Official Report 133KB pdf
Good morning and welcome to the 18th meeting in 2009 of the Equal Opportunities Committee. I remind everyone that mobile phones and BlackBerrys should be switched off completely, as they interfere with the sound system even when they are switched to silent.
I appreciate the opportunity to provide the committee with evidence on the Scottish Government's work to date on the strategy of the Office of the Commissioner for Public Appointments in Scotland, "Diversity Delivers: A strategy for enhancing equality of opportunity in Scotland's ministerial public appointments process". The Scottish Government continues to work closely with OCPAS in making improvements to the public appointments process, including on diversity and equality. At last month's OCPAS senior civil servants event, the commissioner spoke of the positive and productive relationship that the Scottish Government has with OCPAS. That is also reflected in the latest OCPAS annual report. We are jointly developing the strategy and implementing its contents.
The written submission from the commissioner highlights a number of key achievements. However, it also expresses the commissioner's disappointment at the lack of progress on the part of the Scottish Government in respect of diversity in public appointments. Could you comment on the areas in which she felt that more could be achieved? I wrote to you fairly early on to highlight some of those concerns.
I have seen the commissioner's submission, and I have to say that it does not feel like that from where I am sitting. I think that a lot of progress has been made, although I acknowledge that more progress could be made if greater resources were available in relation to certain aspects of the work that is being done. In general, however, the things that I mentioned in my opening statement—the public appointments hub website, the development of the DVD, the expansion of access through the freephone number and that we now have in place the monitoring and cross-referencing work—are particular strengths.
We will probe some of those issues further as we proceed with our lines of questioning.
I do not doubt the Government's commitment to making progress. Nevertheless, worrying issues are raised in the commissioner's submission, which states:
I am not concerned by the decision to disband the group, because the decision was taken by the commissioner and the Scottish Government. When I read the commissioner's submission, I noted the words,
The committee might wish to pursue that further with the commissioner. Obviously, we take the cabinet secretary's word for how his section sees events as having happened.
I would like to add one further detail to the answer that I have given. The steering group that is referred to in paragraph 7 of the commissioner's submission met last week and agreed a forward plan for year 2 of the implementation of diversity delivers.
That sounds helpful, although it is still slightly worrying that we have different information.
Those are not my words. All I can say to the committee is what I have said before in correspondence with the convener and what I said at the launch of the diversity delivers strategy on 1 September 2008, which I attended on behalf of the Government. The commissioner recorded that in her annual report, which was published some time ago; she said that the
Will the steering group be a positive vehicle for ensuring full and successful implementation of the strategy?
The steering group will be able to capture accurately what it is practical for the Government to implement in a given timescale. If the Government gives a commitment in the steering group to do certain things in certain timescales within the structure that is now in place, it will work with all its energy to deliver on that commitment. We cannot sign up to proposals and targets that, in our heart of hearts, we know will be extremely challenging to deliver, either because of the scale of the challenge involved or the rate of progress that would be required, but I can certainly assure members that we will give and honour commitments in the steering group process.
Was the problem with the implementation group that unrealistic targets were set?
There was an element of that in the approach that was taken in the implementation group, but I am confident that we now have the mechanisms in place to ensure that we can progress an agreed plan. As I said, the steering group met last week, and it has agreed a forward plan for year 2 of the diversity delivers strategy.
I would like to clarify something. In paragraph 6 of her evidence, the commissioner states that, in a meeting in April 2009,
We certainly have to be clear about what we think it is possible to deliver. A myriad of people make commitments on behalf of the Government—
That must be quite worrying.
It is always reassuring, convener.
Fairly aggressive targets were set in the action plan that was laid out for year 1 of the implementation group. As work progressed, we realised that some things were going to take a bit longer to implement than we had all hoped at the beginning. For example, with respect to the website and the monitoring form, there were sometimes information technology constraints, and there had to be quality checks with interested groups. Perhaps the dates that we originally set were a bit too enthusiastic.
I am not entirely sure that adjusting targets to make them achievable is a way of making the progress that we want. I want to be clear about the differences between the implementation group, which ostensibly did what it said on the tin—it implemented the diversity delivers strategy—and the steering group. The final sentence of paragraph 7 of the commissioner's evidence states that the purpose of the steering group
We should be clear. Nobody is asking whether the diversity delivers strategy should be implemented, and no single organisation can implement it. A myriad of organisations is required to progress that agenda through their work, including the Government and other public bodies. The strategy needs to be progressed in that fashion, and we are all focused on implementation. We are debating what is the most effective mechanism for monitoring implementation of the strategy by different players in the public sector. Essentially, the steering group will monitor progress in implementing the strategy. The implementation will be done; we will simply have a different mechanism for supervising the strategy.
Thank you for your helpful explanation. However, the commissioner said in her evidence that the youth reference group is
I can only set out the chain of communication that is in front of me. The Government provided OCPAS with information on 3 May, following a Scottish Government meeting about reference groups with Young Scot on 29 April. We had a response from the commissioner on 5 May, in which she indicated that OCPAS would come back to us with its thoughts, and there was contact on 3 December. As a consequence of that response from the commissioner, the Scottish Government has contacted the Scottish Youth Parliament to take matters forward, so work is proceeding. I stress that the reference groups that have been established were taken forward by the commissioner.
A key concern that the commissioner raised relates to monitoring. In September 2008, the "Diversity Delivers" document set out a clear timetable for developing a new equal opportunities form for public appointments, which would enable analysis of the application pool by extension to various new characteristics, which—this is crucial—could be cross-referenced with information on how far individuals progressed in the appointment round. The timetable said that the form would be developed by the end of last year, piloted at the beginning of this year and introduced in April. However, we are told that the form was introduced in October without a pilot having taken place. That seems to contradict what you told the committee in correspondence in April, which was that data on monitoring would be in place for the full year from April 2009. What is the state of play on that commitment?
The data have been in place from October 2009. We discussed with OCPAS whether we should collect data retrospectively for April to October: we agreed with OCPAS that we would not. That is one of the issues that we were not able to take forward in the agreed timescale.
What caused the slippage?
We simply were not able, because of the resources that were available to advance that issue among other priorities, to make progress in the timescale that had been envisaged. Barbara Allison talked about assumptions about how long it would take to develop aspects of the approach to implementing diversity delivers—some of that work took longer than was envisaged.
The commissioner has also flagged up to us that no system is in place to store or analyse data from the new monitoring forms. What is the state of play on that?
Monitoring forms have from 2 October been stored electronically. We can cross-reference applicants' progress from April 2009. That provision is in place.
You said that you will do that only from October. Are you saying that the commissioner is wrong to say that no system is in place?
We can cross-reference data on applications from April, but we agreed with the commissioner that we would not collect the retrospective data.
Has the full system been up and running since October?
Yes.
The commissioner said in relation to the system:
My understanding is that the system is up and running now.
We are able to provide monitoring information for between April and now for most of the data fields that one would expect. A couple of additional data fields were added in October. Those data fields will not be made retrospective back to April, but we can provide monitoring statistics from April onwards and we can provide the data from the additional fields from October. A system is available that allows us to cross-reference and provide monitoring information, so we are comfortable about our ability to provide that.
Another key area of concern for the commissioner is that the core competency framework for public appointments has not been produced. The Scottish Government agreed to produce it and it was intended to identify the core skills, knowledge and personal qualities that are needed for a board member to be effective. The commissioner said that officials told her recently that Audit Scotland would produce the competency framework, but she understands that Audit Scotland has not discussed the matter with the Scottish Government. There seems to be some confusion and delay. Can you explain what is going on?
Officials started developing the competency framework in January. The first draft was presented at a directors event in the Scottish Government in February, in which an OCPAS representative was involved. As a result of feedback from the event, we continued to develop the work during the summer. At that stage, it was agreed that we would ensure that the work was aligned with the outcome of the forthcoming Audit Scotland report on the role of boards, which is due in March or April 2010.
Who will produce the competency framework? Will it still be the Scottish Government?
It will be the Scottish Government.
It seems that the commissioner has been misinformed, as she was told that Audit Scotland would produce the competency framework. She states in her written evidence that Audit Scotland has advised her that it has not discussed the matter with the Scottish Government. Should we expect some discussions to take place between Audit Scotland and the Government on the subject, or are they living in separate worlds?
Mr Chisholm will appreciate, given his long experience as a minister in the Scottish Government, that ministers must be careful about the degree of dialogue that they have with Audit Scotland on certain questions. One thing on which we all agree in Parliament, across the political spectrum, is that Audit Scotland and the Auditor General for Scotland have pursued an unreservedly dispassionate approach in undertaking their work, regardless of who is in the Administration.
I accept that point, but there seems to be a great deal of misunderstanding between the commissioner, Audit Scotland and the Government about what is going on. However, that is on the record now.
It is on the record.
I acknowledge the hesitant nature of the relationship between a Scottish Government of any shade and Audit Scotland, given Audit Scotland's role. However, all too often there is a system of silo operation across a range of activities that leads to the very thing to which the cabinet secretary referred: the reinventing of the wheel. A certain level of communication must take place in areas of common interest to clarify who is doing what, when and how.
In a sense, you make my point for me. If we were operating in a silo mentality, we would ignore the fact that Audit Scotland will produce a report on the approach of boards in March 2010. We would say, "That is nothing to do with us—it is a different silo. We will press ahead and develop our competency framework". I might then have to appear before the committee in April 2010 and the committee could quite reasonably say, "We have received an Audit Scotland report that is at odds with your competency framework—what are you going to do about that?" I would then have to go back into my silo and construct another competency framework to publish.
Just to anticipate matters slightly—[Interruption.]
Just continue, Mr O'Donnell.
If the Audit Scotland report makes no reference to a competency framework, what is plan B? Will there be a hiatus while the Government draws together a framework? Where would we go from there? Would that delay further the implementation of the diversity delivers programme?
If that happens, we will press ahead with developing the competency framework, because we have given a commitment that we will do that. We have a set of interventions that have been progressed, and we will continue to advance those issues.
My concern relates to what you have said about reflecting on the report and taking a pragmatic approach to the development of a competency framework. In this case, a competency framework would seek to
No; there is most definitely not a vacuum. When I and my ministerial colleagues consider recommendations that are presented to us for public appointments, there is a clear assessment of the competence of individuals. There may be a need to systematise the process and to ensure that a consistent approach is taken across a host of disciplines, but I assure the committee that the question of the competence of the relevant individual is at the heart of the process in every public appointment that we make.
Does that not rather undermine the value of the competency framework? Your comments suggest that a framework would just systematise the process and that everything is fine at present.
I am simply saying that there is always room for improvement in all aspects of such processes. As I said at the outset, we accept the need for us to ensure that our approach to public appointments remains effective and at the leading edge of what people expect from the process. That in itself drives a process of re-examination of the approaches that we take.
I think that we have explored that issue as far as we can. You will have understood from our questioning that we are a little concerned that there has been a bit of slippage. [Interruption.] We look forward to seeing how the programme progresses and to monitoring how the competency framework is taken forward.
Before I ask my main question, I should make the observation that there are circumstances in which people are nominated for public appointments and there are no alternatives. I am thinking of local authorities nominating health board members, for example. The issue also arose some time ago in relation to national park boards. [Interruption.] I ask you to clarify, for the record, that such appointments are not based entirely on competence, despite what you have clearly and rightly stated.
I am acutely aware of the issues around the appointments that are made principally, if not exclusively, by local authorities. However, those appointments are not regulated by OCPAS. I have nominations for public appointments sitting in my in-tray just now, and I assure the committee that there is a competence evaluation at the heart of any such appointments.
In April 2010, OCPAS is due to merge with the Scottish Parliamentary Standards Commissioner and the chief investigating officer. In the light of what you have said previously about joint working, steering groups and so forth, what assurances can the Scottish Government provide that the implementation of diversity delivers will still be at the hub of what OCPAS and the new body do when OCPAS has been merged with other public bodies?
I do not imagine that there will be any issues around the continued implementation of diversity delivers. As I have said, the Government is absolutely committed to the implementation of diversity delivers. When organisational change takes place, people will have other things to think about. Nevertheless, in the grand scheme of things, the merger need not take anyone's eye off the ball in terms of the implementation of diversity delivers.
So, you do not expect any slippage in the timeframe.
We are working in collaboration with the commissioner to put in place—as we have cited in relation to the steering group meeting that took place last week—a credible and deliverable plan for implementation. We will pursue that.
I advise members that we have contacted facilities management in connection with the building noises that have accompanied the meeting this morning. It is hoped that there will not be any more during our evidence-taking session.
Good morning, cabinet secretary. In your opening remarks, you highlighted several positive developments that have taken place, which seem to fly in the face of much of the evidence in the paper that we have in front of us. That is very encouraging. I want to ask specifically about the use of the freephone number and the website, and their role in promoting the work that we are doing. Have the improvements that you mentioned come about as a result of the freephone number and public participation through the website?
Establishing an audit trail that enables us to work out exactly how individuals have heard about public appointments activities is a challenge. It is encouraging that the website has been visited more than 38,000 times since it was launched on 28 May. I do not have any figures for contacts that have been made through the phone line, but we can provide that information to the committee after the meeting. The phone line and website are part of an important awareness-raising exercise that we are pursuing to ensure that a large number of individuals are aware of the public appointments process and can participate in it.
"Diversity Delivers" suggests that we would like one in three adults to have heard about the public appointments hub website. However, I would be astounded if a third of the population of Scotland had heard of the public appointments hub website. It is more important that it is used as a tool to deliver the kind of improvements that the Scottish Government is seeking in public appointments. What role does the website play in delivering those improvements?
If we did not have a website, we would have a bit of explaining to do. Even John Swinney MSP has a website, which colleagues may wish to visit for Christmastide entertainment if the television schedules are not up to much.
No advertising, please, cabinet secretary.
The website is a piece of essential architecture, given that many people obtain their information from the internet nowadays. We must ensure that it is accessible and that people can find information through it. We will also pursue other, wider awareness-raising initiatives. A minister going along to the launch of "Diversity Delivers" was designed to attract wider media focus on the fact that we are trying to change the approach to public appointments. In some of the data, we are beginning to see encouraging trends—they are moving in the right direction—and we must encourage that to continue.
Who would they be?
Reaching that target feels like a bit of a tall order, although I am not saying that we should not aim high. There is a need to ensure that a wider group of individuals in Scottish society are aware of the public appointments process and feel that they are able to participate in it. That is, in essence, the test of the work on public appointments. We must be confident that a broad range of citizens can participate in the process and secure appointments, rather than it being a familiar list of candidates who participate in the public appointments process.
It will be very encouraging if, over the Christmas holidays, when the TV is likely to be bad, there is a huge jump in the number of people visiting the public appointments website looking for something to do.
I hope that that question has helped to raise awareness of the public appointments website, as opposed to the cabinet secretary's website.
I hope so, too, convener. There is an online surgery form on my website—
Enough.
Good morning, cabinet secretary. One of the recommended actions in "Diversity Delivers" is the provision of an education programme for members of the public that would explain the work of the non-executive board members of public bodies. Paragraph 9 of the commissioner's submission, under the heading "Key Achievements", details positive things that have been achieved through the pathfinder education programmes. What progress has the Scottish Government made in addressing that recommendation?
The information on that is in the commissioner's submission, but I might add that Barbara Allison takes part in the monitoring work to assess the development of the mentoring programmes, which are obviously linked to the education activity. We take matters forward through a number of channels—including the Scottish Government directors events that I mentioned earlier—to ensure that those who are involved in the public appointments process are fully aware of the challenges that they need to live up to.
Does Barbara Allison have anything to add to that?
Actually, we discussed this at our meeting last week. The first education programme has been run by Queen Margaret University and a second programme has been scheduled. We discussed last week how we can know whether those who attended the education programme go on to apply for posts and whether they are successful in doing so. Initial feedback from the course was very positive—people enjoyed the course and found it helpful—but feedback from the commissioner was that the attendees tended to be those who might have known about the public appointments system in any case, so the course might not actually be attracting new people. We agreed last week that, after some time has elapsed following the second course, we will ask the attendees from the first two courses whether the course changed their approach to public appointments, whether they then applied for an appointment and whether they were successful in doing so. I think that the trick is to get people to attend the courses who would not normally be interested in public appointments and to link them to mentors who could possibly help them with their applications.
That is a very welcome achievement.
Let me just deal with the position of the different groupings.
Is it possible to measure objectively how the performance of more diverse bodies compares with the performance of less diverse bodies? I realise that that might be difficult to do. Is there any way of measuring that? Do we have data on that?
I do not have any data on that, and it would be inherently challenging to conduct such an exercise objectively. However, the more diverse the boards are, the more reflective they will be of society. Instinctively, one gets the feeling that they will make better judgments and adopt better approaches than they would do if they were not fully representative of our society.
Good morning, cabinet secretary. In certain circumstances, the United Kingdom Government's Equality Bill will allow positive action in recruitment and promotion. Clause 153 will permit an employer to take a protected characteristic into consideration when deciding whom to recruit or promote, but only when the protected characteristic relates to disadvantage or underrepresentation and when the candidates are equally qualified. In other words, the provision will allow positive action rather than positive discrimination. Will the clauses in the UK Government's Equality Bill on positive action in recruitment and promotion result in any changes being made to public appointments by ministers in the Scottish Government?
As I understand it, the Equality Bill relates to employees, and public appointments are not defined to involve employees, so the application of the positive action clauses would not be taken forward in the context of the public appointments process.
So you would prefer to go down a best-practice route rather than a legislative route.
I will not close the door entirely on legislation, but we will certainly look to the Equality Bill to establish where we can take forward best practice. If, as a consequence of that, we consider that we need to resort to legislation, we will give consideration to that option.
Bill Kidd mentioned positive discrimination but, obviously, that is unlawful and will remain so under the bill that has been mentioned. However, the cabinet secretary is saying that people who are subject to public appointments are not considered to be employed or to be employees. Does that mean that positive discrimination would not be unlawful in those cases?
No. I think that positive discrimination is unlawful, whether the people who are being appointed are employees or not. If I have any reason to reconsider that view, I will write to the convener.
Given the figures that have been mentioned, action is needed, and I understand from what you are saying that action will be taken. I just thought that the issue that arose earlier should be clarified.
With regard to the appointments process, we are moving in the right direction. We are by no means at the end of the process—I do not suggest for a moment that we are. Diversity delivers helps us to make progress, because it advertises the fact that we need to emphasise the recruitment of individuals to public bodies.
That concludes our questions. Do you wish to add anything, cabinet secretary?
I have nothing further to add.
I thank you for what has been an informative question-and-answer session on a number of levels, and wish you a happy Christmas.
Meeting continued in private until 11:17.