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Chamber and committees

Subordinate Legislation Committee, 16 Sep 2003

Meeting date: Tuesday, September 16, 2003


Contents


Delegated Powers Scrutiny


Vulnerable Witnesses (Scotland) Bill: Stage 1

The Convener:

Agenda item 2 is delegated powers scrutiny. Members will remember that we sent several questions to the Scottish Executive about the Vulnerable Witnesses (Scotland) Bill at stage 1. We will go through the answers point by point and discuss how we want to proceed.

Our first question referred to proposed new section 271N(1) of the Criminal Procedure (Scotland) Act 1995, on the application of proposed new sections 271 to 271M of the act to proceedings in the district court. Members have the Executive's response to the question in front of them. The committee should decide whether it thinks that the Executive's response is sufficient in respect of the on-going McInnes inquiry. The response deals with why district courts have not been included at this point in the legislation, but have been left to subordinate legislation.

Christine May:

Given the Executive's response, we have reached the end of the committee's remit and powers in querying how the Executive wants to proceed with the matter. Perhaps we ought to refer the matter—and particularly the proposal to phase in implementation—to the lead committee and the Parliament to consider whether the method that the Executive has proposed is the most appropriate method and what alternative methods might be available. We should draw the matters that we queried to their attention.

Mike Pringle (Edinburgh South) (LD):

I agree. I am a member of the Justice 2 Committee, which is dealing with the Vulnerable Witnesses (Scotland) Bill. District courts have already been discussed in that committee and it is right that the Subordinate Legislation Committee should also discuss the matter.

I think that the district courts in their own way are just as important as the High Court and the sheriff courts. I understand the Executive's problems with the bill, but it is important to highlight the matter with the Justice 2 Committee and bring the issues that the Subordinate Legislation Committee has discussed forcibly to its attention so that it thoroughly discusses the way forward.

I understand the issue surrounding resources. A huge amount of money has just been spent in Edinburgh on refurbishing district courts and there might not be a desire to spend a lot more money immediately. However, the real issue relates to justice. If there is going to be justice, the bill should be enacted as quickly as possible. Perhaps somebody, somewhere must address the problem of how all the district courts are going to come online at once. Somebody said earlier that it is not good enough for the courts in Dundee to come online before the courts in Argyll and Bute or in Edinburgh and that everything should happen at once. Resources are one of the big issues involved.

Mr Maxwell:

I agree with what has been said and with Christine May's point about whether a commencement order is the right way to proceed—it is up to the committee to discuss that. I also agree with what Mike Pringle said about phased implementation.

We should at least mention to the Justice 2 Committee the possible European convention on human rights implications. I am not sure whether there are such implications, but I have slight concerns about phased implementation. As Mike Pringle said, it does not seem reasonable that provisions should be extended for the protection of vulnerable witnesses in Dundee, but not in Argyll—at the very least, we should mention that to the lead committee.

Gordon Jackson (Glasgow Govan) (Lab):

I do not have a problem with the matter. I understand what has been said about justice in Dundee and Argyll, but district courts are sometimes literally a back room above a shop. There can be huge physical problems in certain places. On the other hand, would one want places to wait where provisions could apply now?

There are two ways of looking at phasing in. Is nobody to get the procedures because one place cannot have them? I am not persuaded. The Executive's answer is good, but I agree with Christine May. The matter is not for the Subordinate Legislation Committee—the Justice 2 Committee can think about the politics of the matter up hill and down dale, but we cannot take the matter any further than simply referring what we have noted.

In our note to the lead committee, do you agree that we should make it clear what the minister's powers will be?

We should. I am sure that the Executive knows anyway, but we have a duty to highlight the matter.

The Convener:

We should make things clear. What things mean is not always clear when one is on a lead committee and outwith the legal process. We could highlight points that have been made about the commencement order. Do members want to include further points on the commencement order?

What we have said should cover it.


Primary Medical Services (Scotland) Bill: Stage 1

The Convener:

We move on to delegated powers scrutiny of the Primary Medical Services (Scotland) Bill at stage 1. We received the briefing papers only recently, so we might have additional questions that we might want to bring up at next week's meeting. It has been suggested that, with respect to our going through the bill and our legal adviser's questions on it, we might want to invite witnesses to next week's meeting to get a full answer to some of the questions. Does the committee agree that the clerk should invite bill team officials to next week's meeting to answer questions?

Christine May:

I would welcome that arrangement for next week because I have had little time to study the legal brief. The suggested arrangement would give us the time to have a first pass at the bill this morning and let the Executive know what questions we might want to raise. Presumably, depending on what the answers are, we will have supplementary questions. Therefore, it would be welcome to have the proposed witnesses next week

Is it agreed that we do that?

Members indicated agreement.

The Convener:

We will highlight the legal brief's key points. I remind the committee that the bill is part of a package of measures that will implement changes to the organisation of the national health service in Scotland. The bill's purpose is to introduce the new general medical services contract and the consequential restructuring of the provision of personal and general medical services by health boards. That is the overview.

The first section of the legal brief deals with the bill's subordinate legislation powers. Our legal advisers tend to agree with the Executive that the negative resolution procedure seems appropriate in respect of the new powers. Does the committee agree with that view, or are we violently against it?

We agree.

The Convener:

So the negative resolution procedure is acceptable for the bulk of the provisions.

The legal brief welcomes the Executive's intention to produce sample regulations under the new powers during the bill's passage through the parliament. Does any member want to comment on that?

Christine May:

I hope that we get the sample regulations earlier in the process rather than later; that would be helpful. It is good that the Executive will do that exercise as the bill progresses, because that will allow for the possibility of making amendments before the regulations have been tried out on patients.

Exactly.

I was about to say what Christine said. I think that what the Executive proposes is a good idea and that it will be helpful. We should commend the Executive for that.

The Convener:

Okay.

Section 1(2) of the bill inserts into the National Health Service (Scotland) Act 1978 new section 2C(3), which allows Scottish ministers to prescribe the information that must be published by a health board in relation to the primary medical services provided or secured by that health board. Our legal advice suggests that that is sensible. Do any members have a contrary view?

No.

The Convener:

Okay.

Proposed new section 2C(5) allows regulations to be made that set out what are and are not to be regarded as primary medical services for the purposes of the 1978 act. Our legal brief indicates that

"the provision is consistent with the approach of existing provisions in the 1978 Act",

but that there may be a difficulty about

"what may constitute a ‘primary medical service' under section 17C."

Do you want to comment on that, Gordon?

No. I suspect that I am like everyone else in that I have not considered the issue as much as I would have liked.

Exactly. That is why we want to have witnesses next week and look at the issue in much more depth.

Mr Maxwell:

On what constitutes primary medical services, it might have been helpful if the bill had provided an illustrative list. The difficulty with lists is that they can tend to box one in, but some sort of a list would have been helpful. Like everybody else, I have not had much time to read the legal brief, so perhaps we can ask next week's witnesses detailed questions about that point.

Mike Pringle:

I agree with that. The problem with having a list of primary medical services is that if something is left out of the list, somebody will claim later that what was left out is not a primary medical service. Therefore, such a list should be an illustrative one rather than a definitive one.

Exactly.

Christine May:

Proposed new section 2C(5) of the 1978 act will allow health boards to prescribe what primary medical services are. I would like to hear from the Executive that this is intended to be a facilitating mechanism to allow services to be provided where, for example, the nine-to-five service providers do not want to offer out-of-hours services, rather than restricting patients' access to services even further. I think of NHS dental services, which are under huge pressure at the moment. Perhaps we can press the Executive on how the regulations will be drafted to ensure that their primary effect is to expand patients' access to services.

Okay.

Mike Pringle:

Paragraph 47 of the legal brief states:

"On the other hand with respect to new sub-section (6), given the stated intention relating to GPs hours is there a case for the relevant provision to be included in primary legislation where it can be debated?"

I suggest that including the relevant provision in primary legislation is the way forward. It would be good to ask questions on that next week because that is a huge issue.

The Convener:

That is a good point because we are being told that one of the issues that the committee should consider is the balance between what is in the bill and what is in regulations.

Section 2 of the bill is entitled:

"Provision of primary medical services: section 17C arrangements".

In addition to those arrangements, there are also minor amendments that are purely consequential, mainly repealing existing provisions that are no longer relevant. That seems not to be a big issue for the committee.

On proposed new section 17D(3) of the 1978 act, the legal brief argues that

"In relation to new subsection (3) some type of transitional period will clearly be needed. The only question is whether the transitional period should be specified in primary legislation or whether",

for flexibility, it should be in regulations. That was exactly Mike Pringle's point. Perhaps we can bring those points in together.

If members have comments as we go through the legal brief, please stop me.

We move on to consideration of proposed new sections 17E(3)(ca), (cb) and (cc) and 17E(3A) and (3C) of the 1978 act.

It is partly a matter of clarifying what may be included in regulations relating to the patient's choice of medical practitioner. Proposed new section 17E(3A) of the 1978 act authorises the Scottish Ministers to make regulations that require payments to be made under section 17C arrangements. It does not appear to be clear what payments the proposed legislation has in mind or who it is envisaged will be required by the regulations to make them.

At the moment, section 17E(3)(k) of the 1978 act permits regulations made under that section to authorise, but not require, health boards to make payments of financial assistance for certain purposes. It may be that it is to those or similar payments that proposed new section 17E(3A) is directed, but we need clarity on that.

I note that, under the proposed directions, retrospective payments could be made. Has anything been specified in relation to the retrospective recovery of any payments made erroneously?

The Convener:

That is not clear, so we could ask the Executive about that.

The proposed new sections of the 1978 act that section 4 of the bill introduces govern the terms and content of the general medical services contract and specify who may provide or perform primary medical services under the contracts.

Our legal advice is that the Executive's case for consigning provisions in that area to subordinate legislation seems unanswerable. We might wish to consider whether, given that the services that are to be provided are those that the Executive considers to be essential in the new GMS contract, the bill ought at least to contain an illustrative list of the types of service that are envisaged. We might wish to consider whether annulment provides the right level of scrutiny for that. At the same time, it is pointed out that that is the procedure that applies to exercises of the present powers that are to be repealed by the bill.

Proposed new section 17L of the 1978 act—we are particularly concerned with proposed new sections 17L(1), 17L(4) and 17L(6)—sets out the persons with whom a health board may enter into a GMS contract. There is a question around whether the procedure that has been selected is appropriate, and we might want to follow that matter through.

Christine May:

I would like us to follow up what our legal briefing says about proposed new section 17L(4), which enables regulations to be made on the effect of a change in the membership of a partnership. I hope that this is a case where we will see the regulations concerned fairly quickly. I think that, under the new legislation, there will be cases where those who have previously held contracts may be deemed to be unsuitable. It would be good to see the regulations sooner rather than later.

The clerk indicates that we could ask for a timetable, if there is one.

That would be good.

The Convener:

Still on proposed new section 17L(4), it could be questioned whether, given that the circumstances do not seem likely to change and thus to require the flexibility of subordinate legislation, this provision could not have been made in the bill itself. It is the same argument about what is on the face of the bill and what comes under subordinate legislation.

It is probably worth testing the point with the Executive. There may be a good reason for its decision. If so, can we be told what it is?

The Convener:

That is basically what we are asking. We want to know why provisions are in subordinate legislation rather than in the many sections of the bill. The same applies to proposed new section 17L(6). If those points are put together, that would be helpful to us next week.

Section 17M is on payments by health boards under general medical services contracts. The section provides for the giving of directions by the Scottish ministers as to payments to be made under general medical services contracts. There is no provision for such matters to be dealt with by subordinate legislation. The matter seems to be an administrative matter relating to pay. Our legal advice says that, in principle, therefore, there would seem to be no need for the power to be exercised by any means more formal than direction.

I return to the point that I made about getting money back if it is subsequently discovered that that money should not have been received in the first place.

The Convener:

Exactly.

Section 17N(1) confers a broad regulation-making power on the Scottish ministers that allows the imposition of further requirements that must be included in all GMS contracts. It is suggested that the Executive's view on the need for delegated powers in this instance seems to be acceptable. Again, the only point to be made might be whether annulment provides the right level of parliamentary scrutiny. We could ask that question.

Mr Maxwell:

With previous bills, particularly when there has been a lot of subordinate legislation and delegated powers, we have discussed the possibility, at least, of regulations being subject to the affirmative procedure at first. Subsequently, the regulations could be subject to less strict procedure. In the first instance, there might be a case here for considering matters in a more detailed fashion, perhaps under the affirmative procedure. When we are sure about things, we can move on to less detailed scrutiny. For all the provisions to go through as subject to annulment does not necessarily seem to be the best way to proceed. We have discussed the matter before and it may not be inappropriate to proceed in such a fashion.

Alasdair Rankin might want to highlight for next week's meeting what delegated powers are suggested as being subject to the negative procedure. That would be helpful.

Alasdair Rankin (Clerk):

We can do that.

The Convener:

We will proceed to proposed new sections 17O(1) and 17O(2). The Executive's memorandum describes the detail of the delegated powers conferred by proposed new section 17O(1), which makes provision for the establishment, by regulations, of national procedures for the resolution of disputes as to the terms of the proposed GMS contracts. On the surface, things seem to be okay. Our legal advice is that it is not thought that any procedure more onerous than annulment is necessary.

Section 5 is on persons performing primary medical services. The section inserts into the 1978 act proposed new section 17P, which confers powers on the Scottish ministers to make regulations governing the ways in which persons carrying out primary medical services are listed. New section 17P(1) appears to be generally justified.

The legal briefing again raises the question whether something of potentially considerable importance should be in the bill or left to regulations. I would like to hear reasons, as I suspect that either way of doing things is equally valid.

We can add that one to the list.

I would hate to think that the question of an individual GP's eligibility might be debated in the Parliament. That would obviously be inappropriate.

That is suggested in our legal advice.

Proposed new section 29(8)(a) of the 1978 act seems okay.

Members indicated agreement.

There is quite a big comment in our legal advice on section 7(1), on ancillary provisions.

Christine May:

There must be transitional arrangements. Is it valid for the affirmative procedure to be used merely because an instrument amends primary legislation? From the committee's point of view, is it right that all the matters in the catch-all provisions are there? Should any of them be anywhere else? Should they be the subject of a separate paragraph on their own? I would want to test that.

I am not sure that I understand. What do you mean by "should be on their own"?

Christine May:

I refer to what are described as ancillary provisions. I suppose that it might be regarded as a matter of opinion whether something is of sufficiently low importance to be an ancillary provision or whether it could be more important than the Executive is saying. Ancillary provisions are ones in which amendments can be made that have quite significant effects sometimes but that, because they are brushed in at the end, do not receive the detailed scrutiny that they might.

Gordon Jackson:

I was just not sure how that could be done. A provision is defined as incidental, supplemental or consequential. Either those words could be taken out—which would be difficult—or they could be left in, in which case it would be a matter of opinion later on whether the provision was consequential or serious. Unless it could be known in advance what the issue was going to be, it would be hard to know which word to take out. I do not, therefore, know how the wording could be amended.

Are you bringing the issue of vires into this?

No, not at all.

I am happy to raise the matter and have Gordon Jackson express an opposing point of view.

It is not an opposing point of view. I just do not know how a word could be taken out in advance, as it could not be known in advance whether the provision was consequential or serious.

Let us have that debate. We will put that on the list.

Section 9 deals with the commencement and short title. No issues arise on section 9.

Members indicated agreement.