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We will now take evidence from members of the trade unions that are involved with the Scottish Qualifications Authority. I invite Gordon Casey from the Manufacturing, Science, Finance union to introduce his colleagues.
On my right is Gordon Rogers, who works at the SQA offices in Glasgow and is the MSF senior representative. I am the MSF regional organiser dealing with the organisation. Lillian Stubbs is the senior representative at the SQA for the administrative, clerical, technical and supervisory staffs, or T&G ACTS. Matt McLaughlin is Unison's regional officer for the SQA and Sheila Chatham is Unison's senior representative at the organisation. That means that there are three SQA employees and two full-time officers who deal with the organisation. Gordon Rogers will now make an opening statement.
We thank the Education, Culture and Sport Committee for agreeing to meet the trade unions involved in the SQA. It is very much appreciated.
I thank you, Gordon, for your statement, and also wish to put on record the thanks and support of the Education, Culture and Sport Committee to you and to the other staff at the SQA. We recognise the immense pressure that the staff are currently under, and acknowledge the valuable role that you will play in the successful delivery of diet 2001. Clearly, a team effort will be involved, from everyone in the SQA and throughout Scottish education, when diet 2001 is delivered successfully.
I reiterate that the committee found that the staff in the SQA worked very hard last year and were under tremendous pressure. That is why we were keen to have trade unions before us today, so that we could get some answers to the questions before us. Gordon Rogers talked about communication, which we raised last year as an area of concern. From what you said, Gordon, there seems still to be a lack of communication between staff on the floor and senior managers. Can you say more about that?
Communication remains a problem in the organisation. A general communications manager has recently been appointed, but it is too early to measure their effect or to know how they will operate.
The fact was highlighted last year that communication was not as effective as it should be. Are you saying that that is still an issue?
The senior management held an away day in a hotel in Falkirk several months ago. They felt that communicating the current state of affairs to the staff en masse, in one session and at an away day would be an appropriate starting point. That was good as a starting point, but senior management do not seem to have followed it up, as decisions are still made without the staff being aware of their impact until they feel it.
Communication is a two-way process, however, and it needs to evolve as such. Has there been any communication between the trade unions and the Executive? You said that your paper has been made widely available.
We felt that protocol dictated that we come to the committee first. The minister has made it clear that, if we want to speak to him, he will be happy to discuss our concerns in detail. We wanted to give you the opportunity to hear our concerns first. We are pleased that the minister has taken a hands-on approach and we welcome the fact that he has made it clear that the door is open for us to communicate with him whenever we feel that that is necessary. Nevertheless, we felt that the committee should be our first port of call, following Mr Morton's earlier appearance before it.
What communication arrangements exist between the unions and the management? What is not happening that you would like to happen?
We hold a monthly joint negotiating committee with senior management, which is working nicely. We have some fairly heated discussions—sometimes the outcome is fruitful, sometimes it is not. In addition, last week we met the chairman and chief executive for a special meeting ahead of our presenting our paper to the committee. Following that meeting, the three SQA union representatives here were invited to sit on the senior management working groups that have been set up to tackle key difficulties in the organisation.
Would I be right in saying that one of the general manager posts that have been filled concerns communications?
No. The head of communications is at a managerial level below that of the general managers. The head of HR will be responsible for that person, but I understand that that is only a small part of the HR function.
So the head of communications does not have the bonus that you mentioned.
Not as far as we know.
You have expressed a lot of dissatisfaction about the manner in which the appointments were made, the lack of trade union involvement and the fact that long-term problems may arise as a result of internal promotions. In addition to the better communication that is now allegedly to take place, what could be done to offset the damage that may already have been caused by the decisions that have been taken and by the things that have been put in place that it is now too late to change?
The problems arose because the appointments departed from agreed procedure. We have an agreement that allows MSF, ACTS and Unison to negotiate for all staff who are employed by the SQA. Those GMs are employed by the SQA. We therefore have the bargaining rights—the salaries and any perks and bonuses of the posts should have been discussed and agreed with us. The senior management have departed from that procedure in filling the posts. We want an assurance from Mr Morton that that will not happen again, that all posts will be filled through the proper procedure and that salaries will be agreed with the appropriate union. The problems are fairly easy to fix if there is a commitment to do so.
Are you saying that you have not had that commitment from Mr Morton?
Not yet—but we have asked for it.
Do those at the top of the management structure fully understand the business in which you are involved and the role that individual staff members play in making the structure work, or are things a bit fragmented?
Management have made some attempts to talk to staff, but the attempts have not been consistent. There are many fragmented departments and the information gained in each one is not coming together and being channelled up the way.
Staff have a general view that senior management may not entirely understand the full process of what is involved in the SQA. The SQA is bigger than certification. Certification is clearly an important part of the SQA's function and it gets a lot of attention at a particular time of the year, but there is a whole year leading up to that and there are other functions that do not come into the area of national qualification certification. There is certainly a feeling that senior management need to get to grips a lot more with the functions of the SQA as they are actually carried out, rather than as they may appear in some manual or committee paper.
You said that you had met—last week or the week before—the management, chief executive and chairman. Did they indicate any way forward? Did they have any ideas about how to improve the situation? Have they any positive plans?
Their main initiative was to invite the three lay representatives who are here today to sit on the working parties with management to assure us that they would improve communications. I understand that a briefing of the overall situation has gone to staff in the past couple of days, over the holiday weekend. Management said that they recognised the validity of some of the points in our paper and they gave us a commitment that they would try to address them. I get the impression that that has not been their priority. They have perhaps been dealing with the politicians, the structure and the bigger, wider issues. Our concerns were not high up their list—until we started to push them a bit higher up. Now that our concerns are nearer the top of the agenda, I think that there is a commitment to deal with them. Only time will tell how successfully that is done.
I want to ask about terms and conditions for staff. How wide is the range of salaries and payments within the organisation? What is the salary of a general manager and how does it compare with salaries for other posts in the organisation?
There is quite a range of salaries. At one end of the spectrum, there are the salaries of clerical staff and tea ladies. The general manager posts were trailed as being £50,000 plus a £10,000 bonus—a £60,000 package. That is a quantum jump from the level below it, which would be the head of unit, and below that, grade 8s and so forth. The further up one gets, the higher the jump becomes.
What are the overtime arrangements for various grades of staff?
Overtime—or payment for overtime, because staff work all sorts of hours without necessarily being paid for it—is available to staff up to what we call grade 5. That would be described in local government terms as administrative officer—AP4, I think.
There is a tension in the organisation—which your paper points to—between those who are at one end of the organisation and those who are at the other. Somewhere in the middle is a body of staff who are working very hard and often doing extra hours without being paid overtime, but who discover by accident that the new general managers will get a substantial bonus package. That must have been quite a shock to people. How did it come out?
I think that there was an announcement by Bill Morton that that was his main strategy. We fully agreed with the strategy of appointing general managers and had no problem with the salary band at which those appointments were pitched. We still have no problem with that. What we have a problem with is the fact that there is an additional element of bonus, related to this year's performance. We feel that, if this year's performance is successful enough to yield a bonus for half a dozen people, there should be a bonus for the rest of the staff. It is the way in which that bonus has been tagged on as a reward that we are a bit resentful about. We do not have a problem with the salary level. If we thought that the SQA could bring in six people who could help to turn the organisation around as quickly as this year, we would be happy for it to pay double that.
Perhaps not double that.
Well, some of the people will be our members, so we do not want to—
Unless you are cut out of the discussions, as you have been until now.
We can only assume so. Our first complaint was that what happened was a departure from the normal procedure. The package has not been discussed with us, so we assume that the chief executive has used his authority.
How many staff work for the organisation?
About 600.
With an organisation such as the SQA, which has been under tremendous pressure, one strategy you might use is to say, "We should be bringing members of the staff not just on to some of the working parties but into the board structure, so that they are present in the decision-making process." Have you had discussions about that?
It has not been on our agenda. We are not keen on participation at board level. We are much happier with agreed protocol, procedures and agreements, which we can review annually. Our experience has been that we sometimes end up having a speaking member on the board who sits there and loses every vote five to one.
I have been in that position in this committee.
Interaction with the board is much better than participation on it. I understand that the board is publicly appointed, but we prefer the negotiating forum. Perhaps that is because of what we are used to, but we are happier if we have an agreed procedure and the boards stick to it. We had a meeting with the chairman of the board last week and were impressed with his attitude and performance and with the time and effort that he is putting in. We have no criticism of that effort or of what the SQA is trying to do. Our criticisms are outlined in the paper.
The people who work in the SQA are very much at the sharp end, especially as the schools move into gear now that your preparatory work has been done. What are your feelings about what will take place this summer? Now that you have seen the system working, how do you think things are going and where are the dangers at the moment?
As we said in our paper, there is no doubt that progress has been made since last year. The information that is available now has come in before the equivalent information came in last year. To that extent there have been improvements. As our paper says, staff will be going flat out to do everything possible to ensure that diet 2001 is successful. I am not sure what you are looking for beyond that.
The facts as you know them.
We are putting in place a series of measures that will address some of the shortcomings from last year. The key thing for me to say is that the staff are fully committed. They will be doing everything in their power to ensure a successful diet 2001.
I reaffirm that the staff are fully committed and that they are willing to take part in any improvements and changes to the way that the work is done in order to ensure successful delivery. Staff are seeing the benefit of a number of changes that have already taken place, particularly in my own area of work at Dalkeith. They hope to continue to receive those benefits.
As the year has progressed, have you been offered any on-going staff development training to help you to deliver diet 2001?
Staff development training has been limited. The focus is on trying to get through the diet using the skills and expertise that already exist. The human resources unit has given us a commitment that it will try to progress that from here on in. To date there has not been a great deal of staff development training.
We seem to have moved on to questions about terms and conditions and employment issues. I have a question on bonuses. You mentioned in your paper that there do not seem to be any criteria for bonuses. Have the trade unions asked for criteria for bonus payments? If so, what response have you had?
The trade union side has asked about that on a number of occasions going back as far as October of last year, which was when the general manager posts were first announced and we expressed our disappointment about the whole bonus idea. We have been told consistently that no bonus structure exists. As late as last week, the chief executive indicated that, although he had proposals outlining the criteria, those proposals would not be available to us at that time.
That is something that we can take up next week.
Is pressure put on people to work overtime, whether they want to or not and whether they are paid for it or not? Does that kind of underlying pressure exist? How will overtime impact on the bulge of work that there will be at the end of May when the unit results come in?
The only reply that I can give is to refer to what we said in our paper. Individuals reported to us that they felt some pressure to work overtime, possibly a bit more than they would have liked. We have tried to indicate that we are looking at the long term and not just at the impact that the summer months will have. Once we get past the summer, we will see what the attitude of the staff is and what their view of management is. We do not have concerns about people not working overtime or not doing what is necessary to get the certification completed successfully.
Do you feel that more staff or resources are needed? Are there particular pressure points or things that could be done now to make the situation easier?
I do not think that throwing staff at the problem is the answer. Many of the people who are employed in the SQA, although they appear to be on fairly low-order or middle-order clerical and administration duties, are highly skilled at what they do, particularly at inputting data and at managing and controlling data. Just taking people off the street and throwing them at the problem is not necessarily the answer. The extra people need to be trained and supported in the structures.
You mentioned in your paper the commitment of the SQA to a winter diet. Could you comment on that? To an outsider, it might seem that that would add to a burden that is already stretching resources.
The commitment to a winter diet should have been delayed for another year. A limited number of subjects is involved in the winter diet, but the staff have reported that it will stretch their resources and their ability to provide the necessary outputs at that time.
This goes back to communication. The senior management of the SQA has said to us, "We need to deliver this winter diet. Further education colleges are hopeful that we can do it and need us to do it for their end of the business and education." That is fine. Management has also said, "We think that we can do it. We have contingency plans in place, which will unfold and allow us to do it." Again, that is fine, but it goes back to the issue of communication—letting the staff know who will be expected to work on and deliver the diet and letting them understand why they are doing it and how it will be done, so that they can move forward to the winter diet and its successful delivery with confidence. The trade union side has not been convinced that the contingencies are in place or that the resources will stretch that far, but we have consistently asked the management to explain it to us and to convince us on it so that we can move forward together.
How is communication between the different departments and sections and the further education sector and the schools sector—that is, between the various horizontal levels?
It is quite fragmented. The focus has very much been on diet 2001, to the expense of other areas, such as higher national certificates and diplomas and Scottish vocational qualifications. A lot of staff in those areas are concerned about the future, because many centres are either going to other awarding bodies or are becoming disenchanted with the service that they are getting.
I am uneasy, because we heard before about a lack of communication between sites. Have communications improved between the Dalkeith and Glasgow offices? The problem is not just about east and west; it is about different cultures, approaches and history. Has the situation moved on?
Pre-diet 2000, the whole of data input was moved through to Dalkeith. Now, part of it has been moved back to Glasgow. That will probably help this year, although it suggests more fragmentation. On staff communication between Glasgow and Dalkeith, part of the problem is that the set-up is no longer as handy as being able to nip downstairs to ask somebody something. We are having to communicate over the phone or by e-mail.
If the database is not available to them, how do they operate?
In the past month or so, we have asked for those data to be made available to us, preferably on a database that we can access at our screens. That has not happened. I think, however, that a spreadsheet has been circulated that shows appointments. There is a paper edition of the database, as it were, but it is not as effective as being able to access the database to see how many markers are in a subject area.
Why cannot that be done?
I do not know. We have asked for it, but we have not got it.
Is there a computer problem? Is there a technology problem? Is it just a simple problem of stubbornness?
I am not an information technology expert, so I cannot comment on that, but we have asked for the database.
I will ask a wee question about the background. I mentioned the period at the end of May during which unit results will be received in big numbers. Do you agree that the sheer volume of the material that you must handle is part of the problem? Do you also agree that, once this year's diet is out of the way, it would be to everyone's benefit if there were a reduction in the number and bulk of data transfers in schools and in the SQA? Do you accept that the bulk is, was and will be part of the problem?
With the population that we have, children will always want to study, people will sit exams and there will always be a certain volume of work, which—I hope—will continue. Otherwise, there would be no need for the SQA. Controlling the bulk in a flow that is more manageable for staff, rather than having it all come in at once, might be something to consider for the future. However, we want to encourage people to sit as many exams as possible.
Should there be as many units per exam as there are?
We need to control the flow and bulk of what arrives on somebody's desk at any one time.
What was the attitude of the trade unions towards the merger of the Scottish Examination Board and the Scottish Vocational Education Council when that took place?
Neither of the officers who are here dealt with those organisations. We have been appointed to deal with the SQA only in the past year, so we were not involved in the merger. However, staff who were working in the SEB and SCOTVEC might give a clue.
There was consultation with the unions throughout the merger process. Even then, there might have been issues on which the management went ahead with a certain course of action despite the unions having expressed concern. That has carried on into recent times.
I asked about the merger because it relates to Cathy Peattie's point about lack of communication. The committee's SQA inquiry, on which a number of the members who are here sat, saw that there had been a real problem with merging two different cultures and that those cultures had never fully come together. The problem was not simply about being in Dalkeith or Glasgow; it was about different expectations and different ways of working.
We will certainly have a role to play. If the SQA is ever to be fully integrated as one organisation, it will be with the help and co-operation of the staff. As their representatives, we will have to assist in bringing that about. General managers were appointed so that there would be a more integrated approach—rather than people being responsible only for their own little fiefdoms and nothing else and never coming out of that. The idea was that GMs would have a collective overview that would merge the organisations. In the past year, I have heard comments that the two organisations have not knitted together, but these are still early days. The organisation is not yet three years old.
I presume that the unions had members in both predecessor organisations. Is that true?
Sure.
In those circumstances, there is a role for the unions to play in trying to knit the people together. How do you go about doing that?
A cultural change is needed, which is not going to happen overnight. Part of the difficulty is that the authority cannot get on with its main agenda of bringing the predecessor organisations together because of the big expectation of success, which is high on the agenda this year. The focus on getting diet 2001 right has sidetracked everyone from knitting the organisation together.
The committee has said that the examination system will not work properly until the organisation is knitted together.
We had access to documents and were able to read them, but we were not involved in committee inquiries, nor were we involved in the inquiry that Deloitte & Touche carried out or in any of the other reports.
To what extent did the consultants speak to union members in the SQA?
It is difficult to say because they did not ask whether staff were in the union. The consultants simply interviewed people. Given that perhaps just more than half the staff are members of one of the three unions, there is about a 50:50 chance that the people that they spoke to were in a union. There was no union involvement either collectively or in the form of individual representations.
There was no union involvement?
Our union sent a submission to one of the committees, to which we got no response.
Did not Deloitte & Touche and the other consultants who came in subsequently seek the unions' views on the matter? We would regret that, because to have done so would have made the situation better.
We have a lot to offer the SQA. Much depends on the staff's good will and co-operation. The best way to get that is to organise them into trade unions, which can give staff proper legal advice and representation. We would always advocate that, and that is particularly the case when an organisation faces such difficulties.
I want to underline all that has been said recently. It seems that your workers, who have been under pressure this year to clear up the year 2000 situation, will be under pressure for some time. The past year has impacted on the development of question papers—which will be ready for this year, but are perhaps now behind schedule for 2002-03. The winter diet will add additional pressure. There is also the issue about educational colleges and SVQs.
The organisation will continue to be under great stress and pressure and in the public focus for the next two or three years. We hope that, as the organisation's performance improves, it will be less in the public focus.
Irene McGugan's comments are well noted, but it is important to realise that the SQA's management team is putting together an action plan. Those people are pulling together and they have asked us to sit in on and be involved in business strategy forums and meetings. Those are steps in the right direction.
Mobile phones seem to be interfering with the sound system. If anybody has a mobile phone switched on, please turn it off.
We recently asked the human resources department for staffing figures for full-time, part-time and agency staff, but they struggled to give us exact figures. They are unsure about how many people work in the organisation on a part-time or agency basis. Such is the diverse nature of the different departments that no one—not even human resources—has their finger on how many people are employed from agencies.
That seems to be a problem. People need to be trained. That puts pressure on those who are training. People then move on to do something else. Perhaps we need to tie that up.
It is a problem. Another problem involves people being moved from the job that they do all year round to assist with the flood of information that comes in and the flood of data that must be processed. There is a problem in people working outwith their normal brief and perhaps having to explain to others how a job works when they are in that job only for the short term.
Do you know how many vacancies there are within the organisation?
The last vacancies figure that I wrote down was 38, but I think that there has been an update on that.
There are 43 vacancies in the SQA, including four general manager posts.
Do you know the current level of staff sickness?
The latest figure that we have for sickness absence between April 2000 and March 2001 is 4.64 per cent.
In your experience, is that high, low or average?
I would say that that is above average. Local authorities average around 2.5 per cent to 3.5 per cent. When they were involved in the tendering process, they had to be below 3 per cent to get a successful tender. I think the figure is about 1 per cent above the average. That is not too dramatic, given the way in which the organisation has been performing.
Do you have any indication of how much absence is stress-related?
The percentage that is declared as stress-related is 1.47 per cent. That is a very small amount, but people are not always willing to admit to stress.
There seems to be a lot of pressure from the newspapers. The pressure from the public, politicians and managers is pretty immense. If staff pick up the newspapers every day and read that the SQA is about to fail again, that probably puts a lot of pressure on them. I am interested in that.
That is a big difficulty. We understand the public's interest and we are not quibbling with the media for reporting difficulties. However, the constant predictions of doom and that the organisation will fail increase the pressure on staff. I hope that there will be other matters on the agenda this afternoon that might take the spotlight away from the SQA and which will give staff the opportunity to focus on this year's diet. Students should be encouraged to do their best so that the staff can be left alone with some peace to do their best.
I have a final question. Perhaps this matter is dealt with in your paper, in a sense. Generally speaking, do you think that things are moving in the right direction? Are the prospects for a good diet positive, even if it is not absolutely guaranteed?
We see it as positive that there will be an improvement on last year's performance. We will not know how much of an improvement it will be until the exercise is gone through and we see how it turns out.
Is there anything that the Executive or the committee can do that has not been offered or done?
The fact that we have come to the committee has brought us some success, because the response of the senior management has been much more positive and inclusive. They are starting to involve us more; therefore, our visit to the Parliament was a success before we even got here. We encourage the committee to maintain its dialogue with Mr Morton, which will ensure that he maintains his dialogue with us.
In your submission, you mention the possibility of staff being pulled from their job to work on the school desk system. You say that
The SQA carries out a performance appraisal, and every year staff are assessed on their performance over the previous year. Somebody who takes on a job for which they are qualified and who carries that job out for nine or 10 months is judged on their performance. However, the appraisal is based on their overall performance during the year, even if the person is put into an unfamiliar position for part of the year. Pressure is created when somebody who is made to work outside their department is judged on that work, because their career prospects might depend on how they perform in that unfamiliar role.
At the moment, the management are considering ways in which they might relieve that pressure—for example, by using outside agencies to man the telephone desks. The fact that the SQA has been forewarned that there might be problems means that the mistakes that were made last year should not be made this year. We should be in a better position to field questions from people if we need to.
One of the issues last year was the fact that the people on the helpdesks did not have the appropriate information in front of them. They did not know what results had and had not reached schools. Are you concerned that the same situation could be created through the use of agency staff? A helpline is meaningless if people do not get help or the information that they seek. I would be concerned if the people staffing the helpline did not know the system or what the organisation was doing.
Perhaps I did not explain the situation clearly. The intention is that initial inquiries will come through a call centre, before being passed on to somebody who will know the answers. A system of recording the history of calls is being considered, so that all the information will be available at one time.
Ian Jenkins touched on the additional support and resources that are being provided by the Executive, and you said that coming to the Parliament had facilitated a more open approach from the senior management. Similarly, the dialogue that you should have with the minister would provide a useful opportunity to identify ways in which relations between management, trade unions and staff could be more effective.
We would welcome a meeting with the minister, now that we have met the committee. However, there is no quick fix. The inclusion of two union representatives on the working groups that are dealing with the critical difficulties is probably the best contribution that we can make. It would be helpful if we could have a general discussion with the minister about the current position, because things have moved on. However, day-to-day communication with senior management about what is happening in the organisation is probably the best contribution that the unions can make.
Thank you for coming to the committee. I reiterate Gordon Rogers's comment, that the priority in the next few weeks is for the young people to get on with their exams and to do the best that they can. Once they have sat their exams, it will be for us and the SQA's staff to do all that we can to deliver a successful diet 2001.
Thank you for inviting us.
Meeting closed at 15:05.
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