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Chamber and committees

Finance Committee, 22 Feb 2005

Meeting date: Tuesday, February 22, 2005


Contents


Efficient Government

The Convener:

We move on to consider item 2, which is to take evidence from the unions on efficient government, including civil service reform. The committee has agreed that it wants to continue monitoring the efficient government initiative; it has also agreed that the issues about civil service reform that were raised with John Elvidge on 25 January should be further explored. Does anybody have any opening remarks to make, or shall we proceed to questions?

Grahame Smith:

I will make some brief opening remarks and pick up on some of the points that we made in our submission. I know that my colleagues in the civil service unions will want to respond in detail on civil service reform.

It is important to emphasise the willingness of the STUC and the public service unions to work with Government and public service employers to achieve improvements in the quality, effectiveness and efficiency of public services. Our involvement in the creation of the best value regime and in the joint future agenda and other initiatives demonstrates that that is the case.

We had initial reservations about the efficient government initiative for two main reasons. First, we feel a degree of cynicism, born of experience of so-called efficiency initiatives that have been more about cuts than about service improvements. We wanted to take time to assess the content and detail of the impact of the efficient government initiative on services and jobs. Secondly, the launch of the initiative was confused by the Chancellor of the Exchequer's civil service reform announcements, particularly in relation to the announcement of 10,000 job losses in Scotland. It was mentioned that they would include areas devolved to the Scottish Administration, but that did not square with the statements made by Scottish Executive ministers that efficient government would not come with a job cuts target.

Those two examples explain why we did not immediately engage at the outset with the reference group that was set up to oversee the efficient government initiative. We took time to explore the detail with ministers and officials and we are now engaging at a strategic level through the Scottish public services forum and seeking ways in which we can co-operate in the implementation of the various initiatives that are identified in "Building a Better Scotland: Efficient Government—Securing Efficiency, Effectiveness and Productivity".

However, a lot of the chasing up on this matter has been done by the unions. If it were not for our taking the initiative to try to persuade Government that we want to work with it constructively, there would be no progress on trade union engagement. "Building a Better Scotland" fails to recognise the important role that trade unions can play in the implementation of the efficient government initiative.

We welcome the fact that the Executive has taken a distinct Scottish approach to public service improvement and the assurances from ministers that there will be no job cuts targets. We also welcome the increased investment in particular areas of Scottish public services. However, our main concern about local government is that there continue to be budget pressures driven by the efficiency assumptions in the recent spending review announcements.

We want efficient government savings to be achieved through reinvestment in service improvement. We do not support the shrinking of the public sector; rather, we want to see its development as a means not of draining or crowding out the private sector, but of supporting and expanding it. There needs to be another side to "Building a Better Scotland" in the form of statements from the various portfolios about where those savings will now be invested to improve services. That is missing and needs to be addressed if we are to be fully convinced that the exercise is about reinvesting in areas in which improvement is demanded.

We want to see the highest standards in employment practice applied in the implementation of efficient government, and that means full and early involvement with the unions on decisions about service change. It also means making comprehensive arrangements for staff training and development and providing enhanced job security and a commitment to no compulsory redundancies. We welcome the presumption against compulsory redundancies that the Executive has announced, but we believe that the Scottish Executive and public service employers should go further and reach an agreement with the unions that no compulsory redundancies should arise from efficiencies achieved through the efficient government initiative. The Scottish public sector should not engage in any initiatives that involve sacking workers, and committing to no compulsory redundancies will help to encourage the workforce and the unions to support organisational change. That is a crucial point for us. Unions and their members do not want to be in conflict with public service employers, but there is nothing more certain to guarantee conflict than if compulsory redundancies arise from efficiency initiatives.

The efficient government initiative emphasises the need for the public sector workforce to become more productive. A key driver of productivity in the public sector, as in the private sector, is fair employment. In the context of the efficient government initiative and improvement in public services more generally, insufficient emphasis is given to the importance of the highest standards of employment practice in order to achieve improvements in public services. Of course, the issue is mentioned in the plan in relation to dealing with change, but not as an initiative in its own right. We think that it demands such treatment.

For example, we do not suggest that the work stream that is identified in relation to managing absence is unimportant, but in that context it is important to consider that reducing absence is about addressing issues such as work-related stress and improving health and safety standards in the workplace. Greater emphasis should be given to those matters, rather than the apparent focus on tackling so-called abuse of sickness arrangements. We identified a whole range of issues in our submission and I am happy to pick up some of those in response to questions from committee members.

The Convener:

Thank you, Grahame. We will look carefully at the identification of savings and at how money will be reallocated. That is part of our central purpose as the Finance Committee.

Before we move on to questions about the efficient government initiative, I will ask a couple of big structural questions. Some would argue that the Scottish public sector is too small to justify a separate civil service, separate structures for local government and the health service and a plethora of public bodies. Do you see any advantages or disadvantages in trying to bring those areas together in a common Scottish public service? Would that represent a positive route forward?

Jim Caldwell (FDA):

I do not believe that it would. Indeed, the evidence that FDA, along with the other civil service unions, submitted directly to the Westminster Committee of Public Accounts dealt with that issue. Although it might be more possible in Scotland and Wales to conduct such an exercise and to have a single public sector, it would be impossible in England because of the sheer size of the sector. However, we believe that such measures would be as organisationally difficult to achieve in Scotland. I think that the permanent secretary to the Scottish Executive said in his evidence that he did not want us to spend years renegotiating terms and conditions throughout the Scottish public sector and wasting valuable time, instead of looking in more detail at other issues on which we could make greater progress and trying to break down the barriers that exist.

As Eddie Reilly has said, we welcome initiatives to move people across public sector boundaries. We have no problem with that; we welcome it. As we have said, we will seek to engage in that and to break down barriers between NDPBs and the civil service. However, we see no great benefits in having a single public sector, which would create problems. The issues that must be dealt with are political rather than organisational. Perhaps that is where the focus of the UK Government and the Executive should be.

Matt Smith:

The convener poses an interesting question, but the idea goes way beyond what I have always thought of as the Scottish Parliament's purpose, which is to legislate. The suggestion that somehow the Parliament should take on board the administration of all those functions runs contrary to the concept of the Parliament.

I was a member of the McIntosh commission, which considered local government. Our findings were produced before the Parliament was established and we said that parity of esteem should exist between local government and the Parliament. To go in another direction would be a great loss to the services and to the democratic process in Scotland.

My trade union and the STUC have examined the different provisions of the services. We are concerned about the constant reorganisation that takes place—to an extent, that deals with the issues that the convener raised. That is why we floated the idea of public service networks, which allow greater sharing within public services without the whole process of reorganisation that is used at present.

My answer to the initial question is that I remain to be convinced and that I would be hard to convince.

The question did not contain the presumption that the Scottish Parliament should take over local government. It was about having a single public service system for employees.

Alasdair Morgan (South of Scotland) (SNP):

The committee probably accepts that reorganisations always have problems—they are a pain. However, what Mr Caldwell said contained a contradiction. I think that he said that he welcomed the breaking down of barriers but that he did not want to break down all the barriers and that he wanted to keep some. Is that a fair assessment?

Jim Caldwell:

We do not have an issue with the mobility of people across sectors—from the civil service into other parts of the public sector and vice versa. The senior civil service increasingly has private sector secondments, which we welcome. However, the division between the civil service and the rest of the public sector in providing support for Government should be retained. The core civil service should remain because of the advice that it provides directly to ministers and the support that it gives the Administration.

You support the present arrangement not because the transition to another system would create problems, but because having the separate systems is desirable.

Jim Caldwell:

That is correct. However, I am aware that several organisations support moving to a single public sector. I simply pointed out that we take the same view as the permanent secretary does. If such a move were seriously on the agenda, one consequence would be interminable negotiations to harmonise pay and terms and conditions in the sector. The national Council of Civil Service Unions believes that it is sensible to have the barrier—that is probably the wrong word; I mean separation—between the civil service and the rest of the public sector and that difficulties would arise if the proposed change took place.

Alan Denney:

The permanent secretary gave in his evidence the strong argument that retaining a UK civil service in which people can transfer between different parts benefits the Executive's work. We strongly support that. We supported that on the Parliament's establishment and we still support it. Many interchanges take place between the various parts of the UK civil service to bring expertise and skills to the government of Scotland. They would be lost if a single public sector structure in Scotland was adopted, because that would remove the UK civil service link.

You anticipated my next question: what would be the advantages and disadvantages of a separate civil service for Scotland?

Eddie Reilly:

My answer to the question might not be helpful, but I will try to answer it anyway. An MSP's researcher recently met me to discuss the problems that trade unions would have if a separate Scottish civil service was created. The answer that I gave him is the answer to the convener's question. The burden of proof is on those who believe in a separate Scottish civil service to argue why that, rather than a change to the current system, is needed. Many people argue for a separate Scottish civil service to undertake functions that the civil service can already undertake or could undertake if current practice were changed.

Before the Scottish Parliament was established, I gave evidence to the Scottish Constitutional Convention and to Labour Party shadow ministers to argue the logical case that the ideal way under devolution to service ministers and the new Parliament was to make the civil service in Scotland accountable to those ministers while remaining part of the home civil service. If it was decided that Scotland should have independence, the argument that the civil service and other bodies should consider their position would have logic.

I have been involved as an official in the civil service trade unions for 26 years and I have seen no evidence to convince me that ministers would gain an advantage from a separate civil service, although it would not be a problem for unions. The burden of proof lies with those who believe—perhaps a bit naively and simplistically—that all of a sudden the world will change when ministers have their own civil service in Scotland that is devoted entirely to them. That is the case now. Civil servants in Scotland who work for the Scottish ministers are accountable to those ministers.

Jim Caldwell:

Although I am sure that I do not need to, I point out that most civil servants who are based in Scotland are still directly accountable to Westminster, rather than to the Scottish Administration.

The Convener:

I will return to the earlier question about a Scottish public service and link it to an extent with local government and health service issues, which I ask Matt Smith to deal with. Several new developments have taken place in social work and health care, such as the establishment of the community health partnerships. Proposals have been made to bring people together with new management structures. From a trade union point of view, how will that work? I seek your comments on the balance between efficiency and disruption in having to renegotiate or develop common conditions of service.

Matt Smith:

Obvious difficulties arise, primarily in relation to conditions of service. Service delivery can be very smooth, but the employees involved can be in a difficult position. For example, people from local government and health service backgrounds who work together through the joint future scheme may do similar jobs on different rates of pay. That issue has yet to be resolved and requires much more discussion. However, that shows that the opportunity for cross-working among services is available at present without the major structural change that I assumed that one of your earlier questions hinted at. Such an approach can happen, although it creates difficulties, which we need to resolve as soon as possible. Nevertheless, the service can be delivered.

Sometimes we ask a question just so that witnesses can put their views on the record.

Do members of the unions that the witnesses represent believe that the efficiency developments can result in improvements in services, or do they think that there is a cuts agenda?

Matt Smith:

There is undoubtedly fear of the threat that the initiative might create. Our members lived through many years of attacks on public servants by previous Administrations—I am not talking about the current Administration. There was a view that somehow public servants do not contribute to the well-being of society, although the opposite is the case. We have witnessed many changes, so there is fear. The approach could be positive, but that positivity—if I may use the word—would be helped if, as Grahame Smith outlined, the right conditions were set, so that there was a guarantee that there will be no compulsory redundancies and an understanding that human resource issues will be properly addressed. Many people who are involved in public services are concerned not just about the future of their jobs but about pensions, about which there is currently a big debate. Such issues are very much to the fore and there is uncertainty.

However, there is also willingness on the part of people who are involved in public services, which is evident from much of the work that has happened. We talk as though the drive for efficiencies in public services were something new, but many members of the committee will know from their experience in public services that it has been going on for many years. Many of our public services are at the forefront of efficiencies in a number of areas, which is demonstrated by the fact that every year the Convention of Scottish Local Authorities holds a ceremony at which it gives awards for excellence in public services.

To return to Mr McAveety's question, many employees remain to be convinced about the approach because there is fear about what happened in the past. However, if the Executive has the right attitude to what the efficient government initiative is really all about, that fear can be overcome.

Grahame Smith:

Members of the committee will understand that we represent democratic organisations and would not be engaged in the efficient government initiative at a strategic level or locally if our members thought that there was a different agenda. We are aware of our members' concerns and fears. As Matt Smith said, the right conditions must be in place. It is not just about giving an assurance that there will be no compulsory redundancies; it is about involving public service workers through their unions in early decision making about service change and putting in place arrangements for training, staff development and other such matters, which can take account of the fears that people rightly have when the way in which they work changes and services change.

Eddie Reilly:

I draw committee members' attention to the submission from PCS, which indicates that a note from our meeting in December with the Deputy Minister for Finance and Public Service Reform has just been agreed. The note goes a considerable way towards substantially reassuring civil servants that the Scottish Executive will not take the Gordon Brown approach to efficient government and say, "Here's the jobs target; we'll come to efficiency later", but will ensure that when savings can be made the money will be reinvested and reallocated to other parts of, for example, the Scottish Executive, local government or the health service. When we publish the note for our members next week, it will reassure them about the approach that the Executive is taking.

If we consider the evidence that the permanent secretary to the Scottish Executive gave to the committee in January, we can see difficulties because there are now a number of blurred lines between the cuts that are identified in the comprehensive spending review, which will not be recycled, and the efficient government initiative that is starting to get off the ground, through which savings will be reallocated. Those difficulties arise against a background in which, now that departmental running costs are being established as the outturn of the statement that the minister made in the "Building a Better Scotland" document, we are being told that there are shortfalls of £1.6 million in year 2 and £7.3 million in year 3. When we meet the permanent secretary in March, we will try to secure an explanation of why, just a few months after the publication of a fairly substantial document, there are shortfalls in departmental running costs. When we understand why the shortfalls have arisen we will seek to impress on the permanent secretary the fact that they should be met from a non-staff-costs budget. We will have a second meeting with the permanent secretary later in March to consider how the civil service can engage positively with the efficient government initiative and how we can deal with the complex picture of UK cuts in departments in Scotland, efficient government and relocation. We were certainly concerned to be told about shortfalls of such magnitude.

Wendy Alexander wants to come in at this point.

Ms Alexander:

I see smiles all round, because committee members and witnesses know that efficient government has been a recent hobby-horse of mine. Grahame Smith's introduction was very helpful, because talk of crowding out is entirely misplaced in the context of Scotland. The issue is how we efficiently spend resources. Eddie Reilly was very persuasive in saying that the case has not been made for having a distinct Scottish civil service and Matt Smith made a helpful point about the fact that front-line members of Unison often want work reorganisation so that bureaucracy can be eliminated.

However, it will not surprise my trade union colleagues to hear me say that it is important to reflect fairly on the Chancellor of the Exchequer's announcement in July. Of course, although in Scotland the initiative has been tagged "efficient government", the commitments in the UK spending review were entitled, "Releasing resources to the front line". The plans in England involved 100,000 gross job losses and 88,000 net job losses, but a promise was made to create 250,000 new jobs—three times as many as would be lost—in the next three years. The new jobs would mainly be in health and education, which would affect Unison members, and the process would start in three weeks' time. Of course, the approach is contingent on Labour's being re-elected; if we have a different Government I presume that a quarter of a million new jobs will not be created and 88,000 jobs will not be lost—

Do you have a question, Wendy?

Ms Alexander:

Yes, I am getting there.

As the witnesses rightly say, there has been confusion in Scotland about what the spending review means. To some extent that is no wonder, because the UK spending review said that a programme "as ambitious" as the one in England would be pursued in Scotland—the phrase has been regularly repeated and mentioned in parliamentary questions in the Scottish Parliament. Given that 70 per cent of the spend in Scotland is on pay, we might assume that in a programme that is "as ambitious" as the one in England, 8,000 jobs in Scotland would be lost and 25,000 created—10 per cent of the figures for England. There is a case for calling a spade a spade. However, after we had spent six months pursuing what "as ambitious" means for Scotland, the document, "Building a Better Scotland: Efficient Government—Securing Efficiency, Effectiveness and Productivity", which we debated in December, suggested that we are committed to efficiency savings at half the level that is being pursued at UK level, which implies that potentially 4,000 jobs in Scotland would be lost and 12,500 would be created.

The start of the process is under three weeks away. In England there is at least clarity and an agenda around which people can start negotiating. If in three weeks' time in Scotland we must embark on seeking 50 per cent of the savings that are sought at UK level and if it is the case that 70 per cent of the Scottish spend is on salaries, are not many of the union members that the witnesses represent terribly anxious about what will happen in three weeks' time?

I think that the process will start in five weeks' time.

It is five weeks—thank you.

Eddie Reilly:

Many of our members in the Department for Work and Pensions are very anxious about the fact that they might be served with a compulsory redundancy notice in the next six months. I assure Wendy Alexander that those workers do not regard being handed a compulsory redundancy notice as "ambitious", nor do they understand that the front-line services that they provide to the most vulnerable people in society in Scotland need to be swept away into remote processing centres, so that the current Chancellor of the Exchequer can balance the books. The first duty of all the witnesses who are here is not to political parties but to the members that we represent and I am in no doubt that our job is to fight for our members' jobs. Had there been proper consultation and discussion with civil and public service trade unions prior to the Chancellor of the Exchequer's announcement to Parliament, a different approach might have been taken not just by the unions but by the chancellor himself.

I would commend to the chancellor at least the way in which Scottish ministers have sought to deal with the position on efficient government. We can argue, as you have done, about whether the cuts are big enough, but many of your constituents will be in jobs that might be cut and they will make up their mind on how they vote in the general election accordingly. Scottish ministers have shown that there is a better way to engage with the workforce and the trade unions that represent them than, in our experience, we have seen at the UK level so far.

Matt Smith:

The committee should be aware that, in addition to our meetings with the committee today and with Scottish ministers previously, we had a meeting with the chancellor last November at which we raised a number of those issues about the different attitudes that are coming across.

On the timetable issue, I share some of Wendy Alexander's concern. In our statement we outlined the need to make progress on the issue and, as Grahame Smith said, we have chosen to do that through the public services forum meeting that is scheduled for March. We have asked for more engagement on the process. At this stage, I do not have the assurances that I require for my members before we could endorse the contents of the statement on efficient government.

Ms Alexander:

I have one follow-up question.

I note that the helpful annex to PCS's written evidence contains the minutes of a meeting with the minister and the permanent secretary, which state:

"Scottish Ministers would hold to their approach of not setting any targets for job losses as a result of the delivery of the Efficient Government Plan or other initiatives".

My desire is to ensure that people are not saying two different things in two different places. The minister seems to have given the unions a very explicit assurance; obviously, we are regularly given assurances that the Executive is embarking on securing 50 per cent of the savings that are being pursued in the rest of the UK. The commitment to reach a target of three quarters of the UK efficiency savings starts in April. Perhaps we need to ensure that the two agendas marry up, given the circumstances that 70 per cent of the Scottish Executive's spend goes on the pay bill. Perhaps the unions can keep us in touch on that issue as we move towards 1 April.

That was less a question than a statement.

Mr McAveety:

We are talking about large-scale transformation, and any such transformation requires incredible sensitivity—for which I am not renowned. We experienced that with best value. If we consider the trajectory of best value in local government, we see that it started off with what one might fairly call initial scepticism, occasional hostility and absolute nervousness but those attitudes shifted, depending on how well the new regime was introduced. A critical element in that shift was engagement with staff and employees. We saw examples of how that was done in different places. However, the outcome of such initiatives needs to be demonstrable to the public as well as to the employees. One problem is that we assume only that different parts of government need to speak to one another, whereas we also need to think about the wider public's view, and experience, of public services.

If the unions believe, as I think that they do, that there is capacity for creating more efficient government at all levels—the expectations for savings will fall as much on Executive staff as on other staff—given that wage bills are such a dominant element of the budget and given that health, education and social work are core elements of local government spend, where do the unions believe it might be worth exploring, in negotiation, how efficiency savings might be achieved? Are there examples of good practice that could drive that forward?

Matt Smith:

I am tempted to suggest cutting back on private finance initiatives as a way of making great efficiency and cost savings but, having made the point, I will not go down that political route this morning.

Our members recognise that changes could be made to areas such as procurement, which has been mentioned as a key issue. However, part of the presentational difficulty lies in the terminology that has been used about front-line and back-room services. Nothing is more offensive to people than to describe their job as less effective or less important to the function because they provide a back-room service. For example, staff who work with medical records have a role that is key to the functioning of the health service, but it is seen as a back-room function. There is a clear commitment to increase the number of civilian staff in the police service to allow police officers to concentrate on what are called front-line services. Such back-room staff are important to the function. The language issue needs to be addressed in the debate.

I believe that we can have a debate about where savings could be made. Over the years, our members have identified areas of waste and inefficiency; they will continue to do that, but they need to have confidence that, in doing so, they will not put their own jobs and future in jeopardy. That is why we return continually to the requirement for agreements that are based on no compulsory redundancies and guarantees for employees' futures.

Eddie Reilly:

Frank McAveety asked for examples. When there was talk of outsourcing the facilities management function from Scottish Executive main about two years ago, the unions made a proposal for a business improvement plan that ended up shedding something like 30 or 40 jobs. The plan involved no compulsory redundancies, was implemented over a manageable timescale and resulted in a substantial saving of millions of pounds for the taxpayer.

It is far better if the workforce is made to feel that, through its unions, it has some ownership of the process. That is how we would like to see the efficient government plan moving forward. I refer the committee to the evidence that was given by the permanent secretary on changing to deliver: it seems to me that certain parts of the senior civil service engage in so much blue-skies thinking that no one can drill down to the engine room where everything is delivered.

On Wendy Alexander's point, there are fears that, having had some degree of fairness brought back into civil service pay by Scottish ministers, we may now be entering a period of public sector pay decline. The committee does not need to ask what our reaction to that will be, as we will certainly do what we can to prevent it.

We need to consider the circle of things. In addition to the moves on civil and public service pensions that Grahame Smith and Matt Smith mentioned, we face the prospect of a period of decline in public sector pay, which might mean that, in five years' time, we will have to fight to close the gap before it becomes so big that it is impossible to fill. In different parts of the public sector, people are confused and unsure about what efficient government and changing to deliver will mean for them. They have no ownership of any part of that process, so morale is going down substantially.

Grahame Smith:

One example of good practice is the centralisation of support services in the health service. Part of the reason why the unions bought into that is that the health service has a sophisticated range of partnership working mechanisms that enable people to engage in that initiative with confidence that it can make progress.

One of our concerns is that unions and staff should be properly involved at the outset as projects are developed and brought forward. For example, we suggested that amendments to that effect should be made to the Executive's guidance on the efficient government fund. Once I had tracked down the guidance—it was not available on the Scottish Executive's website, but I eventually got a copy of it—I found that it contained no reference to the need to engage with unions or staff in conceiving or implementing initiatives. Our anecdotal experience from the modernising government fund is that, unless staff are involved at the outset, initiatives can be introduced on which there has been insufficient consultation with the unions. When those initiatives are then implemented, overcoming the subsequent problems can cause more inefficiency than the inefficiencies that the project initially identified. It is crucial that the workforce is engaged through its unions in the conception of projects as well as in their implementation.

Another point is that we need to see the issue in the round. Efficiency is not just about making savings but about increasing productivity, which can be done by improving employment practices more generally. In our view, fair employment is a key driver to productivity. If public sector workers can see a whole package that involves improvements in their terms and conditions and identifies issues such as health and safety, training and development and family-friendly working, they will be much more ready to buy into and contribute to initiatives that aim to improve services through identifying efficiencies.

Jim Mather:

To a large extent you have anticipated the question that I was going to ask; however, I am keen for the other panel members to chip in. Generally, I am interested in the concerns that you might have about the search for efficiency improvements and the effect that that might have on the quality of service that is provided; on ease of access for users; and on making the working environment more rewarding and stimulating for existing staff members.

Matt Smith:

Ease of access for users is a concern that we have flagged up in other areas. Often, although an allegedly more efficient system—resulting, for example, from the introduction of new information technology—may be helpful and cost effective, it cuts off the link between the individual and the service, which is important in the provision of public services.

In relation to the issues that you raised about persuading people that a more efficient service can be helpful to them, the creation of a better working environment is important. For many years, we have struggled with the issue of low pay in public services. The argument was always that there was no opportunity to offer better pay, although there was a will to do so. If there are genuine efficiency savings to be made, perhaps those savings can be used to address that issue and we can start to tackle the appallingly low rates of pay in many of our public services. It is appalling that the people who provide those services are often in receipt of benefits because of the low level of remuneration that they receive.

Jim Mather:

On the technology issue, how effective are the current arrangements in ensuring that there is a reasonable balance between efficiency, value, quality and equality of access? In particular, has there been any involvement of staff and unions in departmental business re-engineering, using technology and external experience in a positive way to change radically and streamline business processes rather than simply to automate the existing processes, thereby making the operations as good as they can be? That goes back to a point that Grahame Smith made earlier.

Grahame Smith:

I could not comment on that. My colleagues may, through the engagement of their unions' members, know of examples of that happening.

Eddie Reilly:

There is not enough recognition by public sector employers—I am talking not about John Elvidge specifically, but about my experience of some senior civil servants in the Scottish Executive—of the fact that trade unions and workers should be involved in partnership at a strategic level, not just at an industrial level. Too often, the employer limits the agenda to industrial relations business or the effects of their decisions on staff or workers. Not enough recognition is given by the employer to the fact that they ought to engage the trade unions and workers at a strategic level in decisions that are made. However, we have recently got agreement that the Scottish Executive main bargaining unit can have more direct access to departmental management boards, so that we can discuss such decisions at a more strategic level.

The permanent secretary to the Scottish Executive is going to be very busy with us over the next month: he will meet us three times. At the partnership board meeting that we will hold at the end of March, we will want to continue an earlier discussion that we had with him about how the unions can engage on the agenda that you are talking about. When that is done, workers feel that they can have a positive input and that they are not just on the receiving end of changes in the workplace.

Jim Mather:

In practical terms, what can be done to improve the arrangements for involving unions and staff in the development of strategy, especially in the refocusing of resources in line with some of the valuable stuff that we got last year from Nicholas Crafts and the Allander series of lectures? Nicholas Crafts made the point that public services can be a key driver for and a key component of national competitiveness. What could we do to focus efficient government at a more strategic level with heavy union and staff involvement?

Eddie Reilly:

At the meeting that I mentioned—which is one of the three meetings that are scheduled—I hope that we will discuss how the unions can engage with the efficient government process, not least because we want to see where the money will be reallocated as much as you do. We want to see what effect that reallocation is having and whether the money is going to the right area to have maximum effect.

The issue of how trade unions and workers in the public sector can engage more directly with employers is a vexed one. Because there has not been enough acceptance by the employers of the fact that strategic partnership is required, the word "partnership" has been brought into disrepute; perhaps for the wrong reasons, it has lost a degree of credibility. I hope that, in the meetings that we will have in the coming month, we can build that up again.

A project on electronic human resources is about to be launched in the Scottish Executive. The unions have no difficulties with that in principle, and we have accepted the invitation of a seat on the project board that will deal with how the e-HR system can be introduced in the Scottish Executive and perhaps in its internal and external agencies. However, we are concerned that, over the past 12 months, some people have entered senior civil service jobs from the private sector who do not understand the needs of a public sector organisation and have immediately rubbished it, demotivated the staff who are working in certain areas and not got them to buy in. Once that has happened, it is difficult for trade union leaders to sit around the table and ask how we can positively engage. There are obstacles there, as there are to our taking a far more imaginative look at training budgets in public sector areas and engaging in a debate about where re-skilling and upskilling ought to take place.

Grahame Smith:

We have recently established the Scottish public services forum, which gives the unions an opportunity, through the STUC, to engage with ministers at a strategic level on issues across the public services. As we mentioned earlier, that is the route that we have identified to enable us to have strategic engagement on efficient government. However, as has been mentioned, it is important that we begin to identify opportunities for engagement in the various portfolios as well as engagement at a workplace level across the work streams that are identified in "Building a Better Scotland".

It is slightly ironic that, in a debate about the establishment of the Scottish public services forum, ministers proposed that we should involve public service employers in the forum. For the reasons that Eddie Reilly has identified, we were initially reluctant to do that. However, over the past couple of years, we have had extensive engagement with the Executive on social partnership generally and on how the trade unions, the Government and public and private sector employers can engage in debate about strategic policy across the range of policy issues that relate to the economy and public services. The private sector employers indicated that they were not interested in that type of engagement, which was a great disappointment to us because we felt that that type of mechanism had a lot to contribute to the general improvement of the governance of Scotland.

Jim Mather:

Have you done any research on leading private sector employers that have carried out strategic activity involving staff at an early stage and other public service entities—perhaps in other jurisdictions—that have done that? Are there any role models that you can cite to ministers and senior civil servants?

Grahame Smith:

As part of that dialogue, we produced a document that was based on desk research into a range of surveys of practice among private sector employers that had shown massive increases in productivity, for example, as a result of partnership working. Unfortunately, that did not convince the private sector employers that there was something in it for them if they engaged.

We have not lost hope, but we have put that matter on the back burner. We are not going to waste a lot of time in trying to persuade private sector employers that they should come to the table; the opportunity is there for them to do that if they wish. We are more than happy to engage on public service matters through the Scottish public services forum and with public service employers, if they want to work in a spirit of genuine partnership. That means not just listening and consulting; it means the real involvement of workers, through their unions, in decision making. That throws up challenges for us as well as for them, given the responsibilities that they bring, but we have openly indicated that we are willing to take them on.

We have covered some of the ground that we wished to cover, particularly on the issue of front-line staff versus back-office staff, but I believe that Andrew Arbuckle wants to come in.

Mr Andrew Arbuckle (Mid Scotland and Fife) (LD):

I have two short questions. First, do the witnesses feel that the Executive's savings targets are achievable? Secondly, if employers and employees could reach ideal negotiating and strategic levels, would the witnesses be inclined to shift the targets up or down?

Grahame Smith:

On the first question, we have probably not been engaged to a sufficient level of detail to determine whether that is the case. We have given a commitment to engage constructively to achieve efficiencies, but we cannot comment on whether the targets are achievable. Whether or not a more detailed involvement on the part of the unions could produce additional targets is a hypothetical question. Such engagement might result in the identification of areas in which we think the targets are overambitious, as well as of areas in which productivity improvements could be made.

Matt Smith:

If we were able to achieve the level of partnership and engagement that we have suggested we should achieve, we could have joint targets at some future date. However, we are not there at this stage.

Eddie Reilly:

It is important to bear in mind the fact that efficiency savings often do not directly relate to staff cuts. A considerable amount could be done in relation to the amount of money that is spent on private sector consultants in public services. We would like to consider that issue in relation to the Scottish Executive, in the same way that Matt Smith would want to consider it in relation to local government and the health service.

We now move to the subject of performance pay.

Ms Alexander:

That is the convener's cue for me to ask the question that I was meant to ask earlier. Grahame Smith has helpfully answered the question about whether the unions are opposed in principle to centralisation. You pointed out that there is a willingness to consider centralisation where it seems appropriate in the health service and in other areas.

I have been asked to ask about pay and performance. Could you say something about the need for us to consider market rates of pay for public sector workers where there is a tight labour market and where there are shortages? I am thinking in particular of planning. In other words, I would like you to say a few words about how we need to think about market rates of pay in the interests of the public sector.

My second question is probably more problematic. How do we think through the issue of performance-related pay as it concerns public services, with regard to where it might be helpful and where it is not helpful?

Eddie Reilly:

I will deal with the second issue first. Performance-related pay has existed in the civil service for decades. That has led to changes, by negotiation, to performance management systems and so on. The most recent change was in August 2000, when a new performance management system was introduced.

We have not had a problem with considering rates of pay for our members in comparison with the market; it is a matter of getting ministers to pay those rates when they discover that our members are far behind staff outside.

It might be interesting for you to know that we hope to reach agreement on the terms of reference for a pay level survey to consider other areas of the public and voluntary sectors, the UK civil service and the private sector and to establish where existing jobs can be benchmarked against rates of pay in those areas. That survey will inform the pay negotiations in August 2005. However, as Wendy Alexander would expect me to say, there are problems with getting ministers to authorise pay increases.

Is an equality pay audit part of that negotiation agenda for the autumn?

Eddie Reilly:

An equality pay audit?

Yes.

Eddie Reilly:

There has been a second equal pay audit. After repeated efforts, the unions were eventually given the information just a few weeks ago and we have been invited to submit views to the Scottish Executive. I have not yet had the opportunity to see that information, but such audits are done as part of the regular pay auditing process.

Alasdair Morgan:

You said that you have difficulty in getting ministers to pay the rates that you think your members deserve to make their pay comparable with that in the private sector. Have you a rough idea of how much might have to be added to the Scottish Executive budget if it were prepared to pay those rates?

Eddie Reilly:

We have no idea at the moment. We are about to commence the pay level survey. My point is that we cannot constantly be recruiting people. The Scottish Executive is a flagship employer, which looks for the best people to do the job and deliver the service. When pay for the value of their work falls significantly behind the private sector and other parts of the public sector, as the unions believe that it has just now, there will be a retention problem. People will leave and go—

I was not going to argue the point. I was just asking whether you had a rough idea of what it might cost.

Eddie Reilly:

We do not know as yet. I expect—

You would share that figure with us when you—

Eddie Reilly:

The pay level survey has not yet been commissioned, but I expect that it ought to be reporting by early to mid summer. Certainly we want to be transparent about our position as soon as we gather all the evidence.

Alasdair Morgan:

In its efficient government document, the Executive says that it will

"ensure that the benefits of efficiency gains flow to the public."

You say that any cash savings should be reinvested in the expansion and improvement of public services. Do those two things mean the same, or is there a divergence between the positions?

Eddie Reilly:

I think that they mean the same thing. Another part of our written evidence says that our union engages in 20 sets of pay negotiations with Scottish Executive agencies and NDPBs. If that work were to be centralised because only one minister claimed the remit for all those pay negotiations, and if there were only one central set of pay negotiations that left some flexibility for different organisations to match their needs, that would create a saving. We want to have an input to senior civil servants about the areas in which we believe the front line of the Scottish Executive is under-resourced. As well as the financial resources, the human resources would be able to move within the Scottish Executive to improve the level of service that the Scottish Executive or any other part of the public sector gives to ministers or to the taxpayer.

Alasdair Morgan:

In asking that question, I was thinking more about local government because the minister seems to imply that in the two or three years to come, councils should use some of the efficiencies that they can gain to keep down increases in council tax. That means that they are passing on the benefits of efficiency savings to the taxpayer either by reducing taxes or at least by not putting them up as much as they could do. That is not the same as investing the efficiency savings in the expansion and improvement of public services, which is what you said. What do you think of the minister's approach? Do you think that it is valid, or are you unhappy that savings could be used to keep down increases in council tax?

Matt Smith:

I do not want to get involved in the debate about the funding of local government, which is a separate debate that is on-going. However, there is the pressure that you suggest. The efficient government document makes the assumption that money has been lost to local government as a consequence of the settlement. If any area of public service in Scotland is under pressure as a consequence of this and other activity, it is local government. I have concerns about what the future holds two or three years down the line. I would be very concerned if efficiency savings were used merely to address problems with the means of funding, rather than to address the needs of services. You raise important issues, but they are part of the debate about how public services and local government, in particular, are funded in Scotland.

Dr Murray:

My question is about external appointments, to which reference has already been made. It can be an advantage for someone to bring a set of different experiences that might shed a slightly different light on a problem. However, as Eddie Reilly said, people may come in feeling that they are superior to the people who already work in public service, which makes it difficult for them to engage with staff. I understand that there is in Scotland a smaller percentage of external appointments than is the case south of the border. Should there be more external appointments to the civil service? What are the benefits and disadvantages of such appointments?

Jim Caldwell:

As I said, we have no problem in principle with external appointments to the civil service—to the senior civil service, in particular—if such appointments are made for the right reasons. We believe that the skills that are required are, in the main, already in the civil service. Where there is a requirement to recruit specific skills that are lacking—in procurement, for example—we have no problem with external appointments' being made. However, it should not be assumed that there are no professional skills inside the civil service. In Scotland, we are about to engage in the debate on professional skills in government that Sir Andrew Turnbull of the Cabinet Office announced recently. Eddie Reilly made the point that there is a debate to be had about training and development of people who are already in the service not just at senior level, but below that.

Dr Murray:

There is a general issue of skill shortages in Scotland. This may be a leading question in the circumstances, but one reason why people join the civil service is the good pension scheme, which makes up for the fact that pay is often not very good. However, there are proposals south of the border to change significantly the public sector pension scheme. Do you have a view on how recruitment to the civil service might be affected if that advantage were removed?

Eddie Reilly:

Obviously, we have fears about the proposals. You are right to suggest that civil servants and other public servants have over many decades tended to take blows to their pay levels, compared with those of other workers, but they have sought comfort in the fact that when they reach 60 they can at least retire with a reasonable pension. However, it is interesting to note that the average civil service pension is not £20,000 a year, as some people think it is, but about £3,500 a year. That gives members some idea of civil service pay levels.

Recruitment may become a problem, but the issue of civil and public service pensions goes much wider. People feel betrayed because a condition that they had felt was a clear condition of employment when they started work may now be compulsorily removed before they retire. As Dr Murray suggested, people have viewed the pension as making up for many other things that go wrong. However, the current pension issue and many other issues are seriously damaging morale in public services.

Jim Caldwell:

Elaine Murray is right to suggest that the pensions issue will have an impact on recruitment. If we go back to the Scott report, which the Thatcher Government commissioned, and to other reports, we see that civil service pay has been depressed because of supposedly better pensions.

The Government cannot have it both ways—if the Government is to give people a gold-plated pension scheme that can be paid for because of lower salaries, it cannot change that pension scheme without striking a balance in respect of pay. However, it is clearly unlikely that it will strike that balance.

We have uncorked a bottle on a subject on which we could talk for several hours.

I should perhaps declare an interest as someone whose civil service pension will mature after 2013.

The Convener:

I want to ask a final question. The efficient government initiative implies some kind of cross-sectoral co-operation—at least in terms of back-office arrangements, which we have already talked about. We have heard evidence from the Highlands of practical examples of getting tasks done through co-operation among different public sector organisations.

I appreciate what was said at the beginning on the downside of breaking the structures of pay and conditions, but if pay and conditions can be maintained, can you see opportunities in the efficient government initiative for more co-operative working among the health service, local government and the civil service? Could that be helpful and progressive for the opportunities and working circumstances of your members, and for service delivery?

Matt Smith:

Yes, broadly, but the changes will not come about because of efficient government; rather, efficient government will come about because of the changes because the changes are taking place anyway. The efficient government initiative may make it easier for that to happen—if the initiative is successful—but to be successful it must take on board employees' needs. Unless conditions are safeguarded and assured, many difficulties will lie ahead.

Grahame Smith:

As Matt Smith said, long before the efficient government initiative was launched we were promoting the idea of public service networks to identify opportunities for cross-sectoral co-operation in various public services.

Are you saying that, instead of having the efficient government initiative as a financial driver, there ought to be a service-development driver?

Matt Smith:

I would argue strongly for that.

At that point, we conclude our questions. I thank all our witness for coming along and for responding to questions. As we discussed during the questions, we will get additional information from you.

Meeting suspended.

On resuming—