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We have with us Niall Campbell, head of the criminal and civil law group, Robin MacEwen, head of the parole miscarriages review division, Ian Allen, head of the legal aid branch, and Gillian Russell and John Paterson from the office of the solicitor. Does Mr Campbell want to make a few introductory remarks?
Yes, just to set the scene. I will be brief, as I know that committee members want to ask questions.
I thank Mr Campbell. We intend to work through the bill part by part, but I want first to pick up on something that you said about the power—of which I am aware—to strike down acts of the Scottish Parliament. If a problem is found, how is what is struck down specified? Would the court specify that, down to the section or subsection? Who determines what is struck down and what stands?
That will depend on what is brought before the court for consideration. The case will presumably have been brought on the basis that a certain power is non-compliant. I ask Gillian Russell to comment further.
That is correct. It would depend on the provision that came before the court and on the court's deliberation on the circumstances of the individual case.
If a person was charged under a certain subsection and the court found the power under that subsection to be incompatible, would that subsection be struck down? Would the rest of the act stand, until such time as it was found wanting?
That is correct.
Let us turn to part 1, in particular the degree of consultation that has been undertaken. Who was asked about the bill and what did they say? Did any of the consultation affect the bill as introduced?
Do you mean consultation in general or purely on part 1?
You can answer the question on all parts of the bill if that is more convenient.
The position on consultation differs, depending on the part of the bill.
In that case, I invite you to answer on part 1 at the moment.
There were discussions on the practicalities of part 1, purely with regard to the Lord Justice General. There are implications for the burdens that are put on the courts. It was a matter of considering the effect of the review on compliance—or otherwise—with our procedures.
We spoke to the Parole Board for Scotland, first about the practicalities of the proposals for life sentence prisoners, who will be affected considerably, and secondly about the proposed changes in part 2 to the procedures for the appointment and removal of Parole Board members. We spoke to the Parole Board also about part 1, as its members would be expected to sit on tribunals to consider life sentence cases.
Would it be fair to say that most of the people whom we invite to give evidence will be feeding into the process for the first time?
It depends to whom you are referring.
Anyone, with the exception of those whom you have mentioned.
In that case, yes.
What factors will judges take into account when they fix the punishment part of sentences? What is the likely range of years for the punishment part of a sentence?
That is purely a matter for the court. The court will take into account the seriousness of the offence and the accused's previous convictions. I do not think that it would be proper for us to speculate on what the range of punishment parts should be. We can, however, provide information about lengths of time that have been served by life prisoners, although that is rather different from the punishment part of a sentence—there is a research report on life prisoners, which gives quite a lot of information. However, the length of time served reflects not only the punishment part but the estimate of risk that is made before release—that is not quite the same thing.
Prisoners are serving certain lengths of sentence now. There must be some expectation that the lengths of sentences that prisoners serve after the proposed legislative change will not be significantly different.
That is right. The effect of the bill on the length of time served is expected to be neutral. The average length of a life sentence is about 13 years. I reiterate that that time covers not only the punishment part of the sentence, but any part that is served because of the risk that the Parole Board considers there to be before it recommends release.
I want to press you on that. What you have just said is stated in the part of the policy memorandum that deals with adult mandatory life prisoners, which reads:
The judiciary is already consulted on whether sufficient periods have been served—it is already part of the process, as I described. That applies at the end of the process, however, not at the time of sentence.
More specifically, would you still expect judges to set sentences of at least 20 years for crimes such as the murder of police officers, in line with the current 20-year policy? Should there perhaps be legislative provisions covering sentences in such cases?
The 20-year policy is a statement of how ministers would deal with certain types of cases, including the murder of policemen, which you mentioned, the sexual murder of a child and murder by firearms during robbery. Under the present system, the policy is operated by ministers. It would no longer operate as it currently does if the bill were passed. However, when considering the seriousness of the crime and setting the punishment and deterrent part of the sentence, we would expect the judiciary to take account of the same factors.
To an extent, ministers made the statement in reaction to public demands in relation to crimes of such seriousness. As it was a ministerial policy, the public at least had some confidence that it would be put into effect. Now that it will no longer be ministerial policy—and will not be backed up by any kind of statute—will not public confidence in the way that crimes of such seriousness are treated diminish? What will happen the first time one of those crimes occurs and a significantly reduced sentence is handed out? Will not there be a political impact?
Each case is separate and special factors may lead to a particular outcome. It would be wrong to speak for the courts and to say how they will operate. However, the 20-year rule covers cases that are normally regarded as the most serious types of murder. One would expect the courts still to take the factors—which will be different for each individual case—very seriously.
That is a fair comment; it is fair to say that those kinds of cases are the ones for which judges almost invariably fix the minimum recommended period.
Yes—a substantial minimum recommended period.
I was not terribly happy that you could be sure that sentences would stay the same as a result of the bill. In the same way, I am worried about something else and I want to be sure that I understand it.
I am sorry. May I interrupt? People go to something called the preliminary review committee, which I chair, which has on it a High Court judge, a psychiatrist, someone from the Scottish Prison Service—
What I meant is that people start entering the review system, in the broadest sense.
Yes, but only in a very broad sense. All that happens at that stage is that a recommendation is made to ministers of when people should first go to the Parole Board for a formal review. In some cases, that may be quite a number of years off. If it is a 20-year case, that will be reflected.
I appreciate that, but people have at least the possibility of getting into the review system after a comparatively short time. Once things have been changed, can I take it that there will be no way into the Parole Board system prior to the end of the punishment part of a sentence?
Yes, that is right.
Is there not a worry that that will decrease flexibility? At the moment, judges do not, by and large, fix such a period. As you have said, people do not get out early, despite what the public think. However, because judges do not fix a period, your committee and others are allowed flexibility when considering when the Parole Board should review people's cases. Is it not slightly worrying that the new system will block that flexibility in those exceptional cases in which circumstances have changed and it may be appropriate for the person's case to be considered earlier than might have been expected? What will happen is that the judge will fix the punishment period at 10 or 12 years and we will block off the flexibility that is needed in exceptional cases. Is there another way of dealing with such cases?
The bill does not propose an alternative. In a sense, the flexibility will come when the judge fixes the periods for punishment and deterrence. If there were special features that justified a shorter period being served, they would be taken into account at that point.
But the point that I am making is that sometimes the need for flexibility—
Is realised after the sentence starts.
Yes—perhaps three years down the road. You will know of cases in which you thought, at the point of sentence, that the man would not go to the Parole Board for 10 years, but in fact he went after six years because circumstances changed. That is the advantage of the present system: flexibility does not have to be determined at the point of sentence, when a person might be 20 years of age and coming out of drug addiction. Is there not some way of keeping that flexibility?
The thinking was that anything relevant to punishment will be known at the time of sentence. Therefore, when the trial judge fixes the punishment part of the sentence, he will have all the factors before him to allow him to come to a view as to what will be a sensible period. That period could be quite short. In cases of people who were under 18 years of age, we have seen a period as short as three years being fixed. That is an even shorter time than the period after which a case would normally come before the preliminary review committee.
In the system for discretionary lifers, they have their punishment part fixed at the time of sentence. What we are talking about is similar to that.
Yes, but I suspect that these periods of punishment are not likely to be very long: I am worried about there being no flexibility built into what, I suspect, will be very long periods of punishment. That is my practical worry, but we will have to wait and see.
Under the present system, the Lord Justice General and the trial judge are consulted on whether they consider that a sufficient period has been served for the requirements of criminal justice. Of course, that happens only after the parole board has made a recommendation for release, after having considered the risk. Only rarely has the judiciary taken the view that more time required to be served. It does happen, but it is not common. That suggests that the periods that are being served at present—the average of 13 years or so—are longer, in most cases, than the judiciary would view as necessary for punishment.
I want to ask about part 1 of the bill, on punishment. In paragraph 35 of your policy memorandum, you refer to the judge's setting of the punishment part of a life sentence. You say that the judge will not be able to specify that the person is to remain in prison for the rest of their life. Instead, the judge will set the punishment part to exceed the life expectancy of individual. Is that really a way of saying "life without parole"? Is that what you are trying to say without putting it explicitly in the bill?
Yes. In exceptional cases, that would enable a period to be set that could exceed a particular individual's life expectancy. The offence would need to have been very serious indeed. Another situation that might arise would be of someone who was relatively old and for whom the normal punishment part for that kind of offence might go beyond the time that the person was expected to live. We have to be able to deal with such situations for very serious offences.
Why could not a judge specify that the sentence is a life sentence without parole?
Provision is not being made for that in the bill. In the normal course of events, parole will be available—that is the basis of the bill, which makes it possible in such cases for the period set to exceed the likely length of an individual's life.
I am trying to distinguish the seriousness of the crime. An elderly person with a short life expectancy could be committed to prison for a period that would make it unlikely that that person would leave prison. In those circumstances, the punishment part of the sentence for people who have committed serious crimes will exceed their life expectancy. There are two separate categories: those who have committed a serious crime and those who have not committed a serious crime but who have a life expectancy that is shorter than the length of sentence that they might expect to complete. Why could not it be said explicitly that the latter category is of persons who have been given life without parole? That would distinguish between people who have committed a serious offence and people who have not, and who simply happen to have a short life expectancy.
Those people will have committed a serious offence: they will have murdered someone.
Therefore, the only reason for not specifying that a sentence is really life without parole is that the prisoner could apply for parole, even though the punishment part of the sentence—
The punishment part of their sentence would need to be completed before the prospect of parole arose. They could not apply for parole before the punishment part—
So they would not be able to apply for parole? If that is the case—
That would be the effect, if their life expectancy were clearly exceeded by the punishment part of their sentence. They would not come into the system. Robin MacEwen may wish to add to that.
It was also considered that, by requiring the trial judge to state the punishment period, more openness would be brought into sentencing. He must be clear about the period that he thinks is appropriate for a particular crime in its particular circumstances. Situations will arise in which the age of the individual does not matter. Two people of different ages could have been involved in the same crime, and it would seem appropriate for them to receive the same punishment part, which might exceed the life expectancy of one but not the other. If one were simply to require the trial judge to say what period he thinks is appropriate for that case, that would avoid making a judgment about how long an offender is likely to live.
Speaking from memory—I will be corrected if I am wrong—and to give members an idea, the longest recommended punishment part that has been set so far is 30 years, which was for an aggravated 20-year rule case.
At present, the average length of sentence before release is 13 years, but that includes the sentences of people for whom the risk period has been long. Can you give us an estimate of the average punishment period? Obviously, some people have been allowed out immediately where it was thought that they had done long enough for the crime and there was no continuing risk, while others have been kept in because of the continuing risk. Is it possible for you to divide those up in your mind, to give us an idea of the average punishment period?
We will look into the figures, but, roughly, the average person gets parole about two and a half years after their first appearance before the Parole Board, which follows the recommendation of the preliminary review committee. That rough figure varies quite a lot. Some people will keep coming back to the Parole Board if there are problems in the prison or whatever. The rough rule of thumb would be two or three years.
Is there a figure that you can give us on the length of punishment period served? Lots of people who were never a risk from the day they went into prison are released after serving the punishment period. The reason for keeping them in prison was their—in inverted commas—punishment period. Can you give us an estimate of the average punishment period served by lifers, rather than the period of 13 years that has been mentioned?
The trouble is that the system does not exist at present.
Do you know what I mean?
I know exactly what you mean. You are absolutely right: people are released when their release is recommended on risk grounds. Only then does one look backwards and ask, "Have they served long enough for criminal justice requirements?" In many cases, it is possible that a trial judge would have been satisfied with a much shorter punishment period. However, we cannot know that because all that is said is, "If he is released at this time, when recommended by the Parole Board, that will be enough."
I will move on to transferred life prisoners. I understand that the bill's provisions apply to prisoners who are transferred from any other jurisdiction. Is that correct?
Yes. However, the principal jurisdictions involved will be England and Wales.
I appreciate that.
And Northern Ireland.
I was going to ask you about that. I looked through the documents but saw no reference to Northern Ireland—forgive me if I missed such references. Will special consideration have to be given to Northern Ireland? Will special amendments have to be made to existing legislation in respect of Northern Ireland?
No. Transfers from Northern Ireland will be in the same position as transfers from other parts of the United Kingdom.
Yes.
That means that it will be possible for someone who transfers from England and Wales or from Northern Ireland to transfer on a restricted basis, in which case they will remain subject to the release arrangements in the jurisdiction from which they came.
How many transferred life prisoners are there? I do not anticipate a great number.
There are half a dozen at the moment.
Has there been any assessment of the likely impact that the changes to existing legislation that are in the bill will have on the willingness of foreign jurisdictions to transfer life prisoners to Scotland? Is there anything in the amending provisions that would encourage or deter transfers?
We do not expect those provisions to have such effects. As we said earlier, we do not think that the periods that people must spend in custody will be affected. Therefore, the attitude of foreign jurisdictions to transfer should not be affected.
If a pardon or some such is granted to a transferred prisoner by a foreign jurisdiction, is there anything in these amending provisions that would prevent the release of the prisoner as a result?
Transferring prisoners on an unrestricted basis assumes that the foreign jurisdiction is happy for arrangements in this country to apply. However, I think that your question refers to cases in which the unrestricted transfer raises some difficulty—where, for example, the foreign jurisdiction might transfer someone to a prison in this country but retain some kind of control. Although that issue needs to be worked out, it affects only a tiny number of transferred prisoners.
Will we have resolved that issue satisfactorily before Parliament passes the bill?
Yes.
So amendments might need to be lodged on that issue.
Tiny numbers of transferred prisoners are involved.
We are probably talking about only three or four people. As for foreign jurisdictions, I do not think that any life sentence prisoners have transferred from abroad; they have all been determinate sentence prisoners.
I want to refer to any transitional arrangements there might be if the bill comes into effect. Paragraph 56 of the policy memorandum seems to suggest that all cases will have to be reviewed.
Yes—the cases of all prisoners still in prison.
Would they have to have a mandatory life sentence?
Yes.
So all those cases would have to be reviewed and the punishment parts of their sentence reset.
They will have to be set. There is none at the moment.
How many cases will have to be reviewed?
About 500.
I see that there will also be a cost in time to the judiciary and the courts. What kind of time pressures will reviewing those cases place on High Court staff?
As the detailed timetable for reviewing cases will be developed in consultation with the High Court, we have no precise forecast about how long that will take. However, the timing would take account of the point that people have reached in their sentences. It would be more important for some people to have the punishment part set sooner than for others who, for example, might be at the very start of their sentences.
We have had limited experience of something similar. When such arrangements were introduced for discretionary life prisoners and murderers under 18, it was necessary for the Lord Justice General to set punishment parts. Although that is not the same as setting the parts in open court, it gave him an indication of what is involved and he now knows the scale of the exercise. The matter will clearly take many months to undertake; however, we will discuss with the judiciary and the courts how we can best order affairs to suit them.
I wanted to explore that point further. Although you have said that there is currently no set time scale, as it has still to be agreed by the Lord Justice General, you must have an anticipated time scale. Do you expect all those cases to be reviewed within a year after the bill comes into effect?
I do not want to commit us to any period—that is for the Lord Justice General to decide. I am sorry that I cannot be any more helpful.
So it will be exclusively the Lord Justice General's decision.
Yes, in that these tasks will be carried out by the judiciary.
Would it be exclusively the Lord Justice General's decision to set a time scale?
The matter would be subject to discussions between us and the Lord Justice General. He would need to formulate a timetable that fitted in with all the other demands on judges and the courts and that took account of their experience of how long it takes to review individual cases. That is why it is difficult to give a forecast at the moment. That said, it is important to undertake the task reasonably quickly as it concerns individuals.
As we are obliged to refer cases as soon as the provisions come into force, we will begin preparations ahead of that point to ensure that referrals can be made to the courts, after which it becomes a matter for them.
One of the concerns is that the reviews could have an adverse effect on court time, given the pressure to consider the cases as quickly as possible. Might the High Court need to be provided with additional resources to undertake the reviews in that time?
We do not expect any extra judicial appointments to be made in connection with this matter. There have already been recent increases in the number of High Court judges because of pressures on the courts.
The Parole Board currently assesses the risk of release. What factors does it take into account when considering whether a person poses a risk?
When considering the release of an individual prisoner, the Parole Board receives quite a substantial dossier which contains information about the crime; the judge's report at the time of sentencing; psychological reports both at the time of conviction and more recently from the prisons; reports from the prison about the prisoner's conduct; and representations from the prisoner himself. As a result, the Parole Board receives a range of reports that are all designed to give an idea of the offence and of any current risk posed by the prisoner.
In some cases, psychological assessments might be carried out while the prisoner is in custody. Furthermore, there might be reports about the prisoner's plans on release and how realistic any proposed arrangements would be.
But there is no statutory provision about what the Parole Board should take into account; it is up to the board to decide what it wants to examine.
That is right. The board has broad powers to consider anything that might be relevant.
In light of what has been said about Victim Support, will the victim of the crime have any input into consideration of parole?
Which particular element did you have in mind?
There has been some discussion about victims having a say on whether a prisoner should be paroled, bearing in mind the fact that they have suffered trauma and might have some fears for the future. In the past, victims have had no such locus.
Victims or victims' families have occasionally asked the department or the Parole Board whether they could make representations or whether they could attend any hearings. The chairman of the Parole Board decides how to deal any such requests; however, victims or their families have usually been allowed to make representations in writing, which the board has then been willing to consider. That said, I should point out that it is often the case that the concerns of the victim's family might not be related to risk, which is the only issue that the Parole Board considers.
Does the victim automatically find out that a parole hearing is taking place?
If they have expressed an interest in knowing when a hearing will happen, they will be told and given the opportunity to submit views. That is the current practice for tribunals.
That is right. The initiative lies with the victim; we would not get in touch with a victim or victim's family to tell them when a hearing was coming up. It would happen only if they had corresponded in the past to make clear their interest.
We are considering how victims can choose to participate and get better information into the Parole Board system. We expect that the use that the board would make of such information would be in the context of consideration of appropriate licence conditions—an important aspect that we have not mentioned—rather than about the release decision.
That wraps up part 1 of the bill. I do not know if this rate of progress indicates what might happen at later stages of the bill.
No. We talked only to the Parole Board for Scotland about the proposals on the changes to appointment and removal arrangements. The feedback was relatively neutral. The board saw that the changes were required as a consequence of the Starrs v Ruxton case and the ECHR. We also asked the board about the tribunal arrangements; it was already familiar with that mode of operation because it deals with such arrangements for under-18s and discretionary lifers. The board was content for those provisions to be extended to mandatory life prisoners.
There will be regulations in proposed paragraph 1A under section 5(2) about appointment to the Parole Board. We have never had regulations like that before, have we?
No.
This is the famous question that we always ask—are we going to have sight of those regulations before we pass the legislation? We are a cynical mob when it comes to passing legislation before we see regulations.
They are not drafted. We could look into whether we could give you some idea of the measures that will be in the regulations, if that would be helpful.
That would be helpful. Obviously we can guess what is going to be in the regulations, but before we pass legislation it would be helpful to have guidance on that.
That was to ensure that there could be no perception of Scottish ministers exercising influence over the members of the board, if they thought that they might possibly be reappointed at the end of the six years.
Six years is twice as long as the current appointment period. It is a long period. In a sense, that would mean consideration of a third term of appointment, which is now unusual in public appointment arrangements.
I understand the rationale behind that.
Are those appointments subject to affirmative or negative procedure?
I am sorry, but I do not know the answer to that offhand.
I will check, but I think that they are subject to negative procedure.
I am told that the appointments are subject to affirmative procedure.
Are we following custom and practice on the six or seven-year period, or was that time scale chosen for a reason? How was the upper age limit of 75 arrived at?
The period of appointment of six or seven years is a doubling of the current length of appointment. The option of six years or seven years has come about because people might be appointed halfway through a year—it gives us flexibility.
The tribunal that is mentioned in proposed paragraph 3B under section 5(4) is to have three members who shall be
The other person would not have to be a lay person.
But as proposed paragraph 3B(b) states, it must be someone who has been legally qualified for 10 years, so why not say that two persons should have been legally qualified for 10 years?
That is to ensure that one person would have those qualifications. It might depend on who is available to make up the tribunal—which might be another legally qualified member of the Parole Board for Scotland or it might be a lay member. It gives flexibility.
So the intention is to be flexible rather than to suggest that the "one other person" should be a lay person.
Yes. That is right. About a quarter, or perhaps less, of the members of the Parole Board are legally qualified.
Is Euan Robson referring to proposed paragraph 3B(b) under section 5(4) on page 7?
Yes.
That paragraph relates to the tribunal that would be convened to remove a member of Parole Board for Scotland.
I am sorry, we were talking at cross-purposes. I was talking about the composition of tribunals to deal with parole cases. Proposed paragraph 3B is about the tribunal to remove from office. It does not say that the "one other person" must be a non-lawyer, but it is quite likely that the third person would be a non-lawyer as the two other members of the tribunal would both be legally qualified. There is no such requirement. "One other person" could be any kind of person. I am sorry that I was talking at cross-purposes earlier.
I am sure that it will all become crystal clear when we go through the bill line by line.
The ECHR problem is not so much about appointment as removal or failure to reappoint. That is where the tribunal has been brought in.
We will move on to legal aid.
Yes, those were the main people who we consulted. We have, through a tripartite group, a system of regular discussions with the Legal Aid Board and the Law Society. We meet regularly and discuss all aspects of legal aid. The proposals have been discussed in that group as ways of dealing with problems that we have come up against in the fixed-fees scheme, which was developed through discussions in that group. The fact that the Law Society was represented enabled us to draw on the views of its members.
Does the Law Society think that the proposals go far enough in providing a requisite amount of legal aid to match the ECHR requirements?
It is for the Law Society to answer that question, but I hope that it does. We have had a lot of discussion on the problem of how to deal with exceptional cases in the context of fixed fees. We have tried to produce workable arrangements.
Were there discussions about access to justice through civil legal aid? Paragraph 114 of the policy memorandum refers to Airey v Ireland and access to civil proceedings. Were representations made to you about lack of access because of financial criteria for eligibility?
Issues of eligibility have been discussed frequently with us and we know—following the consultation on access to justice that led to the community legal service working group—that eligibility issues are very important. The Legal Aid Board is continuing research into eligibility and contribution work because of the apparent fall in the amount of civil legal aid. Those issues are being addressed by the community legal service working group.
You do not regard them as part of the bill.
No—not really. The crucial requirements are summary criminal legal aid and the extension of the availability of legal aid to certain types of tribunal.
The bill contains a very broad definition of tribunals. Does the definition cover, for example, Department of Social Security tribunals, for which advice and assistance is currently unavailable?
That is impossible to say. Once we get the powers, we will have to consider the whole raft of tribunals and determine which ones would need representation and the way in which that representation should be provided. These are early days.
I wonder whether, because social security is a reserved matter, there would be difficulties with that.
We have made legal aid available for employment tribunals, which is a reserved area, so I do not foresee a problem. Legal aid is a devolved matter. However, we will have to sit down and consider the other tribunals.
We are talking about a broad enabling power to meet the requirements of the ECHR on legal aid—
But not the details. Will the details be worked out later?
Yes.
Which tribunals—for which legal aid is currently unavailable—might, as a result of the extension of the definition of tribunals, become entitled to civil legal aid? I presume that you have some idea.
We know that there is a raft of tribunals, but we must take legal advice on their proceedings, the way in which the tribunals operate and the extent to which representation is needed. We are talking about VAT tribunals, social security tribunals and others. I do not want to say which tribunals we will make legal aid available for, because we just do not know.
The availability of legal aid would have an impact on the financial memorandum.
Yes, it would. That is why the financial memorandum says that the costs will be determined by the number of tribunals, the way in which legal aid is organised, the number of applications that are received and the cost of those cases.
Do you expect to have a better idea of which tribunals will be eligible for civil legal aid before the bill is enacted?
We will see what further information we can provide while the bill progresses, as we develop our thinking on that matter.
I know that the ECHR is a moving target, but is it not a bit rich to ask the Parliament to pass legislation on which legal advice will not be taken until later, and the potential costs of which are plucked from the air? If the powers in part 6 of the bill effectively allow Scottish ministers to change any piece of legislation that they choose—including the bill—why do we need a Parliament at all?
We will try to provide you with some more information on the kinds of tribunals that are likely to be affected.
We will return to the matter, but because of the Parliament's accommodation constraints, we must adjourn at 1 o'clock. The committee must still consider some statutory instruments, which will take up the remaining few minutes.
Not at all—we would be happy to come. Thank you very much.
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