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Chamber and committees

Standards Committee, 16 Dec 2003

Meeting date: Tuesday, December 16, 2003


Contents


Work Programme

The Convener:

Item 3 is our forward work programme. There are all sorts of things that we could do and some things that we must do. There may well be other issues to which members have given some thought, which have not been included in the proposals that are before us. The non-Executive bills unit will be available to discuss and provide a briefing to the committee on the draft members' interests bill, which was carried forward from the previous session of Parliament. NEBU will be available to talk to us about that in January. The researchers who undertook work on the cross-party groups will also be available to brief the committee in January.

Perhaps we should give some thought to whether those briefings should be informal or part of a formal committee meeting. It is up to the committee to decide how it wishes to proceed. I believe that the committee has had an away day—[Interruption.] Sorry. The committee has not had an away day. Perhaps that is one way in which we could tackle the briefings. We will also want to decide how frequently we should meet. We are currently meeting roughly fortnightly, but members might think it possible for us to meet monthly unless there is a burning issue or an individual case that needs rapid disposal. A draft document from the standards commissioner on his information and media strategy will also come before us in January.

I leave it to the committee to comment on the proposals that are before us. It is important that we get our priorities right in deciding which proposals we are going to take up and which ones we are not going to take up—whether we want to have an away day or anything else.

Alex Neil (Central Scotland) (SNP):

Once we have gone through the particulars of the paper, can we also have a discussion on our relationship with the commissioner? I have been a member of the committee for six months but, if the commissioner walked in the door, I would not recognise him, let alone know about his work load. I know that we cannot ask for the details of individual cases; however, I notice that the commissioner sought and obtained permission from the corporate body to bring in additional lawyers and legal advice. The Standards Committee should be consulted on such issues before they go to the corporate body, because if the work load is so big that we have to recruit more lawyers and all the rest of it, clearly there will be implications for the committee as well.

Before we read the paper, I ask that we also include a general discussion. You said that your idea is for us to have a meeting with the commissioner fairly soon, but given that that meeting will happen fairly early in the new year, we have to be clear as a committee about what we want out of the meeting, and the issues that we need to clarify with the commissioner.

The Convener:

Your last point is helpful. The commissioner has offered to meet us on 13 January. You will note that a number of meetings have already been scheduled. I agree that it would be sensible to have an agenda on the commissioner's staffing and approach to discuss with him. I expect that we would do that on an informal basis at the conclusion of the meeting on 13 January, perhaps—I am looking in particular to the Labour members—over lunch, but I know that that might present some members with some problems. Some of us could get up a little bit earlier on that day and have the meeting a little bit earlier to accommodate. Committee members can discuss that and let me know how they feel before we set the time for the meeting.

Do you wish at this stage to discuss the content of the meeting, or merely how we should progress with it?

The Convener:

Both. We need to have some early items on the work programme, and we need to decide which items have priority. We may also wish to dispose of some items. We are not bound by what the previous committee decided, unless it is a matter of the law. For example, the previous committee examined lobbying, and did not take it any further. We have the choice of whether we wish to take it further—we may decide to do so, or we may decide, given sufficient time to consider the matter, that we do not wish to pursue it this year. We want that kind of steer.

Donald Gorrie:

We should certainly have a briefing on the proposed bill to replace the Scotland Act 1998 (Transitory and Transitional Provisions) (Members' Interests) Order 1998. I agree with many of the proposals, but not with some of them. That briefing should be held in public. I see no reason why it should be held in private.

It may be interesting to find out what the Canadians did on lobbying. I would find it helpful to be briefed in more detail on the status quo.

On cross-party groups, do we need legislation, or can we just make progress?

It is not legislation that is required, but a recommendation from us to the Procedures Committee, I think.

Sam Jones (Clerk):

No. Changes to the code of conduct would be required, which it would be for this committee to bring forward.

Okay.

We should progress with that.

The Convener:

I suggest that we deal with that urgently. I concur with Donald Gorrie on the members' interests order. The Parliament was charged by Westminster to bring forward its own members' interests order. It did not do so in the first session of Parliament. If we are not careful, we may miss a window of opportunity with the non-Executive bills unit. Both those items should be dealt with.

Karen Whitefield (Airdrie and Shotts) (Lab):

I agree with Donald Gorrie on the three issues in the paper that are most urgent. For some time, there have been issues surrounding cross-party groups, such as how they work and whether there is duplication. In this session of Parliament the groups' conveners have attempted to streamline their work where there has been a crossover, but I think that the Parliament is looking to the committee for guidance on the matter. We have a responsibility to finish the work that the previous committee started and to make any necessary changes to the code of conduct.

We should try to complete the work on lobbying, because—again—we must address members' concerns about the impact of lobbying on the Parliament's reputation.

I am keen for work to start on the proposed committee bill, because I do not want there to be a rush to complete the bill's passage through the Parliament before the end of this session.

Are you talking about a bill that would introduce a registration scheme for lobbyists?

Karen Whitefield:

No, I mean the proposed bill on the members' interests order. We need to do something about that now, as it could take up to two years for such a bill to go through all its stages, even though its intent would be quite simple: it would review and clarify the obligations that are placed on members, to ensure that the system works effectively.

The Convener:

Am I right in thinking that the four issues that you suggest that we consider are the replacement of the members' interests order; lobbying; and two issues around the cross-party groups—membership, and the general point about the need for more research?

Yes.

Bill Butler (Glasgow Anniesland) (Lab):

I agree with the members who have commented on the recommendation about our three priority concerns.

We should start work as quickly as possible on replacing the members' interests order. As the paper says, we should schedule any necessary legislation to be introduced during the second or third year of this session, so that it can come into force at the start of the next session. Given that the previous Standards Committee ran out of time and that it would be problematic to introduce a new members' interests order halfway through a parliamentary session, that recommendation is particularly appropriate.

I agree with what members have said about lobbying and I have nothing to add to their comments.

We should include a review of the cross-party group system in our forward work programme. In January we will have an initial briefing about the CPG review, but until that review is completed we should retain the interim guidance on membership of CPGs. The guidance is working and has not, I think, given rise to any problems.

Alex Neil:

I think that there is a tendency for some committees to bite off more than they can chew. None of the issues that have been highlighted is so urgent or of such importance that we need to move on it in January or February. We should address those matters timeously, but we should not overload the committee, as there will need to be a fair bit of briefing, research and consideration on many of the issues before we reach a point at which we can make a decision.

I agree with the recommendation that outlines our three priorities, although I want to say a few words about a couple of those. It is clear—certainly from my first six months on the committee—that the existing procedures for handling complaints are wholly unsatisfactory in a number of areas. We need to review them at some stage, to make them fairer to both sides and to address some of the anomalies that we have come across in our work in the past six months.

I want to strike a cautionary note on the members' interests order and on lobbying, both of which we are suggesting could be dealt with by primary legislation. In my view, one of the reasons why the Parliament's reputation is not high out on the street is because we spend so much time dealing with internal matters and matters that people regard as being fairly peripheral to the day-to-day issues that they face. It could be dangerous if we try to introduce too much internal legislation and tie up parliamentary time in the years in which—if the Parliament's first session was anything to go by—the Executive will be introducing the bulk of its legislation, so we should be cautious. Taking on two bills—one on lobbying and one on members' interests—would not be clever and I think that, at some stage, we should prioritise one of them.

A briefing would be a good starting point, especially on members' interests, because I do not agree with a fair amount of what the previous Standards Committee recommended. There is a danger of us going completely over the top—we are getting to the stage at which not just people who are thinking of becoming members of the Scottish Parliament but their extended families will start to worry about whether they should bother. We need to ensure that we operate to a high standard, but I have never heard anything as daft and ridiculous in all my life as the suggestion that members should be required to register gifts that are worth in excess of 0.5 per cent of their salary.

We have to be careful about what we propose. Although we must maintain high standards, we must strike a proper balance and use our common sense. We are not under any pressure, as the Parliament has been very clean as regards lobbying, interests and so on—nothing has come to light that has been proved to be in any way underhand. That is not the Parliament's problem in the eyes of the people. I am cautious about tying up a lot of the committee's and the Parliament's time with what is, in essence, internal, housekeeping legislation. We should be conscious of that when we decide what we want to do.

Mr Macintosh:

I agree broadly with Alex Neil's points. There is no rush. During the first six months, we were conscious that we were not making much progress on standards business, but if we consider the issues involved, none of them is so urgent that we must drop everything to concentrate on it.

My priority would be for us to have a chance to speak to the standards commissioner, which is the first issue that Alex Neil raised. I had no idea that the commissioner had asked for extra legal advice and I would be extremely concerned if the standards procedures are such that the commissioner is so bogged down in legal matters that he requires extra assistance. If that is the case, it is a slightly worrying development. I would welcome the committee's having the opportunity to meet and establish a relationship with the commissioner, to find out what we expect of him and whether the processes are working fine so far.

Alex Neil went on to say that he was concerned about the current complaints process. I do not think that we should rush into judging that, because it took four years to get to the present stage. Each case throws up new issues and I do not think that we should react to each case by changing the processes, although we should certainly think about whether they are satisfactory or whether they could be amended. That process should not be rushed; it could be progressed during our initial discussion with the commissioner.

Monthly meetings are a great idea.

Mr Macintosh:

Absolutely. The primary duty of the Standards Committee is to deal with any complaints that arise as timeously as possible and that will always be the case.

As far as the other background issues are concerned, I want to meet the commissioner and have a general discussion about how he is coping with the new procedures and to ensure that the relationship involving him, the committee and others in the complaints process is working okay.

I would then prioritise the issue of cross-party groups. It has slightly lost its urgency, because we have all signed up to many of those groups and, as Bill Butler suggested, our interim solution seems to be working. However, we need to address several issues concerning the groups. For example, I do not think that some of them work in a particularly cross-party way. That said, if the research will be available in January, that would be the perfect opportunity to set our programme in that respect.

Finally, I suggest that we examine the members' interests order before the issue of lobbying. I totally endorse Alex Neil's comment that the committee should certainly not be driven by a sleaze agenda. Such sleaze does not exist; in any case, I have always felt that such an agenda was slightly spurious. At the same time, it is important that we have our house in order and I would be satisfied if we could establish a long-term timetable that would allow us to address those issues over the next three and a half years of this session.

Donald Gorrie:

On housekeeping, I want to highlight the internal complaints process that is mentioned mainly on page 8 of the paper. I find it pretty bizarre that, if we dislike what a convener is doing and complain about it, the convener deals with that complaint. I am sure that that will not occur in this committee; however, it might well happen in other less regulated and less well-run committees. As a result, we should perhaps have some neutral court of appeal, which could be this committee or some other group. The issue is worth considering and will not involve a great deal of legislation. Presumably, we can simply rewrite our own rules.

I seek guidance on that issue.

Sam Jones:

Donald Gorrie is right. We could simply change the code of conduct.

The Convener:

As far as I can gather, members feel that the members' interests order should be progressed, although some have suggested that we need to be careful about getting too tied up in internal affairs. However, a duty was placed on us when the Parliament was set up to examine that issue. Do members agree that the members' interests order is a higher priority than the issue of lobbying?

Members indicated agreement.

The Convener:

I must admit that I share some of the concerns about focusing too much on lobbying. After all, it was quite a controversial issue in the previous parliamentary session and there is no universal view on it. Perhaps we should put to one side the issue of taking a legislative approach to the matter.

There are two aspects to the issue of cross-party groups. The first is whether we carry out a review of how they are functioning and the second is whether we review the interim arrangements to reflect the Parliament's new balance. I take it that other members share the view expressed by Bill Butler and Ken Macintosh that the interim arrangements are working and that we should not interfere with them.

Members indicated agreement.

After reading the papers, I felt that we should deal with that matter urgently, but I am quite happy to go along with the committee.

Alex Neil:

The reality is that most of the cross-party groups, particularly the newer ones and the groups that have merged, have not yet bedded down. After all, they did not really get up and running until after the summer recess. As a result, we should not carry out a review of how the groups are functioning too early on because we have to give them time to bed down and to work out any problems that they might have. We want any review to have some value. In other words, many of the problems that might be highlighted in a review that we might carry out early in the new year might simply be teething troubles experienced by the new or merged groups settling down. There has been an attempt to streamline some groups and we have to give them time to function in this parliamentary session before we evaluate how well the system is working.

My concern was about whether the interim arrangements were satisfactory. The rest of the committee thinks that they are.

Although I feel that they are working, given anecdotal evidence, I was looking forward to hearing the results of the research so that we could take a decision.

We will have those results, so we will be able to decide where we go.

I am in no rush to deal with any of the issues, but I would prioritise the cross-party groups above the members' interests order.

Is that agreed?

Members indicated agreement.

There are a number of other issues to consider, but it is up to members whether we pursue them at this stage or later.

Mr Macintosh:

I suggest that you and the clerks use your discretion to find time. All the issues are important and worthy of our attention, but none is absolutely pressing. It is a case of finding the most suitable slot to make progress on them all. I notice that some depend on work being done elsewhere.

The Convener:

If the committee wants to pursue your suggestion, we could commission papers on the issues. When we have a bit more background on them we can make a more informed decision about whether we wish to make more progress on them and what should take priority. There appears to be general acceptance of that. No one mentioned the opportunity for an away day. There seems to be no desire for one.

The tradition of not having one should be pursued with a vengeance.

That is a fairly clear view, which the committee appears to share. I have absolutely no problem with that.

Briefings in public, as and when they are necessary, are fine.

The Convener:

I accept the point that Bill Butler and Donald Gorrie made that as many of the committee's activities as possible should take place in public. I seek guidance as to whether we should work on a monthly cycle or a fortnightly cycle, putting to one side urgent cases, which we will deal with as soon as possible.

Why do we not go with the three suggested dates—two in January and one in February—and see whether we are overloaded or whether we can get by with monthly meetings?

The Convener:

I will not be here on 27 January, so I suggest that we do not hold a meeting that day. If we do, Kenneth Macintosh will convene it. Business is pencilled in for 13 January, including an informal meeting with the standards commissioner. I am happy to be guided by the committee on that.

Donald Gorrie:

In principle, I prefer scheduling meetings that are cancelled subsequently. I would like us to go for the fortnightly system, because we would not then book in anything else. It is always good news when the clerk says that there is not enough business and the meeting is cancelled.

Is that view shared by the rest of the committee?

Alex Fergusson:

It depends how much notice we are given that a meeting is going to be cancelled. If someone arranges to be in Edinburgh on a given day and then finds out at short notice that they do not have to be there, it is difficult for them to rearrange their diary.

I would prefer to have a monthly meeting that lasts three hours rather than have two monthly meetings that last two hours—they always end up lasting two hours, because when people meet they talk.

Not you, Alex.

Alex Neil:

Bill Butler's suggestion is good. Why do not we run with having three meetings over the next two months—whatever dates have to be settled on—and see where we go from there? If we have the work load to justify more meetings, we can have them. If we do not, a three or four-weekly cycle would make more sense.

Mr Macintosh:

If the convener cannot make the meeting on 27 January, I see no need for us to meet then. We should start off with a monthly cycle and meet on 13 January and 10 February and take it from there. If we have a meeting on 27 January without the convener, that implies that there is pressing business for us to address, but there is not. We should start as we mean to go on.

I suggest that if pressing business arises we have a meeting on 27 January; I am happy to leave that to the discretion of the deputy convener. I will be away from 22 January to 2 February.

Would it make sense to schedule a meeting for the beginning of March, given that in April we will be into the Easter recess? We could review our work load at the March meeting to see whether we need to meet more regularly.

We will hold the third meeting on the first Tuesday in March, if that is agreeable. If cases arise that need to be disposed of, the convener, the deputy convener and the clerks will discuss whether a meeting is required.

Bill Butler:

I have a point about the timing of the first meeting, when we will meet the standards commissioner. The other Labour members and I would find it difficult if the meeting were to be extended through lunch time. An earlier start would make it easier for us, if that is acceptable.

Will you leave that to the three of us—the convener, the deputy convener and the clerk—to deal with?

Certainly.

The Convener:

I am happy to accommodate members. We will also have to discuss the timing with the commissioner.

I think that we have disposed of the forward work programme, with the exception of the detail of what we might want to discuss with the commissioner. Alex Neil and Ken Macintosh have made some suggestions. I suggest that members e-mail the clerk with specific issues that they would like to raise and we will draw up a list of issues.

Alex Neil:

In the meantime, could we get a briefing from the clerks on what we can find out about the commissioner's work load? I do not seek information on individual cases at stage 1 of the complaints procedure. However, I think that it would be reasonable for the committee to get an up-to-date report on how many cases the commissioner is dealing with at stage 1, stage 2 and so on. That would give us an indication of his work load and a feeling for what is happening.

We need to clarify that if the commissioner—who, at the end of the day, reports to us in the Parliament—goes to the Scottish Parliamentary Corporate Body to ask for additional resources, we should be consulted before that happens. With all due respect to the commissioner, my understanding is that his resources come out of our budget—

I do not think that that is the case.

Alex Neil:

Perhaps that is not the case, but nevertheless I think that we should be consulted on those matters. The committee should not be bypassed. I would like a briefing on that.

I would like to know how many cases the commissioner is dealing with at each stage, what resources are available to him in terms of legal advice and what changes have been made as a result of the corporate body's decision on 16 September. I would like us to receive all such information. We should be aware of what the commissioner's resources are and what, in general terms, his work load is.

The Convener:

Do members agree that such information would be helpful in advance of our meeting with the commissioner? It may well be that some of those issues will be addressed at the meeting; we might not be able to get all the answers before then, although I am sure that the clerks will do their level best to get the information. If members have specific questions for the standards commissioner or if there are specific issues that they would like to discuss with him, it would be a good idea to flag them up for the clerks in advance. The issues can then be flagged up to the commissioner so that he will be prepared and the meeting will be more useful.

Mr Macintosh:

Although this is not the commissioner's annual report—I believe that he will report annually—the more information that we can get that is not individualised, the better. For example, I would like information about the sort of complaints that are made, classified by the amount of time he has taken to deal with them and by their nature, without going into individual circumstances. We can address some of those matters in our meeting with him. I am trying to get a picture: we are talking about the period immediately after the election and there might be something specific about the post-election period that creates a flurry of interest.

If possible, I would like that information to be mapped out for the past four years. The commissioner is not answerable for the past four years, but it would be good to have some sort of comparison.

You are talking about getting a feeling for the quantity and nature of the complaints.

Exactly.

Alex Neil:

If we could have an idea of the percentage of complaints that convert from stage 1 to stage 2, that would be a good indicator—by proxy—of our likely forward work programme. I remember David Steel saying that the most unpleasant aspect of the Presiding Officer's job was dealing with nitpicking complaints between members, and not just those between first-past-the-post and list members. If a lot of the commissioner's work is dealing with childish stuff, those complaints should be nipped in the bud before they get to the commissioner, and if that is happening over a period of time, we should be prepared to consider that and do something about it.

The Convener:

Perhaps the commissioner's work load could be considered in terms of annex 5 of the code of conduct, which deals with the relationship between constituency and regional MSPs. There were some specific issues around that relationship and I would be interested to hear whether the present Presiding Officer is finding that his work load is affected by having to deal with such issues, as well as how the previous Presiding Officer felt about the situation and whether he wants to recommend any changes. I suspect that although many of the complaints are interesting to the members concerned, the public would think that they were very childish.

Is everyone happy about how we are going to deal with the meeting with the commissioner? During the next week or two—up to the turn of the year—if any member has other ideas that they might want to explore, I ask them to put those to the clerks. When we get in touch with the commissioner, we will consider all such issues.