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The main agenda item is further consideration of the Local Electoral Administration and Registration Services (Scotland) Bill. I am pleased to welcome to the committee Sir Neil McIntosh and Andy O'Neill from the Electoral Commission. Sir Neil McIntosh is the electoral commissioner and Andy O'Neill is the head of the Scotland office of the commission. I invite the witnesses to make introductory remarks on the electoral administration aspects of the bill before we move to questions.
Thank you for your welcome, convener. I will make brief general remarks, because I assume that you are interested in having a general discussion.
You mentioned performance standards. As you know, the committee has discussed those—the issue also came up this morning at the Subordinate Legislation Committee. What are your views on the amount of information that we already have about performance standards? Do you think that they are being dealt with correctly, given what is in the bill and how much will be left to subordinate legislation? Should draft performance standards be considered by the Scottish Parliament? Are they sufficiently important for that to be the best way of dealing with them?
I will take the last point first. The Electoral Commission's position is that the views of all interested parties—"stakeholders" is the current term—should be taken into account so that we produce something that is seen to be robust. It is not for me to determine the relationship between Parliament and other arms of United Kingdom Government and the Scottish Executive, but I assume that members of the Scottish Parliament have a keen interest in electoral matters and wish to be involved in the process.
That is helpful.
As you know, we have been charged with developing performance standards for parliamentary elections in Scotland. We offered to assist the Scottish Executive with the development of standards; I believe that it wishes to take us up on our offer. We engaged KPMG to do a visioning exercise whereby it will go back to first principles and come up with a vision of the ideal electoral services department. From that, we hope to develop a framework that will include the drafting of standards, the consultation processes and the mechanisms for reporting.
The bill contains provisions to amend the availability of documents to the public. Do you have specific concerns about that? Do you welcome anything in it? Do you see potential for areas that perhaps do not quite hit the mark?
We welcome the principle behind the broad thrust of the bill, which is that a common approach should be sought in which people understand what information they can access. We must then take it from there. I have not identified anything in the bill's finer detail that is detrimental to the public interest. There are always issues about charges for information, for example, and the danger is that people could be priced out of access to information. That sensitive point should be dealt with and developed later. Beyond that, the detail that I have seen appears to cover a broad range of readily understood issues. However, we could follow through on particular points of concern. Andy O'Neill may want to comment.
Marked registers and similar documents are available after an election, but is there an inherent danger that that information could be exploited or misused once it becomes available if we move to electronic counting and different systems of identifying who votes? Does the bill take account of that and address concerns?
The bill does not address electronic voting in any particular way. I assume that consideration of that would follow once the decision was made to examine the operational issues. There are issues about personal and identifiable information, but there are also opportunities to consider how electronic counting can be used in examining the broad reasons for reduced turnout or other issues that are connected to voting.
Is it your responsibility to look at those matters and to report on them if you have concerns? Is there anything about your position that would make it difficult for you to address such concerns?
The commission can, broadly, look at the process. You will appreciate that although we do not have wide scope, it is open to Executive departments to invite us to consider certain matters. There are certainly issues, such as the availability of information, in which the commission would have a direct interest. We expect to be included in consideration of such concerns.
The commission's involvement depends on whether e-counting is for Scottish Parliament as well as for local government elections—we have a statutory duty to report on Scottish Parliament elections. If part of that election is e-counted, we will report on that. Again, although we have no statutory duty with regard to local government elections, in 2003 the Executive asked us to review those elections and has indicated that it is likely to do so again in 2007. Therefore, we would look at any e-counted election as part of such a review.
The submission discusses personal identifiers in detail and the fact that you are against a pilot scheme. You also take that further to go into postal voting abuse. Will you expand on that?
The commission recommended that personal identifiers should be introduced. Personal identifiers are the person's signature and date of birth, which are used for individual registration. The commission's fundamental position is that voting and, indeed, registering to vote constitute a personal human right that should wherever possible be attached to the individual to ensure that they are aware of its significance and are able to exercise it untrammelled. As a result, we feel that we should move from the current system of registration, which involves—to use the shorthand—the head of the household, to a system of personal and individual registration.
Postal voting has been commented on in the press and elsewhere. Has the commission carried out any research on potential abuse of the system? If so, how do its findings correlate with its proposals?
We have carried out quite a bit of work on the circumstances that arose in the previous general election. Indeed, one of the reasons why this bill legislates for postal voting offences is that, at the previous election, the nature of such offences was not clear. For instance, to put pressure on an individual to vote in a particular way was an offence only if the individual responded to such pressure and voted that way. Under the bill, simply pressuring someone to vote in a particular way, regardless of how they vote, will be an offence.
Have you researched why people would not be happy to sign up to a system of personal identifiers and to bring their birth certificates when they vote? Are people's worries similar to their worries about identity cards, for example?
If you are talking about personation, we have no evidence that that practice is widespread in Scotland. As a result, we do not think that personal identifiers need to be used in the polling place.
We have no evidence that people would, as a point of principle, resist giving their date of birth and their signature. However, we have to take account of the fact that, in Northern Ireland, voter registration fell, although there were entirely different reasons why that happened. For example, names that should not have been in the register were removed from it. Piloting the measures would give some indication of what will happen.
Thank you for that clarification.
You mentioned that there was no evidence of—[Interruption.] There is a problem with the sound. I suspend the meeting until the system is fixed.
Meeting suspended.
On resuming—
Apologies to all concerned for that slight interruption in the proceedings. We will carry on from where we were.
There are two processes. If there is a complaint of personation, there will be an investigation into that and, obviously, a record of that will be kept. The other process relates to tendered ballot papers. If a person turns up and discovers that a vote has been cast in their name, they receive a tendered ballot paper but it is not counted at the end of the day. With performance indicators, we can at least publish that information and allow people to access it. At the moment, we are talking about personal experience, which suggests that voter personation has not been a major issue in Scotland by any stretch of the imagination. I assume that that is still the case. Nevertheless, the security of the system is important. People must believe that voting has credibility.
My understanding of best practice is that returning officers ask all presiding officers to report anything suspicious to them.
I wanted to follow the line of questioning about the steps that are necessary to prevent fraud and how secure the existing system is. Although I tend to agree with Mr O'Neill that there is no evidence of widespread fraud, I guess that we do not know about undetected fraud. As was shown in the midlands, the current system is inherently susceptible to fraud.
On the general principle, the position of the commission is that we believe that there is a need for greater security in postal voting. In that sense, we believe that the minimum requirement for checking the person's identity should be their signature and their date of birth. That would make it more difficult and complicated to subvert the system.
When I apply for a postal vote, I have to sign my application. Then—if my recollection is correct—when I send in my postal vote, it goes in a separate envelope and I once again sign to declare that I am Fergus Ewing and I have carried out my democratic right. It is usually to vote for a member of my family, but I suppose that that is not entirely relevant.
Our understanding is that they are not checked.
Should they not be checked?
That is something for politicians to decide when they are making the laws.
Would it be possible for the bill to provide that signatures should be checked and, perhaps, that an additional form of identification—such as one's mother's maiden name, which seems to be information that it is not possible for a fraudster to obtain—should be required? No matter what the species of information required, do you agree that it would be reasonable for us to seek to tighten up the bill by providing for more rigorous means of identification and fewer means of postal fraud?
The commission would argue that the personal identifiers beyond signature and date of birth that you are talking about might be collected at some point in the future by the electoral registration officer. That would be done at the point of registration during the annual canvass or the electoral roll registration rather than at the point of postal vote application.
But that will not be done in the bill?
No.
Pilots will be conducted in England at the local elections, so I hope we can learn from them. If personal identifiers will not be dealt with in the bill, how can ministers set performance standards and, with respect, how can you support them? Your submission welcomes performance standards, but as you have explained already, they have not been specified. As your submission says, the aim is
We broadly support the principle of performance standards. That is proper and our support is for such standards across the whole range of issues, not just postal voting. There are obviously issues of registration, levels of registration, training and public information. We therefore think that, in themselves, performance standards are a good thing.
At the first evidence session, I asked what the performance standards would be. Would the criteria be accuracy and speed? Would cost come into it? I am staggered that the Executive has not described the standards. Instead, it has simply said that it will go away and think about it, as it is wont to do.
I support the general concept of performance standards. If we had performance standards in the absence of the bill, they might throw up real issues that had to be addressed. Therefore, I do not think that the lack of detail detracts from the proposal. In other words, if the bill went through without performance standards, that would be not to the benefit of the democratic process, but to its disbenefit. You ask whether we should measure cost and efficiency, but my view is that effectiveness is the important point. The criteria that you mentioned are relevant to the process but, in setting performance standards, it is important to take account of the fact that differing practices, for instance in a rural area and a city, may be perfectly reasonable. We need a blend of meaningful measurements that can be used in each setting.
To move to a slightly different point, what will happen to returning officers who do not meet the standards? Will there be any sanction?
If a returning officer negligently refused to meet reasonable standards, there would have to be a sanction. However, if we had a league table that showed high costs in the Highlands, that might of course not be a result of a failure to meet standards. As you and I know, costs in the Highlands are higher than they are in Edinburgh or Glasgow. We would have to examine whether the standards address that issue. We might compare the costs with those in Argyll and Bute and find a difference, in which case we would want to know why the process was handled more effectively in that area. I do not support the blunderbuss approach to standards—they are not something with which to club returning officers over the head; they will be used to ensure that the Parliament is better informed than it is at present about the electoral scene.
Performance standards will be a tool by which we can improve continuously electoral services throughout Scotland. The commission and the political parties are keen on a consistent approach. The performance standards will allow us to develop consistency throughout Scotland so that electoral administrators do the same thing to a good standard everywhere, rather than in one or two places.
I assume from what Sir Neil McIntosh said that a league table will be published in the press, showing the performance of individual returning officers based on the performance standards—whatever they may prove to be—in the same way as surgeons' performance has been published in today's press.
I hope that what I said was that I do not want a straight, uninformed league table. I stress that that is not what I have in mind. However, it is inevitable that any open performance standards process will be open to interpretation. If we found variations that could not be explained, it would be proper that they should be known and identified. There is a whole field like that. A league table of levels of registration would give a clear picture of performance in percentage terms but might not take account of all the background issues that impinge on the levels. It is therefore important to be able to interpret the information. At the end of the day, if information is open, it is open to misinterpretation, but the objective would not be a loose interpretation of the information—the commission would certainly not favour or associate itself with that.
I have a supplementary question on that. Sir Neil, has the Executive asked the commission to comment on the bill's proposals or has the commission sent any comments? If it has not, does it intend to do so?
We are making our views and comments known at this meeting and we have published them. The Executive has a copy of that.
Much of the bill is based on recommendations that we developed between 2001, when we came into existence, and 2004, and which are public documents. About 80 per cent of the United Kingdom Parliament's Electoral Administration Bill is based on our recommendations. Much of the Local Electoral Administration and Registration Services (Scotland) Bill carries through the same recommendations, so in that sense we have given the Scottish Executive our views.
Can you share with the committee information about the KPMG work?
I can see no reason why we cannot do so candidly. If the commission is an open organisation, we are open to all and particularly to elected representatives. Frankly, I can see no problem in doing what you suggest. Those might be famous last words, but I do not foresee any problems from the commission's point of view.
At a previous meeting, we asked about e-voting and e-counting and we were told, if I remember correctly, that a power from other legislation would be used to deal with those issues. What are your feelings about that? We thought that it was a little strange that not everything was being kept together in this bill and that e-voting and e-counting were being dealt with elsewhere. I think that Andy O'Neill mentioned something about e-counting earlier, but I wonder whether you have any comments on e-voting.
On the general issue of running work on e-counting in parallel with this bill's progress, I suspect that that is being done because we do not have a finalised structure for e-counting. E-voting is even further away and involves doing studies and progressing the results of them. The Electoral Commission welcomes a multichannel approach to voting so long as there are robust, sound processes that can use what is most effective. However, we are concentrating just now on the channels of polling places and postal voting. Nothing else is ready or at a stage at which we can say that we can introduce other methods of voting.
Fergus, have you finished your questioning?
I just want to ask one more question, which is about the KPMG report. Would it not have been an idea for the commission to obtain that report before the bill's publication rather than during its passage through Parliament?
The KPMG contract is doing something for the Electoral Commission in terms of our delivering the power that we will get when the UK Parliament passes the Electoral Administration Bill. In a sense, the KPMG work is being done to allow us to carry through our duty, which is not the duty that the Local Electoral Administration and Registration Services (Scotland) Bill will give the Scottish ministers.
Perhaps I can add to that. The work that has been done involves preliminary planning for a responsibility that might come to the commission, so we must get off the ground now to think through what it might be. We approach all the objectives that might come to pass by engaging in widespread consultation. The commission does not want to lay down what the standards should be. As we do for election arrangements, we want to involve and work closely with the Scotland Office, the Executive, returning officers and the political parties.
I am sure that that constructive suggestion would meet with our approval. My question was meant as a criticism not of either of you, but of the Executive.
I appreciate that.
We are here to consider a bill that says that there should be performance standards, but we have no idea what they are. We have found out from you today that KPMG has been asked to provide the vision. It seems to me that the Executive should have done that work before it came to the committee. I say that for two reasons.
The commission has not considered that point. It touches on aspects of our relationship with the Executive, which are not for me to comment on specifically.
I am pleased to hear that; I would expect nothing less.
I cannot tell you. I am sorry. We can get the information for you. The report is for the commission and will be a starting point for our considerations.
When the Executive officials first proposed the bill, there was criticism from members that there did not seem to be a lot in it on improving turnout in elections. I appreciate that a large part of that is down to the policies and messages that political parties put across. Do you believe that any opportunities have been missed for the bill to assist in improving turnout?
To be fair, I do not think that those matters could have been addressed in the bill. They are important, but they are distinct from what the bill attempts to address, which is the administration of elections. Under the bill, registration officers are empowered and have a duty to encourage people to register, which was not the case before. There are provisions to address offences of fraud, which will give people more confidence in the voting system, which is important. Children will be able to go into polling stations, which is important as it will enable young people to see voting as part of their normal lives.
That brings us to the end of the evidence from this panel. I thank Sir Neil McIntosh and Andy O'Neill for their evidence.
Thank you. Unison broadly welcomes the bill, most of which is about modernising and updating processes that have been introduced gradually over quite some time. However, we wish to draw the committee's attention to three issues.
The issue of identity fraud has been widely covered in the media. It has been reported that it is fairly easy for people to access documents such as people's birth certificates, and then go on to perpetrate identity fraud. What measures can be put in place, either in the bill or through other means, to protect against identity fraud, even if we choose e-registration or keep the existing system?
The availability online of that information is out of the scope of district registrars to do much about. That is a much wider issue for the police and our members in the police service.
Are there protection measures that can be put in place before people are given copies of or access to documents?
In reality, that would not be practical. A balance is required between securing measures to prevent identity fraud and the growing interest, for example, in family history. There has been a growth of family research centres at both national and local level. Many local authorities link with their archivists, particularly in the islands—in the summer, there is a regular trek of visitors to local authority archivists. Registration staff and libraries have a role. That is an important part of Scottish tourism, and a balance has to be had.
You mentioned the financial situation in local authorities. Part of the specific discussion on efficiencies relates to the introduction of IT and how it would help to reduce costs and aid efficiency. However, your view is that the introduction of IT, new technology and e-counting will increase the workload of your members. Why should that come about?
The number of IT services in the efficient government initiative is often driven by our experience outwith the public sector; for example, shared services and other common service arrangements are introduced. Those are fine. I can give an example from the energy industry that Unison represents. We used to have shops on the high street where people paid their bill, but almost all those shops have disappeared across Scotland—Hydro still has shops, but it has closed some of them. As a result, people have to go through a telephone call centre. Many very confused people ring call centres, particularly the elderly and people from disadvantaged groups.
Have you analysed the costs? Have you considered how much retraining or additional training would be required to allow your members to adapt to the new systems?
I do not think that the costs would be huge—most of what we need is already in place. However, there might be a concern if we went to online services, as offices might be rationalised, and that would cause difficulties at a local level. The other problem is a practical one: our experience of many online services is that people do not fill in all the things that they need to and there is partial completion of documentation. As a result, our members spend time chasing up additional information or have to behave in an unreasonably bureaucratic way and keep sending documents back. That is not helpful and the customers are, quite rightly, annoyed. It is about balance.
You mentioned your concern about marriages at sea and the time involved. How do you feel about the proposal that the captains of vessels should have the same powers in international waters as they do now?
At the moment, there are provisions in legislation for approved celebrants, and arrangements can be made to allow for such marriages. We would not have great difficulty with provisions for marriage at sea, as long as the arrangements were clear about where the person had to register. We have a concern about the logistics of our members having to leave what may be a one-person office—shutting such an office for several days is not viable. Neither would we wish to leave a two-person office as a single-person office—in an isolated office, there could be health and safety issues.
You have expressed concerns about rural registry offices closing under efficiency drives and so on. In one part of England where I was once on holiday, the head librarian also acted as the local registrar on a part-time basis. Could that sort of practice be developed here?
I am not sure about whether we have any librarians doing this, but a number of our registration staff do more than one job. I am not talking about senior, well-paid members of staff by any means. In some of the larger registration areas, there are large departments with specialist staff, whereas in the smaller areas there are often registration staff with other occupations.
You do not feel that that can be overcome through training.
No. Our experience of having temporary and other arrangements is that the staff do not do the job for very long, and they leave, resulting in a high turnover. It is a job that people learn largely through experience, following their initial training. That experience comes only with time served and knowledge gained.
You raised concerns about the effectiveness of IT. Do you accept that people now apply for a mortgage, for example, without any face-to-face contact with the company that is selling it to them? People can apply for credit cards without any face-to-face interaction. Would it not be possible to develop a system to ensure that the necessary security was in place?
Some of those facilities can be put in place but, from my experience and from that of our members working in the private sector, I know that companies take risks. They make a risk analysis, knowing that there will surely be fraud and that there will be difficulties. However, they also balance up the additional cost of providing face-to-face services against the efficiency gain from having a central service. There is a balance to be struck.
Could there be an argument for some categories of work being conducted over the internet? The registration of a death is an example of something that might require face-to-face interaction, but will people still have to go in person to arrange a registration of marriage and to pay for that? Could the internet be used to do some things more effectively and in a way that is much easier for the customer?
Yes. If it is a straightforward administrative issue, it is no problem. The issue is about the registration of births and deaths because of the potential for fraud. That is where face-to-face procedures are useful. Taking away the requirement for personal attendance when registering a birth or death and simply requiring people to attest is a concern about the bill because it would be like signing a blank cheque for anything in the future.
You mentioned earlier the extensive interest in family history and the business that has been created as a result. Should local authorities try to ensure that they and ultimately their employees benefit from the interest in family history so that maximum opportunities exist for those employees?
That is absolutely right. Many local authorities are doing just that. There are opportunities for us to link up services in that area.
In your experience, are the profits generally recycled back into the service or do they form part of the council's overall profits?
Different judgments will be made at any given time. The profits do not always go back to the service, but I can point to a number of local authorities where new facilities have been built and where the local authorities have invested capital up front in the expectation that they will recover the cost of developing those facilities through fees and other income. Sometimes that is done as part of a broader development such as a library or an archivist facility. There are prospects in that area and local authorities use their imagination.
Thank you for elaborating on that point. I was going to ask about the rural situation, but you answered that question when you spoke about other jobs that registration staff might be doing.
A variety of systems are being developed. The difficulty with many IT systems is that the public sector often works in silos and people develop a system that works for their silo. The difficulty with what is proposed is that one would have to join up very different IT systems to deliver different outcomes for different end users. The history of this type of computer system in the UK as a whole is not good. I will not mention the passport office as a good example, but there are examples.
Will you elaborate on what currently happens when a person dies in a hospital, for example? Is information about that death sent by letter?
Yes. I understand that a card is brought from the hospital. The current system is largely paper based.
The person's next of kin might be given the death certificate to take to the registration office, but I assume that there is back-up contact between the national health service and the registration service so that if someone does not register a death, that will be flagged up.
Yes. Death certificates and extracts are published, back-up systems can be followed through and registrars obviously have local knowledge about events.
That ends our questions. I thank Dave Watson of Unison for giving evidence.
Yes.
As you say, the number of people who are interested in family history has increased significantly. In my experience, that is happening among all age groups and not just among the elderly. We should talk not just about the cost of access to records. Does tourist interest in family history allow for spin-offs such as family history centres near registration offices?
There is an opportunity to encourage inbound tourism—for example, the witness from Unison mentioned Americans going to Orkney. Family history societies have many overseas members, but it must be borne in mind that the ScotlandsPeople website allows people to look up records of pre-1905 births and pre-1929 marriages. Most family history societies say that overseas membership is decreasing because people need not come here to do basic searches. Increasingly, an overseas member will not use a local registration office, because he has already seen the records and the census. The 1901, 1891 and 1871 censuses are available on the ScotlandsPeople website and, by the end of March, so will be the 1851 and 1841 censuses—the whole lot, in fact. For basic research, an overseas member will not need to access local registers. If local authorities are to make money from family history, they will have to add the other records.
Are people from abroad charged to use that website?
Yes. Thirty units of use on the website cost £6. To access a certificate, a user will pay one unit to find the entry on the index and a further five units—which makes a total cost of £1.20—to look at the entry, whether it is of a birth, a marriage or a death or is a census record. From experience, Andrew Nicoll and I can say that people from overseas sometimes spend a fortune on that site. Someone who has a common surname really should not use it, because finding information can be incredibly difficult. Most family historians groan if they find that someone in a family has married a Smith, Brown or Jones. Macs can be an absolute nightmare, because they change from Mac to Mc even in the same family.
Should we not develop such websites so that local authorities, rather than companies, benefit from them and particularly from their overseas users?
No commercial company in Scotland is developing access to the census, whereas in England at least five commercial companies have access not only to the English census, but to the English indexes of births, marriages and deaths. Members will be aware that the proposed Regulatory Reform (Registration of Births and Deaths) (England and Wales) Order 2004 was defeated in the House of Commons, partly because of family historians' concerns about access. We in Scotland like to think that we have a unique and wonderful system. We have one source, so people need not search through umpteen websites. The system may cost people, but it is very good.
To support accessibility and allow local registrars and registration offices to promote a service locally, tying up with local archive services and local libraries is important.
Do you think that the bill provides an opportunity to reconfigure the service to allow that kind of local activity to take place? It is difficult to legislate for that, but should something be put in place to allow it to happen?
Yes, but it will have to be flexible because each locality is different. The archives in Edinburgh are grossly underfunded, so it is difficult to envisage the archive service working in close partnership with the registration service. The archives might be subsumed into another service without the necessary professional standards being employed.
On the costs of inquiries for people with common surnames such as Smith or Macdonald, I understand from the radio this morning that there will be a family history day next Saturday with free access between 11 and 3, so we will send along the Smiths, the Macdonalds and the Browns.
The family history day at New Register House is being held in conjunction with the BBC's "Who Do You Think You Are?" programme. On the point about common surnames, my grandfather was one of nine MacPhersons, but some of his brothers spelled their name McPherson, so there can be problems even within the same family.
I agree. As a member who represents Glencoe, I hope that you will not allow the Campbells in for free.
My concern is about how people will prove their connections. The Church of Jesus Christ of Latter-day Saints runs something called the international genealogical index. The church's interest in genealogy, as you probably know from Brian Adam, is that it can baptise people into the church even if they are dead. The index contains a lot of information that has been collected by the church, but it will accept any information.
That is an interesting issue. If people can register events electronically, there will be questions about how relationships can be proved. We might end up with people logging on to the book from anywhere in the world, posting their information and saying that they are Scottish by descent. What is the value in that? There must be defined terms under which people can include information.
I am afraid that I cannot enlighten you about Prince Charles's Scottish connections.
I presume that they are registered.
I am not an expert on the royal family and their provenance. I guess that David Cameron might claim some Scottish connections, but I doubt whether you would have more luck in substantiating them.
It should, but if a 100-year-old American man decided that his grandfather was born in Scotland in 1822, before civil registration began, we would have to rely on unofficial records to corroborate that. I know that that is an extreme case, but it is a possibility.
Perhaps we can invite Prince Charles to be a test case for the book of Scottish connections once it comes online, as it were.
The parent or grandparent option reminds me of the status of young people who could apply to study in Scotland or the United Kingdom because they had an ancestral claim to be here. I assumed that the provisions had been drawn up on those terms. I do not know what would be accomplished if the entitlement was widened. The added complications of proving such a connection might be too burdensome to the system.
As family historians, we would support and encourage people to come and visit the country from which their ancestors came. Like most family historians, I have umpteen Australian and Canadian relatives. We would encourage people to visit the country and feel a sense of belonging—that is very important in family history.
We could end up with a strange situation in which people feel more Scottish if they have a piece of paper that says they are. Someone might want to come here and trace their forebears, but not to do so too seriously. If we are to promote ancestral tourism and be a welcoming country, we should allow such people to identify themselves with Scotland and being Scottish. If we widen the principles or lay down rules, we will exclude people.
I understand your point about going back so many generations that the proof might not exist, but it seems to me that the registers of the relevant country could be used to establish whether a parent or grandparent link was genuine. If anybody had any doubt as to whether such a link was genuine, it could be investigated. However, aside from the advantages for somebody who is tracing their ancestry, there must be opportunities for families who have lost touch with one another to regain contact with living members of their family. The book could be useful for people who want to do that.
It would certainly be useful and it would have to be available online, because most family historians nowadays are used to using electronic facilities. You probably know that the most popular website in the UK is Genes Reunited, an offshoot of Friends Reunited. It is hugely advertised and very popular—particularly with Australians and Canadians, I gather, although it has not yet been picked up by many people in the States. The information needs to be made available electronically, because that is how most of us keep in touch with one another nowadays.
You have raised an issue that we have not discussed before: self-certification online. Why are you concerned about that? What complexities do you think it will add?
The problem with self-certification is basically one of accuracy. At present, a death certificate must have parents' names on it, but not everybody knows their parents. If you are adopted, you may put your adoptive parents' names on the certificate. Family historians will tell you that, if you are tracing your genealogy, it is not your adoptive parents whom you should be tracing but your blood parents. Family historians may choose to go down any line they like, but accuracy is important.
As Dave Watson of Unison said, it is a case of being able to sit down with someone to verify that information. Technically, electronic registration is fine in principle, but you could put in any information you wanted to, as long as you had the person's name. It is like applying for a mortgage or a loan online: you can put in any information you want. You could enter the father's name as Donald Duck and, unless there is someone who can verify that information afterwards, the system could be open to abuse.
I understand that. I would like to ask about the example you gave of an individual who has been adopted. If they entered their adoptive parents' names, they would be describing the legal status of their relationship with those individuals, so it would not be wrong in that respect.
It depends what the adoptee feels. I do not think that any statutory check is done at the moment to see whether the names on a death certificate are correct. On a marriage certificate, you currently put the names of both spouses' parents. If the parents are divorced and the mother has remarried, you would put both her maiden name and her current name. The burden of proof is on the individual providing the information, and no check is done.
I have a question that is more out of interest than anything else—it is nothing to do with the bill. Under the clan system in Scotland, many people adopted the name of the person who took them on to the land. For example, they may have married a clan chief's daughter and adopted the name. That system continued until the 18th century. Given that, how accurate are the records?
I am doing a lot of research on Glenlivet, which was the home of what I call Scotland's original Catholics. The family used a lot of aliases and swapped names around. The same happened in Nairnshire. You are right: the clan chief would often tell people that if they wanted to live on their land, they should swap names. A particularly notorious time for people switching names was around 1746 and 1745, which makes it difficult for family historians to get back accurately beyond the 1750s, particularly in the Highlands. Another issue is that not everybody had enough money to afford the registration fee that was paid to the minister.
When I lived in Strathard, I read a census that listed "Four poor human souls" with no name but the name of the person for whom they worked. That was from the end of the 18th century. The church record was not very accurate because it was based on who had paid their dues to the church.
A new act was introduced in the late 1780s that required ministers to collect a fee for the registration of births. In many registers from that time, the minister or the session clerk comments that the act led to a big drop-off in the number of people who registered births. People could not afford the fee. In some cases, one finds that when people got a bit of money, they suddenly registered or baptised all their children in one fell swoop.
That brings us to the end of our questions. I thank Kenneth Nisbet and Andrew Nicoll for their evidence.
I thank the committee for granting the Association of Registrars of Scotland the opportunity to give evidence.
Potential loss of income has been raised with us by other witnesses, in particular the representatives of Unison. Do you have an estimate of the potential loss of income for your council or local authorities in general?
I cannot speak for all local authorities, but we think that the main loss of income will result from the introduction of an abbreviated death certificate. We have no objection to the introduction of an abbreviated death certificate that contains all the relevant details with the exception of the cause of death. However, we object to the fact that the certificate will be issued free of charge.
Have you estimated the loss of sales from subsequent applications for birth certificates, for example for passport applications? You mention that aspect of loss of income in your submission.
Yes. That relates to the automatic notification of events. A lot of income is gained from birth certificates that are sold for the sake of passport applications. The United Kingdom Passport Service is pushing hard to get access to the records so that it can do away with the need for a paper certificate. We have a great concern about that, because automatic notification will do away with a lot of our income.
Do you have an estimate of the income that you currently gain from such services?
No, but I can try to get some estimates.
It would be useful if you could submit that information in writing to the committee clerks. That would give us a feel for the perceived level of loss of income.
You raise concerns on behalf of registrars about charges. Does your concern arise mainly from the potential loss of jobs that might result? People will still have to register deaths and the registrar will still be required for that purpose. Ethically, should registrars raise the issue of whether a charge is made for that service? I presume that registrars will have a role whether or not a charge is made for registration.
We all have an interest in looking after our jobs. Budgets have to be met. Local authorities are squeezing everything tight, so the more income that we keep coming in the better. It would be for someone else to decide whether such an income stream would guarantee that our jobs were kept.
Should we look at the issue in that way? I can understand representations being made about people's future employment, but is there a wider issue? Is it necessary for a charge to be made, or are there other ways in which the cost could be recouped?
That issue is always being raised. It is suggested that we should get into family history or provide other services, but we do not think that that would make up the loss of income that would result from, for example, the introduction of the abbreviated death certificate.
You said that the cost of recovering the charge in Glasgow is about £68,000. Is there an argument that not charging people would lead to savings and that staff could be redeployed elsewhere in the system?
I do not know that staff would consider that to be a saving. I cannot answer that question.
An issue about the registration of marriages arose last month when I was at a surgery in Caol, Fort William. A female said that she had hoped to register her marriage on a Saturday afternoon, but the local office was shut on Saturday afternoons. The fact that the marriage could not be registered in the afternoon meant that there would be a big gap between the marriage being registered in the morning and the reception taking place in the evening. The bride and bridesmaid did not relish the prospect of having such a long wait and spending six to eight hours in their wedding regalia.
I am not sure what the problem is. Were you talking about a religious or civil marriage?
I think that it was a ceremony in a registry office rather than in a church.
With a marriage at a registry office or some other venue, the schedule is usually signed and the registrar registers the marriage whenever. If the marriage takes place in the registry office, the marriage is registered immediately afterwards; if the marriage takes place at a venue, the registrar registers the marriage when he or she gets back to the office.
I think that Mr Ewing wants to find out whether offices open on a Saturday afternoon to facilitate marriages that take place on a Saturday. In the case that he cited, the office was open only in the morning. He is trying to elicit from you whether such a practice is regular.
That is down to each local authority. For example, as far as my local authority is concerned, we stopped opening on Saturday mornings when we started officiating at marriages at venues, and allowed marriages to take place only on Saturday afternoons because the venues were so important. However, I know that offices in other districts open on Saturdays.
Perhaps I will pursue the matter with the local registrar. I do not know whether keeping brides happy is on the list of MSPs' duties, but we have to try.
You have to keep your own bride happy, at least.
You welcome coterminosity because it will take some wrinkles out of the system. As far as your service is concerned, will that translate into savings or will it simply remove some problems for the public? For instance, will some local offices have to close?
No. Of course, I have a personal interest in this matter, because my registration district boundary does not match the local authority boundary. People who live in the Angus Council area expect to be able to register their marriage and do everything else there, and they become confused when they discover that their area is actually part of the Dundee registration district.
Will there be any redistribution of staff? Will some local authorities be able to make savings because at the moment they are providing a service in other areas?
That might well be the case. I cannot speak for other local authorities, but I think that most of them would prefer the boundaries to match up. After all, that is easier for the public to understand.
You might have heard the previous witnesses explain their concerns about self-certification. Do you share those concerns?
Are you talking about e-registration?
Yes.
I am probably not as concerned as they are about e-registration. After attending the first meeting of the working group that, with the General Register Office, is looking into e-registration, I know that the certificate will have to be verified before the local registrar can sign it off. It will not be a case of someone registering a birth or death without our intervention. The local registrar will have to sign it off.
So although people will not have to be physically present to register—they will be able to do it from home—the registrar's role in the certification process will not change.
Yes. Instead of asking the questions, we will simply check the answers. In any case, we will still have a role to play.
Under the heading of "Marriage in Scottish Waters" in your submission, you respond rather strongly by saying:
I am not very good on words; I am quite a simple person. However, we feel that it is nonsensical to allow couples to choose the registrar with whom they will deal and to whom they will give notice. Couples could give notice to their local registrar then expect them to travel a great distance to perform the marriage, which would not be convenient for them. I think that somebody said that a registrar could be away for days. The provision does not make sense.
In your view, if a couple want to get married on the Waverley steamer out of Greenock or wherever, they should use a registrar from the port of embarkation. You want an amendment that would tighten up the proposals because you believe that they would cause unnecessary costs and travel.
Yes.
I presume that there would also be costs for the couple because they would have to pay expenses.
The costs would probably be more than a couple could pay. If we sat down and did a costing exercise, that might put the marriage outwith a couple's reach. However, that could leave us open to the accusation of pricing ourselves out of the market.
Let us say that a couple from Aberdeen wanted to get married on the Waverley. Could they make all the arrangements for the marriage and have all the documents verified in their local office in Aberdeen, then have a registrar from elsewhere to witness and conduct the marriage ceremony and formally register it?
No. They would give notice to whichever district was to supply the registrar who would perform the marriage, so that everything would be done in one district.
Your association would be happy for a couple not to have to go to a local office to do the preliminary work.
They do not have to do that currently. Everything can be done by post and the electronic submission of notice for marriage and civil partnerships is coming. We sometimes never see a couple because everything is done by post or e-mail.
Perhaps you could go a bit further and say why you are concerned about the proposal to repeal the regulations, just to give us some reasons.
Local authorities follow the regulations that are laid down and we feel that we have the safeguard of the regulations behind the approval of venues for civil marriages and civil partnerships. We simply want the regulations to stay because they are a safeguard to which we can refer. If we have any problems with a venue, we have regulations laid down that protect us. We feel strongly that the regulations should stay. If the regulations were to be taken away, local authorities might not put in place an approval system or the system might vary from place to place. We feel that it is safer to keep the regulations. COSLA has said that the early indications are that many local authorities want the regulations to be kept. We are concerned about the regulations being repealed.
I want to have a clear understanding of your position. Are you concerned because people might wish to conduct their marriage ceremony in a location that would be completely inappropriate in some manner?
Yes.
I have two points to make. First, I wonder whether we can have your association's position on that formally in writing. Secondly, I wonder whether the clerks can write to COSLA for its official view of the situation. It is important that we have that in black and white early on.
We can do what you ask. Our consultation of our members closes on 10 February. I believe that COSLA is also speaking to its members about the issue.
Okay. That brings us to the end of this session and the meeting. I thank Carolyn MacPherson for her evidence. I also thank all members of the press and public who have attended and, indeed, committee members.
Meeting closed at 16:07.
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