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We move on to our final session of oral evidence for the Sexual Offences (Procedure and Evidence) (Scotland) Bill before the preparation of the stage 1 report.
Good morning convener and committee members. I thank you for inviting us to the committee. I have a brief introductory statement to make.
It will reassure members to know that the witnesses have 42 years' experience between them—they will certainly need it in the next half hour.
I leave it to Susan Burns to comment on that in detail, in the light of her experience of the bill. Our general view is that the role of amicus curiae might produce an unnecessary complication in the context of a trial. We would prefer the rules of criminal evidence and procedure and the jurisdiction of the court to protect the witness.
It is difficult to see what function an amicus curiae could fulfil in the court. One of the roles of the prosecutor is to ensure that the witness is not subjected to unnecessary cross-examination. That is also a function of the judge in the court. It is difficult to see how an amicus curiae could usefully interject in a way that would not already be open to other participants in the court.
Might the existence of an amicus curiae carry with it the risk that the witness would be accorded special status in the eyes of the jury, which might not be helpful to the aims of justice?
That is always a possibility.
Let us move on to the question of restrictions on evidence.
I would be interested to know when you believe that the evidence of a person's sexual history or character, or other evidence that is used to suggest bad character, should be allowed to be used in sex offence trials. When should such evidence be admitted?
It is impossible to give a paragraph that sets out specific circumstances in which such evidence would be appropriate. Clearly, an element of judgment and discretion is involved, with reference to the specific facts and circumstances of a case. Frank Mulholland has experience of dealing with such matters as they occur in the live dynamic of a trial, and he may be able to assist the committee.
It would be difficult to state in a paragraph the circumstances in which such evidence would or would not be relevant. However, I shall cite an example of its use in a case that I dealt with. The case involved an allegation of rape and the evidence was that the woman had had sexual intercourse with her boyfriend an hour after she was alleged to have been raped. The vaginal swabs were taken after that and, when they were examined at the forensic laboratory, they were found to contain a mixture that identified two separate persons. In such circumstances, the Crown would be under a duty to provide evidence to explain the identification of two separate persons in the tests for semen on the vaginal swabs. The defence would know about the double identification, as the results of the tests would appear in the forensic science report.
So forensic evidence is a vital part of such a case. Nonetheless, do you think that, as the victim's sexual character or background is usually investigated, similar requirements should be placed on the accused?
Yes. I shall cite another practical example of the problems in this area. I prosecuted a trial in Glasgow that involved the sexual abuse of a young lad and his brother and sister. The lad gave detailed evidence in a closed court, in which he stated that a friend of the family had abused them. A motion was submitted to cross-examine the young lad on a so-called sexual relationship that he had with his social worker.
Are you saying that it is impossible to legislate on this and that Scots law on sexual offences will be based on case law that will be quoted time after time in individual cases?
No. I am not dealing with policy. However, I believe that certainty and a statutory framework from which courts must consider rules and how matters are regulated would be good. Issues in trials can be difficult and legislation would assist courts.
The greater clarity and focus that the bill would provide as a framework for courts to take discretionary decisions would greatly assist in focusing their minds on the relevance and fairness of admitting evidence.
I was going to ask about that, but I want to follow up what Margaret Ewing said about the use of sexual history and bad character evidence. In your experience, do defence advocates abuse the system? To what extent are current provisions breached?
It would be wrong for us to say that the situation is perfect from the complainer's point of view. It is impossible to achieve uniformity where discretion is exercised. Consistency is the best that can be achieved and perhaps even that has not been achieved. Frank Mulholland and Susan Burns are probably better placed to talk about recent experience in the High Court.
The committee should know that guidelines or a statutory framework for questioning on sexual character will not necessarily prevent such evidence from being used. I will give a live example, although such occurrences, I am glad to say, are few and far between. I was involved in the prosecution of a man who was charged with rape, in what is commonly referred to as a date-rape case. The defence was consent. When interviewed, the accused had said that the woman consented to sexual intercourse.
The committee appreciates that. We are trying to put on record your experience of defence advocates using aggressive tactics—as they are perceived—and attacking an alleged victim's sexual history or bad character to portray them as an unreliable witness, rather than relying on the story itself. In your experience, have defence lawyers breached the current provisions by not asking for permission to raise some evidence?
No. If the defence wants to cross-examine on sexual character, it must make a motion. Otherwise, I would object as soon as the defence tried to carry out such cross-examination. However, the example that I gave was not cross-examination. It was another way of introducing such evidence.
"Aggressive" is not the only adjective for behaviour about which the committee should be concerned. As I suggested, there are subtle ways of appealing to the attitudes and perceptions in the jury without being overtly hostile to a complainer.
We are in the happy position of having an experienced team to question. I ask Mr Mulholland how many times during the conduct of a sexual assault trial he has raised objection to the defence's questioning.
It is hard to be entirely accurate.
I accept that.
I have probably objected twice.
Out of approximately how many cases?
Last night, I counted how many rape or sexual abuse trials I have participated in; I reckon that I have done about 25 in the High Court.
Were your objections upheld?
Yes. In the case that I mentioned, it turned out that my objection was wrongly upheld.
That is a matter of opinion.
I still think that I was right and that the judge was right to take the view that we did, but the appeal court thought otherwise.
That is a fair and reasonable position.
Such cross-examination is a problem, but I would not overly emphasise it.
An analogy might be drawn with conviction rates. My colleague Janet Cameron gave the committee information that showed that conviction rates were slightly higher in the recent past than has been suggested. A problem may exist, but the committee may be seeing a more focused and concentrated perception of what is happening than is actually the case.
There is concern that the acquittal rate in the cases under discussion is much higher than that for other offences. Does the Crown think that prosecutions should be pursued because of the nature of the offences, even when the evidence is not as firm as that required for other cases?
Given the history of prosecuting that type of offence, which is such a gross breach of the physical integrity of the woman, there is a presumption that, where a sufficiency of evidence exists, it must be in the public interest to ventilate that in court and pursue a prosecution.
That may be why there is a higher acquittal rate.
It may be one factor in a complex broth of factors. Janet Cameron touched on the fact that there are specific problems in cases where consent is an issue. Although we cannot inquire into their reasoning, juries appear more reluctant to convict where consent is the issue, as in date-rape cases.
What factors would you expect the courts to take into account when they are determining what is meant by the term "proper administration of justice"?
I would expect them to consider the relevance and significance of the evidence that the defence seeks to adduce. They should also consider the ultimate question of fairness to the accused, balanced with the right of the victims not to have their privacy invaded and their sexual history laid before the court unnecessarily.
Do you think that that balance can be achieved by the proposed changes?
The bill will certainly be of great assistance from the victim's point of view. It is not a disincentive to the accused, but it would certainly focus his mind. It also makes it clearer to the court that evidence must be relevant to the specific circumstances of the case, rather than simply offering another angle that could be taken.
It is important to keep the legislation in perspective and in context. It will not achieve change on its own. Susan Burns has been busy organising judicial training and training for prosecutors. We now routinely invite groups such as Scottish Women's Aid and the Scottish Rape Crisis Network to inform our legal discipline and the way in which we approach the task of prosecuting a case in court. Those wider considerations enable us to understand and take into account the victim's perspective. We cannot consider the legislation in isolation. We must have regard to what is fair and what the jury should have before them to try a case fairly and properly. The issue is no more complicated than that.
Is not there a similar provision—a kind of catch-all clause—in the 1995 act?
In section 275? I do not recollect there being a definition of the "proper administration of justice" in that act.
That is not the term that is used, but there is a way of dealing with situations in which there has not been an application in advance to raise sexual history or bad character evidence. Some legal writers have described that as a loophole in the provisions. Depending on how it is applied by the courts, the new legislation could be another loophole in the provisions if it is not used properly.
I do not know whether Frank Mulholland would agree that the court has inherent discretion to admit evidence where it is in the interests of justice to do so. The bill seems relatively strict in setting out the precise requirements that the accused has to go through to apply to have such evidence admitted. We are quite satisfied that the provisions could be applied rigorously to avoid loopholes of the kind that you describe.
Do you not see the need for more codification of what is meant by "proper administration of justice"?
That is an extremely difficult thing to codify. Given the dynamics of a trial, one does not know what the issues are or how they will impact on the evidence. It would be extremely difficult to define that concept further.
As I recollect, the bill goes quite a lot further than previous legislation. This afternoon, I shall mention to the judges that, if the bill is passed, it will be the first act of Parliament to recognise the victim's dignity and right to privacy. That would be a great step forward in focusing the court's mind on the need to exercise discretion.
Previous witnesses have talked about the trial within a trial. Under the bill, could that procedure be used more frequently? If so, do you see any difficulties in that?
Do you mean that the procedure will be more frequently used by the accused?
Yes.
The current position is that the defence must give notice that it intends to use such a procedure. The bill builds in a requirement for the defence to give notice in advance of the jury being empanelled. We envisage that that will work partly in accordance with the current procedure for preliminary diets. We are discussing with the Executive the best way of implementing the bill so that it has the least impact on the operation of courts and sittings. We anticipate that, once matters have been fully discussed, the way forward will be to use the current procedure that allows such matters to be resolved in advance of trial diets. The question is not necessarily whether there will be a greater number of applications; the applications will be addressed slightly differently.
The bill does not offer the accused more scope for attempting to have sexual history and character explored. If anything, the reverse is the case.
That is reassuring. In the past, procedures have often been put in place with the intention of helping, but people have found a way round them with the result that things are made more complicated. Do you feel reasonably reassured that that will not become a major difficulty?
On the basis of what we have seen in the bill, we do not anticipate that there will be either a flood of applications to use sexual character in evidence or insurmountable procedural difficulties.
We are running out of time. Do members have any final questions to put to the Crown Office witnesses?
In reply to one of the earlier questions, it was mentioned that, even once the bill is passed, training to ensure that the proper procedures are followed will still be key. What work is being done to ensure that proper training is carried out and that proper instructions are given to judges, prosecutors and defence lawyers?
She is sitting to my left and her name is Susan Burns. I can confirm that she is working hard and is examining the precise and detailed implications of the bill. In practice, what will happen first is that a stonking great bit of written guidance will go out to every prosecutor in the country to explain what the legislation contains and how it should be applied in practice. The guidance will then be built into future training, on which Susan Burns will elaborate.
It is important to realise that the prosecution in Scotland takes the rights of victims very seriously. We have on-going training on the rights of victims and their needs in relation to the prosecution. As Alison Di Rollo mentioned, she is involved in judicial training and, early next year, I will be involved in training sheriffs on the rights of victims.
On a very practical matter, one of the benefits of e-mail and technology is that we have started producing learning packs. Although we might have 40 or 50 prosecutors at an individual event, we are trying to disseminate the training to as many people as possible. That has worked well.
Has such training been a recent development or has it been going on for some time?
It has been going on for quite some time. However, as people become more aware and practitioners, procurators fiscal and precognition officers and offices become more alive to the needs of victims in the criminal justice system, an increasing number of people express an interest in such training. As a result, the training starts snowballing and is disseminated throughout the service. The good thing is that people are actively showing an interest in the rights of victims, which represents a bit of a shift in the criminal justice system.
I think that your course is oversubscribed.
It is.
Just to give the committee some context, I can remember doing a similar course eight years ago. This work has been going on for at least a decade; there is no doubt that it is increasing in profile and importance as the years go on.
My point has already been picked up. However, in light of the damning verdict in The Herald today that, according to a survey, seven out of 10 people think that judges are out of touch, are you convinced that all your work with defence lawyers and solicitors is moving up through the system to ensure that such headlines are obviated in future?
We hope so. Judicial studies are a matter for the director of judicial studies and the judiciary, and I think that it is really helpful and constructive that we should have been invited to participate in that work. Such opportunities are relatively few and far between, which is possibly a result of the independence of the judiciary. Although we take up any opportunity to feed into judicial awareness—an issue that the committee is no doubt interested in—we cannot take on that responsibility as well.
That is a very big issue for us. I thank the three witnesses for their very valuable evidence.
That is perfectly acceptable.
If you think that some issues have not been covered, we will give you a chance to raise them at the end of the session.
Professor, I know that travelling back and forth between Aberdeen or Inverness and Edinburgh is always a pleasure. I am quite sure that you enjoyed your trip.
If we based an answer to the question whether the bill is an overreaction or is disproportionate on the number of instances in Scotland in which a complainer has been subjected to such a distressing experience, history suggests that, in practice, it has not been a substantial problem up to now. As far as I am aware, it has been an issue in one case in the High Court and in one case in the sheriff court.
It would be appropriate to hand you on to Stewart Stevenson, because he is dealing with the amicus curiae.
I will develop the last point that Professor Gane made, because much of the ground has been covered. In what way is it not apparent to the jury that the witness is being treated specially? By what mechanism is that achieved? I understand your point that the appointment of an amicus curiae and the circumstances that lead to the appointment will not necessarily be visible to the jury. However, the operation of that person clearly will be.
As I understand it—I claim no particular expertise in Irish law—this is a recent introduction into Irish law. The amicus has a responsibility at the point when the accused applies to the court for permission to cross-examine the complainer in a certain way. Whether that line of questioning is to be permitted is dealt with as a trial within a trial. The jury is excluded and representations may be made on behalf of the complainer by his or her counsel.
So the Irish legislation simply provides for an amicus curiae during the trial within a trial, not within the trial itself.
As I understand it, yes.
As I understand it, the Law Society suggests that the amicus curiae should be present during the trial. Therefore, we are perhaps dealing with a rather different situation from the one that the Irish have proceeded with. Are you aware whether that has actually happened in Ireland?
I do not know whether that has happened.
More critically, how would you react to the amicus curiae being visible within the trial itself?
I am not sure that there is any strong objection to that. It is not clear to me how juries would perceive such things—it is difficult to assess that. Nor indeed does the measure seem to be necessarily adverse to the interests of the accused. It is the right of the accused to have appropriate legal representation and to have the evidence of the Crown properly tested in the trial. I am not sure that the presence of someone representing the interests of the complainer would adversely affect the interests of the accused.
In what circumstances would you envisage a court using its power to apply the provisions of the bill to other alleged offences of a substantial sexual nature? In your opinion, does the bill provide the courts with adequate guidance on when that power should be used? In written evidence it was suggested that it did not.
The bill certainly provides much greater guidance to the courts on how to exercise their discretion than the current provisions do. I am not sure whether the committee is aware of some rather elderly research—it was published eight years ago—on the operation of the current law. Two leading conclusions from that research were that in a substantial number of cases the law was simply not applied and that, even where it was being applied, it did not achieve its intended functions.
On the fairness of the proposals as they affect both the accused and the complainer, what is your opinion on the compatibility of the bill with the European convention on human rights?
That involves two separate questions. First is a view that has been more widely held than it should have been. It has been suggested that the proposal that the accused should not have the right to conduct his—or, exceptionally, her—defence personally is somehow contrary to article 6 of the European convention on human rights. In my view, it is not, for two reasons. First, although article 6 refers to the accused's right to represent themselves in person, it does not mean what it says. Article 6 has not been interpreted in that way by the convention institutions—there is ample case law to back that up.
The provisions concerning restrictions on evidence are likely to be the most controversial aspect of the bill. In what circumstances, if any, do you believe that the sexual history and character of the complainer should be admissible evidence in a trial for sexual assault?
I am inclined to take the view that, so long as a fair trial can be achieved for the accused, the prior history and character of the complainer should be regarded as irrelevant. It may be relevant in some instances where it can be established that the complainer is likely to be lying. The question whether the complainer consented is much more difficult. In the past, questioning about a complainer's prior sexual history has roamed far and wide and has usually been based on the assumption that women are rather indiscriminate about who they have sex with. That cannot be acceptable. In most instances, it is not even relevant to the question of consent. The bill manages to achieve the appropriate balance in this respect. I am not convinced that the occasions on which, as an exception to the general rule, the court should allow questioning about the complainer's prior sexual history are likely to be frequent. I am not sure whether that answers Bill Aitken's question.
I notice that, for perfectly understandable reasons, you have not cited any specific examples. However, let me present you with an example. If the defence wanted to introduce evidence to the effect that, over a period of some months, a woman had made allegations of rape against a number of men, would that evidence be relevant and acceptable?
It would be relevant to the credibility of the complainer. At issue is whether that evidence can be introduced in such a way that its probative value outweighs its prejudicial effects, that the complainer's dignity is not impugned and that their privacy is not invaded beyond what is necessary to explore the question of credibility. However, such evidence would not necessarily be excluded in cases of the sort to which Bill Aitken refers. The bill would allow it to be introduced.
We all accept that giving evidence of the type that many complainers have to give in cases of this nature is distressing and evokes memories. Do you think that if the prosecutors and judges had been doing their job properly, there might not be a need for us to legislate?
There is some support for that view in the study that was conducted some time ago. The research indicated that in a substantial number of cases the law was not being applied and cross-examination was being permitted in circumstances in which it should have been subject to regulation and control. We should treat that research with caution—it is eight years old and we do not have more detailed or recent research—but it provides an objective foundation for the view that the law has not been applied in the way in which Parliament intended it should be and has not achieved the intended results.
Bearing in mind the fact that that determinations in cases of this type will almost invariably be the result of the deliberations of a jury, do you feel that the jury is able to accept or reject evidence that it might feel is unnecessary or irrelevant?
It is difficult to answer that question, given that we have no way of knowing how juries work and we are not allowed to ask. We have to accept that juries approach their task seriously and that an appropriately directed jury should be able to accept or reject evidence that it feels is unnecessary or irrelevant. However, we have no way of excluding the possibility that jurors continue to be influenced by their personal views about what is appropriate behaviour, particularly in a sexual context.
In its evidence, the Law Society of Scotland said that the definition of the proper administration of justice needed to be amended and suggested that it should include
That is stating the obvious—it is a fundamental and implied principle in our criminal procedure and is backed up by the rights that are secured by the European convention on human rights. The point about the proper administration of justice is that the bill directs the court's thoughts to matters that might not have been immediately apparent or an automatic line of thinking—that is particularly true of the emphasis on the protection of the complainer's dignity and privacy. The bill also re-emphasises the important issue of relevance.
Would that provision be similar to the existing provision that the court must be satisfied that it
There is a difference. First of all, the phrase "interests of justice" is very broad and not particularly helpful. It might be argued that the phrase "interests of justice" seeks to draw a balance between the interests of the complainer, the accused and the community in ensuring that justice is done, whereas the proposed provision places more emphasis on respect for the situation of the complainer. That is not necessarily a bad shift in emphasis, if that is what is intended. Secondly, there is a great deal of importance in the emphasis on relevance in that provision, which goes to the interests of justice.
I asked that question because, in a Scots law text book—I think that it is by Field and Rait—it is stated that that provision was potentially an enormous loophole in the law. I suppose that all the provisions could lead to enormous loopholes if they are not applied properly by the courts because, in effect, they are catch-all phrases. If all else fails, the defence can have a go at using the provision, and we rely on the court to be stringent.
If it is a loophole, it is a much narrower one than the provisions of section 275 of the 1995 act. That section has a curious structure. The preceding section sets out the general principle: we do not go down this road. However, if I remember rightly, section 275 begins with the words "Notwithstanding that principle," and then all the other things come in, including the broad statement about the administration of justice and the interests of justice. That suggests that Parliament states the principle and then says, "We are not really serious about that principle." Perhaps we should not put too much emphasis on the wording, but when a provision in an act starts by saying "Notwithstanding what we have already said, you can go on and do the following things that are not wholly consistent with that", that suggests that the exception becomes wider than the rule.
Do you agree with the evidence that the committee has received from the Crown Office, regarding the issue of the trial-within-a-trial procedure? It feels that the provisions in the bill would not make that procedure more likely. Would you concur with that view?
That is probably a fair judgment on the balance of the bill. The opportunities for legitimately pursuing that line will be more limited under the bill than they are at present. I understand the concern, which is the repeated questioning of the complainer, but the bill will not make the procedures any worse in that respect. It may make them better.
As legislators, we want to put the best possible statute on to the statute book. Can you suggest how we might best monitor and measure the effectiveness of the legislation that we are trying to introduce?
As a member of the academic community, I am bound to say that there is no substitute for good quality, properly informed scientific research. The study that was conducted by Beverley Brown, Michele Burman and Lynn Jamieson some years ago is of a high quality and very objective, and it comes to reasonable conclusions. That kind of research is precisely what much of the criminal justice system in Scotland needs. There are many excellent academic institutions that can pursue that research, but there must also be follow-up.
Are there any final points that you would like to make to the committee?
Without delaying the committee long, I disagree with one issue of principle in the bill. That is the question of the notice of the so-called defence of consent, as it reveals a serious confusion of principle. The bill proposes to put advanced notice of consent on the same footing as advanced notice of so-called special defences in related matters such as self-defence, alibi and impeachment. The consequence of that is that, if the accused does not give notice, the accused will not be able to run with the so-called defence of consent.
We will put that question to the Executive.
Yes.
That is also the case with other special defences where the Crown is given prior notice. We have considered that question before, as the Law Society of Scotland put that to us—you may have read the evidence.
As I said, that is the case in the context of something that has to be proved by the accused in a criminal trial and it is set out in proposed new section 275. That is also the case in references to the so-called defence of consent—risks are presented, which are unnecessary. If the true purpose, and I accept that that may be the case, is to give fair warning to the complainer that that line of questioning may be pursued, there are other ways of doing that. As I said earlier, it would be unusual for the Crown not to make that line of questioning clear to the complainer.
One of the objections that the Law Society of Scotland raised in its evidence to us was that that would deny the defence the right to rely on the failure of the prosecution to make its case. Do you agree with that?
It is certainly a possible interpretation of the legislation and it would seem to be a consequence. If you do not say that the complainer consented, what implications does that have for the responsibility of the Crown to exclude consent?
We shall consider what you have said.
Thank you.
Can we have a comfort break?
A plea has been made for a comfort break. As we are behind time, I suggest that we keep the break to three minutes.
Meeting adjourned.
On resuming—
I welcome the Deputy Minister for Justice, Iain Gray, and his team to the Justice 2 Committee. We are running a bit short of time. Do you wish to make an introductory statement, minister?
No, I am happy simply to answer questions.
That is helpful. We move straight to questions.
The essence of the policy intention of the bill is to remove fear of and to increase confidence in the judicial process. The intention is to remove fear on the part of the complainers and to increase their confidence that they will be treated fairly and with dignity. The two sides to that, as the committee is aware, are to remove the possibility of the complainer being directly questioned by the accused and to increase the assurance and broaden the scope of the provisions so that character and sexual history evidence are only introduced when relevant and necessary.
Before committee members ask questions, I refer them to the paper "Memorandum From the Scottish Executive on the Sexual Offences (Procedure And Evidence) (Scotland) Bill", which clarifies a number of issues that have been raised in the evidence that we have heard. I thank the minister for the paper. It cuts out time in the committee's gaining an understanding of his response to some of the issues that have been raised.
Minister, one of the things that you have not responded to is the Law Society of Scotland's suggestion that the interests of the complainer could be represented through the appointment of an amicus curiae who would intervene during cross-examination. What is your attitude to that?
I am aware of the amicus curiae proposal. Such an approach might have a general role to play in how we deal with vulnerable witnesses, not just those in sexual offence cases.
Do you also feel that the existence of an amicus curiae would give special status to a specific witness—the complainer—which might influence the jury one way or another?
There is no doubt that, if such a facility were to be made available, it would give special status to certain types of witness, based on their vulnerability. However, that is an issue for broader discussions about how we deal with witnesses who might be vulnerable. The specific fear that the bill addresses is direct confrontation.
The Law Society raised issues in relation to the role of the solicitor, particularly when there might be perverse instructions or when grounds for appeal might open up. You should have the opportunity to respond to the Law Society's concerns in those areas. The Law Society mentions a possible code of practice and I have noted your response to that. However, it is important that you address that concern.
The Executive's memorandum makes clear our view that there is not a significant difference, because it is possible for a case to be appealed on the basis of poor legal representation. However, we acknowledge that the Law Society's evidence to the committee mentioned serious concerns about that particular instance.
In your memorandum, you accept the Law Society's point in relation to appointment by the court during a trial and state that you will propose an amendment at stage 2 to remedy that.
That is the case.
Section 5 of the bill would prohibit an alleged sex offender who has been released on bail from personally seeking a statement from the complainer. However, an alleged sex offender who is allowed to remain at liberty without being on bail is not covered by that provision. Is there a reason for that difference in treatment?
That is a matter of detail that is new to me. Perhaps I may consider it and come back to the committee.
I confess that the committee spotted that detail only recently, so there are confessions all round. However, the matter is important and it must be cleared up before the committee's stage 1 report.
The provision is clearly intended as protection, so that the complainer is not confronted by the accused outside the trial. If the bill contains a loophole, we will have to consider it.
The minister said that one of the reasons for drawing up the bill was to ensure that victims feel that they have some protection. It has been suggested to the committee in evidence from, I think, the Law Society of Scotland, that the protection already exists and that if the existing protection was used properly, or if proper training was given, we would not need the bill. Do you agree, or do you feel that the bill is required? Further to that, will you comment on the suggestion that the bill will not give the protection that we seek for the witness or victim?
The bill provides two kinds of protection for victims or complainers. The first is to remove the possibility of the accused presenting his case and therefore conducting cross-examination. Of course, if inappropriate questioning is undertaken in a trial, the court should intervene and stop it. The evidence from the small number of cases—three—in which the accused has conducted the cross-examination shows that inappropriate questioning took place in only one of those cases. In the two other cases, the questioning was not inappropriate or inadmissible in court. However, that misses the point. Given the nature of the offences with which we are dealing, it is the fact that the complainer might be confronted and questioned by someone who has committed an intimate offence on her that leads to the fear. There is no current provision to prevent confrontations that happen within the bounds of propriety in the courtroom. We believe that no complainer in those circumstances should have to face such confrontation. That is why that aspect of the bill is required.
Are you confident that the bill's proposals will mean that witnesses and victims will be more confident in proceeding with their cases?
We certainly think that they should be. For people who are afraid that they will be confronted and cross-examined by the accused, we are removing that possibility. However, there is still the possibility that sexual history and character evidence could be admitted. The new legislation will introduce the higher test that the information must be relevant and significant in a probative sense. That test will be a decision that the judge will have to make.
We had not intended to ask about notice of defence of consent until about 10 minutes ago, when we heard some evidence from Professor Gane that we would like to put to you.
Given that the definition of rape is sexual intercourse with a woman without her consent and that, in a case of rape, the Crown would require to demonstrate that such consent was not present, is there really a requirement for the special defence of consent to be notified?
The purpose of introducing a requirement for prior notification of a defence of consent is to give fair warning to the complainer. Such notification will allow the complainer to be as well prepared as possible—not in a legal sense, but emotionally and personally—for what they are likely to face in a criminal court.
I understand that point. Such a possibility might not arise in the remotest dreams of a woman in that position. However, in practice, the depute fiscal dealing with the matter would point out to every complainer, "Look, I know you might find this distressing, but there is a possibility that it will be suggested during the trial that you gave consent." Does that not happen?
I would have thought that that was only good practice, but I see no harm in ensuring that good practice becomes 100 per cent practice in future, if we so desire. That is the bill's purpose.
Professor Gane pointed to part of proposed new section 275 of the Criminal Procedure (Scotland) Act 1995, in which it appears that the introduction of this measure would transfer the burden of proof to the accused. Will you comment on that?
There is no intention to do that. The prior warning that is required for the defence of consent does not change the position that the prosecution must show lack of consent as part of proving that the offence took place. The phrase in proposed new section 275 that probably concerned Professor Gane is:
I will return to the restriction on evidence. The Law Society of Scotland said that the bill's definition of the proper administration of justice should, to provide a more balanced definition, be amended to include reference to
That seems to be the statement of a fundamental principle that we would not want to breach, but I will ask Mr Foubister to comment.
The purpose of the definition in the bill, as has been brought out in earlier evidence, is to draw attention to aspects of the proper administration of justice. We do not feel that there is an overriding need to include elements such as the fairness of the trial, which might be taken as obvious.
You might have had the chance to read the evidence that we received from the Equality Network, in which Tim Hopkins described what he believed to be discrimination in the bill against gay men. I notice that your memorandum makes some response to that, but what are your intentions on the points that he raised?
I read the evidence that Tim Hopkins gave. He had a point. We intend to ensure that the bill is not discriminatory. At stage 2, we intend to consider an amendment that might meet Tim Hopkins's concerns. He has some amendments in mind. We would be willing to examine what he might suggest.
The Equality Network suggested that proposed new section 288C(2)(b) should be amended to read
On the face of it, that is the case, but we should consider the drafting of amendments in more detail with the committee at stage 2.
We have some general questions about how the provisions will work in practice.
I thank the minister for making it clear that the Executive will focus on monitoring, because the committee is concerned that the bill should lead to change in the courts. There is concern that existing legislation has not resulted in the expected change. You said, minister, that you would draw together baseline figures, which you would use for monitoring. Could you develop that and explain the nature of the monitoring and of the baseline figures that you expect to gather and use?
It would be our intention to have the work done independently. We would have to work up some kind of brief, which we would pass to an independent research body. Potentially, we might put the research out to tender. The baseline figures should provide answers to some of the questions that have been raised about the situation following the Jamieson report, for example how often some of the things that we are concerned about and some of the measures that are in place have been used. We would then have a monitoring programme for the future. We would consider, for example, the number of applications for the use of sexual history or character evidence and the percentage of applications under which such evidence was admitted.
We heard encouraging information from Susan Burns and Alison Di Rollo of the Crown Office about planned training. It was not entirely clear that that training would be directed at everyone involved in the process and in the application of the new rules. We are keen for everyone involved to be well equipped to implement the new legislation when and if it is passed. How do you intend to take action to ensure that it leads to change?
We maintain an interest in the work of the Judicial Studies Committee for Scotland. The encouraging information that I assume the committee received from Crown Office colleagues was that they could not stay too late because they had to set off to be involved in induction training for new judges and sheriffs. That is a significant step forward compared with recent years and it is a sign that progress has been made. I hope that that progress continues.
The committee has heard evidence, most recently from the Crown Office, about the recent developments in training. My colleagues, in anticipation of the passage and implementation of the Sexual Offences (Procedure and Evidence) (Scotland) Bill, have discussed with the Law Society of Scotland the nature of the training arrangements that it wishes to put in place. It is important for us to include all the component parts of the system in a uniform strategy.
I want to come back briefly on that answer. My business background means that alarm bells ring whenever I hear the words "hope", "try", "encourage" and "emphasise". I would like us, if we can, to be much more positive and proactive. I am sure that we all share the goal of the bill—I have no concerns about that at all—but I would like to focus on using language that is more engaged than some that we have heard.
The point is well made. I add the specific detail that those solicitors who are appointed by the court to represent those who had wished to represent themselves will be potentially important actors in the new procedures. I am pleased to say that the Law Society revealed in the discussions that it had with my officials that it is considering setting up its own database of solicitors who would be willing to volunteer to represent such people and who perhaps have experience of similar circumstances. Having taken an interest, those solicitors might also have undertaken some training, have considered the procedures and have a good understanding of the position in which they would be placed, as we discussed.
You will gather that that is of primary importance to the committee and will be reflected in our report. I am particularly pleased that you mentioned that the provisions would be monitored after they had been enacted because we feel that although the provisions are welcome, if concerns are not addressed we might as well stick with the old provisions.
The bill is about striking a balance between protecting the complainer and protecting the right of the accused to a fair trial. I believe that judges already have the role that you mentioned in the case of some other special defences and have to screen the admissibility of evidence. There is not a significant shift of responsibility between the judge and the jury. There is experience in the Scottish system of that kind of screening of evidence for admissibility.
A number of witnesses have raised concerns about the trial within a trial process. We have noted that whether a trial within a trial should be held is within the judge's discretion, so it is not absolutely necessary that the complainer be present to give evidence twice.
The committee's understanding is absolutely correct. It is possible for such a procedure to take place, but it is not necessary because the judge can decide on the basis of the written application. At the moment, judges seldom, if ever, use the trial within a trial to decide whether evidence is admissible. They do not ask for evidence that has by its nature been tested for admissibility to be given again in full court in front of the jury. The evidence that we have at the moment leads us to believe and hope that the trial within a trial procedure would not be necessary in most cases.
Should the judge be able to make a decision on the evidence without a trial in the vast majority of cases?
That is our belief, but the application of the provisions will have to be tested.
Is that one of the aspects that you could include in the monitoring process?
Yes.
I have a final question. At our previous meeting, we heard from witnesses from the Faculty of Advocates who made a controversial proposal for the redefinition of the crime of rape. Although it does not relate directly to the bill, we thought it important to ask you about that. The Faculty of Advocates gave evidence to the effect that juries tend not to convict when presented with a typical date-rape scenario, but if different categories of rape were to be defined, a higher conviction rate for serious crimes would result. Obviously, we thought that the proposal was controversial and we are not saying that we agree with it, but we felt that in the context of the whole dialogue about the crime of rape and sexual offences, the point was an important one, on which you should be given the opportunity to comment.
I will take the opportunity to comment, but only in a limited way. The proposal is controversial and has been examined to some extent in England and Wales. The Home Office review "Setting the Boundaries: Reforming the law on sex offences" concluded that a change similar to that proposed by the Faculty of Advocates should not take place. I remain to be convinced that a rape that occurs between strangers is somehow worse than a rape that takes place between two people who know each other. It seems to me that the impact of the latter could be just as bad or worse—it depends on the circumstances. The seriousness of the individual case must be reflected in the sentence and the court has broad discretion in such cases. I think that part of the case that the witnesses from the Faculty of Advocates were making was probably that that led to some reluctance in juries to convict.
Stewart Stevenson has a question. Please make it brief.
May I suggest a useful comparison? In charges of theft, the jury may, as an alternative, give the verdict that the defendant is guilty of reset. In your opinion, would juries be likely to convict more often if they had an alternative conviction of, say, serious sexual assault instead of rape?
I do not know and it is difficult to find out because it is not possible to do research with jury members in Scotland. It is difficult to find the evidence base for that. I can see why some people might think that that is the case. Such questions are difficult and complex and should be properly addressed, but they are not—and are not required to be—in the bill that we are dealing with today.
That concludes our evidence-taking session. I thank the minister and his team. The session has been helpful.
May I say one final thing in closing? Mr Stevenson made the point that we will know that the legislation had succeeded if there is a change in the courts. Although I think that that is true, I would like to leave the committee with the thought that we will know that the legislation has succeeded if there is a change in the fear that is felt by those who have to face entering the courts in such circumstances. That is the real policy purpose of the bill.
That is accepted. Thank you.
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