Official Report 161KB pdf
Good morning and welcome to the 10th meeting in 2009 of the Local Government and Communities Committee. As usual, I ask members and the public to turn off their mobile phones and BlackBerrys.
Thank you very much, convener. I am grateful to be in front of the committee to discuss such an important issue.
An issue that Gould raised, to which the Government responded, was the fragmented nature of elections in Scotland. Will the measures that you outlined address that issue?
They will begin to address it, although they are not the whole solution. Gould identified many issues, which involved 32 local authorities, 15 electoral registration officers, three Government departments and at least 18 pieces of legislation, so there is a fair job of consolidation to be done.
Gould talked about the extent of voter confusion. What role do you envisage for the Electoral Commission in educating voters before the next elections?
The Electoral Commission is about to undertake detailed work on the ballot paper in Scotland. In the summer, we will also undertake work on the structure of ballot papers. The commission has an important role in that regard.
I recollect that the Electoral Commission witnesses who appeared before the committee seemed to be saying that the commission had a role in the Scottish Parliament elections and in the United Kingdom elections, but that it had no similar role in local government elections, and it was therefore necessary to extend its role.
The commission has no statutory role in local government elections.
But it has a statutory role in the Scottish Parliament elections.
It has such a role in the Scottish Parliament elections and in other elections in the UK, because it is a UK-based body. The PPERA, when it was introduced in 2000, did not extend the commission's powers to Scottish local government elections.
Was the £1.2 million that was spent on the VoteScotland campaign allocated for the Scottish Parliament elections?
It was for both elections—it was a combined effort and a combined election.
Would there be a financial implication for the Scottish Government if the commission's involvement was put on a statutory footing? Would additional funding be necessary?
There is already a financial implication for the Scottish Government. As I explained, the Scottish Executive committed £1.25 million during the 2007 elections to help fund the surrounding publicity campaign. I cannot imagine that, in 2012, the Scottish Government will not want to be involved in providing expenditure from a central base for education and raising awareness.
Under the current arrangements, the Scottish ministers can ask the Electoral Commission to carry out functions on an agreement basis, but the commission does not have a statutory duty to do that. The information campaign in 2007 came about at the Scottish Executive's request.
I am confused. We are talking about decoupling. It is our responsibility to fund and promote the Scottish Parliament elections, and in 2007 there was, as a consequence of that, some benefit for the local government elections. We are concerned that if we split the elections, the money will not be available for local government elections, and the campaigning, the potential turnout and everything else will therefore not be the same. If the elections are split, the activity around the Scottish Parliament elections will disappear from local government elections—there seemed to be a worry among the witnesses last week about what would be put in its place.
I understand the reason for your question. The Scottish Parliament elections are, of course, the responsibility of the Scotland Office, and the expenditure that would be committed for that purpose would come from there. I am saying that the £1.25 million that was spent on the local government and Scottish Parliament elections last time round came from the Executive specifically for that purpose. I am not saying that we will spend to that level—indeed, I am not saying what amount we will spend on the election campaigns—but there will inevitably need to be a centrally-funded awareness campaign from the Scottish Government in 2012.
Does anyone else have a question on that specific point?
I will follow that line of questioning. One theme is the responsibility for public information campaigns to increase awareness and, as a secondary aspect, to ensure that people know how to cast their vote properly under an STV system once we have got them to the polling station. Last week, we heard evidence from Tom Aitchison—the City of Edinburgh Council's chief executive—that funding for his council's public awareness campaign for the previous election was £15,000. If one extrapolates that, approximately, across the 32 authorities, relative to their size, it is difficult to see that local authorities in Scotland spent more than £200,000 or £300,000 to encourage participation in the election. That sum of money seems inadequate to achieve our objectives and meet the challenge that you were right to identify of increasing turnout at stand-alone local authority elections. Do you have a view on that?
I will talk about the principles first. It is important that local authorities are involved in how we encourage people to turn up to vote and inform them about the voting process, because local authorities know their areas best. Particular parts of Scotland have particular challenges, so it is appropriate that local authorities should commit expenditure to that purpose. It is also important to have a national message or brand—whatever we want to call it—to encourage people to turn up to vote.
We established that the 32 local authorities had a responsibility to promote information and awareness about what councils do and to encourage people to vote, and that the Electoral Commission was invited by the Scottish Government to supplement that effort nationally. Would it be better to fix the responsibility for a national information campaign on the role of councils and how to vote in STV elections on a body such as the Electoral Commission and to co-ordinate all the local efforts through that? I am concerned about the fractured responsibilities among the Scottish Government, the Electoral Commission and the 32 local authorities. You said that the Electoral Commission is doing work on ballot papers, as is the Scottish Government. The arrangement is fragmented. Unless we sort it out, will we replicate some of the errors that Gould identified in his report?
You could be exactly right. However, the Electoral Commission is considering advice on ballot papers for the whole UK—for UK elections, Scottish Parliament elections and European Parliament elections; it is not concentrating just on local government elections. Our consultation will focus on local government elections.
Good morning, minister. The Scottish Local Government (Elections) Bill outlines a move towards the availability of information at polling-station level. Will that require e-counting?
Polling-station level information could still be produced without e-counting, but it might be difficult. At its previous evidence session, the committee heard from one witness that it would not be possible, but we are trying to get to the bottom of how accurate that evidence was.
When we discussed the issue last week, the general feeling among witnesses was that e-counting would be necessary. Another issue that we discussed was the interim period between now and the next round of local government elections. What will happen in by-elections? As you know, some recent by-elections have been STV and some have been first-past-the-post. Between the passing of the bill and the first round of elections in 2012, will e-counting have to be introduced for any by-elections?
No. Because of what happened in 2007, the e-counting process will require a fairly lengthy time for testing, assurance building and confidence raising. We will need at least 15 to 18 months of testing before we will be absolutely confident that we can tick all the boxes for the system.
If I understand you correctly, during the interim period information at polling-station level will have to be available at by-elections.
I do not think that that will be the case.
We will have to discuss commencement arrangements with local authorities. At the moment, the returning officer has discretion over whether he or she counts electronically or manually.
Last week's witnesses pointed out that the local government elections in 2012 will be on the same day as the elections to the Greater London Authority, which will also use e-counting. Concerns were raised about the ability to procure the right equipment in time. I presume that the Government is aware of such concerns and that that is why it is considering the issues early.
We are well aware of the concerns and of the resource implications. We have to be ready for 2012, and you are right—that is why we are starting as early as we can. We need to ensure that we have all the ducks in a row so that we can have a successful election. We acknowledge the challenges, but we are confident that we can overcome them.
I have a question about the procurement process. The committee has discussed with you the company that carried out the e-count in the previous Scottish parliamentary elections and its refusal to come before the Parliament. Will that company be involved in the procurement process?
That depends on whether it submits a tender. I do not want to get into the details of which companies might be involved in the tendering process. I do not want to put myself in jeopardy by colouring that process before it starts. Stephen, am I right in that regard?
It would be difficult to preclude any company from bidding in a competitive tendering process. However, in drawing up the specification and criteria, we will consider carefully the sort of things that we want the successful contractor to deliver.
That is what I was aiming at. As I recall, the minister took on board the committee's views and said that he would keep them under consideration. The committee has strong views on that company. However, we obviously do not want to threaten the process.
My question perhaps reiterates the convener's point, and it might have been answered by Stephen Sadler. When the Government draws up the criteria for the tenders, can it write into the provisional contract a requirement that the successful company must come before a parliamentary committee to answer reasonable questions that it might have, accepting the requirements of commercial confidentiality?
I need to be careful about what I say. The criteria that are drawn up with regard to any contract in which the Government is involved need to be robust and defendable. Any criteria that we use in the tendering process will need to satisfy the fit-for-purpose requirement. I know the committee's views on the matter and I will ensure that, when we draw up the tender document, we do so in a way that means that we get the best possible company to deliver the outcomes that we require.
You probably cannot answer my next question either, but I want to put it on the record. Will there be penalty clauses if the successful company does not meet certain benchmarks? Might that involve working constructively with the Parliament on post-election scrutiny?
The Government is involved in a normal contract tendering process. We will deploy that as required.
The minister confirmed that the move to e-counting for local government elections is pretty much essential. I agree with that, given the complexity of an STV count. However, leaving aside Patricia Ferguson's point about the conflict with the Greater London Authority elections, I am concerned about the potential additional cost of the hire or purchase of equipment. We have conflicting figures on that, so I seek clarity from the Government. For example, it has been suggested that the cost could be circa £5 million, which could go down to £4.5 million if we reduced the number of polling stations, although that might have other implications. Can we have clarity from the Scottish Government about the potential costs to the public purse of e-counting in a decoupled election?
There will not necessarily be additional costs. The costs had to be borne previously in the combined elections. Delivering those larger combined elections required many more scanners, more technical equipment and more personnel. In itself, the use of e-counting will not give rise to additional costs. However, the available figures, which are pretty robust, show that the previous local government and Scottish parliamentary elections, which were funded jointly by the Scottish Executive and the Scotland Office, cost about £8.5 million. Of that, the Scottish Executive provided £4.8 million, of which, as I said, £1.25 million was for developing, testing and training.
I appreciate that. I think that I have the same figures that you have given, which were put forward in evidence last week. A figure of circa £8.5 million was given as a potential cost, not the £5 million that is given in other papers from the Scottish Parliament information centre.
I am not aware of where that suggestion has come from or in which ether it developed. I am not aware of any such suggestion.
You can confirm that the Government has no plans to reduce the number of polling stations.
I am sure that, as a former councillor, you are aware that local authority returning officers, not the Government, are responsible for the location and number of polling stations. I am not aware of any drive in that direction.
That is helpful. There are intimations in papers that we have seen that a cost saving of £500,000 could be made by reducing the number of polling stations. We would be concerned if cost savings were driving the process at the expense of quality.
You may have had evidence in that regard, but that is new to me. I will bring in Stephen Sadler to address the question on equipment.
Before I do so, I can answer the question on the potential cost saving of £500,000. The figure may have come from the financial memorandum, which estimates that the overall additional cost of decoupling will be between £4.5 million and £5 million. Returning officers suggested to us that, if we run a single local government election in 2012, it might be possible to have fewer polling stations within polling places. Technically and legally, two rooms that are set aside within a building that is used as a polling place, such as a school or a local community building, may be called polling stations. There is no question of asking people to travel a greater distance. The same building will be used, but perhaps only one room will be used instead of two, and the potential management savings arise from that.
But no suggestion has been made at any stage that the number of polling places needs to be reduced.
That clarification is welcome.
You would create savings in terms of the fees that are paid to run polling stations. Fewer people would be paid to take our votes.
That is certainly an expectation.
What assurance can you give that the negotiation on overall costs will have no unintended consequences? I assume that local authorities will pay a significant part of the costs—more than they paid at the last elections. If so, local authorities will need to make savings either through more efficient management or by other means.
What I am saying clearly is that the Government is committed to funding e-counting. We then need to have a discussion with the local authorities on what that means for them, including on the amount in their baseline budgets for the delivery of the elections. That discussion needs to be had. We will not know the specifics of the costs until we have gone through the tender process and the final tender price is in front of us. It is difficult for me to say more than that. We are committed to delivering the elections and to ensuring that they are properly resourced.
Do you know how much has already been spent from baseline budgets—presumably, for the European elections? Last week, we heard that the money is not ring fenced but is included in baseline budgets.
Following discussions with the electoral management board for Scotland and the Convention of Scottish Local Authorities, it has been agreed that there is about £1.9 million in existing local authority baselines to pay for elections. Obviously, we are aware of that. When we find out the final tender cost, we will know what the starting point is.
If local authority A decides that it can make savings—not by reducing the number of polling stations but by providing fewer advice and support workers in and around them—what will happen to the money that it does not spend on elections? Can it reallocate the savings to other parts of its budget? Can it spend the money down the road on a community hall or other facilities?
I am not aware of the budget for elections ever having been ring fenced, either by this Government or by previous Governments.
In evidence that we took last week, reference was made to ring fencing of elections budgets.
I do not think that they were.
We can check the Official Report of the meeting.
I will check the matter. If I am wrong, I will write to the committee to say so.
A witness raised the issue at last week's meeting.
You said that 15 by-elections have been held since May 2007. The fact that the technology and counting systems that were operated in 2007 were new to us may have led to many of the problems that arose. Are you aware of any advances that have taken place in the use of e-counting technology? In 2007, the technology was fairly new and was quite costly to operate. Are there indications from the procurement process that costs may be reduced by advances in technology?
Advances in technology could be a double-edged sword. Advances that cut the production costs of the company concerned are welcome, as they will probably cut overall costs, but advances that involve a leap forward—the introduction of new technology to improve the process—could put up costs. That is why the tender process is vital to establishing the final costs.
Perhaps we should put on record that the number of spoiled ballot papers in the last local government elections was three times the number in first-past-the-post elections. Clearly, the introduction of the STV system had a significant effect on the compilation of papers and the number of valid votes.
Yes—the figure is higher.
It is three times higher.
Yes—I was making a comparison with other areas that have STV elections. The percentage of spoiled ballot papers in the STV elections that were held in Scotland, using electronic counting, was 1.83 per cent, whereas in Northern Ireland it was 2.1 per cent. If I recall correctly, the figure for the GLA elections was of the same order. I understand your point, but I was making a comparison with other systems.
Other STV systems, you mean. We need to debunk the myth that the STV election in 2007 was somehow a great success as far as spoilt ballot papers are concerned. It most certainly was not in comparison with what went before.
You have successfully debunked it, Mr McLetchie.
The evidence that we received last week suggested that more work has to be done. For example, Andy O'Neill from the Electoral Commission talked about people at polling stations seeing STV ballot papers going through with only one X on them. The committee tried to investigate some of those papers but, as the minister will recall, we were unable to do so. We take our job seriously and will debunk comments not just from you, minister—although I am sure you did not intend this—
Thank you.
—but from others who want to pretend that everything went smoothly when in fact there were, as the committee has discovered, questions to answer.
In response to previous questions, you said that you will know more about costs once you have issued tenders. What is your proposed timetable for that?
Officials and the interim electoral management board for Scotland are discussing the specifications, which will be drawn up over the summer. The tender documents will be issued before the end of the year and by spring or summer next year we will be in a position to provide the exact costs and announce the successful tender. Thereafter, we will have 15 to 18 months to test the system and ensure that it is as robust as possible. I feel that that 15 to 18-month period in which we test the system to destruction will be vital in getting us down to the kinds of figures that I hope will make Mr McLetchie smile.
I am not sure that we will ever get there.
And I include STV in that.
We will definitely never get there.
All I can do is repeat as strongly as I can that the Government is committed to the successful delivery of the e-counting system. We will enter into discussions with local authorities, given that there will be something in their baseline. Unlike with issues such as education and awareness raising, I can probably go a bit further with e-counting and say that, once we have the tender information, I will try to ensure that we nail down as soon as possible the costs that will be allocated to Government and to local government and try to pre-commit the money before we get into the next spending review. I understand the necessity for assurance in this area, and I hope that those comments help.
That is helpful.
I will need to ask Stephen Sadler what we have done previously on registration.
Registration is reserved.
Right enough—I had forgotten that. That is a nice easy get-out for me. [Laughter.] Of course, I wish it were not.
The Scottish Government has had no involvement in that.
Through the electoral management board, we will try to put in our tuppenceworth about registration to ensure that we get as many people as possible registered. I hope that any awareness campaigns that we run will focus on registration, getting the vote out and explaining to people exactly what the technicalities are of voting. Obviously, we will have to ensure that all that works in synergy. I wish that I had control over registration, Mrs Mulligan.
Do local authorities have statutory responsibilities in that regard?
Through the UK Government.
There might have been some confusion about that. Last week, Gordon Blair, of the Society of Local Authority Lawyers and Administrators in Scotland, said:
Mary Mulligan's point was slightly different—it was about encouraging people to register. It is true that councils get their cash support directly from central Government, but I do not know off the top of my head whether it is ring fenced; we will need to check that and then write to tell you.
We ask you to do that, but my point was that, for councils to meet their statutory obligation, it is not as simple as saying that registration is reserved. The money that councils need to pick up registration, target voting and turnout comes from the Scottish Government—councils have a statutory responsibility that they can fulfil only if the money is allocated to them.
I am happy to write to confirm whether that money is ring fenced; I just do not know the answer off the top of my head.
I would appreciate clarification on that point because, if the responsibility comes from one body and the finance comes from another, you can understand why there is some confusion. I look forward to your correspondence.
I understand fully the confusion. In my reply to the convener, perhaps I will let you know about how the confusion can be sorted.
I suspect that I know already.
Would it be appropriate to issue guidance or incorporate rules in the bill to set out what type of information should be provided after elections by the returning officers? There is some confusion about that at present. We know from the 2007 election that different rules seemed to be applied by different returning officers.
The bill will provide for the release of more detailed information, including the number of preferences cast and votes transferred between candidates at each stage. As I said earlier, having that information at a local level should allow our political parties to be much more involved in voter turnout activity.
The figure of 200 was the one that the Electoral Commission gave us last week. Below that, it becomes possible to extrapolate who voted which way, and people can be easily identified, which takes away from the secrecy of the ballot. This might come down to particular polling stations at by-elections with low turnouts, but would the minister still insist on having the threshold of 200, to ensure that by-elections that take place after the bill goes through, particularly where there is a low turnout, do not provide an opportunity to draw out who has voted which way?
This is a balancing act, which we must get right. We need to provide as much information as we can. We will be able to do that to a level that has never been achieved in Scotland before. On the other hand, there are the rights of the individual and the secrecy of the ballot. As far as I am concerned, the one thing that people want to be absolutely assured of regarding the democratic process—when politicians knock on their doors or at any other stage—is that their vote will be secret, and that that secrecy will be maintained. If we get below the level of 200, it starts to put that secrecy in jeopardy. That is why the Electoral Commission has pegged that level—it is to ensure that people are protected.
We are all agreed about the direction of travel on decoupling the elections, but there are persistent concerns about how that will affect turnout and about the objective being blown off course by national events, a general election or a protest vote at any time in the future, which could undermine the measures, as well as about political parties' capacity to sustain election campaigns year after year.
I am more than happy to be involved in that discussion with the committee on an on-going basis. Some of the material that you have produced in your report is very useful in that regard—and I do not think that the issues to do with turnout would be any different.
I thank the minister and his colleagues for their evidence this morning, which was very helpful.