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I welcome Bruce Crawford MSP, who is the Minister for Parliamentary Business; Ken Thomson, who is director of the Scottish Government civil and international justice directorate and the constitutional and parliamentary secretariat; and Al Gibson, who is a policy adviser in the constitutional and parliamentary secretariat.
I would be grateful if you would give me time to make a short opening statement to explore the various options that exist and to outline our position, as that will probably help to drive the discussion. Is that okay with you?
That would be okay.
I welcome the opportunity that the committee has given me to reflect on the work of our predecessors and on the report of your predecessor committee, which contains a wealth of detail. The regulatory framework is a subject in whose technical detail it is only too easy to get stuck. I hope that I will be able to avoid doing that and, instead, to focus on the areas in which I believe there is a great deal of common ground and those in which I, like my predecessor, have concerns about the recommendations of your predecessor committee.
Thank you for that refreshing contribution. It is clear that you are open to suggestions about improvements that could be made. I take that on board, but could you highlight some of the benefits of current procedures that you would like to retain?
There are dangers in losing the affirmative procedure, which should be retained. If the procedure were lost, Parliament would lose its ability to affirm certain instruments; it is important that Parliament has the opportunity to do that. The loss of the procedure would put a heavy onus on the committees to decide which instruments merit debate. In those circumstances the committees would be even more reliant on the Scottish Government providing sufficient forward planning information to equip them to carry out that function. Otherwise, they might have to rely on the Scottish Government's assessment of when debate is warranted. That does not necessarily fit properly with the idea that the committees should be the driving force of scrutiny in the new process. We should not necessarily leave it to the Government—I might think that that is a cracking idea, but I do not think that it is good for the institution if we travel in that direction.
I am happy with your answer.
I am happy for members to make progress with the questions.
If the Parliament decides to implement the new SSIP or something very like it, what would the implications be for the Government?
The committee needs to be aware that there are implications not only for the Government but for the committee. In particular, as I have said, the new SSIP would lay a heavy onus on the committee with regard to the number of things that it would need to look at to decide which instruments could proceed quickly and which ones would go the full 40 days.
Thank you for that. The current system adds to the confusion, as there are eight different procedures involved. The answers that you have previously given lead me not to pose that question to you. You are obviously of a mind that there are ways and means to tidy the situation up and make it easier to understand.
I have already reflected on that. Ken Thomson may want to say something about it.
We found the previous committee's report useful in setting out the eight types of instruments, which helped us to draw up this table showing how many of them get used, for what and why. There are certainly ways in which we could streamline the existing set of procedures, and there are probably also ways in which we could help people to understand the system a bit more. The language of affirmative and negative is familiar to people who have dealt with SSIs for some time but is maybe not quite so familiar to people looking at the Parliament's business from the outside, as the minister said.
I would like to consider an issue that we put to officials at an earlier, informal session, which relates to instruments that are subject to annulment. It seems to me as a new member of the Parliament that rarely, if ever, is an instrument that is subject to annulment actually annulled. That might mean that everything is working really well, or it might mean that there is something wrong with the procedure that is impairing the efficient workings of the Parliament. One suggestion is that the Parliament should be allowed to agree to a conditional annulment—an annulment that is suspended or made subject to certain conditions—in order to give the Government the chance to produce a new instrument. What are the Scottish Government's views on that suggestion?
One of the interesting things about having a minority Government is that the relationship between the Government and the committees has changed. That is not necessarily noticeable in a visible way, but the nuance of the relationship has changed. Previously, because of the sheer weight of numbers on the committee, the Government had a reasonable expectation that most of its subordinate legislation would be recommended by the committee. However, there have already been a couple of attempts at annulling negative statutory instruments this time round, and we are learning from that. There needs to be a greater lead-in to allow the issues that need to be teased out to be teased out. That, in itself, creates a different relationship between the committees and the Government.
The proposal could be more beneficial in the more conventional situation when the Government has a majority on a committee, which means in-built resistance to doing anything to rock the boat. If we had a sort of halfway house, that might encourage people to make suggestions that they might not otherwise make.
Looking at the situation from the perspective of a minority Government is slightly different from looking at it from the perspective of a majority Government—I have never sat in that seat. If I were the Minister for Parliamentary Business in a majority Government, I am not sure whether I would think that the proposal was favourable, but I understand why the committee and members of the Parliament might think it favourable, which is why I am prepared to consider it further. Further work can be done and that can be usefully explored.
The session 2 report said that the level of scrutiny that is fixed in the parent act might not still be appropriate as time passes. As an alternative to the proposed SSIP, the level of scrutiny in parent acts could be revisited and amended from time to time, possibly on the committee's recommendation. What is your view on that suggestion?
I appreciate why the SLC might seek a formal role in post-legislative scrutiny and I note that it might wish to take the lead in promoting amendments to rectify mismatched scrutiny powers, as you identified. However, the SLC's role is to scrutinise and not to decide what scrutiny should be conducted, which is other committees' job. I might not see that nuance in the way that the committee does. I understand that my officials have confirmed to the committee that the Government would continue to work closely with the Parliament during the passage of bills to ensure that scrutiny frameworks are fit for purpose.
One thing that struck me when reading the evidence—especially that from Professors Reid and Himsworth—was the need to zoom out a bit and consider the role of the Parliament as a whole in plenary, the lead committees and the SLC, to ensure that those three elements combined and the Government do the right things at the appropriate points in the system. The Parliament in plenary has an important role in deciding to what scrutiny a delegated order-making power should be subject—that is the affirmative or negative decision—and the lead committee and the SLC have a role in performing the scrutiny when the Government exercises the power.
The session 2 report pointed out that ministers often have to attend committee meetings to debate non-controversial affirmative instruments, while the only means of triggering a debate on a negative instrument is to lodge a motion to annul. Would you like to see more flexibility around which instruments are debated in committee, so that scrutiny focuses on the most significant instruments? That could be achieved by an alteration to the standing orders.
The Parliament makes a positive decision about whether to use the affirmative or negative procedure. In any changes that we make, I would not like to throw away the capacity of committees to scrutinise properly whatever Government is in power. We are trying to put in place a process that will stand the test of time, rather than just reflect the current relationship between the Opposition and the Government. Therefore, if a committee wished to propose lodging a motion to annul an instrument, as happened in the Justice Committee in relation to the Licensing (Fees) (Scotland) Regulations 2007 (SSI 2007/553) just before I arrived here, so that it can interrogate the relevant minister appropriately, it should have the right to do so, because that is the important part of the scrutiny. I guess that you are suggesting that there could be a more formal process whereby, if there were no opposition from a committee, a negative instrument could be moved at a distance. I do not know how we could achieve that, but I am happy to consider it further.
I have a couple of questions, minister. It does not require much imagination to anticipate your thoughts on the first. The SSIP recommends that failure to lay an instrument before Parliament on time should invalidate the instrument. What is the Government's view on that?
If I recall correctly, there are issues about the procedure. Sometimes, there are instruments that do not get approved in time. I think that there have been 21 instances where we have gone over the time limit. I do not think that that is healthy. We have to find ways of avoiding that. I ask Ken Thomson to respond to your question.
I want to ensure that I have understood the question. The suggestion is that, if an instrument were not laid in time, it would be annulled automatically. An instrument might not be laid in time when you are trying to do something very fast in an emergency: an instrument might be made and there might be a gap before it was laid. To give you the answer that I think that you were expecting, sometimes that is useful and necessary if we have to respond very quickly to a public health issue. As a matter of practice, officials try to avoid and minimise laying an instrument late, but it is right that we should be held to account by the committee and explain what happened and why. We might need to consider how we operate the current systems so that, if and when we have to break a rule, we always account for why we thought that that was necessary.
Such exchanges make gripping reading, I might add.
There have been about 20 to 25 SSIs that breached the 21-day rule. Ken Thomson was suggesting that perhaps it would be more palatable to move to a more specific formal procedure so that we do not find ourselves embarrassed in that way. If the committee wants to take forward that discussion, I am happy to see where we can get to on it.
My other question is on the anomaly of rules of court and local instruments, which are not subject to amendment. If they came under the SSIP, they could be, which would be unacceptable. The previous Subordinate Legislation Committee addressed that anomaly by suggesting that such instruments should no longer come through Parliament. Having heard evidence from various parties, the legal people have said that it is absolutely essential that they come through Parliament, although I have never found the explanation for that wholly persuasive.
Thank you for raising that point, which re-emphasises my apples and oranges argument. Although I have a view, I will also ask the officials to respond to the technical point about which classes of SSI require no procedure.
I start by disclaiming that last remark because I do not pretend to be a procedural expert—the committee heard from such experts previously. From a policy perspective, the reason why the court rules, for example, are laid before Parliament is to do with their status and visibility. The importance that the Lord President attaches to that process makes me think that he must have a reason for that. I think that Jackson Carlaw said that that reason was not entirely clear. I will not pretend to speak for the Lord President because that would be very dangerous—unconstitutional, even—but we could discuss that question further with the people who help the Lord President in such matters.
I got the impression from the evidence that the reason why the witnesses wanted such instruments to be laid before Parliament was because the instruments then became part of the law of the land and people could look them up and refer to them. That seems slightly spurious if we are not allowed to comment on them in any way. Although that gives the instruments the authority of Parliament, that is power without responsibility, is it not? I will not go any further with that quotation.
The important feature of laying an instrument before Parliament is that it gives the instrument credence and standing. To take that away would diminish the standing of such instruments—I suspect that that is where the Lord President was coming from. There is good reason for instruments being laid before Parliament. Perhaps Ken Thomson wants to say more about that.
I was going to use exactly the same example. In previous roles, I have been involved in preparing annual reports that get laid before the Parliament, which gives such documents a status and formality that matters in some ways. However, as has been said, if I were to lay an annual report before Parliament, the Parliament could not—or indeed would not want to—amend it, but it is still visible and people know where to find it. Making local instruments and court rules into SSIs is not the only way to do that, however, which is where there might be room for discussion.
I have a couple more questions about the proposal to pass some instruments within 40 days. You made it clear that that would be impractical in many ways. Would that still be the case if there were sufficient scope for urgent and emergency instruments where necessary?
Yes, because the Government could not know in its preparation time which instruments might need the committee's urgent consideration. In the normal process, we could not know which of the SSIs the committee was prepared to treat as presenting no difficulty and which as controversial. If we were to introduce an extra procedure, we would have two procedures at the beginning of the process. I ask Ken Thomson to say a bit more about urgent and emergency instruments.
I go back to what the minister said earlier about adding a three-month period beforehand, and then a 40-day period. That would be quite a long time. You would have to be thinking in April or May about the orders you wanted in October—that is an extreme example because of the long summer recess. I suspect that there would be more exceptions than would be desirable—there might be more exceptions than there were instruments in the general procedure—which would indicate that the process was not working in the way in which it should.
The committee's session 2 report said that some instruments could be passed in less than 40 days, which might help the Government to manage its schedule. However, you are saying that because you cannot predict—
We would not know how long the process would take when we were preparing our positions; nor would we know how much extra preparation and extra material we would need to provide to the committees involved. The committee would be much more reliant on what the Government was saying to decide whether a particular instrument should be examined in more detail or be allowed to pass in less than 40 days. A lot of fine judgments would have to be made, and a lot of assumptions about what the committees wanted and needed.
For negative instruments, you proposed a move to their coming into force in 28 days, rather than 21 days, but not 40 days. What is crucial about the extra 12 days?
The 12 days would be applicable to the affirmative procedure. It would allow greater scrutiny by the committees—which the Government supports—at the same time as introducing parallel consideration by committees into the system. I do not think that we had envisaged the negative procedure moving away from 40 days and allowing the instrument to be annulled.
I would add one comment to that, which goes back to a point made by Mr McKee. One of the problems with the existing system is that it is possible—indeed it quite often happens—that an instrument can come into force before the Parliament has completed its scrutiny within the 21 days. Whatever new system we put in place, it would be desirable if that happened less often. Under the existing system, if you went from 21 days to 28 days, and you processed in parallel, the lead committee and the Subordinate Legislation Committee would be much more able to complete their scrutiny. It is not just the addition of an extra seven days; it gives you longer than that.
My final question is on the proposal for an indicative forward programme, which the minister has mentioned. Publication of a three-month programme is proposed. Why would shorter intervals make regular publication more feasible?
As I said in my opening remarks, a six-week programme would be much more appropriate. It would give the parliamentary committees greater opportunity to scrutinise the number, type and size of SSIs than would be the case with a three-month programme. If an SSI was planned for introduction at the end of that three-month period, by the time you got to the end of that three months, the chances are that some of the issues would have dropped off, and therefore the accuracy of the information would not be as good as it might be. A six-week programme would help the committees in a way that a three-month one would not. I understand where the three months came from, but six weeks would be a better option for committees.
Would making it a more informal process help?
An informal process would be helpful. Regardless of who the Government and the Opposition are, a bit of trust needs to build up between them. If, in a formal process, a minister said that the committee would get so many instruments in a given period and that did not happen, some committees—not this one, I am sure—might like to give the minister a kicking. That would not necessarily help to build trust and relationships between whichever Government was in place and those committees.
Minister, you have handled your questions really well, so forgive me if I have not concentrated enough. I have tried to listen carefully, but if there is any element of duplication, please put me down gently.
No, but I see the idea of certification as an advantage. The idea that a technical change can be made by a certification process when the committee convener and minister agree that it is required is a welcome suggestion from the SLC report. I agree with much of what has been said on that, and there is scope for development in further discussion between officials. That particular point is significant, and I welcome the opportunity to develop and discuss it further.
The previous Executive suggested an arrangement in the current system for minor changes to draft SSIs to be agreed between the Subordinate Legislation Committee and the Government, with the changes being made by way of printing. Would you support that, and what sort of changes might that system be used for?
You will need to explain to me what you mean by "by way of printing".
It is more to do with the technical changes that would be proposed.
I will let Ken Thomson refer to that. It is obviously down to a specific level—I know what certification is, but I am not sure what printing is.
When we talk about amendments to statutory instruments, two things tend to be raised in the minds of people on the Government side of the discussion. The first is: does the committee envisage being able to amend the substance or policy of an instrument? I do not think that you are suggesting that, although for the avoidance of doubt I will say that we do not think that that would be a good idea. Secondly, however, there is scope for finding ways of making legal or drafting changes—improvements that would not affect the policy. Printing would be one way of doing that and certification would be another.
Thank you for drawing that point out, Helen. I had not appreciated the nuance that exists.
Finally, if the SSIP were implemented, in what circumstances would the Government expect to classify instruments as urgent? Would that be similar to current breaches of the 21-day rule?
That would be difficult to quantify. It would depend on the nature of the instruments that were formerly subject to affirmative procedure. There were 59 of those during 2006, and most Governments would probably argue that most of them were urgent. To be blunt, I suspect that, if the process allowed some instruments to be laid for 40 days and some for a shorter time, I would press to have as many as possible laid for the shorter time in order to expedite business from the Government's perspective. I would probably be encouraged to look for more emergency procedures because that would mean that I could have a faster system and the Government would get its business done more quickly—although that would not necessarily serve the Parliament well.
In devising such systems, we are trying to balance different factors that are hard to balance. First, from the Government's point of view, there is the need to deliver its business and demonstrate that it is carrying out its policies. That points to speed, which is the temptation that the minister was referring to. If a minister thought that an instrument was important, they would say that it was urgent as well, although important and urgent are two different things.
Before asking the final question, I think that I can speak for the committee in welcoming the positive statements that have emanated from the Government. They suggest that the Government has been doing some work on the issue and that it recognises that there is room for improvement. Does the Government have any plans of its own to legislate to replace the transitional order that governs subordinate legislation?
Actually, I would like to be able to ask that question in reverse. I think that there is scope for discussion on whether it is more appropriate for such legislation to be introduced by the committee—and whether it has the capacity—or by the Government. In my view, provided that I will receive support from the committee for our general thrust and direction, the highly technical nature of such legislation means that it would probably be better introduced as a Government bill. Otherwise, I suppose that many of our officials would end up providing support to the committee anyway. I would hesitate to introduce a bill, however, if I was not sure, when all the cards were on the table, that the committee was travelling in the same direction as the Government at the end of the day.
Again, I think that I can speak for the committee in saying that the minister's desire for continuing dialogue at official level is helpful to committee members, as is his use of words such as "modernising". We have had a fairly good session.
You are making me sound like Mr Blair.
We will not compare you to anyone else. I welcome the open mind with which you have approached the process. That is all too rare.
I am genuinely open-minded about the matter.
That is good.
Thank you very much. I am most grateful to the committee.
Meeting closed at 12:23.
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