Official Report 254KB pdf
Agenda item 4 is the Commissioner for Public Appointments in Scotland's proposed equal opportunities strategy for Scotland, "Diversity Delivers", which is currently out for consultation. I am very pleased to welcome the commissioner, Karen Carlton, to the committee. Karen has kindly said that we should just press on with our questions to get to the nitty-gritty.
That is an interesting one. It certainly has not, in any way, constrained the work that I have done, because the Scotland Act 1998 not only looks at the different equality strands that were enshrined in legislation when the act was passed, but refers, as you know, to any current legislation or issues. I do not believe that there is a requirement—certainly from my perspective of looking at public appointments—to change the wording of the Scotland Act 1998.
That is helpful. I certainly found the strategy's opening statement to be a refreshing introduction and start to the process.
Your website lists 62 public bodies that are regulated by your office. To give us an idea of the numbers of people who go through the public appointments system that you are aiming to improve, can you tell us how many people sit on the boards of those bodies and will, therefore, come under the provisions of your new strategy? It would be helpful if you could break down that figure to show how many of those board members are appointed annually and how many are reappointed.
It would probably be better if I were to give a written response with full details, but I can give you some overarching figures.
How widespread was the consultation process that informed the preparation of the strategy, and how long did it take to develop?
The strategy took two years to develop. We started in November 2005. An enormous number and quite a variety of people have been engaged in the consultation. The starting point was to look at everyone who was engaged in the public appointments process at that stage, from the junior officials, who would be the administrators, right through to the ministers who would make appointment decisions.
The consultation document notes that Government officials deal with advertising and other practical arrangements in relation to the appointments process. Are the officials given specific training for that work? How is the effectiveness of the advertising monitored?
As a result of work that was done in 2002-03 by the consultants Reid-Howie Associates, it was recommended that Government officials who were involved in the appointments process should be given training. I understand that they were given equal opportunities awareness training. However, our strategy reflects my view that that training was not sufficient, because equal opportunities awareness is not sufficiently or appropriately evidenced in how the process is being applied.
The evidence that you supplied to us indicates that there is a lack of diversity among applicants. You obviously considered the issue carefully, and I am sure that the committee will pick up on the fact that that has not been monitored properly.
The Scottish Government has done limited monitoring of the impact of different forms of advertising, but that monitoring is not detailed and depends on applicants informing the Government where they saw a particular advert. If they choose not to do that, the Government has not so far followed that up.
So, the reporting and the monitoring are not proactive. You heard the evidence in our earlier session about older people and the internet. Obviously, we want to attract younger people, but that should not be a problem when we have the internet, with sites such as YouTube. However, I thank you for your observations.
A number of the strategy's recommendations would automatically address some of that. If people are trained to have greater awareness, which is one of my recommendations, they will be more aware of the reason for monitoring, so some of the attitudinal shift will begin to happen. If the centre of expertise is created, it will be staffed by people with a real understanding of diversity who recognise that appointment is a two-way process. I think that their actions will translate into much more proactive monitoring. If the monitoring statistics are provided in the different ways that the strategy recommends, that would give a clearer picture.
In the previous session of Parliament we did a lot of work on equality training and differences. If you are talking about awareness training rather than equality training, that is a concern to me, because there is a substantial difference between the two.
Let me go one step back. In order for managing diversity to be a critical factor in any form of performance assessment or evaluation, it must be enshrined in the person specifications of the people who will be expected to perform those roles. Whether we call it managing diversity or valuing difference does not matter, as long as there is a clear understanding among everyone who is engaged in the appointment process that we as a nation cannot improve the number and diversity of applicants without addressing the attitude that exists in some boardrooms at the moment, whereby such diversity is not sufficiently well accepted, embraced, valued, respected and used.
I was concerned about the idea of higher turnover being a challenge, because a higher turnover is necessary if we are to make any change at all.
That is an accurate picture of why we are in the position that we are in. Given that people sit on boards in most cases for six years and in some cases for four or five years, we face a situation that is historical and which will take some time to change. At present, the boards are not diverse, as you know, but the board members might not change all that frequently. That is another dimension to consider.
You are looking at using the same kind of process for the chair and the members of the board as is used for the appointment process. Both of those will be improved.
Yes. An issue that is not made explicit in the strategy—it is an observation around the process—is that the Scottish Government appears to believe that reappointment is based on performance in post to date. I have been trying hard to persuade the Government that that is not the only criterion. How someone has performed against the selection criteria is clearly important, but I believe that on each occasion there should be a review of what the minister expects the body to deliver and of the person specification. The fact that someone has done something well in the past is not a guarantee of continuing performance.
I agree. We want a long-term strategy, but not such a long-term strategy.
Yes.
Section 4 of the consultation document discusses the challenges to achieving diversity and notes that many comprehensive studies have been done of equality and diversity in public appointments, but there is not much evidence that effective outcomes have resulted from them. Why do the previous research and recommendations seem to have had such little impact? If you accept that they have had little impact, how can we ensure that in future such studies will produce more effective outcomes?
You are right to say that there is little evidence that such studies have had effective outcomes. The very fact that monitoring has not been as good as it might have been means that there could be some pockets of good practice that people are not aware of. I certainly have not found any, but that does not mean that there are not any.
If you want to get on your soapbox and make a complaint, I think that we would be interested to hear it.
At the moment, I am in the mode of cajoling, persuading and taking people with me rather than of complaining, but I have made that observation. That is why I have been clear that I believe that the recruitment of senior civil servants, which is probably the closest thing to the public appointments process, is a more rigorous and detailed process that has much more professionalism attached to it. I do not believe that that is appropriate.
Thank you for that comment. We certainly take it on board.
On page 30 of your consultation document, you mention contact with specific groups. You state:
Again, it is important to stress that there is little evidence and that some applications might be coming through. The fact that the Scottish Government has not monitored in detail the source of applications means that there might have been some applications from the 80 groups. However, as a general statement, it is obvious that not many people from those groups come forward regularly.
You referred to the quality of the Scottish Government's monitoring. Have you made, or are you making, any recommendations about how it should be improved to address those issues?
Yes, we are. We did not do so until I had the research data because it would not have been wise for me to say to the Government, "I want you to report on X, Y and Z" if, in fact, those did not prove to be the issues.
Let us return to ownership, which you mentioned earlier. The strategy document recommends that you and the Scottish Government work in partnership to implement the equal opportunities strategy, but where does the ultimate responsibility lie for its effectiveness? What powers do you have to intervene when clear failures have been identified?
The answer to your first question is that because the Scottish Government is responsible for the process from publicity through to appointment, ultimate responsibility must lie with the Scottish Government. Whichever recommendations are accepted, it will be up to the Government to implement them. Although the 2003 act does not give me any power to be involved in implementing the strategy, the fact that I am required to ensure that all categories of person are afforded the opportunity to apply gives me the power to monitor progress.
What powers do you have to intervene when clear failures have been identified? I am thinking of failures in effective representation on boards or in the recruitment process.
If I were to build something into my code of practice, that is where I would have the power to intervene. That is all that is open to me at the moment.
You might want to get on your soapbox again, because my question is about costs and budgeting. It appears that you have not been able to provide any indication of the cost of implementing your strategy, although some of the recommendations—such as the communications campaign, and building and maintaining an accessible hub website—would clearly involve significant costs. How confident are you that a budget or budgets will be available to deliver your strategy?
I do not believe that the Government can ignore either the recommendations or the force of evidence that is coming through the consultation. I cannot say with certainty that there will be funding for all 11 recommendations, but I have provided genuinely low-cost options for each of the key recommendations.
And their circulation is declining every year.
Absolutely.
Have you had the opportunity to discuss your recommendations with the Scottish Government or has it commented on your strategy? Is it broadly supportive of the line that you are taking and, if it is less than broadly supportive, in what areas are there differences?
I have had that opportunity. When I present a strategy, I must present it first to Parliament, so I have not debated the strategy's content with any other body or group. However, round about March last year, I found out that the Scottish Executive was planning to restructure its public appointments team and I had some concerns about the plans because I did not believe that they would address any of the issues that were beginning to emerge from the research, so I took the opportunity to speak to the permanent secretary about what I believed the result of a restructuring of the team might be and what the creation of a centre of expertise could achieve.
Your observations about streamlining have been made in another place in a similar context, so I was aware of that point. Bearing in mind the fact that we are talking about restructuring and the centre of expertise, is there existing expertise on diversity in the Scottish Government's now defunct team or in the new team, or do you look for the Government to draw on wider expertise and, if so, from what sources?
The question whether the expertise sat in the previous team is probably answered in my strategy. We would not be where we are if it had. It is hard to predict whether it will sit in the new team, because not all the members have been appointed. However, a member of my team was on the appointment panel specifically to consider such issues when the lady who has been employed was appointed. She has come from a non-regulated public body in which she did a lot of relevant things, including creating role models to attract interest, so I am confident about that.
Do you have any ideas about where other expertise may be found that could be drawn upon if required?
Judging by the few discussions that I have had with the central human resources team in the Scottish Government, there is real expertise in diversity there. A lot of expertise is also evident in the work of the equality unit in the Scottish Government. I am trying to break down the previous silo thinking whereby only the public appointments team knew about public appointments. Yvonne Strachan has a wealth of information that she has shared with me, which can be used now to benefit the public appointments process.
The clock is ticking, so we will move swiftly onward.
Under "Education and Experience", you recommend that a specific public appointments development and shadowing programme be attached to existing management development schemes. However, you also note that that programme would, at least initially, draw from fairly senior ranks in organisations where diversity is still limited and would, therefore, be unlikely to make much impact on diversity. Would it not be more effective to widen the shadowing programme to include more diverse groups of people from the outset?
If I had not made that observation, other people would have done so. There are a couple of things to think about. Let us get it right before we start spending huge amounts of public money. The reason that I am proposing a pilot with the sort of organisations that we are talking about is twofold. First, they are a low-cost option because they already have sophisticated management development programmes, so there would be no need for any kind of education input, which may cost. Secondly, because of the work that they have already done, organisations such as Lloyds TSB are at the forefront in promoting diversity and equality within their own organisations, so they will be slightly less likely to suffer from all their senior directors and managers being of a certain age, gender and ethnicity. However, it is primarily because we need to pilot the programme and we have a group of people who are willing to pilot it. After the programme has been piloted, we can start to include the voluntary sector and a raft of different bodies with specific, tailored education to support them.
I am not convinced that such a programme will provide the quick fix that you want from it. I can see that it will add some people, but I do not see that it will add to diversity all that much.
That may be the shadow boards, which are mentioned in the document as an example of what I recommend that we could do in the medium term.
Do individual members have a shadow on the boards? Is that what you mean?
Well, no. There are two different shadowing schemes. In the shadowing scheme that is run more widely than just in Wales—it has been run in Scotland—potential board members will shadow a board member. However, the evidence from the evaluation that is being done of that scheme is that it has not been particularly successful. The shadowing lasts for a maximum of two days and the board members have not always been as committed as they might have been to the education that is required to support the shadowing. That is why I believe that the programme needs to last for a year. I am not recommending a repetition of the shadowing programme that has run to date.
I did not realise that the programme was only two days, which is nothing at all. I thought that the intention was for individuals to do shadowing for a whole year. Does the shadow board idea not increase the time commitment and the general commitment needed from board members? You want people to be aware and to be trained, but is there not a huge expectation of the people who are there already?
Yes, there is. One of the things that I was very clear about when I took over as commissioner was that the estimate of time commitment provided in the publicity was woefully inaccurate. My code requires that an accurate assessment of the time commitment is stated clearly in the publicity; otherwise, we are wasting everyone's time. I cannot say exactly how well that is being introduced, but I have a team of OCPAS assessors who challenge the assessment on every occasion to ensure that it is as accurate as it can be.
I call Bill Wilson and ask him to be succinct.
I will be sort of succinct.
I will try to remember all those points. Please tell me if I do not cover them all.
I freely admit that my previous question was rather long, but I am worried about what happens with the smaller ethnic groups. According to the census data, a small ethnic group might represent less than 1 per cent of the Scottish population. There are quite a few small groups like that. However, if a post attracts 30 applicants, 1 per cent of that is 0.3 applicants—in effect, zero applicants. If we strictly follow the census data, certain groups could end up being excluded because they would never rise high enough to register as an underrepresented group. Given that statistical problem, how do we monitor the situation to ensure that that does not happen?
We might become more attuned to that through the development that we provide to BME groups. We can ask bodies such as the Council for Ethnic Minority Voluntary Sector Organisations and interfaith groups for feedback on how many of their members have applied for posts. Another challenge is that, in order to increase diversity, the appointment process is anonymous. Going down that route can increase the number of applicants significantly because people have a little bit more trust that they will not be ruled out automatically just because, for example, they have an Asian name. However, at the same time, that can make it a little harder to detect some of the trends that have been highlighted. I think that we will deal with that issue not through statistical analysis but through the qualitative feedback that we receive from the groups with which we work.
My last, short question is similar to my previous question on the target for BME applicants. How did you arrive at the aspirational target of increasing the proportion of female applicants from 30 to 40 per cent? Clearly, females make up somewhat more than 40 per cent of the population. Also, why is the aspirational target to increase the proportion of disabled applicants from 7 to only 10 per cent?
The aspirational target for applications from disabled people represents 50 per cent of what we believe is the current percentage of disabled people in the population. I looked at the current figures and considered what could reasonably be achieved over a three-year period. Disabled people are quite a hard group to access and to convince that they are likely to be appointed. I know that through work with the European Union of Supported Employment, which encourages disabled people to go into employment. Given that that is particularly hard, I see no reason to assume that encouraging disabled people to take up a public appointment will be different. The aspirational target equates to about 50 per cent of that population.
If the reason that fewer women apply is not because they do not see the advertisements or are unaware of the opportunities that exist but because they are carers, does that mean that board members need to be provided with better caring facilities?
That may be the case. I should perhaps mention some detail that has been excluded. I wonder whether we need to have non-traditional meeting times for boards. For example, a woman who is a single parent—I do not mean to sound exclusive but I want to make a general point—might not be able to attend a board meeting during the day because she is working or she might not be able to attend a board meeting during the evening because of her parenting responsibilities. Do we perhaps need a different pattern of board meetings? Do we need to provide crèche facilities? However, women tend to have caring responsibilities not only for younger people but—as we spent time considering this morning—for older people such as aged parents and relatives. That is not an easy one to crack.
From listening to you this morning, I think that we can be confident that you mean business and that you have ideas for how to make gains and improvements. Do you have a timescale in mind for how soon we can reasonably expect the strategy to begin to make a difference? If we do not see an improvement, do you have a plan?
At the moment, other than commissioning more research, I do not have a plan for what should be done if we do not see improvements. However, the strategy is divided into short, medium and long-term actions. I genuinely believe that, if we implement some of the short-term actions such as those that relate to the communications campaign, the centre of expertise and the hub website, we will start to see a difference in applications within two years. We will see larger numbers of underrepresented groups and perhaps a better balance. That will not immediately feed into board positions because people hold such posts for six or more years, but I expect that, by the end of year 3, we will see the beginnings of a change to the board population. By year 5, I would expect to see a significant difference in the figures.
That is the end of our questioning. I thank the commissioner for her evidence, which has been particularly worth while. I know that the committee will be very encouraged both by the interactive and proactive approach that she is taking and by the level of scrutiny and analysis that she is bringing to her role. As she said, given that £11 billion of the public's money is spent on appointments, the role of board members cannot be underestimated.
I should explain that the £11 billion is spent by boards that are appointed. Therefore, let us get the right people there to spend that money.
Absolutely. We have taken that point, which has been made very forcibly in the evidence that we have heard this morning. Thank you very much.
Meeting continued in private until 13:08.