Our main business today is our inquiry into lobbying, and this is our second oral evidence-taking session. I welcome David Bleiman, Rozanne Foyer and Tracey White from the Scottish Trades Union Congress, who are our first witnesses this morning. I invite you to make a short opening statement before we move on to questions, which, of course, is the part that we are interested in.
We will introduce ourselves first. I am the vice-president of the STUC—that is, I am one of the lay officers of the congress.
I am an assistant secretary with the STUC. My primary responsibilities are for policy matters in relation to the economy and employment.
I am also an assistant secretary with the STUC, involved in equality and social justice matters. I work on policy and campaigns.
The Scottish Trades Union Congress is the single trade union centre in Scotland. It was founded in 1897. It is not politically affiliated, although some—but not all—trade unions are affiliated politically. We represent more than 620,000 trade union members and we represent workers and their families in Scotland. We are democratically based. We make policy at an annual congress and we have a general council that meets through the year to oversee the implementation of that policy. Our membership comes from all walks of life and includes professionals and manual workers from the public sector and the private sector and from all parts of Scotland. We have 46 affiliated unions.
I would like to move to questions. Do you want to add anything to your statement first?
I will just add that the new politics is challenging. It places significant demands on us and represents a different way of working. We are trying to respond to that challenge.
I agree: the new politics is challenging for us all.
I should say at the outset that I am a member of Unison.
To both really. When a particular policy issue comes up, we seek to bring together the relevant affiliated unions whose members are in the sector that is involved or have an interest in the policy in question. We try to bring those groups of people together and thereby add value to what an individual trade union could do by making representations. In doing that, we also provide a service to the Parliament—I do not know whether it is right to describe what we do in that way, but it certainly assists in the consultation process if that degree of co-ordination and consultation has happened before people come along to talk to MSPs.
What about briefings to individual members of Parliament?
We seek to give briefings as appropriate. In the past, we were consulted much less: Westminster was much less accessible than the Scottish Parliament is. In the past, we perhaps had the luxury of engaging in oppositional politics, whereas now we are asked for constructive views. The onus is on us to ensure that what we have to say is well researched and authoritative, and that we are not simply position-mongering. That is a challenge that we hope to respond to.
Does the STUC operate any kind of voluntary code on good practice for lobbying the Scottish Parliament?
No, we do not. The nearest that we come to such a code is in our developing custom and practice, whereby we try to co-ordinate the affiliated unions so that, wherever possible, we adopt a group approach under the umbrella of the STUC, rather than firing off in different directions when that can be avoided.
But you have no voluntary code?
At present, we have no code.
Would there be any benefit in having a code?
We agree with what we understand to be the basic concept in the code of conduct for MSPs. We consider the main onus to be on the MSPs, because there are many voluntary organisations, some of which have few resources and some of which are very small. It would seem impracticable to have a code that covered every organisation or individual who might lobby. The danger exists that a code might impede the access to and openness of the Parliament.
In what ways could a code impede access and openness?
If a small voluntary organisation such as a parent-teacher association or a tenants group wants to talk to an MSP, it might be a one-off activity and the first time that the group has done it. If those people felt that they had to follow a code of practice before they could do that—
I was talking about the STUC—not a small organisation—having a code of practice.
If it were suggested to us that we should consider a code of practice, I am sure that we would be happy to do that. We do not have a code of practice at present.
We do not have a formal code of practice, but we have standards by which we abide. Anything that we say to MSPs—whether on a cross-party basis or to people with roles on committees, for example—complies with our policies, which have been fully debated.
Can you give me any examples of good lobbying practice?
We see ourselves as a model of good practice, because we go to great lengths to ensure that we represent the views of our members. We would be concerned if massive amounts of access were given to people just because of the amount of money that they had or because they could buy expertise—we would have problems with such practices. We hope that the Parliament will ensure that smaller groups that lack such funds have nice, clear and open ways of accessing the Parliament.
I think that we share your views on that.
Do you make a distinction between the small organisations that you mention in your evidence and the commercial organisations that lobby and influence for profit and have a client base?
Yes. They are chalk and cheese. MSPs should be open to hearing the views of any organisation—whether it is like the STUC and has a large membership base, or whether it is small—and any individual. Purchasing such expertise or advocacy should not be necessary. Some professional lobbyists would argue that they do not do advocacy and that what they provide for their fee is advice on parliamentary processes. We hope that the Parliament will be sufficiently informative to allow people to find out about such matters without paying a fee.
Before I ask a question, I should put it on record that, although I do not have a registrable interest in today's proceedings, I am—like most people around the table, I suspect—a member of a trade union. I also used to work for the STUC, although that was some years ago now.
You were part of the escape committee.
Yes, Frank McAveety is right that I was part of the escape committee—so it is nice to be able to grill former colleagues.
Our concern is that a register might cut across the current accessibility of the Parliament. David Bleiman has already referred to the wide spectrum of organisations that legitimately want to have—and should have—access to the Parliament and to parliamentarians. It is difficult to see how a register could do anything other than cut across the Parliament's accessibility. If organisations had to go through a procedure in the first instance whenever they wanted to raise an issue with an MSP or group of MSPs, that could be problematic.
Perhaps I should say that I am a non-practising member of the Faculty of Advocates—although I do not think that it is yet a trade union.
It is not affiliated yet.
Could the STUC live with a registration of commercial lobbyists? Would that interfere with access in any way?
We could certainly live with the concept that fee-based organisations that provide a professional lobbying or advocacy service should be registered or regulated in some way. I am not sure whether your use of the term "commercial lobbyists" includes small businesses and so on. We would not see that as appropriate.
You also mentioned that you would consider a voluntary code, if that were necessary. Is that something that, in principle, you could live with?
Do you mean: should we as a lobbying organisation have a code for lobbyists?
Yes.
I think so. I have been deliberating over the question that Kay Ullrich asked. One of the reasons why we do not have a code at the moment is that it would not occur to us to do some of the things that might be unethical. For example, the STUC has never found it necessary to think of paying money to someone to ask a parliamentary question. At Westminster, there were always MPs who were happy to ask questions that the STUC wanted to be asked. The STUC simply does not have the resources to give excessive hospitality—Pat Ferguson will remember the STUC's financial situation, which has not got any better. We have never been in a position to consider things that large businesses might be able to afford.
Would it be correct to say that a voluntary code might have virtually no effect on you, because your actions would, as a matter of common sense, comply with the code in any case?
That is right, although we have the structures to be able to deliberate on and approve a voluntary code and ensure that we implement it.
I was struck by something that David Bleiman said. I am not sure whether it was a deliberate use of the word, but he mentioned that the STUC was trying to rise to the "challenge" of the openness and accessibility of the new politics in Scotland. Given what he said about the STUC's financial situation, is the openness and accessibility of Parliament not just a problem but a major challenge to an organisation that, although it is not small, is not wealthy? Do you find it difficult to keep up? Do you have any comments that might help us in a wider sense?
There is an enormous challenge. One must not underestimate the extent to which we all—especially voluntary organisations of all kinds—became trained for many decades in a form of oppositional politics in which we responded with press releases, for example, to the policies of the Government of the day. Openness to a new kind of politics, in which what we say might be listened to and might have a constructive input into legislation, involves a whole new way of working. We used to have a fairly elaborate subject committee structure, but we stripped that out to free up resources to be more responsive and proactive within the new politics. We are in the process of dealing with the new situation.
David Bleiman said everything that is necessary on that subject.
I am sure that we are not the first organisation to talk to the committee about time scales within which Parliament looks for a response to consultation. The consultation on which the committee is engaged at the moment has a reasonable response period, but not all committee inquiries have the luxury of sufficient time for responses. The parliamentary committees should perhaps look more generally at that.
On much the same point, I think that David Bleiman said that it is up to MSPs to regulate the behaviour of lobbyists, but he also suggested that we could take some positive action to ensure access for smaller groups. That might be a productive step. This might be asking a bit much today, but would you go beyond that and say what steps we could take to encourage access? Bigger, professional or commercial lobbying organisations have the resources to be able to put together a case and present it through lectures, for example. Smaller groups find that difficult. Are there constructive steps that we could take to make it easier for smaller groups to reach us?
When the Parliament was established, there was a lot of talk about committees going out to communities and about how the mechanics of that might work. Some disadvantaged groups in Scotland simply will not make it along to the Parliament. Given the way in which the format has developed, those groups are not up for giving evidence to committees or for writing lots of letters and following the traditional forms of lobbying by answering consultation documents, for example. They are not even up for submitting petitions to the Public Petitions Committee.
I do not want to put words in your mouth, but you seem to be saying that, although we might find it difficult to find an acceptable form of regulation or registration—and you seem to be arguing that such regulation or registration would be a hurdle at whatever level it might be set—it is more important to be proactive in ensuring access for less affluent groups.
Yes.
Yes.
Ah—I did put words in your mouth.
What has been said might explain why an organisation such as the STUC finds it difficult to keep pace. A lobbying company might say, "We'll fill this space", whereas other organisations—even the STUC, with all its experience—do not have the resources to do that. That is an interesting point.
I will respond to that question, although my colleagues may have something to add. Broadly speaking, I believe that the code of conduct looked fine. I was struck—this is my view, not the STUC's—by where the line is drawn in relation to what constitutes incidental or insignificant hospitality. Although the STUC does not have huge resources, we occasionally hold receptions at which we may provide sandwiches or a glass of wine. That creates an environment in which we can talk to MSPs, although we do not use those occasions to purchase anything with sandwiches or a glass of wine. If you have been to an STUC reception, you will appreciate that point.
Just before I bring Frank McAveety back in, I should point out that the code of conduct limits declarable interests to £250 for MSPs—that is a lot of sandwiches.
If I may, I would like to add to David Bleiman's answer, although I am reluctant to admit to having read the code of conduct, now that Frank McAveety has said that I am sad for doing so.
Frank, do you want to come back in?
No—I am okay.
Do members have any other questions?
The STUC might be skint, but individual trade unions are very good with their expense accounts.
Do you think that there remains a perception among the public that commercial lobbying companies have privileged access to MSPs?
That is not the STUC's perception. We are aware that we do not need to use lobbying companies—
So, as far as you are concerned, that perception does not exist.
Members of the public who pick up their perceptions of the Scottish Parliament from the media might have a different view but, as a result of our experience, which informs our view, we do not have that perception.
The issue that the Parliament must address is whether people who can afford to pay professional lobbyists have enhanced access, rather than whether the lobbyists themselves have enhanced access.
My question is simple. Is it correct to say that you are lobbyists, although you are not commercial lobbyists?
Yes, that is reasonable.
You could say the same about anyone who telephones or e-mails their MSP.
In order to be helpful, I would like to go back to an earlier question. I have been reflecting on the point about whether there should be a register of lobbying organisations. For example, when committees consult groups—of course, that is a different way of looking at the issue—we would like the STUC always to be on the list of consultees.
On your previous question, convener, I work with many people who are not active or senior in the trade union movement, because I work within the equalities structures in the STUC. It would be fair to say that, among those people, there is a perception that those with expertise, such as professional lobbyists, gain more access to the Parliament.
I will make a quick comment that Rozanne Foyer might find helpful. I am a member of the Equal Opportunities Committee, which has been going out to areas. One of our problems is that the people whom we go out to see want to give us hospitality—it is almost embarrassing. The boot is on the other foot—they feel that they must provide us with food and sustenance when we visit them. I think that that is just good Scottish manners.
Absolutely.
As there are no further questions, I thank the witnesses for giving evidence to the committee. They are more than welcome to stay to listen to the other evidence that we will hear this morning.
Meeting adjourned.
On resuming—
I welcome Angela Casey and Alan Boyd, who are here to represent the Association for Scottish Public Affairs. Before I throw open the meeting to questions from committee members, I invite Angela Casey to make a short opening statement.
I am the convener of the Association for Scottish Public Affairs, which, you will be pleased to know, we call ASPA for short. I am also the managing director of the public relations company Countrywide Porter Novelli. Before I began working in Edinburgh, I was a professional PR and public affairs consultant at Westminster and in Brussels.
You said in your submission that you have over 50 members from the various organisations that you outlined. In the evidence that the Stirling media research institute gave us at our previous meeting, they said that you have 25 members. Have you been on a membership drive since then or do you indeed have 50 members?
We are renewing our membership this month, so the actual figures will be available after that. When we first started, we had 50 members signed up and there were probably more than 50 who were interested. I cannot give you an exact figure.
Is it closer to 50 or closer to 25?
It will be somewhere in between.
How many public affairs companies or organisations do you think there are in Scotland?
What do you mean by public affairs companies? Are you talking about organisations that are operate exclusively in that area of work or about other professional providers?
I will rephrase the question. How many companies do you think there are that are engaged by clients, who pay money to them, for their services to lobby, advise or influence the Scottish Parliament?
There is probably a handful of companies that exist solely for that purpose. If you mean companies whose work might include an element of advice, briefing or research on public policy issues, there are probably an awful lot more.
How many more? Are we talking about 100, 200 or more?
No. There might be another 20.
There are possibly several dozen. We must accept that most of the major legal practices in Scotland advise clients on aspects of Parliament-related work.
So you think that there are about 40 companies in Scotland that operate in such a way, but you have 50 members from that sector and others. Does your organisation represent 100 per cent of the sector?
ASPA is a broad church, to put it another way. Our members comprise not only professional public affairs consultants but individuals, public sector representatives and voluntary representatives. ASPA's 40 or 50 members cut across the range of interests that the Scottish Parliament might become involved with. The reason for setting up ASPA was to avoid any suggestion of exclusivity. That is why we started by organising public meetings in the Convention of Scottish Local Authorities headquarters, the first of which was attended by almost 100 people who represented all interests. Some of those people are now MSPs, incidentally.
I will rephrase the question as I want to try to tie you down. What percentage of the organisations in Scotland that are engaged by clients to lobby and influence the Scottish Parliament are part of your organisation?
I am not seeking to avoid the question, but I honestly do not know how many organisations or individuals seek to lobby, influence or brief members of Parliament. However, in the Scottish context, it would be fair to say that the 40 or 50 ASPA members are a relatively small percentage of the people who are concerned with the business of the Parliament.
I was trying to establish how representative you are of the commercial lobbying organisations. That leads me to my next question, which concerns the voluntary code of practice that you suggest is the way forward. A voluntary code of practice is useful only if the vast majority of relevant organisations sign up to it. There must be many companies, however, who work as individual organisations and simply do not sign up to any code of practice.
That must be correct.
You say that the ASPA approach to the code of practice is to name and shame companies that do not meet your standards. Since your organisation was set up in August 1998, have you named and shamed anyone?
No. We have had no need to.
How do you monitor the organisations that are signed up to ASPA? How do you ensure that their actions conform to the code of conduct?
We would never seek to interfere in the day-to-day business of our members. Bearing in mind that some of them are in the public sector, there is no way that we could do so, even if we wanted to. The code is voluntary. People who apply for membership of ASPA agree, when submitting their membership application, to be bound by the rules and constitution of ASPA. We rely on our members to keep us advised of breaches of the code of conduct. As the code and the constitution of the organisation are publicly available, it would be right and proper for MSPs, officials and members of the Scottish Executive who felt that there had been breaches to report them to us. The philosophy behind ASPA is one of openness and transparency.
We like to think that, just as we are aware of the MSPs' code of conduct, MSPs are aware of ours. Indeed, on occasion, staff of MSPs have contacted us to talk about whether there was a breach of the code or simply to discuss matters arising from a meeting. The Standards Committee could aid the efficacy of the code of conduct by encouraging communication between us and the Scottish Parliament.
When members of MSPs' staff contacted you with concerns about a meeting, did you hold an investigation into whether the company had breached the voluntary code?
If someone alerted us to something that was happening or informed us of their concerns about a meeting, we would investigate the meeting.
You said that MSPs' staff had contacted you. I want to know what action you took.
In those instances, we contacted people involved in the meetings to find out what the situation was.
Did you hold an independent investigation?
We talked to people. We have not yet had to set up a formal investigation as there has not yet been a breach of the code.
How could someone be named and shamed if there is no proper inquiry mechanism in place?
I said that, in the instances that we are talking about, we did not need to have a proper inquiry.
In the Scottish Parliament, we have a code of conduct and a Standards Committee. People are well aware of the code of conduct and a few complaints about MSPs' conduct have been investigated. I want to know what your investigatory process is. Has it ever been enacted? Certainly, you have never named and shamed anybody.
As we have received no complaints about breaches of the code of conduct or a lack of propriety on the part of ASPA members, we have never had to conduct an inquiry. However, ASPA's constitution, which all members have signed, makes it clear that the committee has the power to expel members who do not act in the interests of the association. If the undertaking to abide by the code of conduct were breached, that would be seen as a failure to act in the interests of the association.
Derek Draper, the former lobbyist who was involved in the so-called cash for access affair at Westminster, gave evidence to the Neill committee. He said:
My answer to that is that I would not want to be guided by Derek Draper on any question of propriety.
Is it possible for companies that are in competition with one other to regulate themselves properly?
That would be a matter for the Scottish Parliament to judge.
I am asking for your opinion on whether it is possible for companies in an incredibly competitive industry to regulate themselves properly.
It should be possible, provided that there are adequate sanctions. Regulation without sanctions does not work. Membership of other, more traditional professions, such as the legal and medical professions, is covered by statute or by other regulations and those professional bodies have the power to expel members and to prevent people from continuing in their profession. As we are dealing with a looser grouping, the situation is different.
If someone has a complaint against an ASPA member, who should they complain to? Your voluntary code does not make that clear.
They would complain to the ASPA committee, which would investigate the matter.
Are the organisations that can afford to pay for the services of commercial lobbyists likely to have more influence in the decision-making process?
I would not say that they would have more influence. Some of the organisations that—perhaps quite rightly—have the greatest influence with Parliament are COSLA and the STUC. Furthermore, some charities and other voluntary bodies have huge influence and tremendous lobbying potential—and I need mention only Greenpeace, animal rights organisations and campaigning organisations such as Oxfam in Scotland. Professional lobbyists can help clients—and perhaps commercial clients—to focus their arguments better for Parliament and its members. I do not think that money necessarily gets access for clients, but it can buy them focused professional advice that enables them to bring the issues into sharper focus, which can only help everyone in the policy process.
I am a bit bewildered. You seem to be saying that it is not worth employing a commercial lobbyist because all the organisations that you have trotted out have much more influence. If that is so, would it not be better to pay Greenpeace or the STUC to do your lobbying?
Well, you might be better off paying Greenpeace if you want to hijack an oil rig.
I am only taking Greenpeace as an example because you used its name.
People who instruct public affairs consultants typically feel that they have concerns or issues that they want to bring to the attention of MSPs. Such concerns or issues might relate to legislation before the Parliament or to consultative documents where the Parliament is actively seeking the views of the public and business on particular matters. All I am saying is that, as in any other sphere, if people do not have the adequate in-house resources, buying in professional advice must help. It will not give clients any greater access, but it will help them to focus their arguments and enable them to brief MSPs better.
Are your customers aware that they are not paying money for you to lobby Parliament, but for the other services that you have mentioned?
Clients of professional firms generally pay for advice—
So they do not hire you to lobby Parliament.
Certainly not.
You are not lobbyists.
Our submission—and this discussion—makes it clear that we have accepted a somewhat wider definition of lobbying than direct one-to-one relationships between the lobbyist and the member of the Parliament or the parliamentary official involved. My understanding is that the definition of lobbying includes the general provision of advice relating to political policy formation.
One of the key objectives of any lobbying or advocacy company is to get its message across, and so far I am quite confused about what your message is. Both of you have made potentially contradictory statements. It was said that complaints or issues about conduct were raised which you sort of examined. However, you also said that there have been no complaints. Could you help me with the distinction between the two statements?
The incidents that you refer to were not complaints, as I said. People rang me up to talk about a meeting or meetings that were taking place just to clarify who was meeting and why. They would have become complaints if the initial inquiry had brought to light anything wrong.
Do you provide people who call you up to express such concerns with a copy of the complaints procedure?
No, because at that point it is purely an inquiry, not a complaint.
When would an inquiry become a complaint?
It would become a complaint if the initial inquiry made it clear that something wrong was happening.
Have any organisations that are ASPA members been complained about in the recent past?
No.
Were any organisations involved in the most recent celebrated cases ever members of your organisation?
Beattie Media was involved with us during the formative stages, if that is what is in the back of your mind. However, that particular division of Beattie Media—and we must point out that it was a separate division of Beattie Media—wound itself up pretty shortly after anything happened, by which time the company was no longer a member of ASPA anyway.
Could Beattie Media have become a member of another organisation?
I do not know.
But it could have.
It could have, but I would suggest that if it had wound up its public affairs division, there would be no point in its being a member of a public affairs organisation.
What is the difference between ASPA and other organisations such as APPCS?
If you examine the submissions of the two organisations, you will find that they are very different. ASPA was set up solely in Scotland for people from different organisations and backgrounds who were going to deal with the Parliament in any way. You will need to ask the APPC about its set-up and background; however, it represents purely public affairs consultancies, whereas our membership includes members of charities and public bodies such as COSLA.
Would you advocate extending the voluntary code beyond commercial lobbyists?
Our voluntary code extends beyond lobbyists and indeed covers all bodies that wish to sign up.
Is there any need for the Parliament to have a voluntary code that extended beyond commercial lobbyists?
That is something for the Parliament to decide. However, if I were asked for my opinion, I would say that a voluntary code or code of any sort should cover anyone who deals with the Parliament. We are talking not just about consultancies, but about organisations that are pulled together purely to lobby on one issue and which are, in that sense, professional consultants.
But do you not accept that charities and voluntary organisations are a rather different category from very much larger bodies?
I have a little difficulty with that idea, because those organisations are as capable as anyone else of influencing the policy process.
From everything that you have said and written, am I right in thinking that you have no difficulty with the principle of registration and are quite happy for it to be introduced?
Two weeks ago, the Scottish Council for Voluntary Organisations made a couple of valid points suggesting that registration might stop some smaller organisations and even individuals in their sector from approaching Parliament. That would be a bad thing.
I am sorry to go back to a question that was almost asked by a colleague earlier. However, I am sure that you appreciate that the event was very significant and has influenced all of us on this topic. You were asked earlier about Beattie Media's possible membership of your association. Was Beattie Media a member of ASPA at the time of the events that we later investigated, bearing in mind the fact that they happened some time before that investigation? Furthermore, was the company still a member at the outset of the investigation?
From memory, I think that the answer is yes, it was a member at the start, but by the end it was not, for the reasons that I explained to Mr McAveety. Apart from anything else, it no longer existed as a public affairs organisation.
Did your organisation consider action against that company in the light of the circumstances that were uncovered?
No complaint had been made against the company. At the same time, we were aware that parliamentary investigations were being carried out. It would have been wrong to run a parallel investigation when the Parliament was carrying out its investigation.
From whom do you expect complaints to come?
The answer is perfectly straightforward: anyone who has a ground for complaint, be it a member of the Parliament, an official, a clerk, or a member of the Scottish Executive. If there is any question of misconduct, the complaint should be made and it should be investigated.
This brings us back to one of the difficulties that we have in coming to our conclusions about this inquiry, which is that, as you have said, very often the companies that are part of your organisation are acting on behalf of someone else. We do not always have contact with members of your organisation. We may have contact with the people that they are being paid to represent, which is what happens more often than not, but they are acting on advice that is given by people who are members of your organisation, so it might be difficult for us to know that there are grounds for a complaint against one of your members. How would you make your procedure more open and transparent?
Most members of our association are charity and public sector people and in-house public affairs professionals, who obviously will be very open and clear about who they are. In the unlikely event that one of the few consultancies that are members of ASPA approached the Parliament, it is highly unlikely that they would do so on behalf of a third party and either not declare that that was what they were doing, or do it without that person being with them.
With respect, that is my point: how would we know that the advice that they have been given by people in your organisation gave us grounds for complaint, because we would not be dealing directly with them?
That opens up yet another complex area, because in our democratic society, anyone has the right to take advice from a professional person, and they need not disclose that they have taken that advice. Indeed, that is one of the fundamental bases on which the legal profession operates. Someone is quite entitled to consult me as a lawyer, get advice and apply that advice. Of course, the person who is at the receiving end at the end of the day has no recourse against my acting as a lawyer. That raises difficult questions, because in matters of public policy, people equally have a right to take professional advice and guidance, which brings us to an area that has not been considered by the committee, at least not in the evidence that I have read.
Let us return to a point that I would like you to clarify for the record, following Patricia Ferguson's line of questioning. How do you publish your membership list? How would anyone know that an organisation such as Beattie Media was a member of ASPA? How would they know to complain to your organisation?
Members of ASPA are expected to declare that they are members of ASPA. We often ask them to use our logo on their letterhead or to make it obvious that they are members. We would be quite happy—at a later date, when we have records of our recent membership details—to publish a list of our members if that would be of use.
So there is no formal mechanism.
Not at the moment. However, we are not hiding our membership. It is generally assumed that members will declare their membership and talk about it.
I am conscious that I put Patricia Ferguson off. Do you want to continue your questioning, Patricia?
No. Mr Boyd explained very well the difficulties that we face.
Do you have a copy of your complaints procedure?
We have a copy of our constitution, which contains the relevant paragraph. I would be happy to leave a copy with you.
We did not submit our constitution, but we submitted our code of conduct.
I would be happy to leave a copy of our constitution for the committee.
If a member of the public wanted to make a complaint about one of your members, how would they find out about your membership? Every other public body has to have open and transparent complaints procedures.
From the outset, ASPA has never tried to hide anything. We are not about any kind of subterfuge or not telling anyone what we are doing. We set up our organisation in a spirit of complete openness, and we have never tried to hide who our members are. The point of someone's being a member of ASPA is that they are public about the way in which they behave.
We have a modest budget. Part of the reason for that is that we want to encourage the spirit of openness and broad membership. We have to keep the subscription low because, although we operate differential subscriptions, certain individuals and charitable bodies can afford to pay only a modest amount. In a perfect world, we would have a website and our membership would be displayed there.
Or even a piece of A4 paper. I do not buy the line that advertising your membership is too costly. It could be included on a piece of A4 paper at the end of your membership application form, or the information could be made available every time you lobby.
We produced a newsletter, a while ago, in which our membership was published. We have not, at any point, tried not to tell people about our membership.
Four of the committee members were involved in the lobbygate inquiry, but none of us knew that Beattie Media was a member of ASPA. That bears out the point that Patricia Ferguson was trying to make. We simply did not know that Beattie Media was a member of your organisation. I would have thought that that information would have percolated down to us.
I would couch that in different terms. When ASPA was set up, we were aware of the background at Westminster. We were equally aware of the culture surrounding the establishment of the Scottish Parliament—the open, transparent and participative nature of the Parliament. Quite simply, ASPA was an attempt to replicate that culture among those who would be interested in influencing, lobbying and canvassing the Parliament. ASPA intended to ensure that its members, at least, subscribed to those important and basic principles in undertaking that work.
Yet, within months of the Scottish Parliament's opening, a member of your organisation was involved in the first serious inquiry of the Standards Committee.
Yes.
So you patently failed to achieve what you tried to achieve.
No, we did not fail. No complaint was made. Although there was an inquiry, it found no specific matter of misconduct. You may correct me if I am wrong, but I was not aware that the inquiry covered that ground.
Two of the people who were involved with Beattie Media gave evidence to the Standards Committee that they acted foolishly and as they should not have done. There was evidence from their own mouths that they suggested that they could do things that they could not.
That may be true. However, as I advised the committee earlier, by the time that the Parliament's investigation had run its course, Beattie Media was no longer a member of ASPA. We therefore had no jurisdiction to intervene in the matter. We certainly would not have interfered while the Parliament was running its investigation—that would have been quite wrong.
Did your voluntary code pick up any concerns over Beattie Media before the inquiry took place?
No.
Thank you.
I have a practical question. If we were to introduce a registration or regulation scheme, we would have to establish a threshold for commercial or professional payments. If we set a threshold at a company spending £5,000 on lobbying activity, would that affect all your members in all their work?
Do you mean in-house departments, charities, trade unions—
Yes. Every one of them.
It is difficult to determine how much someone is spending on lobbying, if it is an in-house department.
If we start a registration scheme for any organisation that spends more than a set threshold of, say, £5,000 on lobbying the Scottish Parliament, would that affect all your members or only a few? Would it affect the charities?
It would affect very few organisations.
It would depend on how lobbying was defined. If you are talking about a £5,000 payment to a lobbyist to go and actively lobby on behalf of a client, Angela is right to say that very few, if any, organisations would be affected. On the other hand, if you are talking about the £5,000 being spent on general professional advice on public policy matters, a lot of organisations would be affected. Every major public limited company based in Scotland will have a public affairs department, which will require resources. A major part of the work of that department will be to brief the organisation, its board and its management on matters of political policy that impact on the plc.
I will give you a rough idea of how I think this might work. If an independent company bought the services of a professional consultancy and the bill came to more than £5,000, that would have to be declared. If the company had an in-house public relations facility or if it employed a parliamentary officer, and if salaries came to more than £5,000, that would have to be declared. If the company employed a PR officer who did not spend all their time but perhaps half their time at the Parliament, and if their salary was more than £10,000, that would have to be declared. It would be possible to work out the resources going into that activity, and I am trying to find out whom that would affect.
The system that you have just described would inevitably catch—if that is the right word—a lot of people and organisations. Following the argument through, however, I have difficulty in understanding how the system would be monitored and enforced. Notwithstanding the human rights implications that I mentioned earlier, I have difficulty in seeing how theory would be translated into practice and how that practice would be enforced.
I am trying to get a definition of commercial or professional activity as opposed to all the voluntary and individual access to Parliament. We do not want to discourage any type of activity, professional or otherwise, but we want to identify activity that is commercial and professional and that, therefore, may be more influential in some ways.
I hope that it would not be.
We heard evidence earlier from the STUC. The voices of a lot of people in Scotland are not heard, whereas the big companies have no difficulty in making their voices heard. We are trying to distinguish between the two.
For the purposes of this debate, yes. Such a threshold would catch both in-house paid professionals and consultancies.
I would like to go back to Tricia Marwick's line of questioning. You are in favour of self-regulation and you have a code of conduct. We are considering whether there should be more formalised regulation and whether we should consider only MSPs as at present or all other organisations as well.
I suspect that I will give you the same answer as before but with different words. No complaint was made. Had Beattie Media been a member of ASPA at the time of the parliamentary process, and had there been, as a result of that process, a finding that gave rise to concern that the code of conduct had been breached, it would have been called to account. I should not use the name of a particular organisation: any organisation in that position would have been called to account to the committee of ASPA.
Information was brought to your attention and you must have been aware that there was a problem, but you decided not to investigate and to wait until the Scottish Parliament investigation was over. That investigation finished, and Beattie Media was no longer a member of your organisation.
Yes.
Can you give me an example?
I cannot talk about the specific people involved because I have not had clearance to do so.
I understand.
Nothing wrong happened. On two occasions, MSPs' staff have telephoned and asked me to investigate a meeting to see whether what was happening was being done correctly. In both instances, the initial investigation—which was not formal at that point, because it had been started not by a formal complaint but merely by an informal conversation—showed that everything was being done openly and quite fairly and correctly.
The question over Beattie Media was whether it was seeking to use disproportionate influence. The fact that it wound up the particular branch shortly afterwards perhaps indicates that a question mark remains.
I thank everyone for their questions, and I especially thank the witnesses for their answers. We will take a short break, but if the witnesses would like to stay to listen to the next witnesses' evidence, you are more than welcome.
Meeting adjourned.
On resuming—
Welcome back. Our next witnesses are from the Association of Professional Political Consultants in Scotland. I welcome George Edwards, Robbie MacDuff and Fiona Callison, and invite them to make a short statement before we ask questions.
Thank you. I shall first introduce myself and my colleagues. Robbie MacDuff is secretary of the APPCS and managing director of Strategy in Scotland; Fiona Callison is general manager of AUGUST.ONE Communications; and I am chairman of the APPCS, and chairman in Scotland of GPC International. We thank the committee for inviting us to give oral evidence. As you may recall, convener, we wrote to you in November 1999, indicating that we would be pleased to come before the committee, and we are grateful for the opportunity to do so.
Your original response to the Neill committee was to favour statutory regulation, and that has changed. Has it changed solely in Scotland? Do you have the same position for Westminster?
In paragraph 3.1 of our submission, we mention that point. Originally, in front of Neill, the view was that statutory regulation could be supported. Based on evidence from institutions around the world since then—I know that you have had other evidence on this—the APPC has come to the conclusion that statutory systems have not worked effectively. However, if there were a political will to introduce a statutory register for public affairs consultancies, we would comply with that. Indeed, we believe that our voluntary code goes some way down that line, as we publish the names of our members, our employees and our clients. At this stage, we have not seen that political will in the UK. We therefore argue that an effective voluntary code, such as ours, is the best way forward at the moment. We believe that some previous discussions suggested clear barriers to democracy and to people's ability to make contact with the Scottish Parliament and the Scottish Executive.
What would you do at Westminster?
The position in our evidence is consistent with the APPC UK position.
Which is?
Which is for a voluntary code.
Is that your position now at Westminster?
It is.
The argument that you have used is that the Scottish Parliament is constructed differently in regard to accountability, transparency and openness, and is a relatively new Parliament, compared with the hundreds of years of Westminster. Why do you then go back on that?
We believe that we are fulfilling the needs of transparency and accountability by the voluntary code system. We have established a system that we believe covers public affairs consultancies.
Your document says that you have demonstrated that there are teeth. Who has been bitten?
Someone mentioned the Derek Draper affair, which is quite a good example.
He was mauled, but I do not know whether he was bitten.
As a result of allegations made in Sunday newspapers at the time, two APPC member companies in London were suspended immediately. Derek Draper himself was suspended. An independent inquiry was carried out into the internal affairs of the two consultancies that were suspended and, as a result of that inquiry, certain changes were made. It was a thorough and stringent audit and I am told by those who went through it that it was not a pleasant experience. However, as a result of that inquiry, the companies were eventually reinstated into membership of the APPC, subject to those changes having been satisfactorily made. Mr Draper himself was dismissed, which was the ultimate sanction and which may have influenced the remarks that he subsequently made.
That process required the input of the former head of the home civil service at Westminster and of a QC, and it took about 14 days to inquire, report and publish the report, and action was taken. We believe that the system that we have in place has been shown to work effectively. It has not yet been shown to work in Scotland because we have not had a complaint against a member of the APPC in Scotland.
Which leads us to our earlier engagement with another organisation. What is your complaints procedure like? Is it on the web? Is it on A4? Is it there?
We have circulated the complaints procedure for the APPC, which is on one side of A4.
How much would that be?
How much would it be?
Is it a costly exercise?
No, it is not a costly exercise.
How much would a web page be for a modern communication organisation?
I do not know the cost of our website, because we buy in without paying any costs to the APPC UK website. However, I could write to the committee with that information or I could ask the secretary of the APPC to write to you. Our code—
Would it be excessive?
We do not believe that it is excessive, but we have membership fees, which we are happy to circulate, including what consultancies pay the APPC for administration.
In addition, our companies all have compliance officers. It is necessary for every member to go through a quite complex compliance audit every 12 months. That has to be signed off, and is an essential part of our procedure.
When we put in a tender to a prospective client, not only would we declare our membership of the APPC in that declaration, but we would probably be happy to make available to it—my own company does it as a matter of course—the complaints procedure. There is that transparency for people who buy services from APPC members: they know what they are letting themselves in for, as well as the scrutiny that we will be subjected to on their behalf.
Do you view those procedures and criteria as a bare minimum for how organisations such as yours should operate?
For public affairs consultancies, we believe that they set a good standard and set best practice as we recognise it at this stage. However, the procedures have to be read alongside some of the other issues, which George Edwards mentioned. For APPC members, there must not and cannot be any financial relationship between legislators and lobbyists, for example, and legislators cannot be lobbyists. That sets ours aside from other voluntary codes. That is why, although we have said that we are happy for best practice to be worked towards, we stated in our submission that our code should not be diminished to facilitate convergence with other voluntary codes.
I will ask you the same question that I have asked the other witnesses. I understand your complaints procedure, which is set out in the papers, but are you proactive? If your organisation identifies a problem, do you proactively investigate that problem, rather than just sitting back and waiting for a complaint?
The issues around what was known as Drapergate identify the answer to that question. The inquiry that APPC UK conducted on that was instigated by the story in The Observer. The APPC never received a formal complaint, but it acted immediately on an allegation that appeared in the public domain.
You have already said that the identity of the clients for which the consultancies provide public affairs services is published. I therefore take it that you have no problem with complying with the European convention on human rights.
In our discussions with clients, or rather potential clients, we make it quite clear, when we are negotiating the possibility of working with them, that we will publish their name as soon as we sign a contract and receive moneys from them. If a client does not wish then to take the relationship forward, we walk away from that potential client. We make that clear from the outset.
In your written submission, you quote from the survey that we had carried out on MSPs and contact with professional lobby companies. It had been made clear to 87 per cent of MSPs on whose behalf the firms were acting. That still leaves the 13 per cent of cases in which companies did not disclose to MSPs the fact that they were acting on behalf of another body. Do you have any comment on that?
I would not suggest that we represent 100 per cent of the industry. We represent public affairs consultancies. We wish to extend our membership—that is one of the reasons why we argued with APPC UK. To have a minimum income threshold before a consultant could become a member was nonsensical because that did not define ethical practice.
I understand that you do not, but what percentage of the industry in Scotland do you think you represent?
APPC UK has 26 signed members and represents 70 per cent of the industry. In Scotland, we have not done a survey and we do not have any figures, but we represent a sizeable proportion. There are, of course, a large number of public relations companies in Scotland that also provide Government relations advice and public affairs work. An increasing number of law firms, management consultancies and other consultancies do the same. We have identified in paragraph 2.4 of our submission the difficulties in narrowly defining lobbying. We believe that many people seek to develop political communications strategies, on their own behalf or for other people, who are not caught up in the popular definition of lobbying.
When was the APPCS set up in Scotland?
In June 2000.
Since June 2000, have you done any background research on how many companies are currently offering the services in Scotland? Presumably, you are not looking to increase your own base of representation.
We have not done any formal surveys. However, we know companies by word of mouth that provide both public relations advice and a small amount of Government relations advice.
Do you agree that, for a voluntary code of conduct to work in the climate in Scotland, every commercial lobbying organisation would need to be signed up to it? We have had evidence from two umbrella organisations—the APPCS and another one—and it is clear that many public affairs commercial organisations out there simply do not come anywhere near you or the previous witnesses. What on earth would be the use to MSPs of a voluntary code of which many organisations simply are not part?
As I have said, the APPC code covers public affairs consultancies only. We take on board your concerns and suggest that, if the committee were to look at a set of core principles whereby organisations would need to sign up to demonstrable examples of ethical activity, behaviour, transparency and accountability, that might go some way to improving the system. It is important that people operate within the spirit of some form of voluntary regulation rather than legislation.
I want to take you back a point. You said that the Scottish Parliament could perhaps draw up some core principles that everybody could sign up to. If we went to the bother of drawing up the core principles, surely it would make sense to go the half-inch further and have a registration system to which everybody would have to sign up, with everybody having to agree to adhere to the core principles.
We have two particular concerns about a registration system, which we have mentioned before. One is the risk of appearing to present a situation where certain people are privileged and others are not. The other is the point that was made earlier today, about raising additional barriers that might inhibit communication in both directions.
I suggest that that is a slightly bogus argument. It is quite clear that the Scottish Parliament is committed to openness and transparency. No member of the committee would seek to put barriers in people's way. We are looking at ways and methods of ensuring that we do not follow the Westminster system. From my point of view, there is a clear distinction between a small organisation that lobbies an MSP and, frankly, the commercial lobbying organisations whose clients pay them for those services.
The industry might be slightly more complex than we have been led to understand by much of the discussion that has taken place in the public domain—usually through the media. For example, I began in a public affairs consultancy in 1989 in London, so I have witnessed some of the bad practices that the industry has tried to tighten up. Before that, as someone who worked in the House of Commons, I was actually lobbied by Friends of the Earth, which was working in partnership with the private sector to promote equipment that would reduce environmental pollution.
You mentioned the Parliament's aims of openness, accountability and accessibility. How do you think we are doing in meeting those aims?
My personal view—this is not a collective view, although I would be interested in what my comrades have to say—is that the Parliament is doing extremely well. I really think that. Access is easy. The general feeling is that good progress is being made.
If it is so open and accessible, why do people pay you money to access it?
One of our major clients expressed the position rather well a few weeks ago. He said that his company regarded us as its translators in Scotland. We advise the company on policy-making processes in Scotland. We monitor, interpret and analyse the situation. On the basis of that information, developed from studying government at all levels in Scotland, Westminster and Europe, we provide strategic advice to the client, which is a well-known British company. Through that advice, we help clients to do business in Scotland.
Do you lobby directly—face to face—on that company's behalf?
We do not.
Therefore, like the previous group from which we took evidence, you say that your service is to provide information. Does your company do face-to-face lobbying?
In the four years that I have been chairman of the company that I work for, I doubt whether we have done that on more than two or three occasions. It is very unusual.
It is extremely unusual. Before joining AUGUST.ONE Communications in July last year, I was with Weber Shandwick Worldwide. Even given the client base there, I do not recall any occasion on which I did face-to-face lobbying on my own. I may have accompanied a client to a meeting and acted as a secretariat service at that meeting, providing the contact report thereafter. I would have made it clear to the MSP concerned that my role was as a consultant, not as a direct member, and would have asked again, after having declared it before the meeting, whether he or she consented to my being present at the meeting. An open declaration is made.
Our code of conduct does not prohibit advocacy. However, George Edwards and Fiona Callison are right—that forms a small part of the service that we provide. It would not be good practice for us to attend a meeting with an MSP, for example, without the client's contacting that MSP to obtain approval by asking whether it was appropriate for their consultant to be at the meeting, too.
So you are hired by the non-commercial sector.
Absolutely.
You were in the room while the previous witnesses gave evidence. Would you go along with the statement that to lobby successfully, people would be better approaching the STUC or Greenpeace? I felt that the witnesses were not selling themselves particularly well.
It is a question of horses for courses. I do a lot of communications consultancy, as well as political consultancy. Mine is a hybrid consultancy. The National Trust for Scotland, which is a charity, asked me for political advice as part of the communications mix. Its representatives have been given that political advice, but they will make the representation on their own, because they know the complexity of their organisation far better than I can know it, and they will take a far more enthusiastic and responsive approach.
To answer the question slightly more fully, I will say that success also depends on the professionalism of the message. It is absolutely wrong to say that people who work for charities and voluntary organisations are not professionals, because of course they are; they are enormously talented and enormously able to communicate. I would move away from the distinction between a professional and a voluntary or charity organisation.
I do not get mixed up in that.
Absolutely. Some will use external consultancies as a sounding board and as an additional resource to an in-house team. We have a mix of clients and a mix of relationships: sometimes involvement is for one project only; sometimes there is a retainer for a year; and sometimes involvement is on a one-off issue, for example, to go in and work out a political communications strategy for a charity and then walk away, after which the charity undertakes the work itself. We might be brought back in 12 months down the line for a review.
I work with a third sector organisation—a local economic development company in Glasgow that has charitable status—on communications. When that organisation brought me in, its question was, "Can you blast us out of the analysis paralysis that we are in? We know our business inside out, but we are not sure how to represent it."
I should make it clear on behalf of the committee that we are not looking at the distinction between professional and amateur. The amount of expertise and professionalism in the voluntary sector is a resource that MSPs use constantly.
The other issue is that one can never make a good case out of a bad case. We have a responsibility in relation to misrepresentation. If a potential client comes our way and we believe that to support their case is wrong and unethical, or that their goal is not achievable, we will say so. Another issue that I know has been raised in previous evidence is that our code of conduct does not allow us to work for clients who have vying messages—we cannot work at the same time for two clients whose interests are in conflict with one another.
Are organisations that can afford the services of commercial—rather than professional—lobbyists likely to have more influence on the decision-making process because they use commercial lobbyists?
There is not a correlation between the ability to pay a large fee and the ability to influence the process. At the end of the day, influence will be gained by the merits of the case that an organisation develops. A number of organisations that would not consider it an appropriate use of resources to buy a commercial lobbyist's time or expertise will be able to influence the process because they have a particularly good case in relation to legislation that is going through Parliament, or because they have a particular policy issue that they want to raise. Political consultants are not absolutely necessary to the process, but using us is often a pragmatic solution for an organisation.
People understand why a charity or other organisation would have a professional lobbyist, and why they would pay a lobbyist a salary to promote that organisation, but what do you say to people who feel that it is wrong to pay a commercial organisation that has no interest in a particular subject, and which is involved simply for the money?
Anybody who comes to us to ask whether we can provide a service knows that they are buying a professional service, just as they would use any other kind of professional.
I refer not to professionalism so much as to the idea of paying money for you to fight a cause in which you are not engaged.
Each company will operate in its own way. I have an opt-out clause in my mind in relation to certain clients that I will not work with, and I am happy to share that with the committee if members push me on it. That is a personal ethical position, and it is right to adopt such an approach when running a business. After all, to be successful we must have a good reputation. My colleagues must also have good reputations. Reputation means a lot in our industry.
Thank you. I am conscious that Ken Macintosh has been waiting to ask questions.
I have a couple of points, the first of which is for clarification. I note that you quote Professor Justin Greenwood in your evidence. As a committee, we should write to Professor Greenwood, because we would be interested to hear his views directly. Did Professor Greenwood's work compare the situation in Scotland to that abroad?
No. He looked specifically at processes in the European Union. However, he has close contacts with other academics and professors, particularly in Australia, Canada, the United States and Israel.
Does he conclude that the regulatory regimes in those countries are not especially effective and that they have major weaknesses?
I would not like to speak on his behalf, but that is the information that he has imparted to us. He told us that Australia abolished its statutory regime in 1996 after 12 years.
Was that because it was not working?
It was demonstrably not working.
Why was it not working?
The Australian Government cited the fact that it had changed its conduct towards wider society. For that reason, and because the political consultation industry was acting responsibly, the Government did not think that the statutory code was necessary. However, I do not have the full information in front of me.
Earlier, I asked ASPA about a threshold. Do you declare the fees that are paid by companies on whose behalf you lobby?
No, we do not. There would be no situation in which individual fees would be disclosed, although figures are obviously available in our annual reports.
We are wrestling with the issue of distinguishing between people who lobby on behalf of commercial interests and those who lobby on behalf of social interests. If there were a threshold of say, £5,000, and if companies had to declare it every time a company paid more than that, what impact would that have on the work that you do? I am not sure that the exact sum would have to be declared.
Two things come to my mind—I am sure that my colleagues will have further comments. The first is that we would have to seek the permission of our clients to disclose the fee. They might be reluctant to give that permission. The second is that, as I said, we have fairly complex arrangements with our clients and only an element of the fee might be categorised as relating to lobbying. There would therefore be an element of bureaucracy in sorting that out.
That is true.
A number of members of the APPCS provide work, especially for charities and voluntary organisations, on a pro bono level. Does that mean that the hours that my team worked while providing a service that did not have a fee attached would have to be costed at an ordinary commercial rate? Such issues would have to be dealt with in much more detail if we were to go down the road of having such a threshold.
The practicalities of auditing such a system might be difficult. My company takes a public relations/corporate affairs approach. We do a lot of media relations—as well as offering political consultancy—as part of an overall package. Separating the hours that are charged for purely political activity might be quite difficult. Without wishing to cast aspersions on anybody's character, I can envisage some companies being slightly devious in pushing more and more of the fees into the PR side, to avoid reaching the threshold.
A system of declaring donations to political parties has been introduced to make the process more transparent. The level in that system is set at £5,000. For donations above that amount, I do not think that it is necessary to specify the exact amount, although I am not sure.
I do not think that that would scare clients away, although it would make life a little more difficult. However, I dare say that if such a system were introduced, we would learn to live with it.
It would probably not scare clients away because we would have to argue with them in the same way that we argue with them over the voluntary code. At the moment, we say that we will list them; they either come to us or walk away from us on that basis. Companies do not restrict their activity to Scotland, so how would we equate how I might use my time for the company or organisation south of the border with what I do north of the border? There must be some transparency, clarity and equality between systems.
Is your investigative system able to catch any wrongdoing? In other words, are you effective policemen of your system?
We believe that we are, but systems always need to be reviewed and, most probably, they always need to be improved. Post-Drapergate, the compliance procedure was enhanced, which means that not only did our member companies have to sign the code and the compliance form, but that every year they have to submit an explanation of the process of compliance. As a result, our system has improved.
An additional benefit of the system is that there is an external element to the process with our professional practices panel which makes the process much more stringent.
Paragraph 3.9 of your submission states:
That would be the requirement on misrepresentation. Our code prohibits us from selling access to potential clients. We say "allegedly" because I have seen the footage and the report.
Would it be easy to formulate a voluntary code that was acceptable to everyone?
We believe that it would be very difficult to achieve a single voluntary code. One solution might be to establish core principles and to work within a series of voluntary codes that relate to particular organisations. As Robbie MacDuff said, the APPCS would be reluctant to dilute its own code.
Is there any particular reason why you have a biannual register?
Because clients come and go, we felt from the outset that an annual register might not properly reflect and record our changing client base throughout a 12-month period.
Earlier, Robbie MacDuff said that the APPCS tried to ensure that it did not have two sets of clients that had conflicting interests. How do you achieve that?
We do that in two ways. First, there are areas of obvious conflict. For example, if Boots the Chemists were one of our clients and Superdrug Stores approached us, we would have to tell Superdrug that we represented Boots the Chemists. Secondly, we might have to ask the inquiring potential new business opportunity—especially any business from the telecommunications field—whether there was a conflict of interests between their commercial business aspirations and those of our current clients. They would then tell us whether such a conflict existed. If it did, we would have to walk away from the new business opportunity.
Many of my questions to you and to the previous witnesses were about how representative you are of the commercial industry in Scotland. I recognise that many organisations are not part of the APPCS.
Yes. We believe that the emergence of public affairs divisions within law firms in Scotland must be addressed. As I said, the company to which you refer to would not be able to become a member of the APPCS, because it would not disclose its client base and therefore could not sign up to our voluntary code.
That is my point—voluntary codes are effective only when there is an almost 100 per cent sign-up rate.
With all due respect, the committee might want to take up that matter with the Law Society of Scotland, which might want to consider how its own code could deal with it. As I said, unless companies disclose their client base, they cannot become members of the APPCS. It is for the Law Society to tackle the matter that Tricia Marwick raised.
I am conscious that we are behind time, but I wish to ask a question. Your submission referred to cross-party groups in the Scottish Parliament. What role do they play in the lobbying process?
We are not aware that any of our members run secretariat services for all-party groups so, in responding, I will draw on my previous experience.
The APPC UK intends to re-examine the all-party system at Westminster. We are obviously pleased that the Standards Committee endorses the establishment of cross-party groups. My view is that public affairs consultancies should not be the secretariat, but we have not concluded discussions on that within our organisation.
Thank you very much for coming to give evidence to us today. We will take a short break before we welcome our final group of witnesses.
Meeting adjourned.
On resuming—
Our final witnesses are from the Scottish Civic Forum. I welcome Debbie Wilkie, Jeremy Balfour, Tim Hopkins, Liam Jarnecki and Lynne Raeside to this morning's meeting. I invite the witnesses to make a brief statement before we start our questioning.
Thank you very much. We welcome the opportunity to speak to the committee today. I shall say a few words about the forum, which might be new to some members.
Thank you for your statement and for the paper that you submitted. I will pick up on a point on the last page of the paper, which states:
In the spirit of our organisation, which is that I should not represent everybody, I ask my colleagues to respond.
Lobbying of the Parliament could be more transparent. Quite often, at the end of the stage 1 report on a bill, there is a list of organisations that have submitted written evidence, but the evidence itself is not included. It is not easy to find out what people have said. Some of the evidence is included, but often evidence is not included. It would be nice if the Parliament published every piece of written evidence that was submitted. It would also be good practice for the people who submitted evidence to publish it.
I agree. I do not quite understand why, in consultation papers from the Executive and the Parliament, the option is given for evidence not to be published if those who submit it do not want it to be made public. If somebody submits evidence to the Parliament or the Executive, it should be open for everybody to see where that person is coming from and what opinions they have reached.
In fairness, I suspect that such evidence is available to those who ask for it, but I am not entirely sure. Perhaps the committee could examine that.
There are one or two reasons for the view. We are concerned that any form of registration might impute status to particular organisations that would give them greater strength than others would have. We are also concerned that—if we consider lobbying in the broadest sense—the small and less-organised organisations might be penalised if, for example, they had not notified somebody that they had written a letter to or sought a meeting with an MSP. We are concerned about those two barriers.
The other problem that we discussed is definition. We have heard from some witnesses about the possibility of introducing a threshold. However, there will always be people at the edges of the threshold. Where do we set that threshold? It might be easier not to have any form of statutory registration in the first place.
It is interesting to hear you saying that, given that the RICS is a professional body. If the threshold were set high—£5,000, for the sake of discussion—would such a threshold distinguish between commercial interests and others?
Let us take the example of two organisations that are represented here. I am a paid parliamentary officer for the Evangelical Alliance; I get a salary every month. Tim Hopkins works voluntarily for the Equality Network. We both do similar work and examine similar legislation although, obviously, we come at it from different perspectives. In some ways, Tim Hopkins has been as effective as I have in talking to MSPs and writing papers. Would I be included in a register because I am paid a salary, but Tim's organisation not included, because he does not take a salary? That would be disadvantageous to both organisations.
Great emphasis has been placed on cash resources. While cash resources are obviously important and will allow more work to be done, it must be remembered that many organisations that do not have many cash resources are influential. How would those organisations, which can and do influence policy, be caught? I think that we should not be too focused on the issue of cash.
I apologise, but my colleague Tricia Marwick was bleeped to go to another meeting.
We have not yet done structured research into that, although that might come out in the Rowntree project. The informal feedback that we have had from a number of areas is that there is much more opportunity for engagement with the new systems, although there is a danger of an overload of consultation documents. Perhaps the Scottish Civic Forum can support the process by providing the opportunity for organisations getting together to discuss the issues and by feeding the outcome of those discussions into the system. Obviously, however, we would not be the only mechanism for doing that and we would never want to say that we were.
A number of steps could be taken. There could be proactive targeting of voices that are not being heard. A couple of weeks ago, I went to a good meeting that was organised by the Social Justice Committee. A great diversity of organisations and people were represented, but there were not many homeless people or marginalised people. It would be useful if the Social Justice Committee conducted an exercise that would target those whose voices are not being heard.
Are you lobbying us? [Laughter.]
On a non-commercial basis.
If the moves that we have been discussing mean that those of us who support the Executive no longer get abuse about whether the British Potato Council should have been consulted on section 28, I will be delighted.
We have not been lobbied in that sense. There is an issue to do with regulation. To an extent, all the organisations gathered here do exactly what it says on the tin. When the National Union of Students comes to see an MSP, it is clear whom it represents. In the commercial world, it is not quite so clear. You are right to emphasise that difference. I am not sure that we are being used, but I am concerned about that. We are not playing the same game.
I do not know the views of other members, but what do we do for members who, in principle, would like to regulate but recognise the concerns raised by your sector? Heaven forfend that, even on this issue, there is a third way.
Are we talking about fox hunting?
Correct me if I am wrong, but we have come out specifically against regulation within our sector. If the issue were regulation of people in the commercial world—lobbying for hire—we would not necessarily come to the same conclusion.
How you define that could be quite hard going. That is your task; it is not for me to do that for you. Defining what a commercial lobbying organisation is and what the National Union of Students or Evangelical Alliance Scotland are, for example, could be quite a hard task. The three of us who are here are paid for what we do, and we hope that we are doing it in a professional way. We hope that we have some influence, when we talk to the MSPs, in highlighting some of our concerns. Drawing the distinction is difficult.
I think that that is true. If a threshold is set at £5,000, the Equality Network would not be affected—our total income for a year is about £4,000. If there was a register anyway, we might well want to register to make what we were doing more transparent.
In your written submission, you say:
I think that people could probably live with a voluntary code. We would then ask what would happen were the code to be breached. That would have implications. If a very small organisation had breached the code, we would not want there to be any kind of financial penalty.
You clearly would prefer not to have statutory regulation, but could you live with a form of registration, which is a lesser option?
That depends on what would be included under that registration. If I happen to be walking up the Mound from the station one day with an MSP, do I have to record that meeting, as well as every e-mail and letter that I write? For a charity of our size, that would become almost impossible to record. It depends on what you are asking us to do. Is it simply a matter of saying that our organisation has talked to MSPs on certain issues? If so, we would be happy to state that. If it went beyond that, the smaller organisations could struggle. We do not have sufficient secretarial back-up to provide the more detailed information.
The clerk might enlighten us on this, but it is my understanding that registration involves a list, rather than a very detailed questionnaire. If the committee were minded to go down that path, it would be a simple process.
It would depend on what the process was. It can be a complicated or a simple process of registration. That would be for the committee to decide.
What would happen to an organisation that did not register? Would all letters from people who had not registered be excluded? If not, what is the advantage of registering? There might be a problem there.
If there are no further questions, I thank the witnesses very much for coming along. We have found your evidence very useful, and I hope that you have also found it useful to come to the committee.
Meeting closed at 13:00.