Item 3 is the committee's inquiry into the Crown Office and Procurator Fiscal Service. I welcome to the committee Derek Batchelor QC, Iain Armstrong QC and Johanna Johnston. Thank you for attending and for the papers that you sent to the committee. It is useful for members to read in advance some of the issues that you will have a chance to put on the record today.
There are several differences between prosecuting in the High Court and prosecuting at a lower level. I have had experience of both, as has Ms Johnston, because we come from the Procurator Fiscal Service. In my case, that was some years ago.
If advocate deputes do not prosecute in sheriff courts, why are they considered to be the most appropriate people to make decisions about which cases should go to the High Court and which should go to the sheriff court?
As I have tried to outline in the paper, we feel that, as far as advocate deputes are concerned, the element of institutional independence in relation to the decision-making process is most important. The Scottish system has up until now been regarded in Europe and the rest of the world as efficient and speedy. That is because we do not have court committal proceedings; instead, that role is played by advocate deputes. It is important that the element of independence in decision making is maintained and that there is a body of experienced court practitioners who can stand apart from the Crown Office and Procurator Fiscal Service and make an independent, objectively reasoned decision.
In your paper, you talk at length about the importance of independence. Are you saying that independence is necessary to carry out prosecutions in the High Court but not prosecutions in the sheriff court?
It is important to grasp hold of the element of institutional independence. By that I mean independence from the Crown Office, the Procurator Fiscal Service, the police and other reporting agencies and any other influence or self-interest. We are not career prosecutors; advocate deputes come in and work for a limited period of time. As a result, we do not do the job for the remuneration. We do not have any particular interests to peddle. We are talking about independence from the system that provides a guarantee not only to the accused but to the victim that the decision to place someone before the High Court or the sheriff court has been independently made using objective criteria and is justified by reasons.
I understand your comments in relation to the High Court. However, you cannot make the same argument in relation to prosecutions in the sheriff court, which involve procurators fiscal. You are saying that that system is not sufficiently independent.
The decision-making process is the same whether the decision is to prosecute in the High Court, in the sheriff and jury court or indeed in the sheriff summary court. The first part of the role of advocate deputes is to decide who should be prosecuted, where they should be prosecuted and for what charges. They are in the unique position of being able to consider cases coming in from all over the country and to make an independent assessment of what offences merit prosecution before which level of court. Of course, the effect is that the sheriff and jury court has lesser sentencing powers than the High Court and that the sheriff summary court has lesser sentencing powers than the sheriff and jury court.
You devote much of your paper to the question of independence, to the particular skills of advocates and to their role in the High Court. I am not sure if you have had the chance to read the Crown Office's recent report on the management review of the Procurator Fiscal Service.
I have certainly not read it all. I have just read the executive summary.
It is indeed a rather large document. One of its recommendations is that consideration be given to the question whether there should be full-time prosecutors and to the use of procurators fiscal in the High Court. The committee had also been considering those matters. We have been hearing the views of procurators fiscal. They have suggested that the service is under-resourced, that people are feeling a bit devalued and that the desired career structure is not there. You devoted much of your paper to explaining that to us. Have you detected a shift in policy from the Crown Office?
No. I have no inside lead on any policy from the Crown Office. Our request to come before the committee to make representations stemmed from matters that had been expressed in the press that we regarded as inaccurate, not reasonably based and unfair.
I do not think that that is in question. I just wondered if you were picking up any opinion that there is a policy shift. You are saying that you do not see that.
I have read some of the Official Reports of the committee and I have read Mr Jonathan Pryce's review. I know that the issue is live. That is why, among other reasons, we addressed it in our written submission.
I detect that your focus is on technical complexity, including evidence from specialists. There is also the matter of the application of objective criteria and a need for independent decision. That is what I am hearing from you. We are told that a generalist is able to cover all that complexity, involving the various strands of technical evidence from different sources. We are also told that objective criteria can be applied. Is that a mechanistic thing? Can anyone do that? Is there a justification for asserting that an advocate depute can tackle anything? Is there a role for specialism? Perhaps that is the fundamental question.
Advocates are specialist court practitioners. Among the present complement, eight people are from the criminal defence bar, six have done only civil work—that probably includes Mr Armstrong—and some have done both. I, for example, have done criminal and civil work. The expertise of the advocate lies in the fact that, day in, day out, he presents cases before the superior courts.
Let me put a specific question. You made reference to Elgin; I shall make reference to Banff. Do you think that an advocate depute would have the skills and ability that the fiscal at Banff has in the prosecution of fishing cases?
Fishing cases do not generally reach the High Court, and I suspect that an advocate depute would not have that specialist knowledge of fishing legislation and European Community legislation. That is not to say that the advocate depute could not acquire that knowledge. The skill in prosecuting the case would not be any different. It would still require the presentation of evidence in a concise, coherent and analytical way to enable the judge or, in our case, the jury to come to a conclusion.
Let us turn to the core of your presentation, which is the proposition that you are uniquely placed to be independent and that—by contrast and by implication—the fiscal is not. What influences are brought to bear on fiscals that adversely affect their ability, as people who hold a direct commission, to act independently as you can?
Fiscals are in a career structure—they are in employment and seeking to advance. Fiscals are also in close contact with reporting agencies and can have pressure brought to bear on them by the police and the health and safety executive—which I know, from my experience, happens—and by other reporting agencies such as HM Customs and Excise. I am not saying that those influences on the fiscal result in his not making an independent decision. I am saying that, to the objective observer, he may be thought not to be making an independent decision because he is subject to those influences and is not isolated.
Before I pass the baton to someone else, I have a final question. Are you saying that, in practice, the fiscals make decisions as independently as you do, that the difference is simply the paper-thin difference that there could be a perception that fiscals are not acting independently and that that perception is absent for advocate deputes?
It is not a paper-thin difference, it is fundamental, and every review that has looked at—
I am making a practical point rather than an observer's point. In practice, the fiscals are, in your view, making decisions as independently as you do. Do you agree with that?
No, I do not agree.
Can you give a specific example or flesh that out for us in some other way?
Advocate deputes generally have more experience of decision making than fiscals in local offices have, depending on what level you look at. Those who are doing the marking every day in fiscals' offices do not have the experience—
With respect, we are not talking about experience—that is another matter. We are talking about independence. You are asserting that the fiscals are not in reality and in practice independent in their decision making, and that is the point that I would like you to address.
I am saying that fiscals are not institutionally independent and are not seen to be independent. That is what I said at the beginning, and that is the point.
I understand what you are saying about the perception, but do you think that that perception is held by anyone other than a strictly limited category of people in legal society? I am willing to bet that the majority of people in the country are not even aware of that difference. That is not to say that it is not important, but what you have said about perception does not strike me as a particularly good justification of the situation.
It is the committee that is calling it a perception—I did not call it a perception. It is a fundamental difference. If you are suggesting a move to a system where you have, to quote a term that has been used by the committee, professional prosecutors—who not only take the case from the police but liaise with the police, investigate the case and decide whether it should go ahead in the High Court or elsewhere—you are talking about a very different system.
We are beginning to go round in circles. You seem to be saying that you are not impugning the integrity of the fiscal service or its ability to be independent. I grant that it is important that the decision-making system is seen to be independent. However, what the committee needs to hear is why that makes a material difference. That is what we are missing. We can see that there is a difference, but we want to know why it is so important. If the fiscals were to take such decisions, given all the pressures that you have outlined—in terms of career structure and so on—in the worst-case scenario, would it change a decision one iota?
It changes the decision. It is important to point out that most precognitions are done not by legally qualified staff, but by paralegals. It is important to check that the investigation has been conducted properly, that the analysis of the law is correct and that there is sufficient evidence to proceed before deciding whether it is necessary to prosecute. Precognitions come with recommendations, but those recommendations are not always adhered to. It is not a rubber-stamping exercise. The advocate depute looks at the case afresh, stands back and makes an objective decision, for which he must give reasons and for which the Lord Advocate is accountable to members of Parliament.
That point is well made and understood.
If you wanted Mr Findlay to defend you—
I could not afford Mr Findlay.
If you went to Mr Findlay, you would have been charged with murder, because Mr Findlay defends murder cases for 90 per cent of his time. If someone was charged with VAT fraud or an offence relating to historical sex abuse or child abuse, they would not go near Mr Findlay, because the expertise—in terms of what they generally do—of advocates such as Donald Findlay and Gordon Jackson is limited, too.
Some criminal advocates would say that, because there is—if you like—less law surrounding the criminal courts, it is important to have experience, a feel for the court and an understanding of the court system. Such expertise can be built up only over time. If people have not been involved in a criminal trial or in the intricacies of a criminal cross-examination, I struggle to understand how that level of expertise can be achieved. I dare say that, in the fullness of time, it can be achieved, but how can there possibly be a fair match earlier on?
It works both ways. There is court craft in the criminal sphere and court craft in the civil sphere. They are similar but not necessarily the same. The cross-examination technique is not different, although perhaps it is more aggressive in a criminal court than in a civil court. In a criminal court, the advocate is either trying to show that the witness is telling the truth, or that they are telling lies. A civil court is more gentlemanly and that does not happen to the same extent. However, there is cross-fertilisation.
I accept what you say: we cannot presume that, just because someone has expertise in prosecution, they can be a prosecutor in the High Court. However, lay people will have difficulty in understanding why someone with a background in civil law, who does not understand criminal law, is the best person to mark and make decisions about criminal cases, which can be highly technical.
I would not say that there are any civil advocates who do not understand criminal law. Civil advocates have all studied criminal law, they have it in their heads and they know where to find the answers. They have not necessarily practised criminal law to the same extent, and the learning curve—
Some civil advocates have not practised criminal law at all. Is that correct?
That is probably correct, yes—not in many cases, but some will not have practised. They may have been lectured on it at university—
I want to be sure that we have understood the point fully. In your paper, you say that deficiencies of evidence can be revealed in the marking of papers. Are you saying that someone whose background is entirely in civil law, but who is marking criminal cases, will produce the same quality of marking as someone who has a background in criminal prosecution?
Yes.
We are not questioning whether marking cases is within the competence of civil practitioners. We are asking whether civil practitioners are the best people to do work that is different from civil work.
You said in your evidence that you are not career prosecutors. Is it not the case that some people are better at some things than others and that not everyone has the ability to prosecute?
Some people prosecute better than do others. Some people find their niche in the criminal courts; some people find prosecuting more difficult. That is correct, but there are variables in every walk of life, such as medicine or being an MP. Each person has to prosecute differently.
Accepting that for the moment, let us turn back a stage to the fiscals. The correct title for a fiscal is the procurator fiscal for the public interest, is not it?
Petitions give that title, but the procurator fiscal was historically aligned to the sheriff and not to the Lord Advocate. He was the sheriff's assistant; he collected the fines and prosecuted in the sheriff court. Fiscals came under the wing of the Lord Advocate as the system developed from the 16th century to the present day.
That is an interesting exposé of the history of the matter, but we are talking about 2002 and that is no longer the case. Fiscals are independent and act in the public interest, as does the Crown Office. Is not that quite simple?
The fiscal is subject to the directions of the Lord Advocate and what he does. The fiscal has a degree of independence, in that he can decide to prosecute some matters before the sheriff summary court where the maximum sentence is generally six months' imprisonment. He cannot decide to prosecute in any higher court without the approval of the Lord Advocate.
On the basis that people are basically independent and that some have a bent for prosecution whereas others are interested in civil matters, which is appropriate, is not there a case for having career prosecutors?
No, there is not a case for having career prosecutors, for the reasons that I tried to outline in the paper. Institutional independence is fundamental to the criminal justice system. If we remove that, we remove any check or balance on the prosecutor. No democracy in the western world has such a system. We would be moving to a system in which we did not have that independent check and balance and did not have the fresh view that is necessary—in my view—to ensure that prosecutions are undertaken in the public interest fairly, reasonably and objectively.
You will accept that we have had a degree of difficulty with that.
Are you talking about advocate deputes and others?
Yes.
We are trying to develop that relationship. I encourage advocate deputes to discuss with precognoscers—whether those be fiscal deputes or precognition officers—their reasons for deciding not to follow a recommendation. We have asked the Lord Advocate and the Solicitor General to allow precognition officers to be present with us in court, so that they can see how the system works. Fiscals are reluctant to release resources because of the pressures that they are under in their offices.
To some extent, you are knocking at an open door. Over the past year, have steps been taken, particularly in the light of Lord Justice Campbell's report on the Chhokar case, to ensure that communications between the High Court units—your office—and fiscals in the district offices are more in line with what we would wish?
I am not in charge of the High Court units—I merely orchestrate the advocate deputes. I encourage advocate deputes to give reasons for their decisions in writing and to communicate with the producers of precognitions to explain why a decision has or has not been taken. That does not always happen, either because the precognoscer is not available or because of pressure of business. However, if a recommendation is not followed, that will be discussed in our room and with me, and a joint decision will be taken. I am trying to improve that aspect of the system.
Undoubtedly, you face problems as a result of pressure of work. Given that, would it be beneficial to continue the present experiment of having a High Court unit based permanently in Glasgow? That would allow for greater continuity.
I am glad that you raised that issue, as I would otherwise have raised it myself. I have been surprised to note that Sir Anthony Campbell's recommendation has been accepted without question by everyone who has appeared before the committee. The recommendation is impractical and unworkable, will not achieve the end that he thought it would achieve, and will place undue stress on the people involved.
But surely it would not, if there were sufficient staff to ensure that the depute who was prosecuting in court could do so, write the jury speech and deal with the cases that are allocated during that sitting. Other deputes would mark in the office; they would be detached from the day-to-day court procedure.
Under the present system, there are not sufficient resources even to contemplate that. Major cases, for example murder cases, are allocated to an advocate depute as we know that they will be indicted. That does not mean that the advocate depute will get any time to prepare the cases—he or she has to find the time to do that. As others have told the committee, there is no guarantee that that advocate depute can stay with the case because, even when we are ready to go—and we are ready to go within 110 days—the defence will inevitably seek an adjournment for further investigation and the case will go off for six to eight weeks. The advocate depute cannot follow the case, either because he will not be in the same place or because he has been allocated another case for that period. The case has to be moved around again.
Should the resources that are available to advocate deputes be increased? The committee is quite surprised that you are saying that the pilot project in Glasgow is not a good one. We heard evidence last week that, much to Lord Justice Campbell's surprise, the recommendation about the pilot was acted upon.
That is why I raised the matter. An indicter has been sent to Glasgow to indict cases and give assistance on those cases, but it is not a realistic proposition to expect the advocate depute to conduct two sittings in Glasgow, handle 30 cases, and at the same time mark cases for future prosecution and thereafter to follow them through.
What would be the solution to that?
Let me put it this way: there is too much business in the High Court. Resolving that may mean better management, which would involve co-operating with defence counsel to ensure that the defence is ready to go when the case is ready to go. That is a different problem. The other solution would be to take cases out of the High Court. There are ways and means of doing that, but it would simply put pressure on other points in the system. I suppose the third solution, in very general terms, would be to increase the number of courts, judges, courthouses and prosecutors.
But you would want more continuity in the system?
Yes. We get frustrated at the amount of work that we do that proves to be fruitless. We can be allocated a case, and we investigate it and liaise with the precognoscer, and then, when the case comes to trial, it is adjourned. I followed through a fairly high-profile case of mine for five months and it was adjourned four times on defence motion. When it finally went to trial—a trial involving children—I was unable to take it because I had other commitments. That is fruitless work, and it is frustrating not only for me but for the victims and the people whom I work with. It does no service to the public.
Might it be important for the advocate depute who is marking the case to be the same advocate depute who presents the case in court?
That would be the ideal, but the High Court unit will indict 1,500 cases this year.
Yes, but would that be desirable?
It would be beneficial, but perhaps I can illustrate by example why it does not happen.
For the record, how many cases would an advocate depute mark on average each week?
I do not get involved in day-to-day marking and I am not sure whether my colleagues can offer a figure. However, the flow of cases is not constant; there are periods when target dates are met and other periods when many more cases come in. The convention is that marking is done on the day when the case comes in, so that the case can leave the Crown Office on the same day. That puts pressure on the marking process, so perhaps that convention should be examined.
Perhaps you could provide us with a figure to work with later, so that we can see where the pressures are.
On average, an advocate depute probably has about 50, 60 or 70 cases to mark per day. There are supposed to be two advocate deputes in the office on the rota for marking cases but, more often than not, only one is available.
That figure is high.
The 110-day rule is the source of pressure that has been referred to by most of those who have given evidence. I am of the view that having a fixed number of days is beneficial because it provides an objective benchmark by which the resources that are needed can be identified. We are interested to hear your view. Is the 110-day rule correct? Should the number of days be different? Is the existence of such a rule beneficial to the interests of justice?
When I departed the Procurator Fiscal Service in 1983, the 110-day rule worked. Cases were sent to the High Court within 110 days and proceeded on the day that they were due to proceed. As I said, in those days there were four or five cases per depute, but that has changed.
I am sure that you might want to qualify your statement that the defence is "invariably" not ready in 110 days.
The defence must be given proper time to prepare. Currently, the defence has 29 days from service of an indictment. I understand from fiscals that prior to that, they receive intimation of witnesses who might be called. When expert evidence is introduced to the equation, that requires identification and authorisation from the Scottish Legal Aid Board. The experts are then required to examine the issues and produce a report. That all takes time. There are no time constraints on the defence; the defence does not have to be ready by a certain time if they believe that the judge will grant an adjournment in order for them to further their inquiries.
The prosecution must carry out similar procedures. It must have expert witnesses, get reports and so on, and a time constraint is put on them. Would it run counter to the interests of justice if a time constraint of whatever length were also placed upon the defence?
One hundred and ten days is a target figure and has been a target figure in Scotland for a long time. I fully appreciate that the nature of High Court prosecution has changed in its complexity, the thoroughness of investigation and in many other ways. I raise the question whether shifting the time limit from 110 days to 170 days—the target in England, which is not reached—will move the pressure further down the line. If there are 15 cases per court per fortnight and everyone is ready to go to trial, the position will still be that the court will not get through all the cases. Courts could not cope with the amount of work they have without pleas and adjournments and without accused persons and witnesses failing to appear, with the result that cases are moved to another sitting, or to another place at another time.
Do you want to make any brief points, which you feel have not been covered?
We have had a full and reasonable hearing from the committee. Most of the issues that we sought to raise—if not all—have been raised by members of the committee.
I thank all three witnesses for attending and for their useful evidence. Please follow the inquiry, if you are interested in what we are doing. Witnesses should feel free to engage with the committee and to respond to other evidence that we hear, as others do, by letter. It is important that witnesses feel involved.
Thank you very much.
We move on to our second and last set of witnesses, who are from the Procurators Fiscal Society. We will hear from Richard Stott, who is the president of the society, and Helen Nisbet, who is its secretary.
That is fine.
What is your reaction to the management review report, which has just been published? Will the proposed changes allow procurators fiscal to do their job better?
We welcome the conclusions that Jonathan Pryce reached in the management review. At last, what the trade union side has said for many years has surfaced and been realised by those who have the power to make some difference and changes.
Jonathan Pryce states:
Yes.
How do you want the review to be implemented? What role would the Procurators Fiscal Society play in that implementation?
We hope that the review will be implemented in partnership. The Lord Advocate implemented one of Jonathan Pryce's proposals by appointing a chief executive, but he did so without consultation. We hope that other proposals will be implemented in consultation with the trade union side.
The committee has heard much evidence about poor staff morale, high turnover of staff and the inability to recruit and retain staff. Was low staff morale caused by poor management, or were other factors involved?
It is fairly clear from evidence in the reports that have been produced that a lack of trust in the centre, a lack of support from the centre and a lack of management have been major causes of low morale in the Procurator Fiscal Service. There is no doubt among our members—the legal staff in the profession—that the work load, the lack of people and the lack of experienced people are major issues.
We have heard reports that pay and conditions are an issue. What are the terms and conditions for procurators fiscal?
There has been an historic problem with pay for legal staff in the Procurator Fiscal Service. It would take me the rest of the morning to put on record what each group of persons is paid, because we have so many hybrid groups, which have things such as preserved rights and so on. Our view is that we must examine the matter. For example, the comparability study—which is under way as we speak—will assess whether we are getting paid the appropriate amount for carrying out the job that we do, particularly in comparison with the pay of other lawyers in the public sector.
Surely there must be some basis for working out what people get paid. Can you give us a rough outline? The committee wants to pursue the issue a bit further.
The comparability study is the first step; its starting point is to assess whether we are getting paid as appropriate a rate for doing our job as are Scottish Executive lawyers. That comparison will initially concern the depute grade, which is the entry grade—after the training grade—into the Procurator Fiscal Service. In addition, pay comparisons could be considered for levels further up the field, such as upper-level fiscals. Pay comparisons could be carried out between their pay and that of other major players in the criminal justice system, such as police divisional commanders and sheriffs, who sit on the bench dealing with cases on which procurators fiscal decide and prosecute.
Can you give a monetary indication of the starting rate?
Is it possible to tell us the starting salaries of a procurator fiscal and a legal person in the Scottish Executive, whose salary a fiscal's is being compared to?
What is the gap?
The Scottish Executive also has a training grade. However, my understanding is that the Scottish Executive's basic entry-grade salary is between the low thirty thousands and the low forty thousands; from £32,000 or £33,000 to £42,000 or £43,000. If our understanding is correct, one is therefore talking about a gap of about £8,000.
Is that at entry level?
That is at basic grade. The discussion on entry-level rates can move backwards and forwards, depending on whether one is talking about the training grade or the basic grade. Both the fiscal service and the Scottish Executive have training grades that offer salaries that are pegged at levels below the starting band salary. If we compare like with like on the basic grade, which is the grade that carries no specific management responsibilities or anything of that sort, our understanding is that there is a gap of about £7,000 or £8,000.
Does the system have an appraisal system that rewards performance? If not, how does the system work?
Do you mean our present system?
Yes.
There is a performance appraisal system, which is a commonplace throughout the public sector these days, particularly in civil service departments. We urge that the pay issue be addressed in terms of comparability. There is more to the issue than just the minima and maxima of the salary grades. Our view is that the crucial aspect is the speed with which our members move from the scale minima to the scale maxima. The operation of a combination of factors, such as performance-related pay and alterations to the scale minima and maxima over the years, has led to a situation in which people whose experience in the job is between six months and five or six years are all bunched up toward the bottom of the salary scale. There is no mechanism that offers those people any realistic prospect of moving to the top of their pay scale. In the most recent pay deal, we received an indication that there would be an undertaking that people would move from the scale minimum to the scale maximum in, I think, seven years.
We have heard in earlier evidence about the unacceptably high rates of staff turnover. Have you any evidence of that? Can you give us figures relating to the numbers of people who leave the service because of poor pay and morale?
We could not give you hard and fast figures. We are anxious to make the point that, when we lose staff, we lose them at a critical stage. The retention rates might not look much worse than those of other departments. However, our perception—it is only a perception because we do not have access to the resources that would allow us to firm this up—is that recently, because of the lack of progression that we spoke about, people have been leaving after two, three or four years, sometimes for the Scottish Executive. In effect, that means that after we have spent time training those people to the point at which we are starting to get a return in terms of productivity, they choose to go elsewhere because of the lack of career prospects and salary advancement.
Pay is not the only factor that determines retention of experience in the service. I know that you welcomed the recommendations in the management review report, but do you worry that any uplift in the budget will go toward changing the management structure and that there might therefore be no money left to address some of the issues that your society is concerned about?
We are aware of the submission that the Lord Advocate made to the committee on 6 March and we welcome his continuing commitment to addressing the comparability study to the best of his ability. We can ask no more than that from the Government minister who is in charge of our department. Jonathan Pryce said that the remit of the review of planning, allocation and management of resources in the Crown Office and the Procurator Fiscal Service was not to include reference to pay. However, we hope that the money that is obtained for implementation of the management review's recommendations will deal with the issues that were raised in the management review, and that the Lord Advocate will pursue other courses to ensure that money is available to pay staff appropriately, when we have the evidence to come back to the Scottish Executive to ask for that.
The committee is interested in the question of career structures for procurators fiscal, as I am sure your society is. Earlier this morning, we heard about the particular skills that Crown counsel can bring to the system. We would like to examine that in more detail.
I listened with great interest to the evidence that was given earlier, some of which I did not agree with. I do not think that there is a great jump between prosecuting before a jury in a sheriff court and prosecuting before a jury in the High Court. If there is a great jump in the prosecution system, it is between prosecuting before a jury and prosecuting before a sheriff.
Would that mean a mixed system where procurators fiscal prosecute in the High Court alongside advocate deputes? Are you suggesting something different from that?
I am not suggesting anything other than that the Lord Advocate should now consider bringing in people who prosecute in the lower court day in, day out—despite what Mr Batchelor has said—to prosecute and make decisions on cases in the High Court.
Can you clarify the society's position? Would the system be mixed? What kind of system would you be negotiating?
Our position is that it would be advantageous for career structures and for the public to have members of the Procurator Fiscal Service among the ranks of Crown counsel. We are aware that, among Crown counsel, there are some excellent prosecutors and people who have built up experience from having been in the system for some time. We are aware that some people, including Derek Batchelor, have been in the Procurator Fiscal Service and have developed the relevant skills. We see no reason why members of the Procurator Fiscal Service should be excluded. Indeed, when a member of the Procurator Fiscal Service was appointed as Crown counsel, everyone agreed that it was a great success.
You have talked about an increased role for the fiscals, particularly in decision making. You will have heard the Crown counsel and advocate deputes make a strong point about their institutional independence. Until I read the Official Report, I am not sure that I will understand the distinction between the institutional independence that they suggested and practical independence. How do you view the influences that come to bear on fiscals when they are making decisions? Are fiscals truly independent or are they manipulated by others?
One of the main functions of a fiscal is to take independent decisions in cases. To suggest that taking an independent decision that affects a victim of a housebreaking is different from taking a decision that affects the victim of a murder is ludicrous. Every case is important to the victims.
Could you explain why there has been a reluctance to bring people from the Procurator Fiscal Service into the Crown Office to become advocate deputes? I do not understand the background to that and it is certainly not clear from the evidence that we have received so far.
You should ask the Lord Advocate that question.
In your view, what has been the reason?
The Lord Advocate does not want procurators fiscal to prosecute in the High Court. At least, he has not wanted them to do so—that might be a fairer way of putting it.
I wish to close off the issue of independence. How important to the independence of the Procurator Fiscal Service is the commission from the Lord Advocate?
It is extremely important, for some of the reasons that Derek Batchelor talked about. There has to be something to show that there is independence. We have to be able to show that we are separated from our administrative bosses, if we want to put it that way, in the area of work where we are required to take important decisions that affect members of the public. The commission from the Lord Advocate is granted to us under the Sheriff Courts and Legal Officers (Scotland) Act 1927. It gives us independence from the administrative or job side, so to speak, which protects us in the same way as Crown counsel say that they are protected because they come into the Procurator Fiscal Service from an outside source.
How would the changes that are envisaged to the management structure of the Crown Office and Procurator Fiscal Service—the beefing-up of the management structure—affect the independence of fiscals, who may now have someone else pulling their strings?
That is a major concern among what we call district fiscals. We hope that the issue is open for consultation between us and the management side. Our members would have grave concerns if the proposals were about removing commissions from district fiscals in the 49 offices throughout Scotland.
Mr Stott, at present you are a fiscal in Dunfermline, are you not?
That is correct.
Have you ever felt that your independence has been threatened by the police, the Health and Safety Executive or any other body?
I have often been approached by the police, the Health and Safety Executive and other bodies that have tried to persuade me to do something, but I trust that I have been able to rely on the independence of my decision making. You would have to seek evidence from others on decisions that I have taken. I certainly feel that I am more than capable of dealing with any pressure that the police or the Health and Safety Executive can throw at me.
If you felt that you were subjected to undue influence, would you see that off fairly robustly or you would pursue the matter through the appropriate management structures?
Ultimately, the decision on a case in Dunfermline rests with me. I am content that I have been given the authority to deal with such cases and I am content that I have the experience to deal with such cases.
So you would not accept the evidence of the home advocate depute that you are placed under unreasonable pressure and that your independence could be prejudiced.
The ability to deal with pressure is one of the qualifications for the job. The Lord Advocate granted me a commission because he felt that I was able to deal with that type of situation. That is the same for any other commission holder; the Lord Advocate would not grant a commission to someone who he felt could not deal with those matters.
I would like to ask Helen Nisbet the same question. You are a depute in Glasgow. Have you ever felt that your independence was under pressure or threat?
No. Part of the culture that people are immediately introduced to on entering the Procurator Fiscal Service is that the service is proud of its independence and separation from the reporting agencies. Like Mr Stott, I do not for one minute wish to suggest that the reporting agencies routinely seek to pressure the Procurator Fiscal Service. It feels as though the integrity of me and my colleagues is being impugned, which causes a lot of offence to deputes in the service.
You are perfectly relaxed that you can conduct your role totally independently of any external pressure.
Yes.
In fairness to our previous set of witnesses, we should put on record that Mr Batchelor was at pains to say that he was not impugning the integrity of the fiscals. Indeed, he had no doubts about that integrity. However, he argued that there had to be clear water between the different parts of the service. He talked about conscious or unconscious influences that might affect decisions. By definition, you cannot know whether some of the factors that he listed, such as career structure, either consciously or unconsciously affect your decisions.
I beg to differ on that. Because of the nature of the job and the experience that we have, we are well aware of the reasons behind the decisions that we take. As for the issue of independence, quite frankly I do not see the difference that it makes to the prosecution of cases at summary level. I disagree with Derek Batchelor's comment, which he may have made inadvertently, that Crown counsel takes the decision to prosecute either at sheriff and jury or at summary level. That is not correct: the procurator fiscal takes the decision to prosecute at summary level. I do not see what difference that makes to the perception of a victim in a summary case of the independence of the decision making. It is as important for that individual to see that the decision is independent as it is for a victim in a High Court case.
I dare say that it is true that you know exactly why you take your decisions. However, you must be able to envisage a situation in which the factors that Mr Batchelor mentioned would have an impact on people's decision-making process or at least could be perceived as having a potential impact. You have both already cited two or three agencies that, at various points in your careers, have perhaps not attempted to pressure you but have at least made their best-case scenarios known to you. That suggests that there is at least the potential for others to be influenced, whether consciously or unconsciously. Does that not make the point about the importance of institutional independence?
There can be an element of what might be called local pressure. Although the decision to prosecute in the High Court should not necessarily be taken by the person who has investigated and prepared the case, that does not mean that we should distance the matter by taking it to someone who is not a member of the Crown Office and Procurator Fiscal Service.
I understand that. However, your evidence has made it clear that there is pressure and that people have tried to pressure you into taking a certain decision. As someone from outside your system, I would be much more relieved if I knew that you were not taking a decision under those circumstances. Ultimately, I have to trust to the fact that individuals who have admitted that there is such pressure will resist it. Is it not better to have institutional independence as a safeguard?
The commission protects us.
Sorry. I did not understand that answer.
I said that we have the commission to protect us.
Then what is the problem with having an additional check?
I see no difficulty with making an additional check on important decisions. However, I do not know why getting someone from outside the organisation to take on the matter will make the process any more independent. It is important that decisions are made by people who have the ability, skills and experience to make it. I do not think that members of the public would think that a civil practitioner who had come in on day one would be the ideal person to take over a decision made by an experienced criminal practitioner, or that such a system would be advantageous. However, I might be wrong.
As there are no further questions, I give our witnesses the opportunity to comment on Crown counsel's attitude towards the establishment of the High Court unit in Glasgow.
Like the committee, I was a little surprised at the extent to which Crown counsel took issue with it. The general view of fiscals working in the process is that we would not expect advocate deputes to come out of court after many hours and then mark a pile of cases that were waiting for them. The detail is still to be hammered out, but we envisage an alternative base for the marking process, which would be properly resourced. A duty team of advocates would undertake office work rather than court work.
Do you perceive an advantage in having a base in Glasgow?
Undoubtedly. If 60 per cent of the work is generated in the west and returns to be prosecuted in the High Court in the west, it makes sense to streamline the system so that the decision making is undertaken in the west. That will avoid papers shuffling back and forth across the country.
That is helpful. Members have no further questions. Is there anything that you would like to say to the committee before I close this part of the meeting?
We thank you for inviting us to give evidence a third time.
Thank you. Your evidence has been useful. You have given us a lot of statistics, which we will use when we write our report. If there are any outstanding issues, we will liaise with you to get any figures that we do not have.
It strikes me that, after today's evidence, there is still a substantial debate to be had on institutional independence. On the last page of its submission, the Faculty of Advocates offers to give oral evidence to the committee on that point. Can the committee consider additional evidence?
I do not think that members would disagree with that. We should hear from every organisation that can add to the arguments that we have heard this morning. Is that agreed?
We will try to fit that into an evidence session.
Would it be worth while to ask Jonathan Pryce to attend the committee?
The committee will have to take a view on how it will write its report, given that a weighty report was published last week that goes well beyond the committee's remit.
Jonathan Pryce puts forward separate issues, which are outwith our fairly narrow remit. I have no doubt that hearing from him would be interesting, but I am not sure that it would be particularly helpful to our inquiry.
Shall we keep Jonathan Pryce in reserve and think about inviting him?
Yes, I would be quite relaxed about that.
As we draw near to writing the report, we will have to consider how we will bring all the information together. Members might want to give that more detailed thought. It would not be a case of sticking an hour on to the end of a meeting; we would have to consider holding a separate meeting devoted to examining all the evidence that we have taken since the beginning of the inquiry, for the benefit of Duncan Hamilton, Alasdair Morrison and Stewart Stevenson—perhaps George Lyon, too—who were not members of the committee at the start of our inquiry.
Meeting suspended until 12:15 and thereafter continued in private until 12:48.
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