secondary legislation goes through the Parliament, there will be appropriate scrutiny and consultation, and I am satisfied that that will be the case. We do not have to have everything in front of us right now for us to progress things later on. We have the balance right, although there are, as ever, anxieties about where the balance will lie in future. I am content that we have it right in this bill.
That is helpful. So I can take it that where secondary legislation will involve substantial policy issues, the Executive intends to consult further.
Yes. One key point is that we must test all the proposals against how people feel. Particularly with the present set of proposals, there is no point in imposing measures that people feel will not work. There is good evidence that, since the early stages of the white paper and as the bill has progressed, we have told people not to take it or leave it but that the proposals can evolve. That must apply to the secondary legislation, too, as some critical measures will be introduced through that.
That assurance is helpful.
I can give examples of that process. As well as working with local authorities on financial issues, we are working with them on issues such as neighbour notification. A lot of joint policy development work is being done with our stakeholders on a range of issues before the proposals become the subject of wider consultation. That will continue to be an important part of our work. Yesterday, Mr Home Robertson mentioned the review of the Town and Country Planning (General Permitted Development) (Scotland) Order 1992. The research that has been commissioned on that will be published in two parts during this year. People will have the opportunity to comment on it and we will then develop proposals for secondary legislation in association with our key stakeholders. Those will also be subject to public consultation before they come to the Parliament.
I welcome that. Moving on from secondary—
Before you move on, Christine Grahame has a question.
I am not sure whether, technically, my question is for the minister or whether it is a point of information for the convener.
That is a matter for the committee to judge. My view, as the committee's ex-convener, is that we must sustain our attention span on legislation past the first stage. The lead committee or other committees that have an interest in a piece of legislation need to maintain that beyond the royal assent stage. This committee has an awareness of individual planning policies—we have discussed green belt and opencast coal mining policies with the committee. Some of the committee's rigorous work must focus beyond the initial primary legislation and on the other measures that make sense of it.
With your ex-convener's hat on, can you see that although we have a note on where the secondary legislation might go, if we do not have the secondary legislation before us, there is a difficulty in considering whether what we pass in the primary legislation will work when it is devolved down to the secondary legislation? I am becoming more aware of that huge issue for committees the longer that I am here—I do not mean in this room, speaking to you, but in the Parliament. As more and more secondary legislation comes through, there are difficulties for committees.
As I said yesterday, one challenge for ordinary elected members is to get tuned in to what is happening on the ground as a consequence of the legislation that we pass. We have a role in alerting the system if what we intended does not happen—we have all sorts of avenues for that. The committee needs a focus that is beyond the primary legislation. A long time ago, after the passage of the Housing (Scotland) Act 2001—some members are veterans of that—the Social Justice Committee was the first committee to use the phrase "post-legislative scrutiny". Although that phrase does not trip off the tongue, the role is a critical one for committees. However, they should not be overwhelmed by that. There will always be the challenge of balancing one role with another. Committees talk to one another in all sorts of ways. Issues arise about tracking secondary legislation when it goes to other committees and ensuring that there is crossover. That is a challenge for the parliamentary authorities and the committees. It is for the Executive to ensure that what we do facilitates that scrutiny.
John Home Robertson has a question.
On a point of order, convener. I indicated earlier that I had a question on secondary legislation. You nodded, so I thought that you were going to let me in. Am I allowed a question?
I am afraid not. I allow members in at my discretion. I did not see you on this occasion.
On another point of order, convener. This is supposed to be a democratic committee. We are considering a serious bill in which secondary legislation plays a big part. I would like to come in on other issues, so I want to know how the committee is going to be run. Will I be allowed to come in or not? This is not a proper way of chairing a committee, if you take my point.
Ms White, it is not my practice not to allow members in. As I said, members get in at my discretion and, on this occasion, Christine Grahame was allowed in. We are moving on and John Home Robertson is next.
I will move from secondary legislation to primary legislation. The bill is big and, although I have long experience of dealing with legislation, I find it hard work to find my way through it. For example, section 2 consists of 30 proposed new sections of the Town and Country Planning (Scotland) Act 1997, which have to be read in the context of the relevant bits of that act. That is 25 pages of proposed legislation in one section. To be frank, it is almost impossible for us to get a handle on that, but it must be far more difficult for people outside the Parliament. Witnesses have put that point to us again and again. The bill is difficult to comprehend.
I am aware of the issues that you have raised. If you, with your years of parliamentary experience, find it difficult to understand the bill, we must reflect on that, because reading legislation is not a skill that anyone is born with, as I have discovered to my cost.
That would certainly be a major step in the right direction and a useful precedent. When do you expect it to be available?
We hope to have it for you before the stage 1 debate in May. The accessibility of legislation is a broader issue that does not relate only to this bill or to this committee. There is a tension between a bill being up to the legal demands that are put on legislation and the Parliament's capacity to describe what is happening in a bill, which are not necessarily the same thing. Scrutiny is a slightly separate matter, and I hope that you will find the partial consolidation that we will do before the stage 1 debate helpful.
That is very helpful. As far as I know, it has never been done at Westminster, so that initiative will certainly advance the principle of accessibility to citizens in Scotland and I am grateful for that.
Concerns have been raised about whether sections of the bill comply with the European convention on human rights. In particular, there are concerns about the fact that the bill removes the applicant's current right to a hearing and the fact that, under a planning authority's scheme of delegation, the right of appeal will be to the same statutory body that took the initial decision. Article 6.1 of the convention says that parties are
We can only give you our considered opinion on that.
I welcome that at any time. I am sure that you always do.
We are at the mercy of what the courts decide. However, we believe that the bill is ECHR compliant; otherwise, it would not have been introduced and the Presiding Officer would not have signed it off. We believe that the bill is compatible with the ECHR and that any regulations made under it will comply with the ECHR.
That does not answer my question. You seemed to have conceded that some sections of the bill might not be ECHR compliant. If one section were challenged, would the fact that the bill itself was compliant make that challenge fail? I think that the challenge would succeed.
The test that the bill must pass is whether it is ECHR compliant. We believe that it is. As the Presiding Officer cleared the bill, it is clear that the parliamentary authorities also took that view.
Courts up to the European convention courts have considered the planning system in its current format. They did not consider each individual part of the system; they accepted that although some parts—including the reporters—are not ECHR compliant on their own, the protection of having an appeal to the court on a point of law makes the system ECHR compliant on an holistic view. Therefore, one must be careful to examine not an individual provision in the bill but the bill as a package and whether all the protections put together are sufficient to make the bill ECHR compliant. That is the assessment that has been made.
That is fine. That is now on the record, so somebody can use it in court some day.
I note what COSLA and the local authorities say. They are our partners in the planning system, so we must reflect on their contribution to the consultation. I am sure that the comments were not made lightly, so we must reflect on them.
What is your Government's role in responding to the chancellor's proposal? Has it responded? Will the committee see that?
Officials have had a lot of contact and I understand that the Cabinet is developing its own approach to planning gain. For the purpose of the bill, we needed to be clear about the impact of the planning gain supplement proposals and the interface between the proposals, the consultation and the bill. As I said, we do not believe that the proposals jeopardise the bill in any way. We still recognise the importance of the potential for section 75 agreements locally.
May I clarify a technical point? One of the things that emerged from our discussions with officials from the Treasury and the Office of the Deputy Prime Minister is that, in Scotland, liability for planning gain supplement will not be calculated until after section 75 agreements have been taken into account. That was perhaps not evident from the consultation paper, although it is mentioned in the paper. In response to the question about whether local authorities will have a negotiating hand, any section 75 agreements will be accounted for first, so one could use up one's entire liability for planning gain supplement through a section 75 agreement. Section 75 agreements are protected under the proposals on planning gain supplement.
If the tax is 10 per cent of the value of the land and section 75 agreements take up 8 per cent of that, only 2 per cent will be remitted to the Treasury. Is that correct?
Yes. That is the approach. The sum to be taxed is the difference between the value before planning permission is granted and the value after planning permission is granted. That amount will be subject to tax at whatever percentage applies. However, it will be reduced by any section 75 agreements. If the amount to be taxed is £100,000 and there is a section 75 agreement worth £50,000, only the remaining £50,000 will be taxed.
I accept what you say, but were the councillors aware of that when they gave evidence?
I do not know. It is clear from discussions that the point was not particularly well known. It came out when we were in discussions with Treasury officials at the end of January. We said, "A lot of people do not realise that." It is in the consultation paper, but it is in such a form that many people may not have noticed it. I cannot speak for the councillors.
Convener, rather than pursue the matter in oral evidence, it would be useful if we could have a more detailed written response on exactly how the system will operate.
Obviously, Westminster is consulting on planning gain supplement, but the system that Tim Barraclough outlined is our understanding. Section 75 conditions will remain with us and the mechanism that has been identified will be in place. If that is not clear from the Official Report, I am more than happy to confirm our understanding in writing.
Will you clarify whether the mechanism has been agreed with Westminster?
It is in the consultation paper.
But it has not been agreed yet.
No. The consultation is on-going.
Right. I know where I am.
The matter obviously weighs heavily with the committee and, as I have said before, we must reflect on what COSLA and individual local authorities say about the implications that they perceive. We regard section 75 agreements as an important aspect of the planning system for local authorities.
Do you concede that, if Westminster does not agree to the mechanism, we will have the difficulties that the councillors described so dramatically?
Our understanding is that section 75 agreements will have primacy. Is that the right word?
Yes. That is the case under the proposals in the consultation paper.
But we will have to wait and see what happens.
Yes.
How long will it take for the package of measures in the bill to be implemented fully? When will the nirvana of the modernised planning system be in place?
When we are all happily skipping around our communities without a care in the world.
That seems to be the key thing. It is not just about passing the new legislation, as you have already said this morning. It is also about ensuring that the current impetus is continued. Otherwise, people—being people—will get a bit disheartened and things will not quite happen. It is important that people understand that this will be a long haul, and that the bill will not produce a quick fix.
I certainly hope that there will not be some sort of retrenchment once the bill is passed. Whatever people think about the specific issues in the bill, we recognise the challenge both for communities in how they engage and for developers in how they go about their business. If there is retrenchment on either side, that would produce a difficulty. We are seeking a change in attitude and approach over time.
As the convener and other members have said, the bill is only part of the reform package. We are acutely aware of that. As the minister said, a significant programme of secondary legislation will follow, with new regulations on development planning and development management, including permitted development; on the organisation of local review bodies; and on the conduct of inquiries. That is a substantial body of secondary legislation.
In its evidence, the Law Society of Scotland expressed some concerns about a possible hiatus until NPF 2 is agreed. How do you plan to avoid that?
The chief planner made the point yesterday that, while the change is coming, it is business as usual. People should be updating their plans as we go along. It is not a question of people sitting and waiting until the secondary legislation is made. The bill is a reference point for people regarding their approach in the short term, but they cannot simply wait for everything to fall into place before they do anything. You can be reassured that there ought not to be such a hiatus. We will be working closely with local authorities to ensure that that does not happen.
Other members will probably return to the financial memorandum and the Finance Committee's response to it. I wish first to touch on the matter of transitional costs. How was the figure of £1.8 million arrived at? Is that sufficient to meet the transitional costs?
As I mentioned a number of times yesterday, the general point is that we need to work closely with all those involved in meeting the financial challenges. We need to bear in mind the extent of the costs and benefits of the new system, which we will have to weigh up in the round. We should also have regard to the priority that local authorities give to planning funding.
One of the resource requirements that I foresee is the result of the worthwhile provision that local plans should be updated every five years. At the moment, some local authorities are working with plans that are about 20 years old. If local authorities are to meet the Executive's not unreasonable targets, there will be a resource implication. What plans does the Executive have to ensure that local authorities are properly resourced to comply with that requirement?
We recognise the importance not just of saying to folk that they should have their plans up to date, but of providing the means for them to do that. Some of that is about understanding the real resource challenges; some of it is about asking hard questions about the priority that local authorities give to that within their planning work.
We have, effectively, had a plan-led system since the early 1990s. The figures that Mr Aitken quotes demonstrate that the plans are not being delivered, so we are including the requirement for a five-year update in the bill as part of the culture change. It is a legislative provision to drive culture change, to get local authorities to devote more resources to the preparation of development plans.
On the issue of resources, it is not clear to me yet whether there is necessarily a shortage of planners, although there is certainly a problem with the recruitment and retention of planners in local authority planning. What discussions have there been with both the planning schools to ensure that we have a sufficient number of skilled planners to fuel the system? If we do not deal with the problem of recruitment and retention in local authority planning, many of our ambitions for a new planning system will fall by the wayside because there will not be enough people with the qualifications to carry out the work. What discussions have you had with other parts of the Executive, such as the Enterprise, Transport and Lifelong Learning Department, to ensure that we are attracting enough people into the profession and turning out people of sufficient quality?
There is an issue about retention, but the professional planners at the table will be able to comment on that. Given what they have to do every day, some planners must feel that they are between a rock and a very hard place. However, the changes that the legislation will make to the planning system will change the nature of their job and, as Jim Mackinnon has indicated, work on the planning development budget has taken into account professional education and training to allow planning staff to be more effective at their job and, indeed, to make the job better.
The issue is very important, although I should point out that after auditing a number of local authority planning departments, we found that, despite the general shortage of planners, some local authorities are quite well staffed. The undoubted problems with recruitment and retention in some local authorities might be a matter of geography—after all, people might not want to work outwith the central belt—lifestyle choices or the image of local government, which is something that we need to consider.
Scott Barrie and others have mentioned the financial package, to which the Finance Committee's report relates. There are significant concerns about whether enough money is being provided to implement the bill's measures, in particular the new planning framework and the cost of consultation. When the Finance Committee asked about funding, the Executive replied:
Detailed consultation was carried out and the estimates that are in the financial memorandum are the result of that process. It would have been foolish for us to say that we would do no further work on those estimates, given the process that exists for people to highlight the challenges that we face on the financial package. I have made the point before that the planning reforms will liberate money and get rid of the noise in the system that is created by inefficiencies. The priority that local authorities attach to planning is also an issue. The financial memorandum simply reflects the existing financial challenges.
You are saying that another consultation is being conducted.
I am saying that more work is being done, which is entirely sensible if we want to ensure that the bill works. We must have every means available to make it work. People have raised a range of issues, to which we must respond appropriately. One of those issues is the financial package.
Are you saying that if you find that the costs are greater than was first estimated, you will revise the financial memorandum before the stage 1 debate?
I have said that we will be happy to supplement the information that is provided in the financial memorandum with the results of the work of the planning finance working party before the stage 1 debate.
If it is found that the costs have gone up, will you revise the financial memorandum?
I think that I have made that clear.
I just wanted to clarify that.
Which issue?
The one that I have just mentioned.
What was it?
Perhaps you did not hear me. COSLA has said that even if we had more planners, the additional work for local authorities that will be generated by the planning bill and the requirement to produce strategic environmental assessments could slow down the whole planning process. Has the Executive thought about that? We know that there is a shortage of planners and Jim Mackinnon has said that there could be other staffing implications. COSLA is saying that the planning process could be slowed down, even if extra workers were provided.
The purpose of our proposals is to produce more efficiency and robustness, which will benefit every bit of the system. We should not substitute rigour with speed because those are two different things.
I will pick up on the point that the deputy minister made about reduced burdens. It is important to understand that aspect, as well as the point that the convener raised about the package of measures in the bill. Many aspects of the bill should reduce the requirements on local authorities. We are proposing to remove the requirement for two tiers of development plans everywhere in Scotland so that remote rural areas will not have to prepare both a structure plan and local plan. There will clearly be efficiency savings in that.
I do not disagree with you about streamlining. You have mentioned various areas where there has perhaps been duplication. You are saying that financial savings can be made, and that is why you have made your recommendations. You must also consider the cost to local authorities of neighbour notification. That is not in place now, but it will be there when—
Ms White, you were not at the committee meeting yesterday, and we have already covered—
Excuse me, convener. I am replying to the chief planner. This is about finance—
Excuse me, Ms White. I am pointing out that you did not attend the committee meeting yesterday, when the issue of neighbour notification and the cost of—
This is not to do with neighbour notification.
Those issues were covered yesterday. I would therefore ask that you relate your questions to matters that we are discussing this morning. I ask you to keep your questions short to allow all members of the committee an appropriate opportunity to question the minister.
Thank you. I am glad that you let all members question the minister. I am replying to Mr Mackinnon's answers regarding—
I am asking you to ask a question, Ms White.
This relates to financial cost. COSLA has said that there will be financial costs arising from neighbour notification and consultation. I am asking you, minister, and Mr Mackinnon, whether you are saying that those costs can be met by streamlining where there is existing duplication, whereas the Finance Committee has suggested that more money will be required for the bill.
You are creating a false division. We are working closely with COSLA and other bodies to identify what further work needs to be done with respect to the financial memorandum. There is no doubt, as we discussed yesterday, that neighbour notification brings with it certain costs. It also brings benefits, because there will be less noise in the system caused by people not being told about things and getting upset about that, with too much information coming through the rumour mill and so on. We take seriously the Finance Committee's points not just about the practicalities of issuing neighbour notifications but about the liabilities and consequences arising from people's complaints.
A number of members have questions on public involvement and third-party appeals. Rather than get into an argument about third-party right of appeal up front, I would like to begin with some more general questions about public involvement. What plans does the Executive have to increase the community's capacity to engage with the planning system? It is said that the intention is to increase up-front engagement. Communities need skills, expertise and confidence to engage in that way. How does the Executive intend to help to establish those skills and that confidence?
I imagine that other members' communities are similar to mine. Those communities do not have a deficit in skills, expertise and confidence, although perhaps that is unevenly expressed across the country. There is a question of equity and equal access to the planning system, which is a different challenge for us. Environmental justice is a critical issue. Skills, expertise and confidence give communities the capacity to engage with a system that is difficult, obscure and hard to get a handle on. The proposals in the bill try to draw much clearer lines, to create more transparency and to facilitate early engagement by providing more information on development plans and so on at an earlier stage, so that people can know what the key proposals are.
You mentioned the feeling that there is a lack of equity in the level of involvement that people have with the planning system. We all recognise that a small number of people will continually and enthusiastically engage—perhaps not always constructively—with the system. The objective should be to widen that pool and to ensure that more people feel able to engage positively and constructively with it. I am unsure what you are saying about the new measures that the Executive wants taken to ensure that people who have not previously engaged with the system feel that they have a reason to do so.
Including community engagement and involvement in the planning package is critical. It is significant that developers will be challenged to produce a consultation statement and to report on how they have consulted. Yesterday we discussed the different steps and stages of that process, which sets the scene for the challenge of bringing about proper community engagement. Community engagement will no longer be just an option—developers will have to establish that it has happened.
Do you agree that in addition to having information about how the system works and opportunities to make their voices heard, people need incentives to motivate them to get involved? That enables them to feel that they have power in the system and that their views will not merely be heard, acknowledged and then ignored.
That is how the situation is often characterised. People say, "Yes, you consulted us, but it made no difference." Are we therefore saying that the test of consultation is whether people agree with the outcome? That is a difficult test, because people have different views. Members will know that their feeling about a consultation is affected by the impact that they have had. A reaction to that is to think that there is no point in consulting because, if they do not agree with the outcome, people will be appalled and will have a negative mindset.
Our starting point is that more rights are guaranteed for the public by statute in planning than in any other area of public policy. A key part of the modernising agenda is that we engage—not consult, but engage—with communities early in the process and that we broaden the basis of the engagement. Those are big challenges.
Do you agree that, as well as trying to provide information early on about how to get involved, how the system works and so on, and making the best effort to try to involve people early on, the system should give clear reasons why decisions have been made, because it is not doing well enough in that respect? If people feel that, despite their objections, a decision was made for which they do not understand the reasons, they might have a deeper sense of injustice than they would have had if clear reasons had been given. People sometimes feel that reasons have not been communicated clearly enough, even though an authority might feel that it has expressed them.
That is an issue of confidence; it is one of the reasons why we consider local authority interest cases. In such cases, people can have less faith in what motivated a decision. I do not subscribe to such views, but I can understand why people would feel that way. There is a theme in the proposals about transparency and giving reasons. Jim Mackinnon might have examples.
Local authorities are currently required to give reasons only for applications that they refuse. However, we are moving towards the situation that is required by law, which is that they must give reasons for all decisions.
How should they communicate those reasons?
They would be recorded in the planning authority's decision letter and the intention is that that will be circulated to all those who have made representations on a case.
I will finish with a quick question before other members continue with this theme. Do you agree that, as well as dealing with the technical aspects of what is in the bill and how the system works, we must achieve a feeling of fairness, which does not currently exist?
There must be a feeling of fairness and justice, which can be experienced in different ways. For example, people might feel that they had made their case, but that it was not agreed with. Equally, someone might feel that they live in a community that seems to get more than its fair share of the things that we all need but that nobody wants. I accept that the challenge is for people to feel that the system is fair, equitable and just.
And it is for us to ensure that they can feel that way.
I do not know to what extent one can be responsible for other people's feelings. We must do what we can to ensure that people can engage with the system and we must make it robust and transparent.
And fair.
Of course, the system must be fair.
Thank you.
I want to continue on the same theme, minister. The committee has taken evidence from many different groups, organisations and individuals over the past few months in preparation for this piece of work. There seems to be a will out there for people to be engaged with and involved in the planning system, but there is a big difference between consultation, engagement and participation. At our round-table discussion with representatives from various community groups, they said that they felt strongly that the word that we should use is "participation" and that the bill should be amended so that it expresses clearly the need not just to consult people but to involve local communities and allow them to participate in the preparation of the plans for their local community, however big or small it might be.
I certainly think that everything that we have said so far about not just the bill but the process and the culture change around the bill indicates an understanding of and a commitment to the distinction to which you refer. There will always be marginal arguments about what should and should not be in a bill. Lawyers in particular love to engage with committees on that, so I will leave it to them to do so.
Thank you for that clarification. Do you have any concerns about consultation fatigue? We are going to encourage community representatives to involve themselves in the process for the national planning framework and development plans, in pre-application consultation and in negotiations on good neighbour agreements, to name but a few. Might people feel that we are asking too much of volunteers and local residents?
People have to engage at the level at which they want to engage. That relates to the conversation that we had yesterday about the nature of engagement. Some folk will go to every freezing cold village hall for every meeting that takes place and other folk prefer to watch "Coronation Street." We must balance people's expectations. The challenge for us is to ensure that the way in which we consult is not exclusive and that we ask people to engage rather than to make the lifestyle choice of being a community activist. People at different stages of life with different responsibilities can engage in different ways, but that must be their choice. It is important that a balance is struck in how we engage with people and get them to participate.
I want to pick up the minister's point about techie understanding. Cathie Craigie made an interesting point about consultation fatigue. One of the big challenges is to demonstrate that development plans are relevant to communities. We have been trying to get across the idea that development plans must be much slimmer and that people must understand what is in them for them. They cannot be lengthy policy documents. Communities want to get a feel for the nature, direction and scale of change in their area. That is about communication. The issue is how to demonstrate the relevance of what is being consulted on as well as how to consult, engage and get people to participate.
Before we move on to Ms Craigie's next question, I record for the Official Report the fact that we have been joined by Alex Johnstone as Mary Scanlon's substitute.
I am aware that the Scottish Executive will be considering different ways of involving people, and that is the right thing to do. The committee is also aware that the Scottish Executive has received a proposal for a pilot scheme to examine the benefits of mediation and consensus building in the planning system. I understand that the Scottish Mediation Network has made that proposal to the Executive. Do you have any plans to commission such an exercise?
Yes. Mediation is one of a number of measures for engaging communities in the planning process. I have seen its benefits in other areas, but I do not know whether it will be so effective in the planning process; we will want to explore that. We intend to run a mediation pilot scheme to see whether formal mediation can be applied effectively to the planning system, and to evaluate its potential impacts and costs.
I can assist the minister, as mediation is one of my hobby-horses. Will the minister ask her officials to consider the practice in Maryland, where mediation has been used successfully in large commercial planning applications for many years? Apart from running the pilot, perhaps the minister's officials could examine how that scheme operates; that might assist them.
It might be the label that causes the problem. I would have thought that for any large-scale proposal, properly engaging and negotiating with the community means mediating around some of the challenges. We can see how that has been done before, particularly for opencast coal sites.
I am talking about a more formal type of mediation than negotiation. There is an independent mediator who tries to achieve consensus and a bilateral agreement. It is a slightly different thing, and it is done in a professional manner. All I am suggesting is that, rather than reinvent the wheel, we could consider a system that already operates successfully in Maryland.
I am always in favour of not reinventing the wheel and using what works—
Or squaring circles.
Yes. We cannot square circles and reinvent the wheel at the same time.
The committee considered a petition from the Association of Scottish Community Councils and Scottish Environment LINK that called for a limited third-party right of appeal. Similarly, during the committee's pre-legislative event for the public and communities on the modernisation of the planning system, there was a call for a limited third-party right of appeal. Why did the Executive decide to reject any form of third-party right of appeal?
We recognise that some people who have come to the end point of the planning system feel that they want a third-party right of appeal that can address some of their concerns. The thrust of our argument concerns the impact of a development plan-led system, because we want a planning system that results in better-quality and up-to-date development plans and applications and which fully engages local people and environmental interests at the outset and throughout the process. We are seeking to restore fairness and balance to the system and to drive out the frustrations and dissatisfaction that people feel, thereby reducing the need for appeals to be submitted at the end of the decision-making process.
I accept what you say. Do you agree that if we were making fewer changes to planning legislation, the argument for a third-party right of appeal would be stronger?
The third-party right of appeal would not address the key problems that we have identified of not being taken seriously in the process and being unable to participate. The right would not address the lack of enforcement, which causes much frustration, because the sense is that people can say what they like when they make an application and nobody will challenge them thereafter.
How do you answer the charge that objectors are dealt with less favourably than applicants, because applicants have the right of appeal whereas objectors do not?
The first distinction, which we accept, is that the first party owns the land. That makes them different and gives them property rights that those who do not own the land do not have. I understand that people feel that it is unfair that developers can appeal when they cannot. I have wrestled with that and it is a matter of judgment. As with all planning matters, shades of grey are mostly involved. My test was whether it would make more of a difference to the communities that I represent to add a third-party right of appeal at the end of the process or to require people to be taken seriously at an early stage and to enforce conditions that have been negotiated. Ultimately, the latter would make more of a difference, so I would put resource and energy into that.
You say that you intend to restore fairness to the system, so you acknowledge that it is unfair at present. All members, in particular the minister, who regularly deals with specific cases that come to the Executive, will be aware that situations often arise in which people are not repelling all boarders—they are not against all developments—but want to protect a specific local asset, such as an open space, because it is valuable to them. The asset may come under threat repeatedly, either from the same developer with different proposals or from different developers. There might be regular repeat applications or proposals might come along every few years. The people feel that they have to win their case time and again, because as soon as they lose it once, the asset will be lost for good.
I was disappointed by the immediate reaction of those who speak for some environmental bodies, which was that the bill is totally against local communities and contains nothing for them.
With respect, will you address the point that I raised?
The issue of how people feel about the bill is separate. The first instinct of those groups was to say that the bill is a developers charter and is for business. That immediately creates an atmosphere in which it is understandable that people will take a lot of persuasion to realise that the bill contains measures for local communities. We can argue about whether those measures are sufficient—I am sure that we will do so in the committee, the Parliament and our communities—but, because some people's first instinct was to characterise the bill in a certain way, it is no wonder that others are cynical about it.
Mr Harvie can have one more question on the issue, as other members have questions.
I appreciate that.
I must accept what people say to me. I am in the business of persuading people that we are presenting a whole package and that all the parts must stack up together. That is a matter of trust. People must judge us by what we say and do.
You must agree that, if supporters of a third-party right of appeal overreacted, so did other sides. For example, the Confederation of British Industry said that businesses would pull out of Scotland if we had a third-party right of appeal. It works both ways.
I contend that it would not be a check or balance but would extend the system and take the decision making away from a local level by giving it to bureaucrats or Scottish ministers. That does not add a great deal of democratic responsibility.
I agree with a lot of what you said on consultation but, if the Executive is determined not to give communities the same rights of appeal as first parties—that is, developers—why not remove the right of appeal from developers, which would create a level playing field and ensure that people are consulted? I have asked that question before.
We have sought to reduce the first-party right of appeal. It is not possible simply to take away a right that people have, but we have sought to reduce it to prevent its abuse.
I want to move on to the national planning framework—
The easy bit.
Pretty much everyone who has come before us has said, in relation to the parliamentary consideration of the national planning framework, that 40 days is insufficient. Do you accept that you have got that wrong? Are you open to changing that section at stage 2?
It will be helpful if I outline how we view the whole system, how the 40-day period fits in with that and where that figure came from.
I appreciate the importance of all that prior work and I am sure that everyone who is concerned about this issue will want to participate in that as well as discuss our scrutiny process with us.
I will reflect on that. However, I have never sat on a committee—as a convener or as a member—whose members felt that they had enough time to do everything they wanted to do. People can always make a case for more time. The reality is that we simply have to manage our business as well as we can. Affirmative orders have a period of 40 days attached to them. Parliamentary committees have a great deal of power to say how they will deal with things and the proposed period is not out of kilter with the normal process. We are keen for Parliament and committees to become engaged in the process and we must accept that the tension around the management of time will exist. Perhaps that is something that business managers will address in time.
Given the strength of feeling that has been expressed to the committee, I hope that the minister will be open to some changes being made later on.
It means the same as any requirement on the Executive to have regard to what the Parliament says on a range of issues. Obviously, it depends on what recommendations are made on the draft NPF and on the resolution. The Scottish ministers will respond to those recommendations as they respond, for example, to a stage 1 report.
So the Executive has to respond, but it does not have to revise the NPF if it chooses not to?
The Executive will respond to recommendations and revise the NPF accordingly, and then Parliament will decide on the revised draft. The process is similar to the way in which one can track how a bill might change in response to a stage 1 report. The Executive might take the view that it had politically committed itself to supporting certain issues, and then take the consequences of pursuing them.
I am interested in your comparisons with other elements of the parliamentary process such as stage 1 consideration of a bill. I should point out that bills are passed by Parliament; if the Executive wants to resist an amendment, but Parliament decides to support it, the amendment is agreed to and becomes part of the legislation. The process for the NPF does not work in that way. Parliament will have an opportunity to express a view, but the Executive can, if it so chooses, go its own sweet way.
Well, under our political system there are consequences if one cannot garner majority support for a decision.
Did the Executive ever consider the option of allowing Parliament to approve the NPF?
I feel that the NPF is all about the Scottish ministers reaching conclusions based on their electoral commitments to pursue certain matters and then being tested on those conclusions. For example, I suspect that the two of us will never agree on the position of motorways in a national planning framework. Such major questions will be resolved through the electoral process and through our ability to garner political support for our position.
It has been suggested that spatial strategies in other parts of the United Kingdom and abroad are subject to independent examination, but that tends to be the case when strategies involve substantial housing allocations that, because they are the responsibility of local authorities, are not covered by the NPF.
I have some questions about the process, which seems rather new. You say that the NPF has the status of an affirmative order—or, rather, it is subject to the same process as an affirmative order but seems to stand alone. It is neither a bill nor an affirmative order.
First, I did not say that the national planning framework will be of the nature of an affirmative order. I was making a comparison to suggest the amount of time for which the Parliament might scrutinise it. It does not have that standing—
I corrected myself, minister. I said that the processes are similar.
Clearly, the framework is not a bill, either.
My question might be hypothetical, but I will ask it anyway. A fundamental principle of the planning system is that planning decisions must be made on objective grounds by unbiased planning authorities that act in a quasi-judicial role. That applies to ministers as well as to councils. In the entirely hypothetical and, I hope, unlikely circumstance that ministers found themselves bound by political prejudice in the form of a parliamentary resolution or anything else about, for example, a particular category of electricity generator, how could the Scottish ministers comply with the prejudice test when they make decisions? This might be another opportunity for Mr Mackinnon to refer to a location in East Lothian.
That might be a hypothetical question too far. I am sure that it would not be wise for me to say anything that would have legal consequences for my being unprejudiced, so I defer to the techie folk.
That is very kind of you, minister. It is a well-established practice in both local and national decision making that someone who has expressed a view on a planning application should not be party to making a decision on it. I know that that causes some concern among local members. Our ministers have been assiduous in not expressing views on particular planning applications. If they do express such views, they are advised that they cannot be party to the decision. That has been observed rigorously by the Executive over the years.
I am the Borders railway.
Sorry?
You looked at the wrong person.
No. I mentioned an issue that Patrick Harvie raised with Malcolm Chisholm when the white paper was launched.
I strongly agree with Jim Mackinnon. In a planning inquiry, a reporter should not necessarily consider ministers' policy, but we have all been at inquiries at which there have been many arguments about ministers' policy. The proposal in the bill will provide greater clarity and should speed up the way in which the planning system deals with individual applications, without reducing the rigour with which issues such as location, need and effect will be considered.
You described the NPF as the spatial expression of Government policy and reflected on the democratic legitimacy of the Government, but is it not true that a minister would have such authority even in a minority Government? Stranger things have happened.
I am tempted to say, "And your point is, caller?" I am sorry; I am not being helpful.
My point is that your argument about the democratic legitimacy of the NPF as an expression of Government policy would not apply in such circumstances.
The democratic legitimacy of the NPF is different from the support that Parliament can give to particular policies through their expression in legislation, which is subject to the parliamentary process.
The expression of Parliament's will would have democratic legitimacy, but the expression of Government policy would not.
The Government's capacity to deliver on its policies is a different matter. We are discussing a balance in how government works. Part of the role of the Government is about going to the electorate with a position on bicycles and trains, for example, and saying that if the electorate endorses that position, the Government will pursue it. However, it must be recognised that it is necessary for the Government to build consensus by working with parliamentarians who bring something else to the mix.
The committee will have to consider the need to ensure that the public can continue to have trust and confidence in the system, whatever political scenario might develop.
I will clarify our position. The promotion of sustainable development was one of the three key aims of the first NPF. The second NPF will fully reflect the Executive's commitment to sustainable development. As the committee will be aware, it will be subject to strategic environmental assessment to ensure that it addresses sustainability and environmental protection explicitly. We will give further consideration to whether the bill should attach to the framework a specific duty to contribute to sustainable development.
That is helpful.
In relation to your first point, I refer back to my earlier response on consultation on the scope and content of the NPF. I said that a draft would be issued for public consultation and that the document would be revised in the light of reaction to that draft and that Parliament would scrutinise a final draft. Regional and thematic seminars will be held and MSPs will have the opportunity to offer views on the scope and content of the framework prior to the publication of the draft for consultation. Jim Mackinnon might want to sketch out what stage our thinking on NPF 2 has reached.
It is an important question. When work on NPF 1 was started, people did not really know what it was. A document, called "European Spatial Development Perspective", which espoused theories of balanced polycentrism, was circulating in the ether. We thought that that was not a concept that applied particularly well in Scotland. We wanted to make a document that could be seen as relevant. We had tended to produce strategies on the economy or the environment, but we had not focused on how Scotland was changing as a place.
Assuming that the bill is passed in something like its current form, do you remain confident that you will get the next NPF in place by 2008?
Yes. Clearly, we do not want to do too much work on that now, as we do not want to prejudge the will of the Parliament. If the Planning etc (Scotland) Bill gets royal assent with substantially similar provisions to those that it contains now, we would want to start work very early after that to progress to a 2008 publication of NPF 2, with provision for strategic environmental assessment and a consultative draft, as well as a sustained and intensive programme of engagement.
I cannot wait any longer—I have to know what advanced polycentrism is.
Sorry—it is balanced polycentrism.
Balanced polycentrism? Well, what is balanced polycentrism?
Think of Germany, with equally distributed towns of broadly equal size. The philosophy is that that is a good thing. I took the view that although Scotland is polycentric, in that it has many centres, it will never, given its geography, have a balanced polycentrism.
I thank you for that. You are getting into my little column more and more often. First I had otters; now I have balanced polycentrism.
The national planning framework seeks to assist the process of joined-up government rather than be a challenge to it. You have mentioned the series of strategies across the Executive. We have probably all demanded further action plans, strategies and commitments to X, Y and Z at some point, although that could clutter the landscape even more. There is an issue for us all in being strategic and ensuring that things lock together.
How will you ensure that the process of review remains sufficiently relevant while being up to date and flexible? That question arose previously during an informal session with councillors in relation to local development plans.
That is part of the culture change aspect. We need to lock review and monitoring into the process, together with actually doing things. We have spoken a great deal today about not treating royal assent as the end point, but more as the beginning point in some respects. These things are not set in aspic: when proposals are developed or established, they become live, working documents, which we must keep aware of and keep working on. They are there for a purpose.
That is your aim, but how will you achieve it?
A practical example is that we will publish the first monitoring report on NPF 1 within the first two months. This is about management and good government as opposed to statutory process and procedure.
So you will be publishing reports as you go along?
We will publish the monitoring report on NPF 1 and then produce a document indicating how we will take forward NPF 2. There will be seminars and a draft will be produced for consultation.
That is what I was asking about.
I do not see specific local allocations being made. That is not really for the Executive.
I parked that question. I understand that.
The Executive has an up-to-date Scottish planning policy on flooding, which was issued in the past 18 months. Within that there is a direction that requires planning authorities to notify the Scottish ministers if they propose to put developments on a flood plain. The Scottish Environment Protection Agency has recommended against refusal. The minister has talked about the range of cases that have come across her desk, which include a number of cases involving development on a flood plain. It is up to ministers to decide whether the applications are called in or cleared back to the local authority. There is no intention to use the national planning framework to change that arrangement.
Major developments that are part of the national planning framework will be set in a broad locality, rather than specifically. Would you have a note of the areas in which developments simply could not go because they would be unsuitable?
There are plans afoot to publish SEPA maps of flood risk. The maps in the NPF tend to be A4, so it would be difficult to map such areas meaningfully at that stage. Our intention is to ensure that issues around flooding and flood risk are incorporated properly into development planning so that when choices are made about land allocation, they take into account the need for accessibility, water and drainage provision and flood risk. The decision will be made in the round and explained. The intention is that SEPA will be made a key agency for the purpose of development planning. If its advice is not taken into account, there will be opportunities for the Scottish ministers to intervene.
On the perhaps optimistic assumption that we will be able to move on from the old culture of reactive, and sometimes even reactionary, objections to good development proposals as well as bad development proposals and that we are going to succeed in promoting consensus about desirable developments in the future, what visible results do you expect to see from the bill in relation to sustainable economic growth in Scotland?
I have highlighted before the issue of certainty. People must be clear what works, what does not work, what is expected of them and what it is not a good idea to keep trying to do. We will not reward people for doing persistently things that are out of kilter with what communities want. It is a good message for developers that there will be certainty about how the system works and, in relation to the NPF, what we see as the big issues around development and economic growth. The key issue is certainty. People must know where they are and what is expected of them and they must be clear that that expectation should be met.
I want to take you back to the overall package. We have covered a number of issues over the past two days, all of which are interdependent. How confident is the Executive that all the parts of the bill can come together as a whole?
The bill was not written on the back of an envelope; it is the result of a long and serious process. As I said, I respect the views that people have on it. However, I hope that people will acknowledge that it is the product of a desire to address the challenges in the planning system, for those who live in local communities and who have frustrations, and for developers that feel that they cannot develop good and worthy proposals because of blockages.
Will the package deliver a planning system that is fit for purpose?
That is the aspiration and I have every confidence that it can do that.
Do members have any more questions?
I would like to make one last wee point, to show members how much I know about udal law. [Laughter.]
Mary Scanlon is not here.
As I did not know what polycentrism is, I must make one wee bid for the techie anorak. Yesterday, Mary Scanlon raised an issue about udal law and marine fish farming. Jim Mackinnon wrote to the committee on the matter but, for clarification on the record, I point out that the amendments that the bill will make to the 1997 act will provide the basis on which all applications for marine fish farming will be determined. While the consultation paper "Extending Planning Controls to Marine Fish Farming" was distributed widely, the issue of udal law was not raised in any responses. However, the changes in respect of marine fish farming will not affect anyone's rights under udal law.
I am sure that Mary Scanlon, who has pursued that issue vigorously, will reflect on your comments. That concludes our evidence taking from the minister. I thank her and her officials for attending.
Meeting closed at 12:12.