We now move on to the main business this morning. The committee will take evidence from four people, in the following order: Dorothy-Grace Elder, the complainer; John McAllion, former convener of the Public Petitions Committee; and Kenny MacAskill and Tricia Marwick, who are the subjects of the complaint.
I am glad that you have pointed out that he is my husband and not my adviser, because after 25 years he has given up advising me. He will pass me papers.
It has been decided that you should give evidence under oath, as I can require you to do under rule 12.4.2 of the standing orders. I remind you that you are here by invitation and that you are not required to answer any questions.
I invite Dorothy-Grace Elder to make an opening statement before we move to questions from the committee.
The case is all about dirty tricks in politics harming the public. I hope that such dirty tricks, which are confined to a minority, can be stopped.
Thank you very much. I will open the floor to questions in a moment, but I will kick off. All the questionnaires in the disputed file appear to be photocopies. Where are the originals?
I asked for an evidence check in March, because corroboration is normal, especially if somebody has had evidence for seven weeks, but the commissioner would not give me an evidence check at that time. Committee members will know that I had to hire a lawyer and push for an evidence check. Thanks to the Standards Committee, I got an evidence check last week, five months after I had first asked for it. There were one or two magazine pieces that I had collected from the Scottish Environment Protection Agency but what I saw, in my hurried check, were photocopies. Moreover, in my opinion, the photocopies were far too clean. The documents could have been photocopied at any time after they were seized. I am not naming names because I am not a forensic expert. However, doubts occur when people are allowed to keep documents for such a long time.
I want to clarify what you have said. Whether or not you have questions about the documents now, were the documents that were handed over to the commissioner photocopies?
Yes—the documents that were handed over by the MSPs.
So were the questionnaires that were in the office of Mrs Marwick and Mr MacAskill photocopies?
I do not know what the documents were like when they were in their office, but not all the documents were photocopies when they left my hands or those of the researcher Mary Spowart, who was looking over them. I do not know whether this is in the commissioner's report—as I am not allowed to see it—but I clearly told the commissioner that a minority of the health returns were originals and that I did not have any copies of the documents in the separate general research pile. There were some original documents in there—letters to me and planning documents, for example—but the photocopies in that separate part of the file were originals in the sense that I did not have copies of them.
You said that a minority of the documents might have been originals. Therefore, the majority of the documents were photocopies.
From what I remember, a large number of documents were photocopies.
If the papers are photocopies, where are the original documents?
At the time, I did not have a full set of the originals, which bugged me. I did not have a full set of health questionnaires, because towards the end of the process it became difficult to cope with the amount of photocopying.
Did you have the majority of the original documents?
I had a lot of the original documents, but not all of them. Because of their confidentiality, I had to get the health questionnaires back, no matter what form they were in. People had names, addresses and telephone numbers of innocent individuals who had handed over the documents. It would not have mattered whether I had 50 sets of health questionnaires. I also wanted to consider comments that people had made that were important to me as a committee reporter. I had written down a lot in little notes and in shorthand here and there—thank goodness—and there was material that was not as confidential. A doctor's report on patients that the patients had given permission for me to see was among the health questionnaires. Such documents must be returned.
How did you manage to complete your report? Did you return to the original documents?
I had the statistics and had taken many notes beforehand, thank goodness. I am a massive note taker. However, I explained to the commissioner that I wanted to see all my work in front of me, as a committee reporter usually would. The process is like a big jigsaw; I told the commissioner that pieces of the jigsaw were missing. I need everything on the table before I start to write, discard and sort through things again—that inspires confidence that absolutely nothing has been missed. As you know, one does not start writing for hours. Everything should be in piles. We are talking about my work, which I needed in front of me.
I would like to pursue the same line of thought. If I were to oppose you in a confrontational argument, I might say that you finished your report without the papers in question and that therefore they were not essential to you. How would you counter that argument?
I would be a bit angry with it. I realise that you are playing devil's advocate, but it is like saying, "Tough, it does not matter that your car was stolen this morning, you still managed to get to Perth by taxi and you weren't harmed," although perhaps £150 had to be paid to make the appointment in Perth. It is like saying, "It does not matter that your wallet's been nicked, because you can get some more money out of the cashline." That does not add up. Someone should not be able to lift someone else's stuff. That person may not know what is missing. The feeling is like being in the aftermath of a burglary.
I want to try to round up what you have said. How much of the jigsaw was missing, and how essential were the missing parts of the jigsaw that you have described?
It was essential to know that I was not missing anything. We had to start downloading stuff. There was European Community material that I had painfully collected and American Academy of Sciences material, which I have still failed to download entirely as it is so huge. I had to get more material in case something was missing. There were many papers and things that I should have had in front of me, such as a letter from one of the contractors.
I need to pursue a couple of points. Was a log kept of the questionnaires as they were received?
Yes.
Who has that log?
I had it at the time. I also passed stuff on to Dr John Curnow, who was the medical adviser on the report.
Did the commissioner ask about the log?
No. He asked nothing about that.
Would checking the material that Tricia Marwick and Kenny MacAskill had against the log have shown up what have been termed as the missing questionnaires or shown what was a photocopy or an original?
I do not remember enough to answer that. I probably needed a log of general paperwork more.
It is fair to say that any member of the public who looked in on this case would be bewildered, to say the least. Before David Steel's intervention, was any compromise suggested at any stage by you to Kenny MacAskill and Tricia Marwick, or vice versa, to try to resolve the situation?
Tricia Marwick and Kenny MacAskill never contacted me or complained after the events happened. They told their researcher that they would return all her possessions within a week. Knowing how volatile they are, I thought that I could work round things for a week, because I was doing lots of other activities, such as running out to Blairingone and Glasgow. I thought that the best way to proceed would be to see whether they came up with the documents. However, they kept delaying on returning their researcher's possessions. They asked her to send a list of items and she asked specially about the Blairingone paperwork, which she had marked as property of the Public Petitions Committee. Her material, but not mine, was returned. They never phoned.
Ownership of the papers is disputed. I know from what you have said and written that your opinion is that the papers belonged to you, whether they were photocopies or originals. Have you received any legal opinion from the police, who were involved, or from your own legal adviser, on the ownership of the papers in law?
I phoned the Parliament's legal directorate a good number of months ago, because normally, it was very helpful. I asked who owns committee papers. I would say that, morally, the committee, the Parliament and whoever has worked on the papers own them. Anything that could have been of use should have been left with the Parliament, because everybody wants Blairingone to continue to be protected. The legal directorate said, "Oh, Dorothy, is this about the standards case? We cannot tell you because we are advising the Standards Committee." I tried somebody in Westminster, who was not very sure, but I do not want to ask Westminster who owns Scottish Parliament papers. It was my work, but it was for this Parliament. It was an agony of work to do.
Roughly how many questionnaires were there?
There were 44 or 45.
You said that some questionnaires in the file were originals, but the rest were photocopies.
Yes. A minority of the questionnaires were originals.
Where is the bulk of the originals? I am a bit confused about that.
I had a large number of the originals, but not the full set, which I needed.
At the time that all this was going on, you possessed those originals.
I had some of the originals, but I had none of the general research. I needed the full set.
Okay, but you had the vast majority of the originals.
Yes, but you will appreciate that I cannot work from just the vast majority.
How many copies were made of the originals?
Copying became difficult, because of the large amount of paperwork. I sent copies to Dr John Curnow in the north of Scotland, who was the medical adviser. Of course, the statistics had to go to him. The statistics benefited Dr Curnow more than me, because he could produce graphs from them, for example. They speeded up his work.
What happened to all those photocopies?
I shredded my copies after I left my Ladywell office, because I simply did not have room by that time.
What has happened to Dr Curnow's copies?
Dr Curnow still has copies, but at the time that the heist happened, it was impossible to get everything back from him. I did not even tell him about the situation then. He was dividing his work between Arbuthnott, which is a small village in Aberdeenshire, and Orkney, where he had been the director of public health. He was taking up a new job in Liverpool and going into Blairingone, and he was on a 10-day contract that was extended to 14 days. I thought about whether I should ask the doctor to copy absolutely everything—44 sets of six pages—when he did not even have a photocopier. I decided not to take a day from his valuable work. I thought, "Nobody else will be bothered. I will get round it some other way." However, he did not have the other research papers, because he did not need them.
I asked that because, in your introduction, you accused Kenny MacAskill and Tricia Marwick of breaching the Data Protection Act 1998 by retaining the papers. Why have they been singled out for that accusation when it is clear that other copies of the same material exist elsewhere?
The copies are not with me. I thought it proper to shred the material, especially after what happened. The other copies are with Dr Curnow, but they are in safe custody with him. He has sent me a letter inquiring about the whereabouts of the paperwork. He is concerned about that.
If you suggest that the copies are in safe hands with that doctor, why were the copies that Mr MacAskill and Ms Marwick had—which the committee now has—not in safe hands? What do you imply about them?
The copies are now in safe hands with the committee, but those people had removed material that was not theirs. How can anyone regard such people as safe hands, whoever the MSPs are? Any MSPs who are not members of the relevant committee and who have lifted something that they repeatedly refuse to return cannot be regarded as safe hands. They were not authorised people and, as you know, people must be authorised to see any private committee paperwork.
You have made your points.
The problem is that every time I ask a question another one occurs to me. You used the words "authorised people". Who authorises them?
I was authorised by the committee, as is anyone who produces a committee report. The doctor was authorised through a parliamentary appointment, which was a short-term appointment at that stage. I was authorised to deal with George Reid, for instance.
Therefore, are you suggesting that you authorised Mary Spowart to hold those papers? Was she an authorised person in that context?
She was an authorised person in the same sense that my assistant Evelyn McKechnie was an authorised person taking the questionnaire round the village. Mary Spowart was able to look at the papers—she had been praised by George Reid. As I said, I went round all the people who had worked on the issue and their assistants. George Reid had praised Mary Spowart's previous work for him about two years ago. She showed me some of that work and it was very good work indeed, although of course George did a mountain of work himself. I gathered from everything that he and others said that Mary Spowart was a responsible person and an experienced environmental researcher.
I have two further questions. You used words like "snatched" and "heist" about the documentation. Is not it the case that the documentation was in the office of Kenny MacAskill and Tricia Marwick, in the desk or cupboard of their researcher?
Yes, as it turned out, but an office in the Parliament should be a safe place for respectable paperwork.
My last question refers to the e-mail that you sent on 27 February, I think, although there is no time on when it was sent. It was sent to Kenny MacAskill and Tricia Marwick and was, I think, the only direct contact that you had with them, or it was the first contact that you had with them.
I cannot remember whether it was an e-mail, but it was a letter.
I am not quite sure how it was sent. It was certainly sent by e-mail, because it has the usual bumf at the bottom about
You are talking to a woman who was fighting a European case, who was running an east-end flooding campaign, who had a vast amount of constituency work to finish, and who was working day and night. Is one supposed to be absolutely angelic when, on top of all that, people heist your paperwork?
Are there any other questions?
I am concerned, but I am not sure that it is within our remit to determine whether the European convention on human rights has been breached, or whether there has been a heist. I am not sure whether it is within our remit to examine anything other than the original complaint under paragraph 9.2.5 of the "Code of Conduct for Members of the Scottish Parliament", which states:
I have the paperwork on that. There is also a private letter from the parliamentary authorities, who cannot reveal much, but which confirms one or two points. Did you ask when the opportunity arose?
When did the circumstance arise in which they could have used the file but did not?
It was at the employment appeal on 21 February. Tricia Marwick referred to an employment appeal when she was here on 25 June. That appeal definitely happened, and took the usual format of appeals in the Parliament—the two sides met the head of personnel at separate meetings on the same day. Quite often, matters are resolved on the day. As the union revealed, that is what happened.
That is the answer to my question. Thank you.
It is in the letter, so you have proof of that.
I have another brief point. You stated that Kenny MacAskill and Tricia Marwick never inquired of you in any way whether the retention of the file would compromise your work as reporter to the Public Petitions Committee. Are you satisfied that you made it absolutely clear to them that, as far as you were concerned, your work would be compromised and you would be put under what you described as a very heavy work load to do the work within the time scale?
The clerk and the convener did so. As I said, I went through the chain of parliamentary authority, because the two MSPs are rather volatile, as you can see, and I thought that if they were at it over this it was far better to deal with the parliamentary chain of authority. Normally, if a clerk asks for something in the Parliament, we hand it over; we do not need to get the convener involved or the Presiding Officer on the job. I decided to act in that way, but they knocked back all those people with refusal after refusal. The offer of a discussion was not even taken up. Mr McAllion said in his letter that he would be happy to discuss the matter with them if there was a problem. If we have a genuine reason to discuss something, we do so. "Parley"—Parliament—is all about talk.
There is a material letter—in this case from the union—which apparently confirms what Dorothy-Grace Elder has said. Should it not be circulated to the committee, if Dorothy is agreeable to that?
Would Mrs Elder like to circulate that letter?
I have files I can give to each member of the committee and to the clerk.
We will photocopy them and circulate them later to committee members.
We have photocopied them.
Thank you.
Yes, on—
Was the case settled before you made your complaint to the standards commissioner?
I made the complaint on 27 or 28 February. The employment appeal was on 21 February. Please bear in mind the fact that I found this out many weeks later. Something that the two MSPs said got me thinking, "When was that employment appeal?" I am a journalist, so it got my nose going. I made my submission on 27 or 28 February. The appeal had happened on 21 February. I did not know about that at all. The lady was not free to talk, because she was under some sort of gagging thing when there was eventually a settlement.
There had been an appeal, but the case was not settled. It was still live and there was still a possibility of action being taken.
You have to read the union's letter. In appeals of this sort, the Parliament adjudicator usually makes a recommendation. I believe from the union—the Parliament adjudicator is not able to tell me such things, although he might be able to tell you—that the Parliament recommended that it was best, for both sides' sake, for them to come to a private settlement. However, the worker had volunteered on the day to go for a settlement—the union confirms that—so my term "moving towards" was possibly underrating events, because she was the person who would have taken up the case. A settlement most certainly occurred. I believe that it was some time later and I believe that the union became concerned that the two were delaying, because the lady was a widow and was left penniless. The case was settled.
On that point, when was the settlement finally agreed? In your statement this morning you said that the appeal against dismissal was agreed to and there was a private settlement on 21 February. Now you are saying that they were "moving towards" a settlement on 21 February. If that is the case, when was the settlement finally agreed to?
Did I say, "was agreed to"?
It might be my poor shorthand. Will you clarify the situation for me? When was the settlement finally agreed to absolutely?
I could not be privy to that date. I know only what the Parliament office's recommendation was on the day. That was what the lady agreed and that is why I used the expression "moving towards". The researcher agreed to a private settlement that day. She agreed that she would go for that. My assumption is that a sum of money would not be mentioned on the day and that there would be a period of negotiation with lawyers and so on. The private settlement is what happened. As the two MSPs had broken employment laws and so on, I do not know whether they paid for the settlement themselves or whether the Parliament did so. I do not know when that was done. The term "moving towards" would be the best expression.
Thank you. I just wanted clarification of that point.
I have a final question. Two members pursued this line of questioning earlier. I stress that we are not here to investigate your conduct. Did you make any conciliatory offer to meet Mr MacAskill and Mrs Marwick half way?
I did not, coming from the point of view that all those people had gone before me and I was getting all this negativity. Had there been the slightest glimmer of non-negativity, I would have been only too happy to do so. Had one of them rung me, even not a bit pleased, and said, "Could you come and see me, please?", I would have belted upstairs to see them. I do not hate these people; I do not go around hating anybody. I disliked intensely what they did, but I would respect their work and I would not have done this to them.
Thank you for appearing before the committee. I also thank your husband, Mr Welsh. Do you want to make a final remark?
I have a copy of everything for you.
Thanks. If you give it to the clerk, we will circulate it to committee members.
Yes, these are unusual circumstances.
Thank you for coming to give evidence this morning. It has been decided that you should give evidence under oath, so I am requiring you to do so under rule 12.4.2 of the standing orders. I remind you that you are here by invitation and are not required to answer any questions.
I believe that you have a few remarks to make on your participation in this event.
I have a very few remarks, because I am working purely from memory; I do not have the access to the documents that I used to have. The first thing that I want to emphasise is that the petition could be described as one of the more high-profile petitions that came before the Public Petitions Committee. It was an outstanding example of how the public petitions process in the Parliament could be used successfully by ordinary people in Scotland to try to achieve something of great concern to them. It was not just the Public Petitions Committee that felt that way. When the petition was first referred to the Transport and the Environment Committee, it took it seriously, launched a report and, through its good offices, forced a change in the legislation.
Thank you very much. We will have questions from the rest of the committee in a moment. However, to start off, can I confirm that the Public Petitions Committee's first approach was an informal one from the clerk, Steve Farrell?
As I understand it, Steve Farrell approached the MSPs privately to ask for the return of the papers.
My correspondence contains a quite positive response to that approach. I believe that there was an e-mail that said that you might get the papers.
Well, we did not. It was reported back to me that we were not getting the papers.
That is right. However, Steve Farrell then wrote a more formal request. At that time, had you heard from any other source apart from Mrs Marwick's e-mail that the MSPs were not going to give you the papers?
It was essentially Steve Farrell reporting back to me. My understanding was that the papers were not being returned, which is why it was necessary for me to write a letter.
Okay. So, by the time that you wrote your letter, you had already tried to establish informal lines of communication and you had now embarked on a more formal process.
Even my letter had not been made public. Although I wrote it as convener of the Public Petitions Committee, we had neither published it nor said anything about it on the record. At that stage, we were still hoping that the issue could be resolved without it breaking into the public domain. We understood that the fact that this kind of thing can go on would be very damaging to the Parliament, never mind the individuals concerned. We did not want that to happen.
Did you personally pick up the phone to Mr MacAskill or Mrs Marwick, or do you know whether the clerk did so?
No.
There was no two-way discussion about how to resolve the issue.
Not really. I did not have any personal involvement in the disputes between Mrs Marwick and her member of staff. In fact, as a member of another political party, I felt that, as far as possible, it was better not to get personally involved and that I should keep writing in formal terms as convener of the Public Petitions Committee.
I have a brief question at this stage, although I might want to come back to the point later. You have mentioned your deep concern that papers that were very relevant to Dorothy-Grace Elder's work had been withheld. When the matter was first brought to your attention, were you aware that the file concerned basically contained photocopies?
My understanding is very much as Dorothy-Grace Elder has already reported: the set of materials that she needed to complete her report was incomplete; some of those materials were in Tricia Marwick's possession; and Dorothy-Grace Elder needed those papers to complete her report properly.
That was the impression that you were under.
Yes.
Right. Does the fact that the report was completed alter your perception of the matter?
Not necessarily. No report is ever complete in the sense that nothing else can be done about it. The report was completed to the best of Dorothy-Grace Elder's ability; it was a good report and was highly valued by other committee members. However, that is not to say that it could not have been an even better report if she had had full access to all the papers that were in the possession of the MSPs concerned.
If I understand correctly, you were concerned about what happened for three reasons. First, it prevented Dorothy-Grace Elder from completing her report as fully or as well as possible. Secondly, there is the issue of principle regarding other people interfering with committee papers. Thirdly, there is the issue of confidentiality, especially in relation to the health information. Is it possible to rank those three issues in order of importance, or all three issues equally important?
That is a difficult question. I think that all three issues are important. As I have said before, the petition was very high profile and we were anxious to do as good a job as possible on it. There is no question that Dorothy-Grace Elder had the Public Petitions Committee's full support throughout the process. We discussed the item in private because we knew that the complaint was outstanding and could not discuss it in public. Although there was some discussion about it in public, I as committee convener tried to stop it under advice from the clerk. However, we were very much behind Dorothy-Grace Elder.
You were quite satisfied that these papers belonged to the committee.
Absolutely. There is no doubt about it. Someone asked earlier about Dr Curnow having copies of the papers. Dr Curnow was appointed by the Public Petitions Committee. He was part of our investigation and he properly had access to those papers. We never gave anyone else permission to seize those papers.
You mention the fact that Dr Curnow had copies of the papers. When it became apparent that Dorothy-Grace Elder was unable to complete her work because she was not sure which originals she did not have copies of, would the Public Petitions Committee have considered contacting the doctor to ensure that a full set of the notes was available, to allow the report to be completed?
We originally tried to get the actual papers back, privately. We failed in that approach. By the time that we came to discuss the matter, time was running out. We knew that this complaint either had been made or was on the point of being made, and the decision was taken to leave the matter until the complaint was investigated. We knew that the issue could not be resolved with the deadline approaching as fast as it was. The most important thing was to get the report out. If the people in Blairingone had found that we could not complete the report, that would have been a disaster. We tried to reach some compromise and decided to await the outcome of this investigation.
I appreciate your views about the importance of possession of the papers. If the members concerned had come back to you and made a case to suggest that they needed to hold on to the papers because of a potential investigation and employment tribunal, would you have been willing to accept a compromise that would have involved either the members' giving you the originals on the basis that they would get them back or their making a further photocopy of the papers that they had in their possession and retaining the items that they believed to be originals? Would you have been satisfied with either of those proposals?
As you can see, in my letter of 25 February I offered to meet and discuss such issues. I cannot say that I would have agreed to whatever the members had proposed, but I would have taken the matter back to the committee and discussed what they were prepared to do. The Public Petitions Committee had no desire to make this a public issue. Our only concerns were to have the report completed and to protect the integrity of the papers that belonged to the committee. We feel that that was not done—sorry, I feel that that was not done. I cannot speak on behalf of the committee, as we have not had a discussion on the matter since the election and I am no longer a member of the committee.
As I understand it, in the opinion of Dorothy-Grace Elder, the committee and you, the questionnaires came into two basic categories: those that were photocopies, of which Dorothy-Grace had the originals, and those that were originals, which were the minority of the 44 or 45—I presume that we do not know how many. It is clearly your and the committee's opinion that having access to all the questionnaires was essential to fulfilling the original remit of the report. What about documents other than the questionnaires? Were they primarily photocopies or were they originals? Specifically, did the doctor in question—whose name I forget, but he came from the north-east—
Dr Curnow.
Did he have access to the other documents or access only to the questionnaires?
I do not think that I could answer those questions. Dorothy-Grace Elder was the reporter and would know the status of the papers. The doctor would also know what he had access to. They were reporting back to us. The report that we got from Dorothy-Grace Elder said that the papers that she required to complete her report properly were being withheld. That is as much as we knew.
On the question of the necessity of the papers, are you in no doubt that all the papers—the documents as well as the questionnaires—were absolutely essential to the completion of the report?
As far as I know, that is the case, but I cannot say that for sure as I have not seen the documentation. I have to trust Dorothy-Grace Elder. Not only I but the rest of the committee trusted Dorothy-Grace Elder's judgment on this matter. There is no question that she was acting in some way as a rogue element in the committee. She acted with the full support of the committee.
Did Steve Farrell and you each or both inform Tricia Marwick and Kenny MacAskill that access to the documentation that they held was essential to the completion of the report?
I did, certainly, and I understand that Steve Farrell did as well. That is what it says in my letter.
As I understand it, the then Presiding Officer suggested that the documentation be photocopied so that Tricia Marwick and Kenny MacAskill would have the documentation that they allegedly needed for the industrial tribunal and the committee would have the papers that it needed. If that compromise had been suggested to the committee, do you think that the committee would have accepted it?
I cannot say. That compromise was never offered.
Would you have accepted it?
Possibly. It would depend on the nature of the information that was given to me about the status of the industrial tribunal, which I was not involved in at all. I would have had to report back to the committee members and only they can say whether they would have accepted that compromise. However, it is true to say that every effort was made to reach a compromise. There was no desire on the part of the Public Petitions Committee for the complaint to reach this stage. We wanted the issue to be resolved quietly, behind the scenes, and the report to be completed.
In response to one of Alex Neil's questions, you confirmed that it was the committee's view and your view that only a small proportion of the documents were originals, the rest being photocopies. Would it be fair to say that that was simply you reflecting a fact that you had been told by Dorothy-Grace Elder and which you had no reason to disbelieve?
Yes.
You talk about good practice and not letting papers get into the hands of other members. Do you think that it was good practice for the papers to have been given to a researcher who not only was not Dorothy-Grace Elder's researcher but was a researcher for members of a party that Dorothy-Grace Elder had left?
I do not think that the party that the member belongs to has any bearing on this matter. The Public Petitions Committee was the only committee I served on in which party politics never entered into the proceedings. There was no consideration of which party members belonged to; the only concern was to look after the best interests of the petitioners in an attempt to ensure that they got a fair deal. I understand that the researcher in question was a properly accredited parliamentary researcher who had been directly involved with the petitioners in her past work. I would therefore have thought that she would have been a proper person to do some of the collation work that Dorothy-Grace Elder needed help with.
In the second paragraph of your letter to Tricia Marwick, you say that you have been informed that the documents are being retained by her
Steve Farrell drafted the letter for me. We meant to convey that we knew that the matter was an internal SNP matter that related to the sacking of someone who had worked for the SNP, that was all. As I understood it, the researcher had worked for a member of the SNP, not the party itself—by suggesting that she was employed on behalf of the SNP, we were using shorthand. The sentence is not meant to say anything about the party. It does not have any great meaning.
I wanted to clarify that because I do not think that the girl worked for the SNP as such.
No, she worked for an SNP member.
As you said, however, the party to which a member belongs does not matter with regard to this issue.
That is correct.
I thank John McAllion for giving evidence this morning.
Meeting continued in private.
Meeting continued in public.
I thank members of the press and the public for their patience. We will now take evidence from Kenny MacAskill and Tricia Marwick. I thank both members for joining us.
I understand that Ms Marwick wishes to make a statement first. That will be followed by Mr MacAskill's remarks and I will then open the meeting to questions from the committee.
Mary Spowart was employed by Kenny MacAskill and me as our personal researcher. She was sacked on 3 February 2002 for gross misconduct. Specifically, we had
Thank you very much, Mrs Marwick. Mr MacAskill, would you like to say anything?
These proceedings follow an investigation by the standards commissioner, which was not pleasant but with which we fully co-operated and in which my colleague Tricia Marwick and I were vindicated. The proceedings follow on from allegations made by Dorothy-Grace Elder, a former colleague, who I believe is acting maliciously. She did not show us the courtesy of asking whether our member of staff would or could assist her, and she subsequently made us the subject of a complaint to the standards commissioner relating to those actions.
I will begin with a question to Mrs Marwick. You said before, and have just said again, that it was quite clear after you talked to the clerk to the Public Petitions Committee that the file was never the property of the Public Petitions Committee. Could you expand on that?
I have already referred to the letter that we got from the trade union saying that some of Ms Spowart's possessions were sought. Included among those possessions was the black lever arch file that was purportedly the property of the Public Petitions Committee. You can see from my response that, had it been the property of the Public Petitions Committee, I would have been more than willing to return it.
On the issue of who the papers belonged to, could you clarify your argument, which I find difficult? If I write a letter and somebody takes a photocopy of it, does the letter belong as intellectual property to the photocopier or to me? You seem to be arguing that because Mary Spowart had certainly done some work on the matter, and nobody denies that, it was all her work, whereas Dorothy-Grace Elder and Mary Spowart have indicated that a lot of the work was that of Dorothy-Grace.
I shall pass that question to my lawyer colleague.
I shall answer that, as I provided the legal advice. We retained the answers for two reasons, as we made quite clear to the standards commissioner. First, we did so in case there was any pending litigation. After all, an employee has the right to go to an industrial tribunal at any time within 90 days. Notwithstanding the discussions that we had with Mr Macnicol, there were on-going opportunities for Ms Spowart, through her NUJ representatives or by herself, to lodge an industrial tribunal application at any time within the 90-day period. Indeed, beyond that, she had the opportunity to raise any action at common law. We therefore needed to consider our position.
The work that Ms Spowart did was her intellectual property, but you retained papers that, according to Dorothy-Grace Elder and John McAllion, were essential for the progress of the work of the Public Petitions Committee.
With all respect, they were not. If you look—
I do not quite see why any errors committed by Mary Spowart or even Dorothy-Grace Elder alter the claim that the papers were mostly her work and were essential to the committee.
I do not dispute that the work was carried out by Mary Spowart. That is confirmed by the standards commissioner in the final sentence of paragraph 21 of his report, which says:
The standards commissioner was also satisfied that the material might be relevant to any legal proceedings that might arise out of the termination of the researcher's employment. That is why paragraph 29 states that the retention of the documents was
Paragraph 30 says:
Neither Mr MacAskill nor I took the view that photocopies of questionnaires, the originals of which were held by Dorothy-Grace Elder, were vital to the completion of the report. As a member of the Scottish Parliament, I would do nothing that would harm any of its committees. In my initial response to the trade union, I made it clear that if the documents had been the property of the Public Petitions Committee, I would have returned them. Similarly, in my initial response to the Public Petitions Committee clerk, I made it clear that I would return any material that belonged to the Public Petitions Committee. The fact is that the material that we held was not vital to Dorothy-Grace Elder. We did not think so and neither did the standards commissioner.
The clerk and the convener of the Public Petitions Committee, the Deputy Presiding Officer and the Presiding Officer all asked you to do something about the situation. Are you so satisfied with the strength of your argument that the papers were not necessary to the Public Petitions Committee that you feel that you were justified in refusing all of those requests to come up with a compromise, copy the papers again or whatever?
Why on earth would we photocopy photocopies of questionnaires for Dorothy-Grace Elder when she had the originals? That is a bizarre suggestion. There was no reason why she should be given the photocopies of the questionnaires, as she already had them. I was satisfied that it was important that we retained the material that we had for a possible employment tribunal. I was also satisfied that none of the material that we held on to was vital for Dorothy-Grace Elder's report.
I have one other question. In her written evidence, Mary Spowart states:
The black lever arch file, which was lying under Mary Spowart's desk, and which we retained, contained no original questionnaires. Every single questionnaire in the file was a photocopy. I have already said that before the complaint was even made, both Kenny MacAskill and I informed George Reid that they were photocopies. If Ms Spowart had had originals in her possession at any time, I do not know what she did with them. All that I am saying is that the black lever arch file contained absolutely nothing but photocopies of questionnaires.
I have one or two questions in relation to retention. Even the commissioner accepted that the photocopied documentation could not be identified as vital to Dorothy-Grace Elder's role as reporter. However, he suggested that the report might—and I stress, might—have been dependent on the spreadsheet and other documentation in the lever arch file to which you have referred and that, if that were the case, further work would have been required in the drawing up of the report.
On a number of points, the commissioner is quite clear that the complaint from Dorothy-Grace Elder related only to the questionnaires. That is the complaint that we are dealing with. The matter of the other material, including the work that Mary Spowart had done, does not relate to this complaint. We did not return the file, because we needed it for evidence. We sacked Mary Spowart on 3 February. From that date onwards, until 11 March, she was assisting Dorothy-Grace Elder. The work that she did on spreadsheets in our time over a period of time could quite easily have been replicated in the six weeks up to the draft report's coming out. There was no reason why she should not do the work again. There was no requirement on us to release material that she had done in our time, which we were retaining for possible future employment proceedings.
It should be remembered that that was just one part of what had been going on with Ms Spowart. In addition to work that Ms Spowart was apparently doing for Dorothy-Grace Elder, we located a draft SSP manifesto that Ms Spowart had worked on. I rue the day I hired her and I bless the day I fired her. We had to do significant checks on what she was doing, which related not just to items for Dorothy-Grace Elder, who never showed us any courtesy in asking us whether she could utilise our researcher or her facilities.
I do not dispute any of what either of you has said. However, if, in a spirit of compromise, you had seen fit to accept the Presiding Officer's suggestion, you would still have been able to retain the file for use in evidence. I am interested only in the essence of the complaint, which is that you did not show respect and courtesy to Dorothy-Grace Elder. Respect and courtesy might not have been shown in the other direction, but that is nothing to do with our inquiry. What was wrong with the Presiding Officer's suggested compromise?
When the Presiding Officer wrote to Kenny MacAskill and me, the complaint had already been made to the standards commissioner—the Presiding Officer corresponded with us some days after the complaint had been made. Frankly, I had had quite enough by that time. The police had interviewed Kenny MacAskill, security had come to our floor to ask for the return of the material and we had had to deal with John McAllion and clerks from the Standards Committee. At the beginning, our office had been broken into. Two days after Ms Spowart was refused entry to the floor, she had to be removed by security for attempting to remove material from Kenny MacAskill's room in the company of Felicity Garvie of the SSP. By the time that the Presiding Officer got in touch with us, the standards commissioner had already received the complaint. By that stage, the complaint was on-going and I was firmly of the view that the standards commissioner should be left to deal with it.
The allegation that was the subject of Ms Elder's complaint to the standards commissioner, and of what she has said today, is that she views us not as being guilty of gross discourtesy, but as being guilty of matters contrary to ECHR and Lord alone knows what else.
We want you to provide a robust defence to any complaint against you, but I ask that you do not stray into other allegations, particularly those that involve members or former members. I ask you to restrict yourselves to defending the complaint against you.
I have one final point. You state that you wished to retain the documentation for use in evidence in any tribunal or employment case that might be upcoming. Did you do so? If not, why not?
Matters proceeded and the discussions with Mr Macnicol were resolved, with the internal inquiry of the parliamentary employer vindicating our position. Subsequently, through the solicitors that we employed and through the representatives of the National Union of Journalists, a settlement was entered into. That settlement did not happen until after Parliament was dissolved. It was significantly close to, if not after, the election.
I think that I have already circulated to committee members a copy of the letter from our solicitors, which is dated, I think, 5 May. As I understand it, the settlement was concluded on 13 May.
I have one supplementary question on what you said earlier, when the issue of confidentiality was raised. Can you say where the lever arch file was when you discovered it?
I am happy to do so. The lever arch file was under the desk that was used by Mary Spowart. There were loose papers under the desk and shoes and other things—in fact, the place was a midden. The office door had no lock to it, so anybody could enter it. Indeed, somebody did so and removed papers from the office on the night that Ms Spowart was sacked. As soon as I retrieved the lever arch file, I placed it under lock and key to ensure that the confidential material that it contained remained confidential. The lever arch file stayed under lock and key until such time as I removed it for examination, and it went back under lock and key until such time as I handed it over to the standards commissioner. No person was able to access those questionnaires.
The desk that was occupied was the one adjacent to mine. Most members of the Parliament and their staff will be in the same situation; Ms Spowart occupied that desk because she was in my employment. The room in which she was located was my room, which was shared with the other members of the SNP group.
A lot of this seems to surround the issue concerning the photocopies of the questionnaires. I do not want to get into the other documentation—the spreadsheets or the draft report—but how do you know that all the questionnaires were photocopies?
Because I looked at them.
If you pick up a paper, how do you know that it is a photocopy?
A photocopy is a photocopy is a photocopy. How do you identify that a horse is a horse? It is just a horse.
Presumably, the questionnaires were photocopied before they were sent to the people who were asked to send them back. I have looked through the lever arch file and, in some cases, I think that it is not possible to say that all the questionnaires are photocopies. I am trying to be helpful and get to the bottom of this. What makes you so sure that they were all photocopies?
I looked through the lever arch file when I examined it and it was clear to me that they were all photocopies. When the standards commissioner got the file, he looked through all the documents and he saw that they were all photocopies. Two different people—I and the independent standards commissioner—looked through the file and saw that they were photocopies.
We gave the standards commissioner the papers that we retained. Ms Elder has subsequently made the suggestion that we tampered with the papers—
If I may interrupt, that subject is not a matter of the complaint against you. You have made that point already.
However, that issue affects her credibility, so I ask the committee to consider it. The papers that we gave to the standards commissioner were the papers that we had held.
Can I go back to my original line of questioning?
Indeed. I urge the witnesses please not to make further allegations against other members or non-members of Parliament. We are here to investigate the complaint. It will not help our deliberations if such matters are brought in.
Tricia, can you please clarify something that you said in your introduction? You referred to at least one of the documents being date-stamped in red. Were you referring to one of the questionnaires?
I was referring to one of the questionnaires.
If a questionnaire was photocopied, would the date-stamp not come out as black rather than red?
When I examined the material yesterday, there was a photocopy that had a red date-stamp on it. Why there was a red date-stamp on a photocopy, I do not know.
Are you suggesting that somebody has put that stamp on that document since you released it to the committee?
I most certainly am not. What I am saying is that the entire intact file that we retained when we sacked Ms Spowart was given in that same form to the standards commissioner. How any date-stamps got on it, I have not got a clue.
Let us be clear on this. You are saying that a red date-stamp has appeared on one of those documents since you inspected it in early February.
No. You are not listening to what I am saying.
I am listening. I am trying to understand this.
Let me try to make this as clear as possible to you. The file that we retained from Mary Spowart was handed over in its entirety to the commissioner. When I examined the documents, following approaches from the clerk to the Public Petitions Committee, it appeared to me that they were all photocopies. When I looked at the material yesterday, after the allegations made by Ms Elder that somehow we had photocopied photocopies, I noted in front of the clerk that some of the questionnaires had handwriting in pencil on them. I also noted that one had a red date-stamp on it. How the red date-stamp got there, I have not got a clue. I assume that the red date-stamp was there when the material was in the file. I certainly did not touch the file. I do not think that the commissioner touched the file. Therefore, it follows that the red date-stamp was put on the questionnaire at some point before I accessed the file.
Our office does not use a red date-stamp and has not used a red date-stamp. It has nothing to do with the operations of my office.
I am not making any accusations. I am just trying to get to the bottom of this. When you inspected the questionnaires at the time that Mary Spowart was sacked, did any of the questionnaires have a red date-stamp on them?
I do not know. I could not possibly know. I never went through the files and noted that one had a red date-stamp on it.
In that case, how do you know that they were all photocopies?
They were all photocopies as far as I was concerned. The independent standards commissioner looked at the file that we handed to him and concluded, in his report, that they were all photocopies. Why anybody would want to put a red stamp on a photocopy of a questionnaire, I do not know.
Would you agree that on a photocopy of a document with a red date-stamp, the date-stamp would not come out red?
I do not think that I am qualified to answer that. I am not suggesting that anybody put the red date-stamp on after the papers went to the standards commissioner. As far as I can see, that would clearly infer that the red date-stamp was on the papers at the time of their being retained by us.
I am not suggesting that you are suggesting that.
However, the date-stamp highlights that it is most unlikely that the items have been photocopied. As for scientific evidence about what happens to a red date-stamp when it is photocopied, that is not something on which I can comment with any accuracy, although my experience of standing on the second floor of parliamentary headquarters, photocopying items, tends to indicate that it would not come out red.
I want to be clear about this point before I leave it: at least one questionnaire in the file has a red date-stamp, which suggests that it is not a photocopy.
A questionnaire—a photocopied questionnaire—in the file has a red date-stamp on it.
Do you know what date it was stamped on?
No. I do not know whether the clerk noted that, but I certainly did not.
In my experience of offices, people sometimes date-stamp a variety of materials, including photocopied materials. However, it would really be wrong of me to speculate as to how a red date-stamp might have arrived on material and whether it shows that the material is original or photocopied. The file that we gave to the standards commissioner was untouched and not added to. I have no reason to believe that it has been in any shape or form changed, amended or varied by anyone since that date.
There is clearly a dispute on all sides over whether all the questionnaires were photocopied. My questions are trying to establish whether that is the case, because it is the kernel of the issue of how vital the documents were.
I suspect that there has been a slight misunderstanding with this line of questioning. I wanted to follow the same point, but my question does not centre on whether any photocopying has taken place. Instead, it centres on how vital the documents were to Dorothy-Grace Elder to allow her to conduct and finish her inquiry to the best of her ability.
When I looked at the file, the papers all appeared to be photocopies. Indeed, the standards commissioner confirms in his report that, when he looked at the file, he found that they were all photocopies. I do not know whether someone as a matter of practice or mistakenly had put a red date-stamp on a photocopy before submitting it to Mary Spowart. In my opinion, all the questionnaires in the file are photocopies.
Indeed. You assumed that the papers were all photocopies. Did you then take any further action? Did you ask Dorothy-Grace Elder, Mary Spowart, the clerk or anyone else to confirm that Dorothy-Grace Elder could continue her work without the papers, because they were secondary documents?
I examined the file. In my opinion, the papers were all photocopies. As a result, I concluded that if they were all photocopies—and I had no doubts on that point—Ms Spowart presumably had the originals. The acting standards commissioner examined the file that we gave him and confirmed that the papers were all photocopies—indeed Ms Elder, in her evidence, confirmed at first that they were all photocopies. Indeed, when the question whether the papers were all photocopies was put to her, she acknowledged the fact but added the caveat that there might have been one or two originals.
I think that that is established.
No.
Mr MacAskill did not suggest that. I am sorry.
You would need to remind me of what I actually said. We said that we would be happy to have a discussion and to reach a compromise. Nobody came back to us because, once George Reid became more apprised of the circumstances, and began to understand that we had never been approached and that Miss Spowart had never been authorised, it became quite clear that he was backing off, because he felt that circumstances were much more complicated than he had been led to believe by Dorothy-Grace Elder, and that it was not a case of our having stormed the bastions of her office and stolen the items that she was working upon for necessary completion of the Public Petitions Committee's report.
When we spoke to George Reid we indicated that the questionnaires were photocopies. We also said that nobody had approached us to suggest any kind of compromise. Indeed, we said that Dorothy-Grace Elder had not come near us. We had had no communication whatever from Dorothy-Grace Elder until something like two hours after we spoke to George Reid. I know that he went back to Dorothy-Grace Elder because, in her intemperate e-mail to us at 5.12 that same evening, she said, "I know that you have spoken to George Reid and that you have refused a request from him." At that stage, we made it clear that Dorothy-Grace Elder had not spoken to us directly. Had she done so, we might well have reached a compromise.
I just want to establish the fact that it is quite clear that early on, when Steve Farrell e-mailed you, you were willing to hand over the documents, but then you discovered by doing further work on them that you did not think that that was an appropriate course of action.
I am sorry, Ken—I did not catch that.
I said that although you were willing to hand over the documents initially, you examined them and felt that that would be an inappropriate course of action for you to pursue. In evidence to us, the Deputy Presiding Officer said that his conversation
It was certainly an amicable discussion. We pointed out that the papers were photocopies of questionnaires. We said that Dorothy-Grace had never even come to us, and that maybe she and we could discuss it. However, as things stood at that precise moment, we were not inclined to hand over the material to George Reid or anybody else.
We never precluded doing that, but Dorothy-Grace Elder never formally approached us in any manner that was other than demanding.
I have a couple of points. When John McAllion wrote and seemed to indicate that he would be willing to have a chat about the matter and you appeared to turn down that offer, was there at that stage no room on either side for compromise?
John McAllion wrote to me. As I said, the letter was full of inaccuracies. He believed that the file was vital. I had had an extremely heavy day the day before. I was in the chamber all morning. I came back at lunch time and I had another meeting, so the letter to John McAllion might not have been all that it could have been. I was making it clear to John McAllion that I thought that it was not a matter for him or his committee. I believed at that stage that it was an employment matter. Perhaps, on reflection, I could have given him a bit more information and told him that there were indeed photocopies and that they were not needed for the inquiry. If I have regrets, I regret not fully apprising John McAllion of the situation.
But he made it clear that, in his view, the papers were vital for the inquiry.
His view was formed by the view of Dorothy-Grace Elder. He made it quite clear that she had told him how vital the papers were for the inquiry. He took the view of Dorothy-Grace Elder—he had not formed a view entirely of his own.
This is the same Ms Elder who had approached security and the police, advising them that we had stolen papers. I had a discussion with the police about that, because I spent 18 years as a defence agent, primarily in the city, and I know what constitutes the law of theft and what does not. Should we have been more compromising? That may, arguably, be suggested, but the fact of the matter is that we were dealing with somebody who was not looking for compromise, given that we were having to address security issues. That coloured my position on the way in which I should respond to Ms Elder, and I made that quite clear to my colleague.
Do you think that you would have acted differently had Ms Elder still been in the SNP group?
If you found that your researcher was working for Kenny MacAskill and me without your knowledge, and working—
No, I am talking about the document—
Wait a minute, Alex. If you found that your researcher was working for someone else for seven hours at a time, I think that you would, at the very least, be a bit annoyed about it.
It is a hypothetical question. My general inclination is to say that I would not have acted differently. However, we are dealing with a specific complaint, not a hypothetical situation.
Indeed we are.
You argue that the fact that the report was eventually written and delivered proves your point that the papers were not necessary. It is certainly claimed that the report was greatly delayed. Do you think that your action delayed a report by a parliamentary committee?
I thank you for giving me the opportunity to address that point.
If I have understood you correctly, you think that the fact that, in your understanding, all the papers were photocopies, is critical to the whole matter, because that means that the papers did not necessarily belong to Ms Elder and to the committee. If you had been satisfied that some of the papers were original, what would you have done?
That is a hypothetical question, but if there had been originals we would have considered approaches to us. However, the papers were not originals but photocopies. I knew that from the time when I examined the documents on 21 February. Your question is hypothetical; I would have had to consider such a matter very carefully. In truth, I do not know what my reaction would have been. However, the committee knows from the evidence that it already has that I expressed my willingness from day 1 to assist the Public Petitions Committee in returning documents that belonged to it. Indeed, I said in one of my e-mails to Steve Farrell that if I had evidence that any material was generated by Ms Elder or her staff, I would return it. I had no such evidence on that file; I had no evidence that any of the material was directly generated by Dorothy-Grace Elder or by her staff. We retained it on account of matters that we considered to be important.
You introduced the word "directly", in talking about whether the papers were "directly generated". Ms Elder's argument was that she had put in a great deal of work in visiting the villagers and organising questionnaires, with Mary Spowart carrying out the statistical assessment and so on. Are you arguing that the papers had nothing to do with the Public Petitions Committee, and that they were in no way the property of the committee or relevant to the work of Dorothy-Grace Elder as a reporter for the committee?
The Public Petitions Committee did not endorse the report until 31 March. Until then, and until the draft report was produced, the report was not the work of the committee; it was the work of Dorothy-Grace Elder, reported to the Public Petitions Committee. She was instructed to go away, work on her own initiative and bring back a report, consulting where necessary. However, until such time as a report is adopted by a committee, it is not that committee's property.
You have to look at matters logically, and for a causal link. If, for example, I were instructed by the Audit Committee to act as a reporter, I would be doing so for the benefit of the Audit Committee, for which I am reporting. It would be up to me—doubtless in conjunction with the clerk to that committee—what resources I could input myself and what resources might be available from the committee. If the Audit Committee asked me to carry out an inquiry and I said that, in order to do so, I wanted Donald Gorrie's researcher, you might legitimately say that that was not an instruction from the Audit Committee but a request by me as an individual. Such a request may or may not be considered.
Ms Elder approached the Public Petitions Committee and asked for an adviser—rather, the Public Petitions Committee decided some time in December that there was to be an adviser to Ms Elder. Dr Curnow was subsequently appointed as Ms Elder's adviser. We have already heard evidence that Dr Curnow had all the questionnaires. He was authorised to do this. He was legitimately working on behalf of the Public Petitions Committee. Ms Spowart, on the other hand, was not authorised. She was approached individually by Dorothy-Grace Elder. She had no authority whatever from the Public Petitions Committee to work for Dorothy-Grace Elder or for the committee.
If all members have finished, I thank Mrs Marwick and Mr MacAskill for accepting our invitation to give evidence and for the remarks that they have made today.
Meeting continued in private until 13:30.
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