I welcome to the committee Roseanna Cunningham MSP and our witnesses: Dr Jacqueline Tombs, honorary director of the Scottish Consortium on Crime and Criminal Justice, Professor Antony Duff from Stirling University and, a late addition, John Scott. Thank you for the thorough statement that you provided to the committee. We have about 40 minutes, which is not long. After members have asked questions, I will give you a chance to comment on any burning issues that you feel have not been aired.
I will start with part 1 of the bill. Your submission is relatively critical of the proposals on orders for lifelong restriction. You seem to suggest that such measures can never be justified. Is that a correct summation of your position?
No. We accept that there is a small group of dangerous offenders for whom such orders may be necessary. Our worry is that the provisions are so broad that they put at risk a far larger group than one could justifiably subject to such orders. In particular, our concerns are: the broad list of qualifying offences; the fact that it takes only one offence to become eligible for assessment; the evidence that the assessor can attend to, including alleged offences for which the person was never tried or for which they were acquitted; and the fact that the court needs to be satisfied on the balance of probabilities, rather than beyond reasonable doubt, that the person is dangerous. The specification is too broad.
Given that you consider that the proposals are too broad, how could they be better defined? What offences would you consider to be appropriate?
We would prefer a more tightly defined list of qualifying offences. Serious sexual offences and offences of violence are currently defined in general terms; we believe that they should be defined more tightly. For less serious offences, we would like a requirement for someone to have at least two convictions, rather than one, before they become eligible for a report. We would like tighter controls on the evidence that the assessor can attend to. In particular, the assessor should not attend to alleged conduct for which a person was acquitted. We would like the court to have to be satisfied beyond reasonable doubt, rather than just on the balance of probabilities, that a person is dangerous. That does not rule out such orders altogether—there is still room for them to be made, but in a much smaller class of cases.
Would that help us? Do you have a helpful definition of "serious", given that what counts as serious to one person may not count as serious to another.
Not to hand, no. I could draft one, although not on the spot. The explanatory notes list 20 sexual offences, running from rape through indecent assault, sodomy and importing indecent photographs. The list is huge. I am slightly uneasy once we get beyond rape and serious indecent assault. A violent offence is defined as any offence inferring personal violence, which includes fairly minor assaults. We do not have to hand a definition of "serious", although we could produce one, if that would help the committee.
It would be helpful if you could produce a definition. Given that you are concerned that part 1 of the bill is too widely drafted, any suggestions would be welcome.
I am sorry, we should have done that in advance.
Sorry to put you on the spot like that.
We will produce a definition soon.
We presume that the bill has been proofed to be compliant with the European convention on human rights, but we do not have access to the legal opinion that was given to the Executive. Will John Scott offer us a perspective on risk assessments from the human rights point of view?
Our written evidence mentions some concerns about human rights, which relate to the aspects of part 1 of the bill that Antony Duff mentioned. I do not have much to add to what is in our written evidence or to what Antony Duff said. There are concerns about the sort of evidence that can be taken into account in the assessments. The bill as introduced does not appreciate that even previous convictions are not as straightforward as they seem—the accuracy of records of previous convictions is regularly questioned in courts. If there is a problem with the accuracy of hard information on previous convictions, what chance do risk assessors have of getting accurate soft information on allegations that have not been proved, for example?
On some occasions, the risk to the community that a person poses—regardless of whether they have been convicted of an offence in the past—is so great that the professional opinion from a variety of sources suggests that they are more than likely to commit an offence in future. Do the witnesses accept that such reasons of public safety give sufficient grounds to take action?
In a few cases, yes. It depends on what kind of professional evidence you are thinking about. Cases in which people have a violent disorder are different from cases in which the person does not have a disorder but is still thought to be dangerous. That is an important distinction. I would be uneasy about assessments that were not based firmly on prior convictions for serious offences, although others in the consortium might have different views on that.
I am thinking of cases in which, although the offence for which the person has been convicted is not considered to be serious—however we decide to define that—a pattern builds up and it is more than likely that there will be an escalation and that the person will commit a very serious offence.
Do you mean a pattern of convictions for increasingly serious convictions, which are not yet at the very serious end of the scale?
Let us not beat about the bush. I am talking about cases in which the professional opinion is that the person will murder someone or commit a violent sexual offence at some point, although they have not done so yet. Is not that a reason to take action on the ground of public safety?
I doubt that there is evidence that would allow us to say with confidence that a person—one who does not have a pathological disorder—will commit murder or rape in the future when they have been convicted only of much less serious offences. I am not sure what evidence would make it sufficiently certain that someone will commit a serious offence and would justify locking them up to make sure that they do not do so. We should bear in mind the constant theme from the empirical research that it is hard to give accurate predictions of serious crimes. We are worried that, because there is so much focus on dangerous people, the people who might be caught in the same net will be forgotten.
I support what Antony Duff has said about the empirical research evidence on precautionary sentencing. The available research evidence on preventive detention in England and Wales shows that a range of people who do not commit serious offences and who are not likely to do so—although they might be habitual criminals—are caught in the net. That is the evidence available to us and that is what concerns us. We are okay with that small but difficult group to which Professor Duff referred of people who have demonstrated a pattern of convictions of escalating seriousness and would be available for a risk assessment report.
It is important to remember that risk assessment is not a science, although it is being sold as a science. If you provided a team of experts from different disciplines to say that someone was a serious risk to the public and could commit a serious offence, as a defence lawyer, I could find a team of experts from the same disciplines to say the exact opposite.
We accept that. Are you saying that the authors of the MacLean report got it wrong or are you saying that they got it broadly right but it needs some tidying up?
We accept the principle that we need such provisions for a small group of offenders. I do not know enough of the details of the MacLean report to know how far the bill mirrors it.
The presumption of innocence is one of the cornerstones of Scots law. However, the presumption of innocence has been lost in this case because the individual who is likely to be the subject of one of the orders has committed a serious offence and has been convicted by a court. Therefore, the presumption of innocence no longer applies.
That individual commits an offence on the specified list, but that offence might not be a serious one. The list of offences is broad and the offence that qualifies a person for a risk assessment order might be a minor assault.
Is that true? Last week we took evidence from Scottish Executive officials and we were told that the number of persons likely to be made subject to the orders was minimal—the orders would be restricted to those who committed what we all regard as serious offences attracting a high-tariff sentence.
For a person to qualify for a risk assessment order, the bill requires the offence to be of a sexual or a violent nature, which are defined broadly. Perhaps in practice we might hope for the circumstances to which you refer—the provisions will not be used that widely—but the bill defines the category of qualifying offences broadly and does not capture only those who have been convicted of serious offences.
Do you agree that it would be bizarre if a prosecutor were to apply for, or a judge were to impose, an order in a case of simple assault, for example?
The bill refers to people who show
I have grave difficulties with much of the bill but, on this aspect, there is a right of appeal against any order. Surely that is a safety net.
Not enough of one. The report could be based on alleged criminal conduct of which a person was acquitted. The report will show, on a balance of probabilities, only a likelihood that the person will commit further offences. There are many people of whom that could be true but who are not dangerous.
The witnesses are better qualified than I am to comment on this. Surely those who would be carrying out investigations now have available to them psychological assessments and tests that would determine whether a person had a propensity to violence and whether offending behaviour would recur.
Yes, those are available. However, John Scott made an important and significant point. Risk assessment is not an unambiguous scientific tool. There are many multidisciplinary aspects to the assessment of risk. As Antony Duff said, some of the psychological tests would be more appropriate for people who are mentally disturbed or pathological than for some of the people who might be caught in the net because of the way in which the bill is drafted. If a defence lawyer wanted to challenge some of the psychological tests that are currently used, he would have no difficulty. The MacLean report relies too heavily on psychological testing for risk and not heavily enough on some of the other risk assessment tools that have been developed in social work and health care.
Surely the safeguard is that Mr Scott, for example, would be able to challenge test results.
Absolutely. However, if we create a situation that gives rise to a huge number of legal challenges, with expert witnesses having to be called, we would have to ask whether clogging up the courts in that way was a responsible use of public money. I predict that we would create such a situation if things go ahead as they are.
If I recollect correctly, evidence that we heard last week suggested a maximum of 10 cases a year. That would hardly be fertile ground for a large number of challenges.
The bill contains nothing that would limit the number of cases to 10 a year—in principle, far more cases would be eligible. Given the broad way in which things are defined in the bill, there is no assurance that only that small group would be captured.
Are you opposed in principle to assessing the risk that a particular offender presents to the safety of the public?
No.
So you regard the types of test as unsound and feel that there may be other ways of assessing risk.
We are worried about the tests but also about the fact that they may be used for a certain purpose. We are thoroughly in favour of a risk management authority as a way of doing serious research both on measuring risk and on ways of coping with risk. We are in favour of programmes to help offenders to manage their behaviour after imprisonment. Risk management measures that are carried out in the community seem entirely appropriate and welcome. What worries us is that the kinds of assessment that there would be if a breach was involved might be combined and used to justify indefinite detention instead of being used to generate non-custodial risk management programmes.
From my experience of how the courts work, I think that the risk assessment is more likely to be used as a way of reducing the likelihood of an order for lifelong restriction being imposed. Do you agree that the most persuasive predictor of the likelihood of future offending is the schedule of previous convictions that is in front of the judge?
Yes.
The risk assessment will be an adjunct to the schedule of previous convictions, which will remain the most persuasive predictor. Given those circumstances, do you agree that, at least as often as not, the risk assessment may be used to reduce the impact of the schedule of previous convictions? You seem to assume that the risk assessment will always be used to substantiate that schedule.
I hope that the risk assessments could be used in that way. However, the danger is that many of those who carry out risk assessments, including social workers and psychologists, find themselves in an isolated position. They carry a lot of responsibility because of the weight that is increasingly being attached to their reports.
Are your concerns entirely about the process of risk assessment rather than about other evidence that the judge might have, such as the schedule of previous convictions?
I certainly agree that the schedule of previous convictions will be the main thing. Obviously, there cannot be any quarrel with that.
For all the discussion about risk assessment, the schedule of previous convictions will always be the most persuasive predictor. The list of offences that can be taken into account is wide so that half the previous convictions cannot be eradicated on the basis that they were trivial and therefore unimportant. We might be talking about a pattern of offending that started off with relatively trivial offences but progressed to offences of increasing severity. The relatively trivial offences in the person's history should not be excluded simply because they are not in the list of offences that can potentially help to persuade the court.
There are two separate issues. One issue is the list of qualifying offences—to generate the whole process, the current conviction must be a qualifying offence—and our objection is that the list is too broad. There is a further question about which prior convictions can be introduced as relevant once the judge has received the risk assessment report. We have not said that any and every prior conviction should not be able to be brought in. Our objection is not that all prior convictions of a non-serious kind should be excluded from the court's attention but that the offence that generates both the risk assessment report and the process that makes an order for lifelong restriction possible must be a serious one.
Have you heard of the straw that breaks the camel's back?
Yes.
Could that apply to what might appear on the surface to be a relatively trivial offence? For a particular individual, the current offence might be merely the straw that breaks the camel's back.
That image is not useful in this context. Look at the list of offences. How could lewd behaviour or importing indecent photographs be the straw that breaks the camel's back? By itself, that makes it look like—
I am afraid that we will have to stop on that subject, because we have a few other areas that we want to cover in the time available.
No, although it is one of them. Our reasons are outlined in the "Rethinking Criminal Justice in Scotland" report. In fact, we are disappointed that the bill does not go far enough with the pilot studies that are proposed for that age group.
So your position is that all children up to the age of 18 should be referred to the children's hearings system.
Not necessarily all of them. We would like that approach to be tried with some groups of young people who have not previously been referred to the hearings system. We would like some more imaginative community sentences to be given out, as that has been shown to work in other jurisdictions.
What type of offender are you referring to? Concerns have been expressed that the only sanction for a child who has, say, been a repeat offender since the age of 12 has been to refer them to the adult court system at the age of 16. Members of the public have certainly suggested to me that the adult court system would provide the only sanction that would act as a deterrent. Do you accept that?
I do, but, under the bill, the procurator fiscal still has a pivotal role in deciding whether the young person is referred to one of the pilot projects or to the adult justice system. That safeguard remains.
Could you explain that? You are saying that we would have a chance of reducing offending if 17-year-old persistent offenders who had not previously been in the criminal justice system could be dealt with under the children's hearings system. Why would they stop offending at that age if they were persistent offenders? I do not understand the logic of what you are saying.
There are more in-built, wider supports in the children's hearings system than in the courts. The children's hearings system has a more holistic approach to the problem of offending than the adult justice system does and can take account of more of the factors associated with juvenile offending. Links with other agencies—education, social work and so on—are part of the whole process. The hearings system would be the appropriate place in which to try to integrate a 16-year-old into society for the first time, as the adult court system has to deal much more strictly with standards of legality—the same options are not open to the adult courts.
Finally, are you concerned about the capacity of the children's hearings system to deal with an age group that it has not dealt with before and about whether it has the resources to do so? I presume that you would accept that additional training would be required for the children's panels that are to deal with the new age group.
I accept those points about resources and training for panel members. They would need to be examined.
Although I broadly support a pilot scheme, I am confused by some of the evidence that you have given. You seem to be saying that the panel system is a better vehicle for diversion than the adult court system. I am not sure how that can be the case, given that at present in the case of 16 or 17-year-old offenders, procurators fiscal do not have to proceed those cases to an adult court, but can and do use diversion schemes successfully. We need to look at how to bridge the hearings system at the artificial age limit of 16. As long as diversion and other community disposals are available, it is not important whether hearings happen in the children's panel system or in the adult court system. Do you accept that that is the real issue rather than in which of the two systems it takes place?
I accept that that is part of the issue. However, that is why we included in our submission the point about the best interests of the child being a central matter of principle. That is how the children's hearings system is supposed to operate. The adult criminal justice system is not supposed to operate in that way.
You are right to say that in the children's hearings system it is the best interests of the child that are paramount rather than punishment, which is one of the main criteria of the adult court system. However, given that no young offender under the age of 21 and no first offender can be imprisoned without a social work report, is there not in the adult system an element of the approach that you describe? Although it may not be doing so at the moment, is the adult system not capable of considering those issues and dealing more appropriately with that age group?
It is a matter of the short term as opposed to the long term. Adult courts deal with young offenders in a slightly different way. In the short term, we would rather see the greater protection that is provided at the moment by the hearings system. It is a question of tactics rather than final aims, and relatively short-term tactics will provide the best way forward.
The fact that social inquiry reports require to be called before people under 21 can be sent to detention does not give them a huge amount of protection. Young offenders who have a panel history that includes quite a lot of offending are almost doomed to failure as soon as they enter the adult system. They end up in custody far earlier as a result.
We are coming to the end of the 40-minute period. I would like to have an indication from members who have final questions.
If the offender has a long series of appearances in front of the panel before he hits the adult courts, is that not an indication that the children's hearings system is not working?
That may be an indication that the hearings system is not working and that it needs to be beefed up a bit. It also means that we have not tried hard enough.
How should that system be beefed up? I know that you are talking about DTTOs. Might community service or compulsory detention after hours or at weekends be the answer? What about compulsory grounding?
I am not sure about the specifics of the disposals, but the range of disposals that are available to the panel should be extended.
There are no further questions and I am afraid that we have no more time. I said that I would ask whether you wanted to raise any issues with the committee before you left. Would you like to do so?
I have one point about prior convictions, which relates to part 1. It is said that prior convictions are included as the best predictor of future offending and that they are the right kind of evidence, because people have shown themselves dangerous by their prior offences. If the bill said that risk would be measured by prior convictions unless evidence showed that, despite them, a person was not a risk, it would be a different bill and would be much less disturbing. Prior conviction is central to the assessment of risk. If the bill were changed to say that, many of our concerns would be met. The bill does not give prior convictions that important role, but it should.
It is helpful that you have emphasised that point. I thank the three witnesses for their evidence, which was clear and concise. I also thank you for your statement.
I direct my first questions to ACPOS. Your submission says that enforcement of the proposals in section 43, on the physical chastisement of children, could involve practical difficulties, but notwithstanding that, you generally support any additional measures that would protect children. What are the practical difficulties?
First and foremost, we emphasise that we support any steps to protect children more against assaults. The practical aspects revolve around the potential for a significant number of smacking incidents to be reported to the police. In the main, when that happens at present, no action is taken when that is considered parental chastisement. We support the proposed concept, but we are mildly concerned that it could significantly increase involvement in such investigations.
This might be tangential, but I will reach my point. At present, are police concerned about trivial assaults among adults being reported? Do police feel that they must investigate some allegations—for example, that someone has pushed or assaulted a person—that are a waste of their time?
When a member of the public decides to make a complaint to the police about being assaulted or to report that they have witnessed an assault, we do not consider that to be a waste of time. We are very much led by our requirement to report those matters to the procurator fiscal. It is for the fiscal to decide whether proceedings should be taken. We do not consider that to be outwith our requirements. Although operational officers may at times consider a set of circumstances to be of a minor nature compared with types of serious assault, they—and we, as chief officers—have a responsibility to ensure that we deal with the complaint of a member of the public and report the matter to the procurator fiscal.
If section 43 becomes law, do you anticipate any additional difficulties in the referral to the police of what people might consider to be trivial assaults on children?
There is obviously a likelihood that more work will be required to be undertaken by police officers to investigate the smacking of children under three years. That may be inevitable. However, one of the strengths of policing in Scotland is that we work closely with our partnership agencies and with communities. Common sense is a strong part of policing.
Are you aware of any recent examples of difficulties in enforcing the current law when the excuse of reasonable parental chastisement is given and when the waters become muddied because of that?
I am not aware of such difficulties at the moment, and I am not sure whether my colleague David Strang is. Police forces, working closely with local authority social work departments, have specialised units to deal with such incidents. My force, Central Scotland police, has a family protection unit, and investigates such matters jointly. We have a close working relationship with social work departments with a view to what is in the best interests of both parents and children.
I will ask about section 61 in a second, but I would like to pick up on what has just been said. Is it your evidence that, with the police working as part of a multi-agency approach, there is no current confusion about the common law position and the ability to enforce the common law?
That is correct.
Is that also the position of the Scottish Police Federation?
We think that there is benefit in clarifying what constitutes reasonable chastisement, as that has often been a bone of contention in the court. I do not know how much benefit the stipulation of an arbitrary age would be. As ACPOS colleagues have said, there is the potential for more work to be generated for the police. All reports will be investigated, but we would certainly welcome clarification of what constitutes reasonable chastisement.
The federation's submission is based on section 61. I found it very useful, but very worrying with regard to the bill's potential impact.
Officers who are involved in court security duty have considerable operational police experience prior to their placement in that role. As our submission highlights, that role is very demanding because courts are one of the few places where it is guaranteed that criminal elements will congregate, which means that the pressures are considerable. There is no substitute for experience in dealing with people in difficult situations. Operational policing gives officers a good grounding prior to working in the courts. Dealing with confrontation and being able to talk it down comes only with considerable experience.
I want to ensure that we understand exactly how serious the issue is. Your submission gives an example from Portree in which
Thankfully, the occasions on which physical force is required in courts are fairly limited in number. However, officers use daily their people skills and their operational policing skills to defuse situations. Police officers' presence in court makes people feel comfortable. That does not apply only to the people who are there all the time, such as the judiciary and other police officers. It is vital that we ensure that civilian witnesses and others feel safe when they attend court. Our fear is about that issue. In every court in the country, police officers must use daily the people skills that they have amassed over the years.
Your submission also mentions a possible change in turnkeys' relationship with prisoners. You state that the bill would create an added point of pressure—the added tension that there might be a flash point—where at the moment there is a relatively peaceful relationship.
That is an excellent comment and an ideal way of putting the matter. On many occasions, turnkeys have defused situations in which the arresting officer has appeared in a police station or at the bar with someone who is giving them grief. Turnkeys, by virtue of the fact that they do not have a confrontational relationship with the prisoner because they are simply doing their job, can take a bit of heat out of the situation.
I also want to ask about funding. Two points in your submission are worthy of comment. First, you claim that, unless there is an increase in the budget, the measures will not impact one whit on the provision of front-line policing. That would be a point of concern if such an impact were the policy intention behind the bill. Will you comment on that?
If the new role is introduced, our ability to provide front-line policing will be reduced because police officers offer a flexibility that court security officers could not offer. For example, police officers who are deployed in court are there Monday to Friday—that is their job—but on a Saturday, they can be deployed at a parade in Princes Street or at a football match. If a specific role is created, operational flexibility will be lost.
I would like to ask the Association of Chief Police Officers in Scotland to comment on that subject, in particular on the issue of flexibility. The provision may take some of the flexibility out of the system that allows you to manage resources as best as you can.
I approach the issue with a slightly different emphasis. The provision will introduce enabling legislation. No compulsion is involved, nor is there any intention not to have police officers in courts. I understand the federation's concerns and I share them in respect of risk assessment. If an enhanced risk of violence were perceived in a court case, police officers would be present, as is the case at the moment.
What would you say to the argument that, although the intention behind the provision might be to free up additional police resources, it would not do so? The additional cost of training support staff up to the required level needs to be taken into account. If there were to be no increase in the budget, surely the situation would not stay the same but get worse
It depends on the funding equation. Support staff would cost less than police officers. At the moment, hundreds of police officers in Scotland are tied up in court. By freeing up those officers and replacing them with custody officers, notwithstanding the training costs, there would be a net gain. As a result of employing custody officers, I would expect there to be more police officers out on the street. If that were not to be the case, we would not go ahead with the measure. We will only do so if it is of benefit to the public and to policing in general.
How will you know that there is a net gain? Do you have figures for that?
I am basing that statement on the principle whereby a police officer is replaced by someone who costs less. Even if no additional funding were made available, it would be possible to reinvest funding in providing for additional police officers who could be deployed out on the street rather than being tied up in courts.
To ensure that I understand—
Will you please make the point your last one, Duncan?
The point that I made was that additional start-up costs are involved. Are you saying that there would be an overall saving despite those additional costs? I want to see how that could possibly stack up. What are the figures?
Police officers are more expensive. There would therefore be a net saving that could be reinvested in policing on the street. I am also saying clearly that we would only proceed if that were the case.
I have a point of clarification on your last piece of evidence. What is the percentage of your officers who are tied up in court duties on an on-going basis?
It is difficult to give an exact figure. It varies from day to day and some officers may be involved for only part of the day. Strathclyde police has more than 200 officers who are involved in court duties throughout the week.
What is that number as a percentage of Strathclyde police officers?
Strathclyde police have about 7,000 officers.
I want to be clear about what ACPOS is saying about the provision. Do you believe that the provision will result in a saving to the police force?
There would not be a saving in absolute terms. That is because our budgets are fixed. However, the provision would result in increased flexibility. We would not have to tie up an expensive police officer resource in a job that does not require those skills.
Are you saying that, if there were to be fewer police officers in court, there would be more police officers on the street?
Yes. If we are able to replace 100 police officers with 100 support staff, it would be possible to re-deploy police officers on to the streets. We would go ahead only if we could work out that equation.
We need a firm answer on that. ACPOS's evidence, which is important and weighty, presents a position that, along with that of the Scottish Police Federation, we have to consider very seriously. After all, you are the operational staff. We need to be clear about this. If you are saying that more police officers will be available and on the street, I would like to see some figures for that. What are you saying?
I am saying that the bill would give us the flexibility to employ civilian support staff where appropriate, and the result of that—
Yes—that is a provision of the bill.
Sorry?
That is the point of the bill.
Yes. I am saying that we would welcome that flexibility. The bill does not compel us to take on those support staff, but it allows us to do so where appropriate.
We are trying to understand why you welcome the provisions. We understand that the point is to give chief constables flexibility, but we are trying to establish what good would come of that. The key questions are whether there will be more police officers on the street and whether courts will be safer. Can you give a categorical answer about that?
I can say that we would be able to redeploy police officers to the streets as a result of the proposals. We would still carry out risk assessments on individual courts. If we needed police officers for particular cases, they would be provided. I cannot this morning give you the absolute number of officers that would be freed up, but the net benefit would be that we would have more officers.
We would like to know that figure. If the change does not achieve the outcome of more officers being freed up, there does not seem to be any sense in proceeding with it.
To reiterate what I said earlier, we are not saying that there would not be police officers in the courts. Clearly, there will always be a requirement to have police officers there. The point is that police officers often sit in courts when it is not absolutely necessary for them to be there. Each case will be risk assessed, which will give us the flexibility to employ custody officers there.
I will rephrase my question. With a reduced strength of police in the court system, will the court be as safe a place as it is now—yes or no?
It will be a safe place, yes, but I would say that the question—
Wait a minute—I am quite clear about what my question to you is. Can you say as part of your evidence that the court system will be as safe a place to be with less of a police presence than exists now?
Yes—we would not go ahead with the proposals if that were not the case. The question is whether our police officers should be deployed on the streets or sitting in the court doing a job that does not require their police powers.
I would like some further clarification. Could you give us some figures that evaluate the potential impact of the bill on, say, Strathclyde police? What would you reckon to be the benefits in releasing front-line staff so that they could be out on the streets instead of sitting in court?
I do not have figures for that, but I could ask Strathclyde police to provide them.
Could you submit them to the committee?
Yes.
Are you in a position to give us the number of persons who have escaped from custody over the past two to three years?
I do not have those figures with me now, but I could get hold of them for you.
In my experience, a great number of the police officers who do court duty—and who do an excellent job in diffusing potentially difficult situations—are more experienced officers. Sometimes the officers are less mobile, and many of them have had a health or injury problem. Were those officers to be transferred to full-scale operational duty, there would be a difficulty, because many of them are perfectly adequate to carry out light duties in the court but they might be in some difficulty pounding the beat of the east end of Glasgow, for example.
You put that question very kindly for the officers concerned. We have considered those issues, and we would need to have a phasing plan. However, those points support the argument that we do not always necessarily need someone with the full fitness, skills and powers of a police officer.
Let me take the analogy that you used of the police not being required to attend at a fraud trial. At the trial's conclusion, the judge says, "Stand up. You're going to prison for four years." The accused says, "No, I am not. Bye-bye." Out the door he goes and a postcard arrives from the Costa Brava three weeks later. Is not there a difficulty there?
Yes. That is why the custody officers would need to have the powers that might be required for such a case. We would certainly not go ahead if there were a risk to security and safety in courts.
We will have two final questions on section 61.
I want to seek clarification on the Scottish Police Federation's written evidence, which states:
It is fair to say that, in many cases, the officers do not lack physical fitness, but they may have problems with their diet and so on. For instance, some officers cannot work shifts. If the statement that you quoted conjures up in the mind a picture of somebody who requires the aid of a walking stick, that was not its intention. The statement refers to the fact that the officers might not be able to work the full range of shifts, and to other such operational matters.
I am concerned that the argument about court safety is contradicted by the fact that such police officers are unable to do front-line duties. I do not see how that circle can be squared.
There may well be limitations on what the police officers who are on duty in court can do but, prior to their being deployed, they will have been medically examined by a doctor, who will have said that they are fit to do the job that they perform.
Duncan Hamilton will ask the last question on the subject.
David Strang said that there were two reasons why he might not proceed with using custody officers: first, if he was not convinced that doing so constituted best value: and secondly, if doing so involved any diminution in court safety or the perception of court safety. So that we can get to the heart of the matter, will David Strang provide the committee with the figures on which he has predicated his judgment that the use of such officers would constitute best value? Those figures must take into account all training and start-up costs. Will he provide the committee with those figures?
Yes. I am happy to do that.
Secondly, how does one gauge the risk of diminution of safety in court? How is that risk assessment carried out? The Scottish Police Federation, which purports to represent 98 per cent of the police force, states in its written evidence:
Edinburgh sheriff court conducted a pilot that used civilian custody officers who did not have police powers. Although there were concerns about what impact that would have and whether there would be more unruly behaviour, the conclusion from the pilot was that such problems did not arise. The number of cases in which there are difficulties is small. Thousands of cases in the courts each week have no problems. A risk assessment would be done that would take into account the seriousness of the case, the accused, the likely sentence and so on. That would be done at local level.
Okay. We must stop there on section 61 because I want to leave the last 10 minutes for consideration of the youth crime pilot study. However, Roseanna Cunningham has a question on something else.
I want to ask a question that arises from our earlier evidence regarding children. I have read the ACPOS written submission, which is a model of what I might call deniability. The submission is carefully constructed to give the impression of an increased work load without saying that outright. I ask the ACPOS witnesses for what will be only a guesstimate, as you probably do not have the figures today, on the percentage of minor crime that requires investigation and is reported to the fiscal but does not result in proceedings.
Roseanna Cunningham is right that we do not have figures with us. It is true that many of the minor crimes or offences that are reported to the procurator fiscal are for a variety of reasons not actioned by the fiscal. That is a general statement without figures.
The fact that such crimes are not actioned by the fiscal does not mean that they have not been investigated and that the police have not followed the full procedure.
That is correct.
Based on experience, if the bill is enacted, by how much would the number of police investigations that do not result in proceedings increase?
We could not quantify that, but suffice it to say that we would expect the number to increase because of the bill.
You have nothing that would allow you to guess what the figure would be.
We do not know how the public will react to the proposed provisions on the smacking of children under three.
Do the Scottish Police Federation witnesses have a feel for what will happen if the bill is enacted?
It is difficult to say, but as the proposals have been given some publicity, we agree with ACPOS that the number of complaints is quite likely to increase.
I will move on to the matter of 16 and 17-year-olds, which has been explored. ACPOS expresses serious concern about that, which I assume the Police Federation echoes. Is the current way of dealing with youth crime—even by people under 16—working? I ask ACPOS then the Police Federation to reply.
Do you want a yes or no answer?
I would prefer that.
We want to save our line of questioning on the youth crime pilot study for later, if that is okay.
I want to ask about 16 and 17-year-olds.
You can do that, but George Lyon is going to lead on that, if you do not mind.
Am I allowed to ask my question?
As the convener, I say that we wish to have a 10-minute session on the youth crime pilot study, so I ask you to move on.
It would have been useful to be advised of that. If you are going to do that, it is obvious that I cannot ask my questions.
I said that five seconds ago. Do you have any further questions?
No.
ACPOS suggests that diverting young offenders to the children's hearings system
Our view mainly concerns recidivists—people in that age category who persistently reoffend. We want to ensure that recourse to courts is available to deal with the small minority who are recidivists and who constantly commit crime. If opportunities exist to divert from criminality individuals who are entering the system, and other options are available through the children's hearings system, we would support a pilot study on that and we would support investigation into whether measures to take youngsters in that age category away from more serious crime can be improved. That qualification is made against a background of concern about using the children's hearings process to deal with recidivists.
I want to be clear about that. You are not against the principle of piloting such schemes, but you are concerned about the types of youths who might be directed down that road. Is that a true reflection of your position?
That is exactly the case.
So in principle you are not against such a scheme.
Definitely not.
However, you are concerned that repeat offenders might be directed down that road.
What is important is that there must be proper decision making. My understanding of the bill is that the procurator fiscal would be the master of the instance in deciding what would be the best course for individual cases. ACPOS is keen to support any initiatives that take youngsters away from criminality using other options, but the hard reality is that a minority of people in that age category are recidivists who continue to commit crime. We want such individuals to be dealt with through the courts.
Have you any views on how we should define which youths should be directed into the children's hearings system? The question of how narrow or broad the children's hearings system should be and how many children it should deal with was clearly an issue in the evidence that the committee heard last week. Have you a view on who should and who should not be included in the system? What crimes should be involved?
On many occasions, the youngsters that might come to the fore in that category are those who might be first-time offenders who have committed acts of disorder, breaches of the peace, common assault or vandalism. Our view is that a pilot study would be worth while to see whether there would be any success in providing different options for those individuals, instead of having them enter the adult criminal justice system. Day in and day out, we see youngsters graduate from involvement in those types of quality-of-life offences to more serious acts, which can lead to a proliferation in car thefts or to more serious assaults. ACPOS would support any pilot scheme to try to divert youngsters from criminality.
ACPOS suggests that diverting young offenders into the children's hearings system
We are talking about an increase in reported crime if 16 to 18-year-olds are dealt with under the children's panel system. However, I am not so sure that we are suggesting that there would be more crime committed as a result of that. We would need to consider the success or otherwise of the pilot.
Will you clarify that statement from your written evidence? You will find it in the final paragraph of the section of your submission that deals with part 7 of the bill.
It is true that a high proportion of crime is committed by the 16 to 18-year-old age group, so it could be anticipated that more crime might be committed if proper remedial action were not taken. Although we make that comment, I think that we would need to wait and see the outcome of the pilot.
If I may go back to the question that was asked by Roseanna Cunningham—she will perhaps follow up on this question—is the current system working?
That depends on your definition. It is a fact that a high proportion of crime is committed by people under 21 years of age so, based simply on statistics, it could be said that the system is not working. Looking at it another way, you might say that the children's hearings system has had many successes because it takes into account the interests of the child. It also allows ways to be explored of trying to avoid continued offending. The answer depends on the definition of success. We support children's hearings, but cognisance needs to be taken of the seriousness of the crime or offence. I am sorry that I am not being more definitive, but I cannot be.
Does the Scottish Police Federation have any views on that issue?
Our views are not very different. However, for more than 30 years, the weakness in the children's panel system has been the small group of young offenders who commit a disproportionate amount of crime. That group has as serious an effect on the public as any criminal does. We fear that extension of the provision to 16 and 17-year-olds could exacerbate matters. We are not against diversion from prosecution under certain circumstances, and it does not matter whether the fiscal or the reporter makes a decision, but we would like the presumption to be that, at least when someone reaches 16, they will come against the full rigour of the law in the court system. It is all right if the fiscal or someone else decides to divert them to other measures—I would presume that a value judgment had been made. The public must be protected from a small group of people who are not amenable to any forces that are applied to them by the children's panel. We have seen that for more than 30 years and we think that matters will worsen if the age group is extended.
I would like to clarify that our view of the increase in crime was in respect of recidivist offenders. We would be keen to ensure that such recidivists—the minority to which the Scottish Police Federation refers—are dealt with through the court system.
You referred to first offenders who are 16 and may have been charged with a breach of the peace public disorder offence. You said that you would have no objection to such cases going to the children's hearings system. Have I understood you correctly?
Yes, in general terms, but the procurator fiscal would have to consider the police report that would be submitted in such cases. There are different types of breach of the peace. Group disorder—rowdy behaviour—is the sort of thing to which I was referring.
When you say group disorder, do you mean gang fights?
I mean a group of youths cursing, swearing and causing annoyance in public. A gang fight might be a serious incident that causes considerable fear and alarm. It is important that the procurator fiscal should consider all the circumstances that are reported by the police.
Let us consider group disorder at the lower end of the scale. Would someone who is 17 and has no previous convictions be likely to find himself or herself in court as a result of being charged with such a breach of the peace?
Would he find himself in court?
Yes.
That would be a matter for the fiscal.
I know that it would, but in day-to-day practice, he would not, in all probability, find himself before a court, would he? He would be given one of the existing avoidances of prosecution. Could not he be given a warning by the police or the fiscal, or a fiscal fine?
Yes. Those options are open.
A first offender would not go to court. He might be a first offender because he has no court convictions, but basically only those who have been through the gamut of diversionary processes would be prosecuted for a breach of the peace.
Whether there is an appearance at court, whether the matter should be dealt with through the procurator fiscal service and the courts, whether there is a conditional offer of a fine, a fiscal's warning or whatever depends on interpretation. However, in my view, that is different from a case being dealt with through the children's hearings system.
I want to be clear about what you are saying. Do you feel that it is appropriate that someone who is charged with breach of the peace and who has had the appropriate diversions and opportunities should go through the children's hearings system?
It is appropriate if there exists the potential to put that individual on the straight and narrow through the children's hearings system, which will consider all aspects of the offence that was committed. We must explore ways of discontinuing offending; the pilot project will provide an opportunity to do that.
What other offences might be appropriate for the pilot study? We should bear it in mind that people up to 18 might be involved because, if the children's hearings system orders a period of supervision, that period might go beyond the person's 18th birthday, just as such a period can go beyond 15th birthdays at present. That aspect of the system has been well utilised by many in order to stay out of the adult prosecution system.
The other side of that argument is that the system contributes to discontinuation of offending. There are examples of both aspects. Bill Aitken asked what type of offences might be appropriate for the pilot study: breach of the peace is one. Other suitable offences might be minor acts of vandalism and different types of vehicle crime. We must consider what the right process is to help each individual to avoid continuing to offend. We cannot make generalisations; we must decide for each individual what the outcome of the process should be.
Surely the outcome must be measured against the wider interests of society.
Yes. ACPOS's view is that it is in the wider interests of society not only to provide reassurance and to reduce the fear of crime, but to consider innovative ways of providing other options for youngsters. Youngsters commit a disproportionate number of crimes and we must explore all possible avenues of improving that situation.
How young must a person be to be defined as a youngster? We should bear it in mind that one may get married at 16.
One can be subjected to the whole criminal process from the age of criminality. I think that that age is going to be changed but, at present, 16 is the cut-off age under which youngsters do not go into the court system.
If people are considered mature enough to be married at 16, surely they should take responsibility for their own behaviour and should not be treated like children.
The children's hearings system has many positive aspects, one of which is the consideration of the needs of 16-year-olds, whether they are married or unmarried.
Does the SPF have a view on the matter?
As I said, we are in favour of proposals that would successfully divert people away from the justice system and from prison. However, the public must be protected. The weaknesses in the present children's panel system, which involves only under-16s, would be exacerbated if 16, 17 and 18-year-olds were included. People could carry on in the children's panel system for much longer than they can at present.
I want to be absolutely clear about what you are saying. Are you saying that for the small group of repeat offenders who create most of the problems—every community can identify some of them by name—the present system does not work and does not achieve what it is meant to achieve?
That is correct.
ACPOS agrees.
So the current system does not work for persistent young offenders and extending its use to people aged up to 18 would simply compound the lack of success in that group. Is that your evidence?
That is not my evidence.
The witnesses from the Scottish Police Federation are nodding their heads and you are not.
We are separate organisations.
I know that. You are nodding; do you agree that the system does not work for that group and that an extension would compound that lack of success?
Yes. We agree with that.
Does ACPOS have a qualification to that?
As far as ACPOS is concerned, it is not intended that recidivists who constantly commit serious crimes be dealt with under the children's hearings system.
From your experience of dealing with victims, can you tell us how they might perceive the youth crime pilot study. I am thinking particularly of what you said about group disorder. We have had good local initiatives in my area. For example, elderly people have been scared by nuisance cases; the police have been able to deal with that by rounding up 16 and 17-year-olds and taking them through the adult court system. That has been effective. Has that aspect of the pilot study been considered? Have you any experience of the victims' side?
Police officers deal with group disorder every day in life. It is one of the main issues that come up constantly when we consult our communities. Under the proposed system, we would still round up such offenders and be proactive in trying to reassure elderly people in the community. We also want to communicate to elderly groups the fact that we need to try ways through which to discontinue group disorder. We are not getting to the root of the problem. We are making no impact on levels of disorder. The youth crime pilot study is a way of trying to explore ways of getting to the causal factors to deal with the problem rather than dealing with the same problem every weekend.
Do you accept that, notwithstanding the objective of reducing offending, referral to the children's hearings system is perceived as a soft option?
I understand that perception. It is important that the various stakeholders try to communicate what the bill would like to achieve, which is to provide a better quality of life by reducing reoffending.
I am afraid that we must finish our questions. I offer you the opportunity to say any final words to the committee that you did not have a chance to say during the course of the questioning.
I return briefly to section 61. We have gone around the edges of that matter in our evidence today. Employing police custody and security officers might make slight savings or it might not. However, that section will change the philosophy—and even the constitutional position—in Scotland to achieve its aims.
I thank you for emphasising that point. I thank ACPOS and the SPF for their evidence this morning. It has been helpful and clear.
Meeting suspended.
On resuming—
While members find their seats, I welcome our third set of witnesses. The representatives from the Association of Directors of Social Work include Colin MacKenzie, who is the convener of the association's criminal justice standing committee, Margaret Anderson and Anne Pinkman, who are members of that committee, and Brenda Doyle, who is the convener of the association's children and family standing committee. The representatives of the Convention of Scottish Local Authorities are Diane Janes, who is the sociable neighbourhoods national co-ordinator, and Councillor Ronnie McColl, who is the spokesperson on social work and health improvement. Thank you for coming.
I will start with questions on non-custodial punishments.
The bill creates interim anti-social behaviour orders—that is the bill's only reference to anti-social behaviour orders, which are covered by the Crime and Disorder Act 1998. Such orders are a useful tool for local authorities, as they are not related to tenure. In the past, people tended to think that anti-social behaviour was something displayed by council tenants towards other council tenants. Anti-social behaviour orders moved matters on from relating anti-social behaviour to tenancies and helped to put the issue back into the social order arena. When they are properly targeted, they are useful tools, and local authorities are beginning to use them. Initially, the bigger urban authorities made the running, but now there are examples of the orders being used throughout Scotland. It would be fair to say that Scotland has been more proactive in using the orders than England and Wales have been.
The association has a similar view. Clarity on the issue of information exchange would be helpful, particularly in the light of data protection requirements. We would welcome action that would lead to more speedy court hearings. It is important that such hearings take place as soon as possible after something has happened or while it is happening in a community, so that the matter can be dealt with. The delays that arise do not help the situation.
The bill introduces a power of arrest for breach of a non-harassment order, but there is no specific offence of harassment. Would the creation of such an offence add to the protection of victims?
The ADSW welcomes section 41 of the bill. We have nothing to add to what has been proposed.
The issue is that people are being harassed and are in situations of terror. If the bill gives the police the power to arrest people—which I think it does—that would be helpful because, as I understand it, breach of a non-harassment order is not an arrestable offence; the police can act only if there is a breach of the peace or another incident. The bill will give the police an additional power, which is welcome and which will help victims to feel more secure. We welcome the measure.
It might be worth looking at the English and Welsh Criminal Justice and Police Act 2001, which contains sections on the intimidation of witnesses in civil court proceedings rather than in criminal court proceedings. Anti-social behaviour orders start out as civil orders, but they are a kind of hybrid, because breach of an ASBO becomes a criminal offence, in which case criminal law is appropriate. It might be worth examining the protection of witnesses in civil courts. We have the Protection from Harassment Act 1997—the stalking legislation—but that provides a remedy for which individuals must apply themselves.
Do you have any general comments on the use of non-custodial punishments?
We have several comments on the use of non-custodial sentences. We support the introduction of report monitoring as a condition of probation orders. We have also been encouraged by the success of the restriction of liberty order schemes that have operated to date. We welcome the introduction of such orders as a condition of probation.
We welcome section 42 of the bill, because it will help to complete the broad range of community sentences that are available to the courts. In time, their use should impact on the size of the prison population and help to reduce crime. That is important.
I want to go back to anti-social behaviour orders. We may not have many opportunities to examine that aspect of the bill, so I am pleased to have Diane Janes here, so that we can discuss it.
The provision in the Protection from Abuse (Scotland) Act 2001 to attach a power of arrest to any interdict, not just a matrimonial one, will be very useful. The act came into force in February. I do not know that anybody has used the provision yet, but it is useful because it means that any interdict in the context of an anti-social neighbour will now have more teeth. Some local authorities use interdicts quite successfully and they certainly welcome the provision. It might encourage other local authorities to use interdicts. The virtue of interdicts is that they can be obtained very quickly compared with other legal mechanisms and thus transfer the impetus from the perpetrator back to the local authority that is taking out the interdict. We welcome the provision, but I do not have any examples of its having been used.
Are you saying that the law would have to be adjusted to allow new landlords following large-scale housing stock transfers to get access to anti-social behaviour orders?
To be honest, I do not know that I have thought it through to that extent yet, but I believe that the matter should be examined and research is being done. It might be what needs to be done to make the use of anti-social behaviour orders effective.
That is a helpful point to make.
Generally we welcome the new provisions on orders for lifelong restriction. The key issue is the quality of the early risk assessment. Nobody wants people to be detained when there is no evidence of a continuing risk to the public. We have had some thoughts about how risk assessments could be done and about the possibility of delegated assessors undertaking the work. From our experience of the Sex Offenders Act 1997, we feel that a multidisciplinary model that involves good information sharing across the range of agencies that might be involved with an individual would be able to come up with reasonable risk management plans. We have concerns about a single assessor being responsible for the preparation of risk assessment reports. We would hope that the methods that are contained in the guidance to the Sex Offenders Act 1997 could be replicated for this bill, whether in guidance or by amendment.
What do you mean by multidisciplinary assessment procedures?
Following the implementation of the Sex Offenders Act 1997, comprehensive guidance was issued to all agencies. Although the police have lead responsibility for undertaking risk assessments under that act, the guidance makes it clear that the police are required to consult local authority social work services and any other services that may have information that has a bearing on the level of risk that a person poses.
I move on to part 2. We have not had a chance to air the issue of victim statements. You welcome the introduction of such statements and it would be useful to hear your view on whether they will materially improve the position of victims.
As you said, we welcome the introduction of victim statements. For the first time, victims will have a stake in the criminal justice system. However, the consultation document is confused over the purpose of victim statements, so we ask for clarity—in the bill or in guidance—to prevent victims from becoming disillusioned. Victims' hopes could be raised unwarrantedly.
I hear what you say, but I do not understand. What information should be restricted, and on what basis?
If a victim in an abuse case is required in the statement to provide detailed information about the offence's effect on them and all that information is shared with the accused or the offender, we must ensure that the accused or the offender does not misuse that information. We assume that the information will be provided to the perpetrator after being found guilty or pleading guilty.
How could the information be misused?
The statement could include information about the offence's psychological or physical effect on an individual.
Is not the point of a victim statement to enunciate clearly and publicly the effect of a crime?
Absolutely.
So why should not a person who has been found guilty have access to such a statement?
In an extreme case, the guilty person could get a salacious kick from the information in some victim statements, if a victim were honest about the effect of an offence.
To take another example, is there an issue to do with the rights of those who have been convicted?
Absolutely. A balance has to be struck. We ask for the guidance to take on board consideration of how and when victim statements are made available.
The minister will give evidence later, so I will be able to put the matter to him directly.
Victim statements should form part of a range of information that the sentencer takes on board.
So victim statements should impact materially on the sentence.
Yes, I think so.
That is helpful. Are there any other questions on victim statements?
I hear what the witness says and I acknowledge the sincerity of her view. I will put the converse view and ask for comment. Let us take the case of rape. Two women are raped. One has been profoundly affected and the other has been badly affected. One is particularly articulate and well able to put down in words the effect that the rape has had; the other is less able. It could be the case that the victim who has been traumatised and devastated by the event is the one who is not able to put that into words, whereas the one who has been affected to a lesser extent is able to express the impact. If the sentencer takes a verbatim view of the statements, that could result in a slight miscarriage of justice. Do you agree?
The association hopes that the guidance that accompanies the legislation will provide clear guidelines on how victim statements should be prepared, so that witnesses will not be discriminated against in cases in which they are not as articulate as they could be. It might be difficult for some witnesses to provide a statement, especially a written statement. We must ensure that all witnesses who wish to provide victim statements are given assistance in preparing and providing them.
How do we ensure that the statements are spontaneous—in other words, how do we avoid them having the same effect as ticking boxes on a form? I do not know what the answer is and I wonder whether you have an answer.
The relevant agency and the individuals who are responsible for the collection of victim statements should have clear guidance. Some witnesses might wish to prepare and submit a victim statement independently, but we must ensure that guidance is available for those who seek assistance and guidance. Those who are responsible for collecting or assisting in the preparation of victim statements should also have clear guidelines on how to go about doing that.
The committee would agree with your statement that the purpose is not entirely clear from the provisions of the bill. We hope to clear up part of that issue when we talk to the minister. Your view on whether victim statements should influence sentencing once the policy objective has been established is important. You were slightly cautious in your reply to Duncan Hamilton. I want to be clear that you think that the victim statement should influence sentencing. If that is the case, how far should that go—should the victim express a view about the sentence?
The victim statement should influence the sentence. As I have said, it should be part of a range of information that is available to the sentencer; it should be no more than that.
That is absolutely right. Sentencing should be impartial. The information that is available to the sentencer should comprise a broad range, to allow them to make up their mind. There is an issue about how to frame that. The situation in which an articulate person has a greater impact than an inarticulate person can be avoided through existing advocacy services, which do not put words into people's mouths but help them to explain what they think and to articulate what they want to say. That represents a useful way forward.
That is helpful. Do members have any further questions about victim statements?
We will put to one side the issue of whether victim statements might influence sentences, because I suspect that it would not be useful for us to explore that further. We do not yet know the minister's policy on the matter, so we are in the dark.
The association supports the bill's proposal that victim statements should be taken after offences have been committed. The bill usefully provides witnesses with the opportunity to provide supplementary statements at a later stage. That provision is crucial, because the effects of an offence may not be fully known to a victim in the immediate aftermath of that offence. The effects of an offence may not be apparent for six weeks or three months.
So you assume that victim statements should be taken immediately after an offence has been committed, but that it should be possible to amend them. That would enable victims to update the impact of their statements, but would carry with it the risk of victims' recollection of offences fading or changing.
I did not mean to imply that victims' recollection of offences would fade or change. As the bill indicates, supplementary statements would provide additional information.
Who should take victim statements? If you do not know, it is all right for you to say so.
I do not know.
We will put that question to someone else.
In your submission, you broadly welcome section 44, which makes provision for youth crime pilot studies. You state that such studies will provide us with an opportunity
We would welcome the introduction of pilots to examine how the issue of youth crime can be dealt with effectively. Through the changing children's services fund, some moneys have been made available to councils to develop youth justice programmes and services. That is a positive development in the way in which we deal with young offenders.
From the different authorities that you represent, do you have any evidence of the effectiveness or otherwise of the children's hearings system and the community disposals that are available to it? Similarly, do you have any evidence of the effectiveness of the disposals that are open to the adult court system, which often involve no disposal or deferred disposal without any clear structure, and of the structured community disposals that operate through the adult courts? Which of those approaches is the most appropriate for dealing with youth crime? What are the differences between them?
I listened to the evidence that ACPOS gave and agree that the children's hearings system in Scotland is very good but has had difficulty dealing with older children. Addressing children's needs is not sufficient; we also need to address their offending behaviour.
Local authorities organise their social work services in different ways, and social work could be said to have stopped in a generic sense—except in a few authorities—as we have moved to a much more specialist approach. In the context of the introduction of national standards and of 100 per cent funding for criminal justice social work in the adult system, which has improved disposals and monitoring, does the transition from children's services and disposals through a children's hearings system to the adult system, which allows for probation or community service, present a difficulty as far as resources are concerned?
The resourcing of those developments and of that transition in services would be an issue. The gap between the children's hearings system and adult courts is large. Perhaps we are losing some young people and continuing with their exclusion from society in a way that is helpful neither to them nor to society.
The way in which local authorities choose to discharge their functions would not require a change in the law. Do you see a role for criminal justice social workers in the children's hearings system if those functions were extended?
The approach of many authorities now straddles children's services and criminal justice services. Most authorities take an inter-agency approach to youth justice through their children's service planning process, which involves learning the lessons from our criminal justice colleagues on addressing the offending behaviour, but taking into account the background and needs of the people concerned, who are still quite young, and preventing them from living a life of adult crime in the long run.
I have often heard the contention that the jump from the children's hearings system to the criminal justice system is too great. Why is it okay to have a jump between systems at the age of 18, given that offenders of that age include young offenders who would be dealt with under the adult system at that point, compared with having that jump at 16? What is the important distinction?
From my experience, many young people of 16 are still quite immature, and perhaps it is inappropriate for them to be entering the adult criminal justice system. Their problems could probably be dealt with more positively in the children's hearings system, which would prevent the situation with 18-year-olds that we have discussed. Most offenders at that age are young offenders and young adults.
I understand that, but I am trying to ascertain why we should not extend the children's hearings system to, say, 21. Offending behaviour of the sort that we are discussing goes on well past the age of 18—to the age of 23, I am told. What is the reason for extending the application of the children's hearings system to people aged 18 and not older?
At this point, we are discussing potential enabling legislation and considering other suggestions. This is about a pilot study, rather than setting in stone what we should do. It is a matter of looking at what works.
So if the children's hearings system works for children up to the age of 18, you would say that we should extend it for offenders over that age.
I do not think that that is for me to say at this stage.
I am simply trying to understand the logic of your evidence. If you had charge of the criminal justice social work system and could divert young offenders from crime, why stop at 18? We need an answer to the question why we should support a pilot study that draws the line at 18. Are you saying that, if that were successful, you would not mind if children's hearings were to be extended beyond that age?
As things stand, various options are open to the courts for dealing with young adults who are 18 plus. The issue that we identify is the need for early intervention and for continuing support for 16 and 17-year-olds.
I am sure that we will hear more about that subject, but I am sorry to say that we must wind up at that. Does Colin MacKenzie want to say something to conclude today's session?
I would like to mention four issues that have been touched on briefly, but perhaps not to the extent that we would have liked. I understand that time has been an issue for the committee.
Thank you for that brief summary. I apologise that you have had to cram that in, but your evidence has been useful, especially your evidence on victim statements.
Thank you for allowing us this opportunity to clarify the policy issues on victim statements, the physical chastisement of children and the youth crime pilot bridging scheme.
That is helpful, as is your letter to the committee, which helps considerably to clarify a number of points. However, I am sure that there are further points that need to be clarified.
That is an important purpose. The statements will also give the courts more of a picture of offences and their consequences. The two purposes are not mutually exclusive. I perceive—as have others—a system that, over the years, has not done much to incorporate the victim in its procedures. That has often led to a sense of frustration, in particular, as I indicated, in cases with a guilty plea. If the plea is not guilty, more likely than not the victim will have given evidence—they will probably have been the prime source of evidence—and will have been able to have their say.
The committee acknowledges the importance of the principle, but it is difficult for us to understand whether victim statements will have to have an impact on sentencing, or whether you are giving sheriffs or judges the freedom to decide. If they are given that freedom, will they have to say whether they took into account the victim statement in determining the sentence?
I have tried to make clear the distinction between the victim expressing a view on what he or she thinks the sentence ought to be—which is not the intention of victim statements—and the sheriff or judge giving whatever weight they think is appropriate to what was said by the victim in the victim statement.
You will be aware that last week there was a degree of confusion about this matter. Some of what you said provided clarification, in particular when you said that there is to be no attempt to give a victim the opportunity to express their view on sentencing. I understand that, but you have said that the victim statement might or might not impact upon the sentence.
I hesitate for a moment, as we could sit here all day and debate what "material" means.
In principle, victims will take from what you have said that a statement that they make after the conclusion of a trial would have an impact on the sentence. Are you trying to raise that expectation?
Yes, it would have an impact.
In that case, I want to ask you about how a statement could be challenged. From last week, I understood that there are not yet rules of procedure in respect of how a challenge would operate and on what basis there could be a challenge. Can you tell us whether a statement would be available earlier in a trial? If a statement were taken at the time of the offence, perhaps it would be relevant to the trial. If there were a contradiction between what a victim statement claimed and a statement that was made as part of the prosecution, would it be fair for the defence to use that in evidence? I presume that victims' statements will be relatively pejorative—presumably, that is part of the therapeutic process through which a victim will go. Will not the victim be the last person who will be objective? Should not we have a court system that takes a step back from that? How will an accused challenge a victim statement?
I do not accept that statements will necessarily always be pejorative and I would not expect them to be objective. A victim of crime will say how a crime has impacted on him or her. They might say, "As a result of this injury, I have been off work for the past 10 weeks"—
But they are likely to over-egg matters as opposed to underestimate the impact.
Let the minister finish his answer.
If the victim has not been off work for the past 10 weeks, that would be a factual matter. Crimes affect people in different ways. The same crime may not have the same result in a different victim. I believe that a victim statement is relevant, but I do not accept that making a statement would be abused in the way that is suggested. We are discussing challenges with the Crown Office. I said that, at the moment, there is provision for proof relating to issues that arise in pleas of mitigation where there is an apparent contradiction.
We will need to move on, but we will return to the issue at a later date. Turning to part 7, on the punishment of children, I emphasise to the committee that, at this stage, we are trying to clarify policy objectives, rather than discussing the rights and wrongs of the provisions. The minister will make a statement before we move on to questions.
May I add a final point? The Home Office is not aware of challenges to victim statements in England. That is not to say that such challenges have never been made, but we have checked with the Home Office, which is not aware of challenges being made regularly.
I will begin by asking about the Executive's policy position. Notwithstanding your comments about the provisions that will prevent a guardian or parent using an implement or delivering a blow to the head, I want to ask about what has become commonly known as the smacking provisions. I apologise for using that phrase, but I want to get to the point. Is it the Executive's intention that the police should deal with every complaint made about a parent smacking a child aged under three?
For a start, we are not putting in home guards or allowing people to spy through windows. I am not saying that laws are not broken, but that does not make it any less important to have those laws on the statute book. I also indicated that the police go through a sifting process in respect of the complaints that they follow up and, as with all cases, procurators fiscal and the Crown Office will exercise prosecutorial discretion. Therefore, I do not anticipate that parents who smack a child aged under three will be hauled into court in every case.
I am having difficulty understanding what you mean by a sifting process and the use of discretion. If the law is to be clarified by making it an offence for a parent to smack a child under three, the police will be involved and the parent will have to account for their actions in every case in which there is a complainer. I want to be clear that your understanding of the provisions is that every parent against whom there is a complaint for smacking a child under three will at least be questioned by the police, until the police decide whether to proceed with the complaint. Is that the case?
I cannot say how the police would deal with the matter in operational terms. There is no reason why every case should end up in the courts. The sifting process gives wide discretion. We know of cases in which although the law might have been broken technically, the police or the fiscals decide not to pursue the matter. That happens in other areas of the law, often for good reason. I do not anticipate that aspect of the way in which the system works being turned on its head.
I appreciate what you are getting at.
Let us consider the law on abuse, on which matters are clearer. When complaints that parents have abused their children are made, they have to be investigated by the police. Although some such complaints are undoubtedly mischievous, that does not mean that they should not be investigated. The police will not take the matter forward if they find no evidence of the alleged event.
I do not disagree with what you have said. I am trying to be clear about what terms such as sifting process and discretion will mean in effect if the proposed provision becomes law. From what I can gather, you are saying that in every case in which a parent smacks a child under the age of three and there is a complainer, as part of the sifting process the police will question the parent to decide whether to hold further investigation. Is that the case?
It is properly the case that I cannot answer for the police. If someone were to casually remark to PC Murdoch that Oor Wullie's mother had hit Oor Wullie—an under-three Oor Wullie—as they were walking out of Tesco's because he had been doing something daft, I am not suggesting that PC Murdoch would think that he must follow up on that. However, there will be occasions when some basis will exist for making a complaint. Although the police almost certainly would follow up in such cases, the fiscal would not necessarily prosecute—a warning might be issued, for example. As you well know, a fiscal can adopt other remedies in such circumstances.
I have two points. Would a ban on smacking mean that parents would not be able to lift a hand at all to any child under three? Is there no discretion whatsoever? Is a parent touching a child with their hand a reportable offence?
No, taking a child's hand to cross the road is not a physical assault. The crime would be something that amounts to an assault. We are not creating a new law—there is a law on assault. Every touch is not necessarily an assault. If a kid is about to run in front of a car and the parent puts their hand out, that is not an assault.
I was thinking of a child throwing a tantrum, running one way and being grabbed by the parent to pull them back. That could be regarded as shaking.
If the kid was about to run in front of a car and the parent grabbed the kid, it would not be an assault.
Okay. What evidence is there that the present law does not protect children from real harm? Does the Executive have evidence of unjustified acquittals in Scotland, based on the defence of reasonable chastisement, or of cases that have not proceeded because of lack of clarity in the current legal provision?
One case was drawn to ministers' attention and I referred to that in the letter that I sent to the committee convener. When I asked the Lord Advocate whether there had been cases that had not been prosecuted, he did not know. I am pursuing that with the Crown Office.
I know that there are more questions and we must press on.
Can I clarify that point? Have there been cases where action could not be taken because of lack of clarity in the current provisions, rather than cases that had failed?
I indicated that there was such a case. We are in discussion with the Crown Office about that information.
You said that the Lord Advocate does not know how many cases were not prosecuted as a result of a deficient law—
To be fair, I asked him as he was walking into a Cabinet meeting this morning, so he did not have the figures to hand. As I said, we are in discussion with the Crown Office to see whether we can provide more information on that.
I understand that. Your letter makes clear that there is no central database for such information; in other words, there is no means for us to quantify the problem or discover whether there is a problem.
Section 43 clarifies the circumstances in which the physical punishment of a child will not be reasonable. It is not unreasonable for us to put into statute the provisions in section 43(1), which reflect the factors that were enunciated in A v UK.
With the greatest respect, is that not precisely why under the common-law position—
May I finish the answer? We take the view that a blow to the head is not reasonable, and we are overwhelmingly supported in taking that view by the studies that have taken place, but it puts—
I have to stop you both there.
It puts the circumstances—
Is it not the whole point that the common-law system is more flexible than statute?
Minister and Duncan Hamilton—
No, it is not—
Is that not the whole point?
Both of you, please, we need order.
It is a judgment, convener, and we take the view that a blow to the head is not reasonable. We were overwhelmingly supported in taking that view in the consultation that we undertook, and our view was overwhelmingly supported in all the surveys, scientific or otherwise, that came out subsequently. The bill goes beyond what would exist if it was just down to A v UK.
May I—
I have to stop you there, ministers, because two other members wish to ask questions. I will let you reply.
I will add some facts from the central research—
Just ignore me, everybody.
I am sorry. I thought you asked if I could—
Honestly, please could I have some order. I will try to give ministers their say, but other members would like to contribute. Bear with me, because I am the convener.
I am sorry if I am being characteristically obtuse, but even after all this discussion I have still not established the policy position. A blow to the head is clearly an assault. The courts have determined that. There appears to be no issue with that. The common law of Scotland is clear that judges and sheriffs have made determinations down through the ages on what is and what is not an assault. What is the problem here? In answer to a question from Mr Hamilton earlier, you said that the last thing you want to do is to legislate for every conceivable circumstance. With respect, that is what you are trying to do here.
If I can track—
Richard Simpson wanted to speak earlier. Do you want to reply to that question?
I wanted to respond to an earlier point.
I certainly want to reply to that question. Mr Aitken understated his position in terms of being obtuse or, rather, he overstated it. He highlighted an important point, because he said that it is self-evident that a blow to the head is an assault. With respect, it is not. Under the Children and Young Persons (Scotland) Act 1937, a blow to the head may not be an assault if it is struck by a parent in the course of administering physical punishment to their child.
Before we move on, Roseanna Cunningham wishes to come in. I will allow the Deputy Minister for Justice to have the last word, if he so wishes.
My question may have been answered already, but only partly so. I am intrigued by your evidence that you are not doing anything new in the bill, which explains why questions are being asked. Perhaps I should put my question in a different way. As a result of the bill's provisions, what category of incident do you anticipate will end up as a matter for court proceedings that could not already end up in court under the common law?
If a child, who is known to be and is recorded as a healthy child, is hit on the head and becomes evidently damaged, the courts can act under the present law. However, the problem arises below that level. There are a substantial number of incidents in which children who have been hit on the head are presented to doctors and where the defence is one of reasonable chastisement.
But are those children aged under three?
In those cases, it is difficult to determine whether major damage has been caused by comparing the child's health with what it was before they were hit.
I am going to conclude our discussion on the physical punishment of children on that point. With respect, I do not think that that response answered the question. I also do not think that there is much disagreement with some of the statements that the ministers have made. The only issue that the committee must clarify for the purposes of today's meeting—we do not want to get into an argument today about whether the provisions are good or bad—is why the current law cannot deal with the situation. We need an answer to that question.
I will answer that question and also pick up on the point raised by Roseanna Cunningham. Even allowing for the fact that the courts are obliged to apply tests under the European convention on human rights, a blow to the head of a child of 10, 11 or 12—he does not need to be under three—could, in some circumstances, be deemed to be reasonable. Indeed, that was what happened in the Portree case. The change that the bill will make is that a blow to the head will no longer be legal. The defence of reasonable chastisement would not be available in the circumstances of a blow to the head. That change goes beyond the factors laid out in A v UK, under which there are circumstances—as we saw in Portree—where such a defence would be legitimate.
We need to hear more evidence on those provisions.
I am in the committee's hands.
We will spend the final 10 minutes of the meeting on the youth crime pilot study. Could you clarify—
May I make an opening statement?
All right.
I seek your permission to do so, although I hate to interrupt you again.
Go ahead, please.
The committee asked for clarification of our proposals on youth crime pilots and for a definition of which young offenders will be referred to those pilots. The committee might recall that the Scottish Cabinet's first strategy meeting was on youth crime, which demonstrates the high priority that we have given to the problem.
The purpose of our questioning will be to clarify your policy objectives and the criteria for referral, on which we felt we did not get a clear answer at last week's meeting. At this stage, we cannot make a judgment about whether the provision is appropriate, because we have not taken very much evidence on the matter. I am concerned that to date the criteria for referral have been defined as crimes of dishonesty, petty crimes, non-serious crimes, first-time offenders, immature offenders, minor offenders and those likely to benefit. The criteria for referral are the most important thing that the committee needs to hear from you today. When you state what the criteria are, how can you guarantee that those criteria will be used if the bill is enacted?
The convener will know that on a number of occasions I have gone on the record as saying that it should be minor, petty offenders who are referred. The object of the policy is to ensure that vulnerable, immature individuals who could benefit from the children's hearings system are allowed to do so.
That might be the objective, but once the power is given to the children's hearings system, what is there to prevent it from being extended to other offenders? Are you sure that the provisions, as they stand, mean that the children's hearings system will only ever cover petty offenders?
I do not want to take up too much of the committee's time. Members should consider the eight or nine projects that are running that deal effectively with some of the persistent petty offenders. I refer to projects such as the Matrix project for younger people; the Freagarrach project in central Scotland; the children's hearing interface project—CHIP—in Edinburgh and the projects that are running in Aberdeen, Dundee, North Lanarkshire, South Lanarkshire and Ayrshire. All those programmes are designed to test whether we can get the persistent petty offenders away from the criminal system and they are demonstrating that they are effective.
With respect, minister, that was not the question. I do not doubt what you say about the effectiveness of those schemes. If the bill allows the children's hearings system to deal with those aged up to 18, with whom it cannot deal at the moment, what is there to prevent a further extension of the system to non-minor offences? Are you happy that the provisions will be absolute and as contained as you want them to be?
The provisions will not be absolute because they are focused on the individual rather than on the particular crime. The Lord Advocate's guidelines cover people below the age of 16. I cannot anticipate the Lord Advocate fully, but I expect that his guidelines will also apply as an absolute to the 16 and 17-year-old group. The pilots will demonstrate whether the measures are effective and for which crimes and individuals they are effective. Once we know that, we can say that we want them to be rolled out and we can then be more precise about the groups for whom this approach works. Until the projects that I mentioned are concluded, we will not know which groups will benefit most. Once we know which groups will benefit most, we will use the pilots, for which we will have guidance in place, to target them.
I can give you further assurance, convener. Section 44(1) states:
You must appreciate that, although some of what you say may be reassuring and although you would have to come back to the Parliament to extend the provisions, some of us regard extending the children's hearings system to deal with 16 and 17-year-olds as the thin edge of the wedge.
Yes. There are 192 individuals over 16 years old who are continued in the hearing system at present.
Is your proposal that, if the age goes up to 17 and similar provisions apply, such individuals could appear before children's hearings almost up to the age of 19?
Technically, that is correct. The same provisions would apply under the revised hearing system.
Are you able to provide us with the reassurance—which I think we are all desperately seeking—of a definition of how minor "minor" is?
With reference to what we discussed earlier, not only the nature of the crime is important. There are obviously some absolutes in the matter. The Lord Advocate's current guidance covers that aspect. The effect on the victim and their community is also important. What the individual perpetrating the crime might regard as a minor crime could actually have a serious effect on the victim. Some of the studies that we are doing, such as those that Safeguarding Communities, Reducing Offending in Scotland—SACRO—is running for us, indicate clearly that the restorative and reparative approach that is being taken, which we would make available to the pilots, means that the offender addresses their behaviour.
Would only first offenders normally be dealt with under the new system or would continued and recidivist offenders be dealt with under it also?
At the moment, the average number of offences admitted to by a child who appears before a hearing is just under three. The figures broken down by number of offences show that the number of children before children's hearings who offend between three and nine times is 1,100. The number who offend more than 10 times is just under 800. Those figures have dropped by 15 per cent in the past year.
Will there be any impact assessment, even an informal one, of the effects of an offence or series of offences on a community? There is great public unease about the matter.
I stop you both there. That is a question for the evidence-taking session that we will have with the ministers on the effects of the provisions. We have come naturally to the end of the evidence-taking session on clarifying the policy objectives. We will be able to engage with the ministers further down the line on the provisions of the bill. There are many other issues. We have discussed the three about which we felt that we needed to speak to the ministers at the moment.
This one was not an all-day meeting?
Do you think that that was bad? You have eight hours of it next week.
Meeting closed at 13:33.