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Chamber and committees

Education and Culture Committee

Meeting date: Tuesday, June 25, 2013


Contents


Children and Young People (Scotland) Bill: Stage 1

The Convener

Next is our first oral evidence on the Children and Young People (Scotland) Bill, from Scottish Government officials. Because of the number of issues that are raised by the bill, we will have two panels, the first of which will deal with parts 1 to 5, which cover rights, children’s services planning and getting it right for every child. We will take further oral evidence in September and October, including from the Minister for Children and Young People. That meeting will be the opportunity for members to get ministers’ views and comments on the detailed policy decisions.

I welcome our first panel. There are rather a lot of you, so I will not give everybody’s title, if you do not mind. We have Elisabeth Campbell, Gordon McNicoll, Scott Wood, Boyd McAdam, Lynn Townsend and Stuart Robb, all from the Scottish Government. I invite Elisabeth Campbell to make a brief opening statement.

Elisabeth Campbell (Scottish Government)

I am the bill team leader for the Children and Young People (Scotland) Bill, which my colleagues and I are grateful to be here to discuss. The provisions are fairly wide ranging, so a number of officials are present in order that we can answer your questions as fully as possible.

The bill is fundamental to the Scottish Government’s aim of making Scotland the best place in the world to grow up. It will put children and young people at the heart of planning and delivery of services, and will ensure that their rights are respected across the public sector.

The bill will also ensure that children’s rights properly influence the design and delivery of policies and services and it will increase the powers of Scotland’s Commissioner for Children and Young People. It will improve the way that services support children and families by promoting co-operation between services, and it will strengthen the role of early years support in children’s lives by increasing the amount and flexibility of funded early learning and childcare. It will also ensure better permanence planning for looked-after children by improving support for kinship carers, families and care leavers; extend corporate parenting across the public sector; and put Scotland’s national adoption register on a statutory footing.

The scale of the Government’s ambition for children and young people is significant, and the very strong response to the consultation on the bill makes it clear that the Scottish Government is not alone in holding such high aspirations for the children and young people of this country. The bill will bring about a step change in the way in which all services support children and young people, and it will inspire renewed debate and ambition for what Scotland’s children and young people can expect. There is clearly an appetite for that kind of change. My colleagues and I will be delighted to answer questions from the committee.

Liz Smith

I think that we all agree that one of the greatest difficulties and complexities that the committee is grappling with is partly ethical and partly legal: if we extend the rights of children, there are implications for the rights of parents and other groups. The committee would welcome information on where the Government and the bill team are in seeking advice on that.

Our briefing notes for this morning mention that there has been a request regarding the incorporation into Scots law of the United Nations Convention on the Rights of the Child. How are you addressing that issue? What stage are you at?

Scott Wood (Scottish Government)

As regards the balancing of the rights and responsibilities of parents against those of children and young people, the UN convention is clear on parents having primary responsibility and taking the lead role in raising children and young people.

On the question of incorporating the convention, ministers are not against making targeted changes to domestic law that build on the requirements of the UNCRC. They will tend to make those changes where they think that they will directly benefit children and young people, and where they think that the changes will ultimately strengthen our approach to children’s rights overall.

Ministers are not supportive of wholesale incorporation of the convention—of lifting the convention in its entirety and dropping it directly into Scots law. They do not feel that that would necessarily take us forward from where we are at the moment. Very little evidence has been shared with ministers that sets out the benefits of taking that approach, and the limited evidence that we have seen suggests that benefits lie primarily in relation to improved culture within services and increased awareness of children’s rights. We want to deliver those benefits, but we do not think that wholesale incorporation necessarily represents the best and most effective way of going about that.

For instance, we are seeking, through the bill, to improve the culture within public services through effective embedding of getting it right for every child, which is an approach that builds on the principles of the convention. We are also taking steps through the bill to place a new duty on the Scottish ministers to promote awareness and understanding.

There is some risk that wholesale incorporation could result in far too much emphasis being placed on the courts and on legal processes to address the range of often complex issues that can impact on this agenda.

When could you provide us with the legal advice that you think is appropriate to the decision not to incorporate the whole convention?

Scott Wood

I do not think that we would seek to offer any legal advice to the committee on that issue. It is a policy decision for ministers whether they wish to pursue incorporation of the convention.

Liz Smith

We have to make a decision. If we extend the rights of children, which is part of the basis of the bill, we have to be clear about the implications for and knock-on effects on other rights. What I am driving at is that we have to make an informed decision, which depends partly on legal advice. If it is not the intention of the bill team to provide that, from where else would that advice be forthcoming prior to the start of stage 1?

Scott Wood

It is important to recognise that we are not seeking to extend the rights that are available to children and young people. Irrespective of whether the convention is incorporated into Scots law, the Scottish ministers have a responsibility to implement the UNCRC. The duty is about increasing transparency and accountability around how ministers go about that. It requires ministers to evidence how they are considering the convention when they are taking decisions that impact on children and young people.

In some areas of the bill, particularly in respect of the named person, do the provisions not increase the rights of the child?

Scott Wood

I apologise. Perhaps it is better for Boyd McAdam or Lynn Townsend to comment specifically on named persons. I was talking in the context of part 1 of the bill, which focuses on the UNCRC.

11:45

Boyd McAdam (Scottish Government)

The named person provisions set up a framework that is made available to children but does not give children additional rights; it provides a structure for services to support children. The rights issue is very much in relation to UNCRC. Article 3 recognises the rights of parents but does not indicate precisely how they are balanced. The UNCRC applies at present and there is no intention to adjust or extend that.

So, there is no intention in the bill to extend the rights of children.

Boyd McAdam

No.

I believe that a number of organisations have requested that a children’s rights impact assessment be carried out on the bill, but I understand that that has not been done. Can you tell me the reasons behind that?

Elisabeth Campbell

Absolutely. It is essential to understand the impact of the bill on the rights of children and young people, which is why we engaged with over 2,400 of them during the bill’s development. A report on children’s views has been published on the Scottish Government website. In addition, we carried out an equality impact assessment on the bill, which looked at the impact on children and young people, based on a number of factors, including age, gender and religion. We also carried out a non-mandatory privacy impact assessment that looked at the impact on privacy factors for children and their families.

The children’s commissioner’s model for a stand-alone children’s rights impact assessment states that the point of it is to look at and raise awareness of children’s interests in policy or legislation. I feel that we have covered all of that by engaging with children and young people and doing all the other impact assessments that we did, and by explaining the rationale behind the bill’s proposals in the policy memorandum. We have not done it in a separate stand-alone document, but what we have done is more extensive than what would have been done for a stand-alone children’s rights impact assessment.

There are concerns that parts of the bill—for example, the named person aspect—could breach the UNCRC around the child’s right to privacy. Have you assessed that from a children’s rights point of view?

Boyd McAdam

On the impact of the provisions on the child and the family, there is a balance to be struck, particularly with regard to article 8 of the UNCRC on respect for family life. Part of the named person provisions and the information sharing provisions that relate to getting information to named persons are couched in terms of their being proportionate, appropriate and justified. Before sharing information, a practitioner must have a reason for doing so and must share appropriate information with the right person—that is covered by the Data Protection Act 1998. We feel that, given the proportionality element, the provisions are compliant with ECHR and the UNCRC.

Neil Bibby

I understand that, before the consultation, it was proposed that “due regard” would be given to the UNCRC but that people responded in the consultation to say that that aspect should be strengthened. However, following the consultation, the bill uses the phrase “keep under consideration”. Can you tell me the reasons for that change?

Scott Wood

Yes. A couple points arise from that. First, I will focus on stakeholders’ views of our proposals. When we consulted last year on proposals to legislate on children’s rights, about 70 per cent of respondents to the consultation agreed that our proposals would help to strengthen transparency and accountability around ministers’ approach to the UNCRC, but only about 15 per cent felt that the proposals did not go far enough and that they would like to see incorporation of the UNCRC. That suggests to us that we have got the focus about right on the nature of the duties that we seek to place on ministers through the bill.

On a “due regard” duty, whenever we introduce a new duty for ministers or anyone else, it is important that we are clear about its likely impact. We feel that we do not have that clarity in respect of a “due regard” duty. The concept of having due regard to international law is a new one in Scotland; there is no legal precedent for it and there is no case law to support us in understanding how the courts might interpret a duty of that nature. We think that, in this instance, that lack of clarity is an unnecessary risk. We have therefore sought through the bill to formulate a duty that accurately reflects exactly what ministers are looking to deliver.

Liam McArthur has a question. Is it a supplementary on this area?

Liam McArthur

Yes. I acknowledge what you said, Mr Wood, in relation to the non-incorporation in the bill of the UNCRC, and I think that I am right in saying that you reflected that one of the potential benefits of the bill will be cultural change. We have heard from the minister this morning, in relation to improving outcomes for looked-after children, about the importance of cultural change, so I do not think that it is terribly helpful to downgrade the importance of that cultural change.

Scott Wood

Absolutely not.

Therefore, I am still trying to get my head round why ministers have decided not to incorporate, but instead, in a sense, to cherry pick the elements of the UNCRC that they see a need to implement through the bill.

Scott Wood

One factor is that limited evidence has been presented to ministers that suggests that incorporation provides benefits in terms of culture change and improved awareness and understanding. It would be beneficial to have a more robust evidence base on which to form any future view about incorporation.

We also have to weigh up the benefits against the potential risks of incorporating the convention. As I said, we feel that there is potential for incorporation to place far too much emphasis on the courts and on legal processes. We certainly do not want to end up in a situation in which the courts are considered to be the go-to forum for addressing the range of issues that impact on children in Scotland. We think that we can deliver many of the benefits through other avenues—through other provisions that are set out in the bill. We do not think that incorporation represents the best way to progress the rights agenda at this time.

If you were to put the rights in legislation, I presume that there would still be a risk that the issue would ultimately end up in the courts anyway, in terms of testing the legal status of whatever the rights were.

Scott Wood

That would depend on the focus of the duty that was being introduced. Gordon will add something on that.

Gordon McNicoll (Scottish Government)

It is certainly correct that if you impose any duty on anybody—on ministers in particular—there is a risk of litigation, because someone will argue that ministers have failed to fulfil whatever duty has been imposed on them.

The position that ministers have taken, however, is that the focus is on education—on changing the culture—as has been explained. It is considered that that will best be achieved through the approach that has been taken in the bill. Ministers would prefer not to see the emphasis being on pursuit of litigation through the courts on rights that, in their view, should more properly be developed through education and through a change of culture.

Liam McArthur

You have identified potential benefits—albeit not necessarily on as robust an evidence base as you may have wished for—so is it fair to say that, through the evidence process that the committee is embarking on now, there is still willingness among ministers to look again at the issue if such evidence were to be put forward?

Scott Wood

It would be premature of us to say what ministers’ future views might be in the light of emerging evidence. However, I can certainly state that based on the evidence that ministers have seen to date, their view is that incorporation does not represent the best way to progress the agenda at this time.

It is always dangerous to ask a question that you do not know the answer to, but I will anyway. What other countries have carried out full incorporation?

Scott Wood

We do not have an exhaustive list. I know that Ireland has recently made changes to its constitution to embed rights more effectively within that constitution. The United Nations Children’s Fund undertook some research last year that looked at the approach to legal implementation of the convention in 12 countries in total. Three of those 12 countries had taken the step of incorporating the convention into law. We do not have an exhaustive list of the range of countries that have progressed the issue, but I am certainly happy to share the UNICEF report with committee members if that would be helpful, so that you can see the range of different approaches that have been adopted in progressing the issue.

That would be helpful. Liz, did you have a question?

I was just going to say that it would be very helpful to see that report.

The Convener

Yes, I am sure that it would be.

The bill also gives the Scotland’s Commissioner for Children and Young People powers to investigate individual cases, which was pushed for back in 2003, when the post of children’s commissioner came into being, but did not happen at that time. What is the difference now as regards the children’s commissioner’s ability to undertake investigations?

Scott Wood

I can certainly talk a bit about the process that led to the development of the provisions in the bill. When ministers first proposed to legislate on children’s rights, they did not propose to extend the powers that are available to the children’s commissioner. Even without the question being asked, a significant number of stakeholders came back to us to suggest that we should actively consider including in the bill a provision on that.

We listened to that and we developed a set of proposals that were set out in a consultation that focused on the bill, which was published last June. Again, the majority of respondents suggested that there was scope for the new investigatory function to offer direct benefit to children and young people, and broader learning, in terms of practice in front-line services.

Since then, we have had a number of conversations with the other complaints-handling bodies in Scotland in order to understand better how the children’s commissioner’s investigatory power might add value, and how it should align with the range of other complaints-handling processes that are in place, because we do not want to duplicate activity. The feedback that we have had is that, by and large, there is consensus across the complaints-handling bodies that there is scope for the new investigatory power to add benefit to children and young people.

We think that the investigation function should be exercised in a fairly targeted and strategic way. That is based on the premise that we already have a fairly robust complaints-handling landscape in Scotland. We expect the number of instances in which it would be necessary for the commissioner to intervene to be quite limited.

We think that any investigation should offer benefit to the child or young person in question, but investigations should also offer wider learning and be targeted so as to inform the wider work of the children’s commissioner’s office. The approach should be strategic.

We recognise that it would be helpful to the committee to have particular examples of the types of investigations in which the children’s commissioner might be involved. We recently held a meeting with the complaints-handling bodies and the commissioner, at which it was agreed that they would develop some such examples over the summer, with a view to sharing them with the committee towards the end of the recess.

The Convener

That would be helpful.

I would like you to clarify something. As the bill stands, it proposes that investigations could, in effect, be undertaken only when they did not overlap with the work of others. I am struggling. A number of bodies undertake work in this area, so examples would help us understand what exactly the added value would be.

Scott Wood

Absolutely. We will be happy to share them as and when they become available.

The Finance Committee will look at the bill’s financial memorandum. However, if there is an agreed understanding of the level of activity, and therefore of the cost implications, that would be very helpful to us.

Scott Wood

The estimate that we set out in the financial memorandum was based on the premise that the commissioner would undertake a fairly small number of investigations—the assumption was that there would be between one and four—each year. We have shared that assumption with the commissioner and it has been the basis for our discussions until now.

Liam McArthur

The bill looks to put GIRFEC—a policy that has been in place since 2006—on a statutory footing. We heard earlier from the minister about the value that she could see in a number of cases of that move to provide a consistent approach. Can you explain where to date there have been inconsistencies? Are there geographic areas in which best practice has not been applied as it might have been? That is relevant to the committee’s inquiry, which we are drawing to a conclusion, as well as to the bill that we are about to embark on.

Boyd McAdam

The GIRFEC programme board has set up an implementation working group, which is engaging with community planning partnerships to get a better feel of where each area is on implementing GIRFEC. We are at a level at which everyone has corporate buy-in. Most areas are implementing the new processes into their key business areas, and two or three believe that they have progressed implementation to the point at which they are comfortable that they could comply with the proposed duties in the bill.

The areas that are looking for further assistance are looking for information and information-sharing materials around training, to help staff to understand how to move forward in consistent way. Lynn Townsend may speak a bit more about the work that we are doing on developing guidance. We are proposing a national training event in the next six to eight months to help people to understand how they can progress.

A report has just been issued by the implementation working group, which we can share with the committee. We are not identifying particular areas; everyone is at a different stage in their journey, but the key message is that work is well under way and we anticipate that by about this time next year implementation of GIRFEC will be well advanced.

12:00

Liam McArthur

What you describe would not necessarily require legislation, although I appreciate that it is a response to the legislation. Can you explain the rationale for going down the legislative route rather than for buttressing the policy guidance, the training and all the rest of it?

Boyd McAdam

Among the feedback that we have received as we have progressed to implementation is that people are looking for a structure within which all the activity will take place. Ministers were concerned that progress on implementation was not happening as fast as might have been anticipated. As Liam McArthur said, the GIRFEC policy has been around since 2005-06, although the actual GIRFEC approach was finalised only in 2009-10, following the pathfinder work in Highland and the learning partnerships.

We have been advocating change, but people need help to move forward. The approach is part of the big culture change that we are talking about around rights, and it requires a lot of planning, process and leadership. The bill provides the framework within which all that can happen, so that there is clarity about the role of the named person and about when information should be shared. We feel that those provisions should go in legislation, but there is still a lot of on-going activity around guidance to help people to understand what they need to do.

Liam McArthur

Concerns were expressed earlier about the UNCRC not being integrated wholesale into the legislation. I think that I am right in saying that we are not seeing wholesale integration of GIRFEC into legislation either. The absence of legislation for the lead professional to take over from the named person in complex cases is one example that has been cited. Given that some of GIRFEC will have a statutory underpinning and some of it will not, is there a potential problem in providing the consistency to which the minister—given her evidence this morning—clearly attaches considerable value?

Boyd McAdam

We describe the provisions in the bill as the key elements of GIRFEC and they are the elements on which we can legislate. A combination of practice change, systems change and culture change is required.

Liam McArthur

I am sorry for interrupting, but the phrase

“on which we can legislate”

tends to suggest that this is a question of what lends itself to legislation as opposed to its being a policy choice. The provision on the lead professional appears to be a policy choice, rather than a choice based on ability to legislate. You are, after all, legislating for the named person.

Boyd McAdam

The rationale is that the named person is located within the universal services of health and education and we can place a statutory responsibility on those bodies to make arrangements to provide a named person. The lead professional will be the person who is best placed to address the needs and risk of the child, and so can be drawn from any service; they will not necessarily be located within health or education. It is therefore difficult to place a duty on an individual body to make the arrangements for the lead professional. We believe that how that system will work will best be sorted out by protocols across agencies in a community planning partnership.

Liam McArthur

Is there not a risk that you will create a two-tier dimension to GIRFEC, because some of it will have a statutory underpinning and some will not? There will always be a gravitational pull to the statutory elements, and inconsistencies will arise in relation to the non-statutory elements, whether it be in respect of the lead professional or other aspects?

Boyd McAdam

The guidance groups that are being developed are working with stakeholders from across all the services to ensure that what emerges is something that they are confident in, that will make a difference and that will deliver consistency. Lynn Townsend might want to say a bit more about the guidance; there is a combination of statute and guidance.

Lynn Townsend (Scottish Government)

The policy view on the provisions in the bill that cover a child’s plan and the named person was that the role of the lead professional follows from both those duties. Interestingly, in terms of implementation, most areas are already quite happy with the lead professional role, because that role has been around in practice for a number of years where an integrated assessment has been in place. The guidance will address management of the plan and the lead professional role will feature in how we frame the guidance.

Clare Adamson

Part 13 of the bill introduces a statutory definition of wellbeing. Given that welfare is already included in the Children (Scotland) Act 1995, will you explain the differences between welfare and wellbeing and say why a statutory definition of wellbeing is required?

Boyd McAdam

Part of the challenge that has been faced over the past 15 years or so is that welfare as provided for in the legislation has been interpreted around vulnerability and child protection. It was recognised in the 2001 report, “For Scotland’s Children” and in “It’s everyone’s job to make sure I’m alright” that practice was operating with thresholds and that children and young people were not getting the service that they required until that threshold had been reached. Part of what we are seeking to achieve with the bill is the promotion of early intervention and prevention. Adopting the concept of wellbeing and taking a more holistic approach should encourage people to identify concerns at an earlier stage. It is about trying to shift the mindset.

My colleagues can maybe advise me, but I do not think that in legal terms there is that much difference between welfare and wellbeing. What we are proposing in the bill is a definition of wellbeing. Welfare is not defined in existing legislation. Part of what we are trying to bring about is a culture shift around early intervention.

Do you want to move on to the issue of the named person, Clare?

Clare Adamson

Certainly, convener. The named person role has been mentioned already. It is one of the things that has hit the headlines and there is perhaps a bit of confusion about what it means. Will you give us a brief definition of the named person and what their duties will be?

Lynn Townsend

Yes. As Boyd McAdam said earlier, the named person will be somebody within the universal services of health or education. Health boards will have responsibility for children up to the age of five and local authorities will have it for children aged between five and 18.

In some ways, the named person will face in two directions. First, they will be a point of contact for the child and the family and will be there to offer support and to help them to negotiate their way through systems and gain access to services. The other side of their role will relate to the wider world. They will be a recognised point of contact for others who might have a concern about wellbeing. We know from experience and research that people sometimes have concerns about aspects of a child’s development but do not feel that they can go to somebody about them because they do not breach a threshold. With a named person in place, there will be somebody whom they can go to within universal services who will have an overview of the child and will be able to take one piece of the jigsaw—the information from the other person—bring it together with what they know and make a judgment about whether there is cause for concern. Those are the main functions of the named person.

The other thing to say is that the role will be quite layered. The named person in both health and education will have a role in relation to every child. It is about ensuring that the culture within an educational establishment or in which a health visitor works supports taking a holistic view of the child and of wellbeing, rather than just looking at the person or the patient in front of them. That will benefit every child.

Where a concern emerges, the named person will also have a role in looking to see whether they can offer support within the universal service from within the resources available to them or whether they need to look beyond their agency or service to the wider multi-agency arena for resources and support. They will be the person who can support the child and family through that process, take the case into a multi-agency arena and then look to the lead professional to co-ordinate multi-agency, targeted interventions.

Boyd McAdam

Having a holistic overview of the child and all the relevant information is important. We have developed a training exercise called GIRFEC Cluedo, in which people play the roles of practitioners. Interestingly, because only partial information is available, false assumptions tend to be made about what is going on in the child’s life. We need the overall picture to be able to understand what is relevant and appropriate and where to target the right help. If people’s perceptions are false, they will propose the wrong intervention and might begin to interfere with family life.

Clare Adamson

Although the financial memorandum gives some information about resources, they very much relate to time. As one of my colleagues will ask about the statutory duty on data sharing, you should perhaps steer clear of that, but one of the key issues is consistency of data collection across the country to ensure that the same decisions are being made in different local authorities. Given that health boards and education departments are likely to be dealing with this issue, do you envisage the development of a common data-storage mechanism or, at least, best practice in data storage?

Boyd McAdam

We are not creating a central database for storing information. Instead, our fundamental approach is very much that agencies will continue to be responsible for the information that they hold; for example, a health professional will have information on their system and a teacher will have other information on theirs. We must ensure that the relevant bits, although not stored centrally, come together. After all, this information should be brought together for a particular purpose, either to address a concern or to help to inform professional judgment.

In the Ayrshires, a programme called AYRshare has been developed to facilitate the electronic bringing together of information, but that is done for a particular purpose and within a particular locality. As I have said, there is no proposal to create a central database. We might specify minimum data sets to capture the relevant information that everyone needs to know, but the aim is to have proportionate sharing.

Neil Bibby

I have a practical question about the named person for a child from the age of five to 18 being a member of the education personnel. How do you expect education personnel, who will usually be teachers, to act as a named person during their 12 weeks’ holiday? If a child goes missing or is affected by an incident during the summer holidays, how will the teacher act as the point of contact?

Lynn Townsend

As the duty in the bill is on the local authority, it will have to put arrangements in place to ensure that the named person is available. Local authorities will build on current practice during the holidays; at the moment, someone based centrally in the education service will be the point of contact if, as you have suggested, a child goes missing. People will have access to school records and that type of information and will play a role in the multi-agency response to that kind of emergency situation.

In situations that are not an emergency—say, if a parent is looking for information about a course or what is happening in the school at the start of the new year—centrally deployed officers in every education department will be able to offer non-urgent advice, or not-so-urgent issues that parents wish to raise can be held over until the named person in the school returns. It is for local authorities to put the arrangements in place, but that is how we envisage the system working and we have had discussions with stakeholders on that.

Neil Bibby

What consideration has been given to the impact on staff workload and during the holiday period? For example, what sort of ratio would you be looking at in, say, a school with 250 pupils that has only 12 members of staff during term time? I guess that, during the term, you could have one teacher per class but what would be the ratio outside term time if the local authority is expected to put someone else in place to cover that named person’s role?

12:15

Lynn Townsend

That brings me back to the concept of the layered approach for the named person, which I described earlier. In a school of 250 children, the vast majority will receive all the help and support that they need from their class teacher and the other services that are available in the school. It is unlikely that the named person would have to take any action over and above their current duties. The bill is predicated on the fact that, within education, there are already statutory duties around planning and around assessing and supporting children. That work goes on currently. The bill proposes an overarching framework within which that level of assessment and support will go on.

It is difficult to say and will depend on where the school is and current practice in the school but, during the school holidays, we would certainly not expect inquiries to any centrally based officer about the 250 children and their wellbeing.

Neil Findlay and Liz Smith have quick questions on the issue.

How many pupils would the named person in a school be responsible for?

Lynn Townsend

As I said, it will be up to education authorities to decide how to make arrangements for named persons, but from the experience that we have so far, it seems likely that the headteacher will be the named person, particularly so that the outside world knows who the named person is. However, within a primary school, we would envisage that aspects of the role will be delegated to the depute and principal teacher levels, and similarly in a secondary school, as is current practice, there will be depute heads with a pupil support portfolio and pastoral care staff who know the young people and are involved in offering support. We envisage that that is how it will operate.

So the named person in a primary school will be the headteacher.

Lynn Townsend

Yes, and I would imagine that that will also be the case in a secondary school, for the purposes of people knowing whom to contact.

The financial memorandum says that, after the first year, teachers will not need any extra hours to act as the named person. Knowing the current workload of headteachers, I find that absolutely remarkable.

Lynn Townsend

We looked at the issues around capacity. Because the policy has been in place for a number of years and because some local authorities are already implementing, it is difficult to say definitively what the resource implications will be. However, the current workload of headteachers, depute heads and pastoral care staff is around looking after young people, assessing, working with others, putting in support, working in a multi-agency forum and going to children’s panels.

What we have looked at is a systems change burden, if you like. At present, people work in a particular way. Through getting it right for every child, we are asking them to shift some of the ways in which they work. That usually brings an additional burden, hence the year’s transition, but there are benefits to the new way of working. That came out through the Highland pathfinder project. There should be fewer meetings and reports and a more co-ordinated approach to children having to go to children’s panels. We expect that there will be benefits.

What provision is made in the private sector, which includes quite a few special schools? Obviously, no local authority is involved there.

Lynn Townsend

In the bill, we put parallel duties on independent and grant-aided schools. Some of the independent schools will be private schools, and it would be for the proprietor to put in place the arrangements for the named person and the child’s plan, in parallel with the duties on the local authority. Where the school is a special school, the young people will be placed by a local authority, so—

Not necessarily. Some special schools have children from both sectors.

Lynn Townsend

Yes. The special school will operate a named person system and arrangements in the same way as the local authority. If the school is a private special school and the children are not placed by the local authority but they require a multi-agency approach, there will need to be a lead professional, who may well be in a public service, supporting the young people. For a special school where the local authority has made the placement, again they will hold the responsibility through the lead professional role.

Joan McAlpine

My questions are about the statutory duty to share information. We have examined that subject extensively in our two inquiries into looked-after children. There seems to be a lot of confusion among professionals about when they can share information on a child. Some professionals think that that can be done only when a child is formally on the at-risk register. As Mr McAdam outlined, we need to be able to intervene earlier to nip things in the bud. However, that throws up an issue in relation to the ECHR and the rights to privacy.

You mentioned GIRFEC Cluedo, which I played at a Government event recently. Each table is a different person in the child’s life—a childminder, the father, the mother, the school and so on. Each table has a different piece of information, and the exercise highlights the difficulty of sharing that information. In the game of GIRFEC Cluedo that I played, the crucial piece of information was held by the mother’s general practitioner and related to the mother’s mental health. Under the new arrangements, can the GP share that information about the mother’s mental health with the schoolteacher or the child’s health visitor, for instance, without being in breach of the ECHR? I am not sure how they could do that.

Boyd McAdam

The area is complex. Article 8 of the ECHR, on the right to respect for private and family life, does not give a blanket exemption from families. Irrespective of what is proposed in the bill, there are a lot of issues under the existing law in relation to the Data Protection Act 1998 and professionals feeling unable to share information because of a breach of confidentiality or because of professional practice.

The Information Commissioner’s Office in Scotland clarified in April that, under the existing law, if there is a concern about a risk of harm to a child’s future wellbeing, the practitioner should share information, if that is proportionate. That comes down to professional judgment. In the example that you cited, if the GP had concerns that the mother’s mental wellbeing was impacting adversely on the child, that would be expected to be shared with the named person, who would be a professional in universal services.

My colleague Gordon McNicoll might wish to talk a bit more about article 8 of the convention. Part of the aim is to avoid all the information being made public. We are seeking to clarify that there is a responsibility to inform the named person when there is a concern about an impact on the child and when there might be a risk to their wellbeing. That is a judgment call.

Would you expect professionals to be open to legal challenge?

Gordon McNicoll

I do not think that we can talk about the issue in the abstract. As Boyd McAdam said, it all depends on the circumstances of the case. If there was no serious threat to the child’s wellbeing and the GP decided to tell all and sundry about his or her patient’s difficulties, there would be a serious risk of challenge—probably justifiably so.

Absolute rules cannot be made as to when someone can or cannot share information. It depends on the circumstances and on why they are sharing. All that we can say is that article 8 of the ECHR and the Data Protection Act 1998 do not absolutely prohibit something such as the sharing of information. Article 8 is not an absolute right to privacy. In some circumstances, that right does not apply. Whether that is the case will depend on the circumstances.

Joan McAlpine

In the GIRFEC Cluedo, I played the role of childminder. The mum had started to bring the child in late and the child seemed a bit clingy. I thought that something might not be quite right, but the mum said that she had a lot of work. Although there was a serious issue in that hypothetical case, it did not seem that the childminder would feel confident that the mum coming in late and a clingy child would necessitate sharing information and breaching the mother’s confidentiality, let alone going to the GP to find out whether the mother had a mental health problem.

Gordon McNicoll

In the situation that you describe, if the childminder had concerns that the child seemed clingy, I cannot see that they would disclose personal data relating to the mother or even the child; they would just observe, based on seeing the child every day, that something did not seem quite right. I do not see an article 8 issue there. The childminder would not disclose any personal information regarding the child; they would just make an observation about how the child appeared to them and possibly to those in the population at large who knew the child well enough.

Joan McAlpine

I am sorry to press the case, but the whole point of the exercise is that, if the childminder went to the named person with that information, which did not seem particularly serious, the named person should then be able to go to the GP. The GP would have the crucial information that the mother had a historical mental health problem. In that example, the child’s wellbeing was at stake, but we could see how, if the named person went to the GP with the childminder’s information, that might breach privacy if they did not have the full picture. Do you see what I am getting at?

Gordon McNicoll

The position depends on the circumstances. It is impossible to say in abstract whether information can or cannot be shared. It depends on the circumstances and the perceived risk to the child’s wellbeing.

Joan McAlpine

Is it not the case that trying to anticipate problems that might or might not exist will inevitably lead to breaches of privacy? Perhaps we should be honest about that and say that we will have breaches of privacy for quite a lot of families to protect the children who are at risk.

Boyd McAdam

Part of the early intervention agenda requires people to pick up concerns earlier, but it is proposed to do that in a framework that relies on the professional making a proportionate judgment. If there is a concern that someone is not comfortable with, the data protection advice is that they should share that. That is covered under data protection law, because it is a professional judgment.

The practice has to be that the person records the reason why they are sharing the information and explains why there is a concern. That will be done within the structure of the named person taking a view. All the evidence shows that, at present, information is known but not necessarily put together. The named person will provide that overview.

In the light of what the named person knows, the decision might be not to go further with an issue, but if the concern provided evidence that something was not right in the child’s life, the duties on public bodies to safeguard children and treat their welfare and wellbeing as paramount would cut in. There is an issue about what is not known, but the process should be followed in a proportionate and secure environment, to avoid more public knowledge about what is going on in the family’s life. If professionals are to make the judgment, they have to be aware of what is going on.

I presume that professionals have to be aware that they could be open to legal challenge.

I want to move on, because I am very aware of the time.

Colin Beattie

The bill provides for a number of additional plans and reports to be produced by a range of organisations relating to all sorts of things, such as children’s rights, corporate parenting, children’s services and early education, as well as individual child plans. Local authorities and perhaps health boards will be required to provide most of those, and other agencies will report on other things. Will that increase the bureaucracy and put more layers on top of what already exists? How will local authorities and other bodies cope with that?

Elisabeth Campbell

You are right that the bill contains a number of reporting and planning duties. It is important to say that stakeholders broadly supported those duties through the consultation and subsequent engagement. We have been clear throughout the bill’s development that we do not want to place extra burdens unnecessarily on agencies or other organisations and that we certainly do not want to increase bureaucracy. Therefore, for a number of the reports that will be required under the bill, we expect organisations to use current mechanisms rather than create bespoke new reporting mechanisms.

For example, organisations can use current annual reports to include stuff on the rights duty on the public sector. The children’s services planning duty replaces a previous planning process, so it is not additional. The single child plan has been proven in the Highland pathfinder and in other areas to reduce the burden of paperwork and bureaucracy. Therefore, several aspects of the bill seek to reduce rather than increase bureaucracy.

Overall, will the bill increase or reduce the burden of paperwork?

Elisabeth Campbell

I think that that will probably balance out. Some new processes are replacing old processes, so the bill certainly should not increase bureaucracy.

I thank our witnesses for coming. We will follow up a number of issues in writing, if you do not mind.

I suspend the meeting briefly while we change panels.

12:31 Meeting suspended.

12:34 On resuming—

The Convener

Our second panel will answer questions on parts 6 to 13 of the bill, which deal with early learning and childcare, looked-after children, children’s hearings and schools consultation. I welcome back Elisabeth Campbell, who has stayed with us from the previous panel, and David Blair, who was with us earlier, and I also welcome from the Scottish Government Kit Wyeth, Ruth Inglis, Susan Bolt and Clare Morley. If the witnesses do not mind, we will go straight to questions.

Liam McArthur

The bill, which will set in statute and extend the number of hours of childcare that are provided for, defines the phrase “early learning and childcare”. Will service provision have to include both learning and care instead of either education or care? I think that I am right in saying that the bill amends the existing definition of school education to include early learning and childcare. It would be useful to know what will change as a result and what the expectation is.

Susan Bolt (Scottish Government)

The expectation is that provision will cover both learning and care. The bill defines early learning and childcare as a service that provides education and care and which promotes and supports

“learning and development in a caring and nurturing setting.”

As a result, the two concepts are seen as indivisible. The fact is that, when education and care are integrated, the quality of provision is higher; that is why the Organisation for Economic Co-operation and Development and the European Commission strongly support and promote models of integrated education and care. We are following that model, although we are calling it learning and care to fit with our learning journey policy. The expectation is that any learning should take place in a nurturing and caring environment, and we also want care to consist of activities and interactions that support learning.

The definition simply reflects current good practice. We are trying to move away from a model that is based on blocks of education—pre-school provision, for example, might be seen in two-and-a-half-hour blocks—topped up with care, which might be seen as less important. For children in half-day or full-day sessions in a nursery, we would not expect education to start at a certain point in the day and finish two hours later, after which all the interactions, activities and relationships would change to something different called “care”. Instead, we want to promote consistent, high-quality provision for the child wherever their formal early learning and childcare take place and whoever delivers them. That is the aim of the new definition.

Liam McArthur

That is helpful. Another issue that has been raised and which we will probably come back to when we discuss the financial memorandum is the extent to which the statutory 600-hour allocation is fully funded. Is it your understanding that it is fully funded?

Susan Bolt

Yes.

Liam McArthur

The point about funding was made by, among others, Save the Children. Its initial submission picks up a point made by, I think, the Equal Opportunities Committee about the broader care that is required—in other words, not only early learning and childcare but out-of-school care. All committee members will have picked up the same point through different forums. What consideration has been given to putting a broader definition of care on a statutory footing?

Susan Bolt

The definition of early learning and childcare applies broadly to formal early learning and childcare provision, but we are still grappling with definitions. The Government is committed to developing and increasing early learning and childcare that covers all children of all ages and meets not only their needs but the needs of parents and families. More work is being done on that beyond the bill, and the definitions in the bill will support improvements in the quality of provision that is not necessarily covered in the bill.

Is there some budgetary rationale behind the delay over definitions or is there simply a concern that out-of-school care is not as well understood or defined as early learning and care, so more work needs to be done on the matter?

Susan Bolt

I do not think that there is such a concern. The Government’s aim is to improve and increase provision for all, but ministers have decided in the bill to focus on and prioritise building up the current high-quality universal pre-school system and to build additional hours and flexibility into it. Local authorities are being asked to make a significant change.

We are doing work more widely—for example, on out-of-school care. We have a working group that is a sub-group of the early years task force, which is looking at childcare for all. That includes all partners that support organisations to develop a wider range of provision, such as staff banks, childminders or out-of-school care. We fund a number of organisations, such as the Scottish Out of School Care Network, the National Day Nurseries Association, the Scottish Childminding Association and the Care and Learning Alliance, which is a social enterprise. All those organisations share the same aim to increase and improve the range of models that deliver care for different age groups. Although that work is not focused through the bill, it is going on in parallel.

Liam McArthur

In terms of the age spectrum, we know that the bill makes provision for two-year-olds who are looked after or in kinship care. That is welcome, but we heard a heavy emphasis on early intervention from the minister this morning. Save the Children indicated its disappointment that the bill does not look to extend the provision for two-year-olds to those from the most disadvantaged backgrounds. Will you explain why that has not been incorporated in the bill and whether, as we take evidence at stage 1, there is an open mind to go back and look at that again?

Susan Bolt

The rationale for focusing on looked-after two-year-olds is that looked-after children have the worst outcomes—and the risk of the worst outcomes—of any group of children. The bill proposes to guarantee a minimum, sustained early learning and childcare provision for those children. The bill also focuses on two-year-olds in kinship care because they are often at risk, so we can prevent children from becoming looked after or provide a positive solution and bring them out of being looked after.

The provision for looked-after two-year-olds will be flexible to their individual needs. It will look at their family circumstances and allow for different models and arrangements. Working one to one with parents or on certain programmes will be okay, as long as that meets the child’s needs and wellbeing.

As for other two-year-olds who come from more deprived or poorer backgrounds, the evidence is strong that children from poorer backgrounds or poorer home learning environments benefit more from universal provision. That has a strong equalising influence and promotes social inclusion. That is why ministers are focusing on building up strong universal provision, from which children from poorer backgrounds will benefit most. That is the rationale.

Liam McArthur

One imagines that that argument could be sustained for children from looked-after backgrounds and those in kinship care, although I appreciate that those children are particularly vulnerable; we have certainly heard enough evidence to suggest that the outcomes for them are not as good and need to be addressed. However, the definition is very tight. Quality provision is clearly needed for the two-year-olds who get access to the services, but the interventions that we make before the age of three are critical, so it seems to be a missed opportunity not to expand provision to a wider cross-section of those who are disadvantaged. As I said, that certainly concerns Save the Children.

Susan Bolt

The provisions in the bill reflect certain priorities and go as far as they can within the current economic constraints. We are asking for significant changes from local authorities and we want those changes to be achievable, sustainable and affordable. Ministers have taken certain decisions about what to prioritise in order to deliver what they can, given the economic constraints within which they are working.

Early years education is funded through the pre-school education grant, which I understand does not currently cover childcare. Will the additional hours for early learning and care be funded in the same way?

12:45

Susan Bolt

Yes, they will be funded in the same way, so it will be for local authorities to secure provision, either through their own services or through partner providers. Local authorities will deliver that directly, under their education duties.

Will there be designated elements of funding for early learning and for childcare?

Susan Bolt

No. Those are seen as indivisible. There will be the same standards of high-quality, consistent early learning and childcare that we have already defined, so it will be for local authorities to ensure that those are provided, either through their own services or through partner providers, as I said.

On flexibility, what do you envisage parents being given if, for example, they wanted their 15 hours over two days? Do you also envisage them having that time on the days of the week that they want?

Susan Bolt

There is a wide range of ways in which you could cut the 600 hours, or around 16 hours a week, and it will be for local authorities to consult local populations on what their needs and preferences are. There is a minimum framework: sessions should be no less than two and a half hours a day, no more than eight hours a day, and delivered over no fewer than 38 weeks in a year, although that does not need to be confined to term times. Within those broad parameters, local authorities are free to reconfigure services to provide a range of choices. It is up to them to decide: it could be two eight-hour days a week, or five two-and-a-half-hour sessions, with additional sessions in non-term time. It really depends on the needs that parents identify, and local authorities will make decisions about what to reconfigure and what choices to offer on that basis.

Has any consideration been given to partner nurseries that may have financial difficulties if parents elect to take all their childcare time in nursery funded places, leaving no wraparound time for which the nursery can charge?

Susan Bolt

Whether they are in the public or private sector, nurseries can charge for wraparound care. They are free to do that.

Joan McAlpine

I have a supplementary question to Mr McArthur’s point about extending provision. You mentioned the financial constraints. I know that in Scotland we have a higher ratio of carers to children in pre-school and that that has been diluted in England and Wales. Will you say something about the importance of the ratio in Scotland?

Susan Bolt

There were proposals to change the ratio in England, but I do not think that they have gone ahead. In Scotland, we have checked with stakeholders and there is certainly no appetite for changing staff ratios here from what they are. That is another key thing to remember when we talk about the economic constraints. In all the changes that we put in place, we do not want to compromise on quality at all. Any increase must be in parallel with improved quality—that is fundamental to any changes that happen.

George Adam

I want to ask about kinship care and kinship care orders. I have had some experience of kinship carers, in constituency matters and as a councillor. The bill provides for residence orders that are kinship care orders. Paragraph 119 of the financial memorandum states:

“It is expected that a proportion of formal carers will apply for a kinship care order.”

Why would they do that? What would be the advantage to them? How would the support offered by the local authority differ?

David Blair

The answer is fairly straightforward. The policy comes from the quite extensive feedback that we have had from kinship carers, who will apply for the kinship care order because it will provide much more specific support than they are accustomed to. Currently, the support that is provided to a formal kinship carer is very much at the discretion of their local authority. Kinship carers find that difficult.

The incentive for a kinship carer to apply for the kinship care order goes back to the policy rationale, which is about providing an enhanced form of permanence within kinship care. A child who is subject to compulsory supervision and who is living with a kinship carer is not in permanence. The order enhances an existing route for permanence within kinship care.

Kinship carers tell us quite strongly that they want to do what is best for the child who is in their care; they want a form of permanence that means that their parenting is not constantly being monitored when that is not required. That is the policy rationale. There should be an incentive for kinship carers to apply for the order because it is much more specific.

George Adam

Okay.

The Government is undertaking a review of existing kinship care allowances. I know that all the findings are not expected to come out until the end of the year, but are there any early ones that you might be able to share with the committee at this stage?

David Blair

There is nothing that I can share at this point, although I can tell the committee that we have had to review the timetable owing to the complexity of the modelling that we have had to do. We are exploring a number of options based on the work that we have done to date. We have done quite a bit of detailed modelling, which is being considered at the moment. I am happy to come back to the committee and advise members as to when we can share some information about that.

Neil Bibby

The Children Act 1975, the Children (Scotland) Act 1995, and the Looked After Children (Scotland) Regulations 2009 have an impact on kinship carers and local authority support. Why did you decide to include additional provisions on kinship care? Is it not already covered in existing legislation? Could you not allow local authorities to apply for residence orders for kinship carers under existing legislation?

David Blair

Local authorities cannot apply for residence orders. They are petitioned for by kinship carers or by a range of people in different circumstances. We felt that there was a need for the kinship care order based on the feedback that we had from kinship carers and local authorities. Neither group seemed particularly happy with the status quo—part of that was to do with the continuing growth in formal kinship care, which, based on the feedback that we had, did not seem to represent people’s needs particularly well.

There was a feeling that children in formal kinship care were not necessarily comprehensively worse off or in greater need than those on the edge of care or at risk of becoming looked after at some point. That is a problem with how the system works. We felt that there was a need to enhance the route to permanence in kinship care and we took some feedback on that through the consultation process and in the years prior to the consultation process. This was the best mechanism that we could come up with.

Neil Bibby

When you talk about qualifying kinship carers in relation to the financial support criteria, which will be determined in—or left to—regulations, are you talking about kinship carers in relation to children who are at risk of being formally looked after?

David Blair

That is a consideration. We wanted to ensure that local authorities have some ability to focus support on families who need it most. That was one test that we thought about. We have put that into the documents accompanying the bill, but we think that the test really needs to be consulted on with practitioners through an extra piece of work that we are running now. There is good reason for that: we have to avoid stigmatising kinship care, but we also have to ensure that the test works and allows resources to be targeted at those who need it most, given the economic constraints.

Neil Bibby

The financial memorandum mentions savings being made through kinship care because there will be savings from children no longer being formally looked after unnecessarily. What evidence does the Scottish Government have that children are being looked after unnecessarily?

David Blair

That came through in the feedback that we had through the bill consultation. Also, we have been working with Children 1st for a number of years and we funded it to work with about 43 groups around the country specifically to gather useful information about how kinship care works in practice. We used that evidence to guide our policy making in the area.

For clarity—I am confused about this—will financial support be given only to kinship carers who have a formal order in place?

David Blair

Can you clarify what you mean by financial support, because the—

At present, local authorities have discretion to award kinship care payments, whether or not a residency order is in place. Does the bill remove that flexibility?

David Blair

No. At present, the expectation is that the kinship carer of a looked-after child will be entitled to an allowance, which covers a multitude of things. With kinship care orders, we are making that much more specific. We have said—we agreed this with COSLA for the purposes of the bill—that the kinship care order does not automatically extend the previous commitment to allowances for formal kinship carers. The review is looking at that aspect of things.

Okay. Thank you.

Finally, Neil Bibby has some questions on the section on schools consultation.

The section seems out of place. Why has it been included in the bill?

Clare Morley (Scottish Government)

It has been included in the bill, and it is proposed that the matter be dealt with in that way, because the bill provides an opportunity to deal with it quickly. The Government attaches importance to the area and there has been a large delay while the commission on the delivery of rural education considered the issues. Now that the commission has reported and the Government has responded to the report, we are anxious to move quickly. Also, a judicial review concluded recently and the Government wants to move to clarify the legislation. The bill is an opportunity to do that, which is not too far removed from the rest of the bill’s purpose, as it is to do with services for children.

Provisions on the matter will be added to the bill at stage 2. What consultation will there be, or has there been?

Clare Morley

We expect to issue shortly a public consultation paper on the amendments that we will produce. There will be a shorter timescale than the Government would normally like to apply, but we feel that it is important to achieve a degree of public consultation. There will also be arrangements for meeting stakeholders during the summer to carry out as much consultation as possible. That will build on the extensive consultation that the commission on the delivery of rural education did. We feel that the issues have received some airing through that.

So that the committee can plan its work, will you clarify when the results of that consultation and the Government’s response will be available?

Clare Morley

We expect to consult during July and August, and we expect to be in a position to respond and provide detail on the amendments that we will propose in good time for the session that we understand you have scheduled for 26 November to consider the bill after stage 1. The answer is during the autumn.

The Convener

That is why I asked, I suppose, because 26 November seems a little bit late. We have to take evidence on the bill during the stage 1 part of the bill process. Although you intend to introduce the provisions at stage 2, it would be helpful if we could take relevant evidence during stage 1. I am not convinced that it would be helpful for us not to know what is going to be inserted into the bill until after stage 1.

Clare Morley

We will want to allow as much time for the consultation as we can, and we think that that will be during July and August. I expect that ministers will be happy to write to you during September to give you as much indication as they can of what they have learned from the consultation, if that would be helpful.

The Convener

It would be helpful if we could have as much information as possible from the Government as early as possible, because we have to take evidence during stage 1 in September and October. I am thinking of the clerks in particular, as they have to get witnesses in place, and we have to ensure that there is enough time for us to properly scrutinise the bill and take evidence from witnesses. It is a large bill with many different areas and there is a tight timeline for us to do that work as it is, without any additional aspects. I would be grateful if we could get information as soon as possible.

Clare Morley

We appreciate the urgency.

Thank you for coming along this morning and giving us some additional information at this early stage of the bill.

13:00 Meeting suspended.

13:01 On resuming—