Good morning. I welcome everyone to the 22nd meeting this year of the Justice 2 Committee, particularly Professor Gane, our adviser, who will be present throughout the day. I ask members to do the usual and check that mobile phones and anything that makes a noise are switched off.
Thank you, convener. I will be brief. I will mention three things. First, I commend to you the Scottish children's hearings system, which is a flexible and efficient way of dealing with difficult issues that are presented by children and young people whether they are victims or perpetrators of crimes. We have not heard much in recent weeks about our major partners in the children's hearings system, who are the children's panel members. They are volunteers who are alert to the issues within their communities. They are a major virtue and value of the system. Together with them, we want to develop and refine the system.
I want you to give us some factual information at this stage. We are all aware, of course, that the children's hearings system is multifaceted and that you deal not only with children who are involved in criminality, but with children who might best be described as at risk. Off the top of your head, can you say what percentage of the cases with which you deal are cases of criminality? I would exclude from that category such matters as truancy. In addition, what percentage of your cases deal with children at risk?
Broadly speaking, half our referrals are for crimes or offences that have been committed by young people and half are non-offence cases. The latter covers everything from truancy, family problems and drug and solvent misuse through to child abuse and child protection issues. Of course, many children fall into both broad categories.
I am sure that the information is readily available in your 2000-01 annual report. However, can you say for the record the number of cases with which you dealt last year?
Yes. Going by the figures in the annual report, I can say that the number of offences referred was 40,850, which is a drop of 12 per cent from the 1999-2000 figure.
Last summer, I spent some time investigating the children's hearings system in Glasgow. I concur with Mr Bulloch's remarks about the quality of the lay members' input into the hearings system, which I thought praiseworthy in the extreme. However, I sat on several panels and, although I heard some harrowing tales of children at risk, I did not see one case of offending. The view seems to be that not a lot of offence cases are hitting the hearings system. Is that the case?
I would welcome the opportunity to take you to other parts of the country. In Glasgow, the situation is being driven by considerable shortages in social work staff and by the considerable difficulties that we face in obtaining services for children who come to hearings. However, in many other parts of the country, panel members express great confidence in the available services. I assure you that children who are referred for committing offences come to children's hearings when we are satisfied that that is the appropriate course. Similarly, children who are referred for other reasons come to hearings when that is the appropriate course.
I am not at the stage of bringing in the blame culture and I may well take up your invitation. However, was my finding correct that, in Glasgow, of the cases that were going through the hearings system, the percentage relating to offending was not high?
I would have to check that out, but my impression is that offence cases in Glasgow go to children's hearings where that is the appropriate way forward, just as they do elsewhere. In many cases, we look for a degree of parental responsibility so that the parents can deal with the situation themselves. That is probably what we would all want. Sometimes we seek intervention that can be provided with the full agreement and co-operation of the family, which is clearly desirable, where that can be obtained.
However, your work in Glasgow seems to be inhibited by resource implications. Is that the case?
Yes. The shortage of social work staff is evident is many parts of the country, but it is a particularly serious issue in Glasgow.
Your submission says:
There is a huge variety of youth justice systems in Europe. England and Wales have a youth court, which covers the age group from 10 to 18. They have, in effect, reinvented children's hearings—for first-time offenders who do not require custody—as an adjunct to the youth court. Many other countries do not have a formal youth court as such or an integrated system like the children's hearings system. However, offending behaviour by children and young people is dealt with if it becomes a risk or a child protection issue.
We know of young offenders who start offending when they are eight or nine and are dealt with in the children's hearings system—rightly so. However, if those children are still offending by age 12, what use would keeping them in the children's hearings system be when they reach 16?
The issue relates to the availability of disposals and interventions to work with those young people. One of the advantages of the hearings system is that it follows through on the child or young person; if a child is placed under supervision, that must be reviewed in a further children's hearing. The review process means that the up-to-date situation can always be reassessed and a new decision can be reached.
In all honesty, I do not know the answer to my question, which many of the people who are following the debate also want to ask. They want to know why a 16-year-old, who can do other things in law, is not referred to the adult court system. We need some answers, particularly from you, as the principal reporter, on the difference that the children's hearings system can make. That is the critical issue. Are you saying that you cannot make a difference, because the resources available to the children's hearings system are not what they should be? If so, surely we should examine the system before we extend it further.
Forgive me, but I am not saying that at all. It is clear that certain 16-year-olds should go through the adult court system. That is entirely right—no one, least of all me, is saying that all 16 and 17-year-olds should come into the children's hearings system. Equally, clear evidence exists that many 16 and 17-year-olds offend because they are particularly vulnerable and at risk. If we are to change their behaviour and reduce their offending, which is the objective that we all want to achieve, we must do so in a way that addresses their needs. We must take a two-pronged approach. I suggest to the committee that that is the approach that the hearings system is designed to deliver. The system is designed to deal with needs and deeds in a way that the adult court system is not entirely geared up to do.
If more community-based services and disposals were available, why could not the procurator fiscal, rather than the children's hearings system, deal with offenders? Would that not be a better way of doing things?
The fiscal already deals with 16 and 17-year-olds. The proposal to have a pilot study offers us the opportunity to evaluate, compare and contrast the process costs, time scales and outcomes of the hearings system and the criminal justice system. Remarkably little is known about those issues in the adult criminal justice system as it impacts on young offenders. One of the values of a controlled pilot is that we could do that kind of comparison on a level playing field and produce data that would be of value to the adult system as well as to the children's hearings system.
You are not ruling out the possibility that, if a greater variety of disposals were available, another way of dealing with 16-year-olds would be to refer them all to the procurator fiscal.
No, I am not ruling that out. However the key issue is to address and change offending behaviour. I believe that the hearings system and the agencies that work within it are attuned to challenging and confronting offending behaviour and to dealing with the underlying social and personal issues.
I am sorry to be a bit of a statistician, but can you let us know the recidivism pattern in the half of the cases that you deal with that relate to general criminal behaviour?
We find that about 70 per cent of the children are referred for offending on only one or two occasions. A small minority—probably about 5 per cent of the children who are referred for offending—are responsible for 30 or 35 per cent of the offences.
Are you saying that there is a 70 per cent reoffending rate?
No—I am saying that about 70 per cent are referred only once or twice for offending. Therefore, about 30 per cent go on to offend more persistently.
We are finding it difficult to establish exactly which offenders should be referred to the children's hearings system. That is a matter of great importance to the committee, particularly if we are to legislate as the bill proposes, because we do not want all 16-year-olds to go through the children's hearings system. As you rightly said, some of them should go through the adult system.
We need to consider two criteria, the first of which is the nature of the offence or offences. Clearly, serious offences should be prosecuted in court. However, we must also consider the circumstances, characteristics and background of the offender.
You said that Scotland was way behind other European countries and that a lot of catching up had to be done. Which countries are dealing best with the problem of youth crime and where can we find examples of best practice? How do we compare with those countries as far as outcomes are concerned?
It is difficult to compare outcomes because systems vary so radically and because not much outcome information is available in many cases. South of the border, the Youth Justice Board has led in making great strides to improve the effectiveness of services in England and Wales. We can learn many lessons from that example.
Are you saying that we cannot compare like with like in Europe because the outcomes are not measured in other countries?
It is difficult to compare like with like internationally. However, research has tended to focus on what makes for effective interventions on a project-by-project basis. As a result, we can be confident about what needs to be done to change and reduce offending on a case-by-case basis. There are good examples of that in Scotland, including Freagarrach, Includem and victim-offender mediation schemes. We already have evaluation evidence showing that many of those approaches significantly reduce the levels and change the nature of offending by very troubled and troublesome young people.
Is there any evidence comparing the two justice systems in Scotland to support the comment in your submission that
There is certainly evaluation evidence from specific projects such as Freagarrach and from a relatively new body called Includem, which works intensively with some of the most troublesome young people who would often otherwise be in secure accommodation or incarceration. Those projects are having a real impact on the offending behaviour and the instability of young people's lives. The evidence is mostly at that level. There is not much comparative evidence between the children's hearings system and the adult system. Audit Scotland's study is a first in that it is examining youth justice up to the age of 21.
Even within Scotland we are not good at replicating best practice. The Scottish Children's Reporter Administration is interested in working with our partners to identify best practice, consider the statistics and see what is working in terms of recidivism rates. We want that best practice to be put in place throughout Scotland, rather than in isolated projects. In the past, we have tended to set up projects, measure them and say that certain ones are good. We have not been good at saying that we will therefore deploy that technique or approach universally throughout Scotland. Once we have learned from the projects—there is now good research evidence from a couple of them—we want a similar approach to be replicated throughout Scotland.
I have a factual question, which follows on from the convener's line of questioning. It is about how we decide who goes into the criminal justice system and who goes into the children's hearings system. You said that there were two aspects to that decision. The first is the impact of the crime, which the fiscal will consider, and the second is the background of the offender, with which you are more concerned. Obviously, those aspects cannot be given equal weighting. I presume that crimes that have the greatest impact might be committed by those who have had the most convoluted and distressing background. In that decision-making process, does the assessment of the crime's impact have predominance?
It does, in the sense that following consultation and discussion the fiscal has the final say. If the fiscal determines to keep and prosecute the case, that will be the outcome. I would describe the situation as being that the first consideration is the nature and seriousness of the offence and the second consideration is the character and background of the offender.
Part of the problem that the committee is having, and that the Parliament and the Executive are having, is that there appears to be a lack of confidence in the children's hearings system, as it is currently constituted, to deal with what I would define as hard-core offenders. Do you accept that?
Every system, including the adult criminal justice system, is challenged by persistent and repeat offending. I do not think that our adult criminal justice system fares particularly well in that regard either. We face a challenge in dealing with persistent offending, but all the time we are learning more about how to address effectively the situation of the children and young people involved. As Douglas Bulloch said, a number of projects and services are now doing that. They are achieving remarkably impressive results. The challenge is to spread those good approaches and ensure that they are adopted throughout the country.
The most important point that we can make this morning is that we must make an absolute distinction between process and disposals. I argue that the children's hearings process is working well. We are well established and have 30 years of good experience on which we can build.
Parliament's function is to represent the public and the public perception—rightly or wrongly—is that the children's hearings system, dealing just with offenders up to the age of 15, is not working. Part of the problem seems to be not the system, but the fact that the available disposals are not adequate. Do you have any comment to make on that?
We want to make a full range of disposals available. At the moment, we have some difficulty in seeing supervision requirements implemented in some parts of the country. We want to discuss that with our partners and see the problem worked through. Despite that difficulty, the overall response rate is good, in terms of the supervision requirements that are made. As I said earlier, we want to refine, develop and improve the service where we can.
Can you give us some information—statistical or otherwise—about what happens after children with whom you deal leave the children's hearings system? Do they continue to offend? Do you have statistics on that?
We do not. It is quite difficult to follow children and young people from one system to the other. Some work was done on that in the context of a study called "Children in Focus", which was published by the Scottish Executive a couple of years ago. That was a longitudinal research study on children and young people who are referred to the hearing system. The researchers tried to track children across from one system to the other, which was complicated because the details in the two systems do not match up.
Do you agree that, to make a determination about extending the hearing system, that kind of information could be important, as it would allow us to compare the statistics with those of children who have not been near the children's hearings system, but who have ended up in the adult system because they happened to offend at a certain age?
The data are important. Many persistent offenders at the age of 16, 17 and 18 have been involved in the children's hearings system. Many were referred initially on grounds relating to care and protection. However, that is anecdotal rather than statistical evidence. There are many things that we need to discover about people in that age group in order to find the most effective way to deal with them. However, those things will come into focus only when we undertake the pilot study and evaluate across the two systems. Then we can assess whether, for the longer term and on a national basis, that development will work and can be put in place for the benefit of the community.
I am getting a little confused. Every time we ask for evidence, there seems to be none to substantiate the claims that are being made either for the children's hearings system or for the adult system. If we are to reach any sensible conclusions, we must match up the two systems of information and track outcomes. That is the only way to reach serious conclusions about the right way of tackling the issue. Is work being done to ensure that that evidence is gathered and that we can make a comparison that is based on good hard facts, rather than subjective views, which is what we have at the moment? We have heard much subjective opinion on which system will deliver results.
The opinion is based on experience. Audit Scotland is undertaking a study of youth justice that is examining the hearings system and 16 to 20-year-olds in the adult criminal justice system. It is due to publish that in December. I hope that that will be available in time for the committee to consider it. The study is a first, because it examines the two systems. You are right—there is a significant gap in our understanding that must be filled.
That is a problem for the committee. I do not lay all the blame at your door, but we have asked several witnesses to back what they say with statistics. While we were in Aberdeen, Scott Barrie and I visited the Barnardo's project there. It was impressive. Scott Barrie is not here, but he is a social worker by profession. I am not, so I can ask the questions that a social worker might not dream of. When we ask what is wrong with prison, everybody puts their hands up in horror. However, the public must have an answer for why prison is ineffective. I know that some of the answer is based on experience, but some of it must be based on statistics.
No. The objective for the hearings system was set by the Kilbrandon report in 1964, which said that a system was needed that would reduce or, ideally, eliminate juvenile delinquency. It said that the way to achieve that was to examine the underlying situation of the child or young person. That is the objective of the hearings system, which applies whether we are dealing with child protection or care issues—because those issues may later lead to offending—or whether we are dealing with the offending behaviour of a young person. Clearly, if a young person can be diverted from crime then they will not be locked up.
So, it does not matter whether you lock them up, provided that you challenge their behaviour?
That is a factor. If children and young people can be diverted from crime, they will not be locked up. There is evidence about reoffending rates post prison that would give us all cause for concern. The reasons for high rates of reoffending post prison are clear. Whatever efforts staff make—I share the commendation of staff at Polmont—prison is a pretty brutal environment in which drugs are frequently widely available. It is also extremely difficult to carry over from prison back into the community the effect of any good work that is done. One clear finding of a range of research studies on effective intervention with young people is that, if possible, it is best to work with them in their community. In their own environment, the issues and problems that they face or create every day can be dealt with in a real way. That is difficult to replicate in the artificial environment of a custodial centre.
There is also an economic argument. Imprisonment is a much more expensive option than some of the community disposals that exist. If community disposals are working, and if we can see that community service and probation work in the adult criminal justice system, that is an advantage in relation to the public pound.
You talk as if there are no consequences to keeping young offenders in the community, facing the people against whom they have committed crimes. There has to be a dimension to this that takes into account what offences have been committed, say against an elderly person.
I said at the outset that custody has its place. We should use it where it can be effective and where it provides the best option for the individual and for the community. That is when custody should be used.
I return to the range of disposals that are available, and to what you might require should the pilot study go ahead. You said earlier that one of your current problems is that your partners are unable to deliver on some of the community disposals handed out by the children's hearings system. Can you elaborate? What do you mean by that? Are councils not providing the necessary social workers and supervisory people to implement the orders or disposals? Can you give us examples? How do we tackle that problem before considering what other disposals might be required?
Alan Miller will be able to say more about this, but we are concerned that there are areas in which supervision requirements are either not being implemented by councils or are not being implemented quickly.
What happens at the moment if there is no social worker to do the supervision?
Nothing. Well, councils have options. They can choose to do nothing; they can defer; they can provide a contact point for a family; they can find another member of staff who is not a social worker—to whom the historical pattern does not apply—who is able to fulfil some kind of service to the family; or they can provide another member of staff from within the social work department to supply that service. Councils can do a range of things, and we want to talk to them about the current best practice in Scotland, particularly in relation to contingency plans to cover the difficulty of not being able to recruit social workers. It would also be a matter of councils advising each other about things that they might want to try.
I gather from what you are saying that it is more a matter of councils' inability to recruit social workers, rather than a lack of finance to place them. Is that the problem?
There is a range of difficulties, which is why the Minister for Education and Young People has produced an action plan that covers a whole range of points, not just recruitment.
It is a bit of both. There is a particular problem in relation to children and families and social work.
What other disposals would the children's panel require if the pilot study were to go ahead? The report of the advisory group on youth crime stated that if 16 and 17-year-old offenders were to be diverted to the children's hearings system, it would need to be
There is an important distinction between disposals in the sense of various legal options or decisions and disposals in the sense of the services that are put in place. In a sense, the children's hearings system has only two disposals available: one is to make a supervision requirement; the other is not to make a supervision requirement. A supervision requirement can mandate the application of whatever interventions or services are required to address the behaviour and problems of the young person concerned. That can include the use of a residential establishment or secure accommodation, where justified.
Are you familiar with the studies by Professor Hallett and Professor Waterhouse?
Yes.
We have not had a chance to examine those studies, but they have been brought to our attention. You will know that many respondents to Professor Hallett's study expressed concern about the capacity of the system to deal with older and persistent offenders. Professor Waterhouse's study did not seem to show that referrals to children's panels led to an overall reduction in rates of offending. Would you like to comment on those two studies?
The University of Edinburgh study led by Professor Waterhouse revealed that by and large reporters and children's hearings were identifying as early as possible the children and young people who were most likely to find themselves in serious problems. Again, that raises the issue of the interventions that are taking place.
Two other reports are due to be published soon. One is the quinquennial review of the Scottish Children's Reporter Administration, and the other is the second report of the Scottish committee of the Council of Tribunals on the children's hearings system. I hope that both those reports will be published while the committee is considering this matter, as they will provide members with further reassurance about the arrangements that are currently in place in Scotland.
Thank you for that information. In conclusion, would you like to emphasise any points or highlight issues that you feel have not been covered?
We took the opportunity to do that at the beginning of the meeting, convener.
Thank you for your oral and written evidence, which was helpful and of high quality.
I have a number of questions on victim statements, but before we get to them, will the witnesses make it clear whether Victim Support Scotland is, in principle, in favour of or against the introduction of victim statements?
Victim Support Scotland is not against the introduction of victim statements, but we are not immensely in favour of it. Perhaps that is not the best way in which to start the morning. We recognise that, for some victims of crime, particularly victims of serious crimes such as the survivors of murder victims, the opportunity to put before the court the impact of the crime on their family is important. However, there are downsides as well as upsides.
I want to tease that out. My basic problem with your submission is that it leaves me no clearer as to whether you are in favour of or against victim statements. Paragraphs 6 and 7 of your submission go into great detail about the potential downsides. For example, you say that statements might in some cases lead to increased dissatisfaction with the criminal justice system because people might feel that their statements are not properly reflected in the sentence. Your submission also mentions the potential for people who are not as articulate as others to feel guilty because they have let their family down. The submission continues:
Our view is that the potential value of victim statements to some victims is positive. We have co-operated and worked with the Government and various committees to consider the potential for the introduction of victim statements to the legal process in Scotland. We support the proposal for a pilot project to examine the implications of victim statements in Scotland.
So you are happy to explore the potential of victim statements, but you are not definitively in favour of them.
Victim statements can be an important way of involving some victims in the justice system by improving their feeling of having had a say in the process. Our submission recognises that the measure is not a panacea for victims of crime and that it does not address all their needs. Although statements might appear attractive, and might be valuable for some victims, they could have a negative impact on other victims. The pilots will help to clarify the position.
Your submission states that victim statements
No. There is experience of victim statements in North America, England and Wales and the Republic of Ireland. In general, it has been found that, although the statements are open to challenge, they are rarely challenged in practice. Two weeks ago, my colleague in Dublin told me that she did not have one example of a victim statement being challenged in court and I am not aware of any challenges in England and Wales. However, you are right that challenges are a possibility; perhaps in Scotland they are a probability.
If challenges are a probability, that would impact on your judgment.
The pilots might provide some answers to those important questions, but I will take a step back from that.
You recognise the problem, but we are not much further on in addressing it.
The starting point is that it cannot be a bad thing for courts in Scotland to have information about how a crime has affected a victim—I cannot believe that that is not a good thing. Victim statements will be the vehicle through which that information can be delivered to the entire court—not just to the judge or the prosecution, but to the defence.
The problem is that the Minister for Justice told us that the statement would have two functions. The first would be to allow the victim to have their say. In a sense, that is very therapeutic—I take the point from the example that you just gave. However, that is quite different from the statement having a material impact on the sentence that is passed down. Do you accept that, if the statement will have an impact on the sentence, it is inevitable that it will have to be open to cross-examination? Is it the view of your organisation that that should be the case?
In general, I suspect that the victim statement would not have a material impact on sentencing. I accept that, under the law of Scotland, the European convention on human rights and so on, the statements will be open to challenge.
That is important. You are saying that the statement will have the first function that the minister identified—it will be of therapeutic value, if you like, rather than of punitive value. Is that correct?
Victims of crime believe that, too often, responsibility passes to them without any rights. That belief is not expressed because many victims say that there are too many other things wrong with the system—they have not reached that issue yet.
What you say to the committee today is very important, because of whom you represent. Duncan Hamilton's line of questioning is the right one, because the provision on victim statements in section 14 is in danger of being undermined by the submissions that we have received. Everyone finds that there is a problem with it.
In principle, there is nothing wrong, within the law of Scotland, with the victim's side of the story being heard, but that side of the story is not currently heard in our courts. Whether it is called a victim statement, a victim impact statement or whatever, the victim's side of the story is missing. Victim statements are one means by which that story could be heard. Like almost everything else, they will not necessarily be simple and straightforward and there will be complications. That is why we have supported the proposal to conduct pilot projects. From our perspective, if pilot projects go ahead we will consider them closely and carefully.
Could you be a wee bit clearer? You have said that there is a rule issue and that victim statements are no bad thing. Does that mean that you are in favour of victim statements, if we get some of the issues sorted out about who takes the statements and at what stage they are used? We need to pin you down on the issue because, to be blunt, if Victim Support Scotland does not give the committee answers on the matter, I honestly do not know who will.
I am clear that victims should have a voice in our courts. The Scottish Executive's proposal on victim statements is one way of achieving that. I cannot tell you that the proposal will work 100 per cent. I believe that the matter should be examined and that we should consider how we could deliver an effective scheme in Scotland.
So you want some kind of victim statement scheme.
There must be a mechanism by which the impact of the crime and the experience of the victim are heard in our courts. That does not happen currently.
What would that mechanism be if it is not what is proposed in the bill?
The model that is proposed in the bill is being used in many parts of the world and is relatively successful.
So you think that it is a possibility.
Yes.
The submission from the Sheriffs Association expresses grave reservations about the current proposals. The association suggests that the victim statement may contain inappropriate evidence that would not be admissible in court, and questions the use of the victim statement in an appeal process or if the statement is challenged in court. It also suggests:
The proposition is a possibility, but my view is that it is scare tactics. The truth is that systems can be put in place to create checks and balances. That is done with all kinds of evidence that is taken or led in court, and would also have to apply to victim statements. A victim could not just say anything that they liked in a victim statement. There would have to be rules and guidelines that would allow victim statements to be effective when they were put to the court.
Would you reject the Sheriffs Association's proposition?
Evidence might not be led in court for lots of reasons. It does not just apply to victim statements; it applies to all evidence.
You are not getting the point of my question. Do you support the Sheriffs Association's suggestion that the material statement would not be placed before the court but that, instead, the prosecutor would lay the substance of the statement before the court?
I do not support the proposition, because it is only about a quarter of a centimetre from where we are now. If the prosecution wants to, it already has the power to bring out the impact of the crime on the victim when summing up and leading evidence in cross-examination. That happens rarely, unless it adds to the prosecution of the case. The prosecution might or might not use a few lines from a statement, but that will not happen.
As I understand the Sheriffs Association submission, doing that would be a legal requirement and that is the mechanism or process that would allow it to be done. We are not talking about whether the prosecution would do it. The Sheriffs Association suggests that that process would take the place of the victim statement being placed before the court. It also points out some of the difficulties that might arise from the process of placing a victim statement before the court.
I am not convinced by that proposal. I do not believe that it would work.
You would reject it. That is what I have been trying to establish.
I do not believe that it would meet victims' expectations.
My experience is of working with people who have been bereaved as a result of murder. I can say categorically that, until the statement scheme is piloted, there is no mechanism for those people to give their views and statements.
I am sorry, but I do not think that the bill is about piloting. I think that the bill seeks to introduce the scheme throughout Scotland.
It is to provide for piloting.
As far as I am aware, it is about piloting.
It provides a power to set up pilots rather than to put the pilots in place.
The Sheriffs Association's proposal would mean another system in which what victims want to say is not put across in court. Someone else would be subjecting the victims to their idea of what they said. That is taking away the victim's voice.
I just want to press the point. Our dilemma is that we have to recommend to the Parliament whether we should proceed with what is in the bill. Your support for the bill is principled, but it is also heavily qualified. Is it safe for us to recommend to Parliament that we should proceed with the proposals that are currently in the bill?
I support the bill's proposals to pilot victim statements. We should do that. We might have a lot of questions, but we will never find out the answers if we do not move on to the next step.
The bottom line is that we should move forward with those proposals.
Yes.
I return to whether victims' views are properly taken into account. I do not understand the logic of your position. I could understand that you would say that victims' rights are not respected under the current system and that that has an impact on sentencing. Are you saying that that has no impact on sentencing and that you do not want it to have an impact on sentencing? I am not clear why the victim's view is not being heard. Does not that suggest that the problem lies with the victim's perception of the current system? I understand that, and I can understand the need to improve the perception of the current system. That is not necessarily an argument for changing the system, is it?
To correct you, I do not believe that victim statements should have no impact on sentencing. I believe that the impact of the crime on the victim is already part of the sentencing process.
I understand the point that victims' views should be taken into account and that they are, or, as you rightly say, we hope that they are. However, we just had a conversation about the proposal under consideration and you did not think that victim statements should have a material impact on sentences.
That is right.
So all that you are saying is that the problem is the perception, under the current system, of whether victims are listened to properly or have the opportunity to make their case. You are not saying that the current system is deficient in terms of sentencing.
The justice system could be improved by courts' having more information about the impact of the crime on the victim. That is the primary purpose of giving the victim a voice in the court setting. Of course information is made available in the process of the case itself, but it is limited in comparison with what is available.
So you want the voices to be heard, but you do not want them to affect sentencing.
The victim statement is a bit like a social inquiry report. When a judge calls for a social inquiry report, does it have a major impact on sentencing?
You tell us. I do not know.
I do not know either. I cannot say whether the victim statement will affect sentencing. I can say to you—
The point about introducing something new is that it will change what we have at the moment. If you do not want to change materially what we have at the moment, we will not bother doing so.
I want us to change materially the justice system in Scotland.
But you do not want to change materially the impact on sentencing.
No, I do not. I do not think that victims want that responsibility.
It is clear that that is what Victim Support Scotland's position is, but it is at odds with what the minister said. The legislation proposes that the sheriff or judge must "have regard" to the victim statement. I presumed that they would take it into account, but you are saying that you do not want that.
They should take the victim statement into account—any information that goes before the court has to be taken into account. The degree of importance that is attached to the statement is at issue. I suspect that few, if any, judges in Scotland would look at the victim statement and say—
That is your opinion; we will hear from the sheriffs later. Your position is that the purpose of the victim statement is not to affect sentencing.
Yes.
There was confusion earlier about whether the victim statement scheme would be introduced in a pilot. The notes that we have suggest that there has to be consideration of what type of offence it covers at the moment, but there will not be a pilot scheme as such. To start with, the scheme will
Those offences are a good starting point that will give us an opportunity to learn how to provide Scotland with the best victim statement scheme in the world. We would want to go at a slow pace, beginning with less serious crimes. People would want to have the opportunity to make a victim statement in relation to very serious crime—I am talking about the families of murder or rape victims, for example. However, the proposal is a good starting point for learning what makes a victim statement scheme work well.
As a question of fact, do you get involved on behalf of the victims of crime in submitting claims to the Criminal Injuries Compensation Authority?
Yes.
Do you feel—I am playing devil's advocate—that the lily might be gilded in the completion of victim statements to justify criminal injury compensation claims?
There is always the possibility that one in 1,000 people will do that, but the vast majority of criminal injury compensation claims are from legitimate victims of violent crime. Whenever there is an opportunity, there will be someone who will try to use it to their advantage, but that is almost irrelevant.
On the basis that most people have considerable sympathy with the view that victims of crime—as well as the accused person—should have their day in court, I take it from your evidence that while you fully support that concept, you are somewhat lukewarm about the proposals in the bill. Can you propose an alternative way in which to achieve the desired aim of ensuring that the victim's voice is heard?
That could be achieved in a range of ways. The victim could be legally represented in court, so that they could cross-examine or examine witnesses. The victim could be a party to the case, so that they sit with the prosecutor and give information to the prosecutor—for example, "That is not right. It was X, Y and Z." A responsibility—more substantial than that suggested by George Lyon—could be placed on the Crown Office and Procurator Fiscal Service to ensure that more information was given in court.
I have a few final questions, in particular on alternatives to victim statements, which Bill Aitken asked about. Do you have any comments on the provision of information to victims on offenders' release on licence, as laid out in sections 15 and 16 of the bill?
We welcome the strengthening of that opportunity for victims of crime. The release of offenders on parole is quite traumatic for some victims of crime, in particular if the offender lives in the same community. It is not unusual for us to find that the woman who was raped lives two doors down from the man who committed the offence, and that the first she knows of him being out of jail is when she bumps into him on her own stairs. We warmly welcome the opportunity that is afforded by the bill. The sharing of information between the Parole Board for Scotland, victims and offenders will improve the quality of justice for everybody in Scotland.
In your experience, are there any statistics on the number of victims who might use that information to get back at their accused?
In my experience of 16 or 17 years with Victim Support, and having worked with tens of thousands of victims, I have no examples of a victim taking retributive action against an offender. That does not mean that it cannot happen, but I have no experience of it. In fact, the opposite situation usually applies. We have victims who say, "I am leaving the country. I am going to move to Birmingham," or, "I am going to move to France, because I'm frightened. I don't know when he will get out. I don't know where he will go when he gets out."
Are the provisions in sections 15 and 16, on the release of information, more important than victim statements, or are both provisions needed?
Giving victims a voice and giving them information are part and parcel of the same thing—improving the justice system in Scotland so that it meets the modern 21st century needs of our communities. The provisions can be considered separately, but they are part and parcel of a fundamental shift and rebalancing of the justice system that protects the rights of offenders—quite rightly—but which says that the victim has a role to play too.
That is a good point on which to end. Given what you do, we value your evidence, so I apologise if you thought that you got a bit of a grilling.
No, it wakened me up for the afternoon.
We have to make the legislation work, so what you have said to us is crucial. We thank you for dealing with all our questions. Once again, I am sure that it will not be the last time that you come before us—I hope not, anyway. Thank you for your submission and your evidence.
Meeting suspended.
On resuming—
I open the second part of the meeting and welcome Louise Johnson from Scottish Women's Aid.
Good morning.
I thank you for coming and for your detailed submission. We will go straight to questions, if that is okay.
Surely.
If you feel that you want to emphasise a point or add something that we did not ask you about, I will allow you to do so at the end. We will begin questions with Bill Aitken.
As the convener said, your submission was detailed, which is always helpful. However, there are a couple of points on which we might require further information.
I understand that OLRs can be used for repeat offenders or offenders who, in one way or another, exhibit a propensity to commit a particular crime. The figure for repeat offending among domestic abuse offenders is high. The bill is an ideal opportunity to introduce legislation that could cope with those repeat offenders.
You appreciate that the restriction orders are draconian. As I recollect, Executive officials stated in an earlier evidence session that they thought that there would be about 10 or 12 OLR cases in a year. I understand the logic of your perspective, but you will appreciate that if we were to go along the lines that you suggest, there would be a considerably greater number of OLR cases.
If I remember correctly, Lord MacLean's report referred to repeat offenders who had not committed serious crimes but who exhibited a propensity to commit a particular crime. I know that deciding how many offenders will receive OLRs will be partly a trial-and-error exercise, but we have an opportunity to address the issue of repeat violent offenders—and domestic abuse offenders are violent offenders. The issue is how to measure the degree of severity. There are those who commit severe crimes, but there are also perpetrators of domestic abuse, who might have seven or eight convictions, possibly for breach of the peace, and so who have clearly shown a tendency or propensity to commit violent crime. The bill is an opportunity to address that type of offending.
Surely that would depend on the nature of the breach of the peace. As you properly said, it can be of a violent type, but it can also be a baying-at-the-moon type of breach of the peace.
Indeed. Again, the issue would be the nature of the offence and the severity of the breach of the peace. We would not necessarily deal with someone who has been found wandering outside licensed premises on several occasions in that manner. That is a different matter and needs to be addressed differently. However, a breach of the peace that involves a violent offence against a particular individual and which is a repeated crime shows a propensity to violence and a clear lack of consideration towards the victim and society as a whole. If that behaviour carries on, it should be addressed by an OLR.
You raised stalking in your submission. You are still firm in your view that there should be a specific offence of stalking in Scotland instead of the breach of the peace charge that is currently apposite. What is the thinking behind your view?
We consider that stalking should be a specific crime or even an aggravated offence. Clearly, the issue must be dealt with. As you said, the trouble with breach of the peace is that it covers a gamut of offences from the fairly trivial to the fairly serious. The charge does not reflect the repeated, intrusive, unwarranted nature of the crime of stalking. We are not talking about someone in the street who has been charged with one minor assault, but about a repeated campaign against an individual. Breach of the peace on its own does not convey that either to the offender or to the public, because, as you have pointed out, the charge also covers trivial offences.
Clearly, you seek to protect women in such a vulnerable position. Although I totally empathise with that, you must appreciate that breach of the peace can be taken on indictment and could result in a three-year sentence at the sheriff court. Indeed, if the case goes to the High Court—as has happened in the past—the maximum sentence that can be imposed is seven years. Does that not meet your requirements?
We should bear in mind how many times that has happened. Although I do not have the figures, I do not think that it has happened in the majority of cases. If stalking must come under breach of the peace, it must be regarded as an aggravated crime, to demonstrate to society that an individual is being prosecuted for a stalking offence and to show the offender that their behaviour is not being tolerated and is being recognised as a criminal offence. The idea of punishment must be put over. An offender would have to be punished not simply for a breach of the peace, but for an aggravated offence of breach of the peace involving stalking or for the offence of stalking on its own. I am worried that, if we define the offence too closely, the offender will find ways around it, but we need to be able to highlight stalking as part of the crime.
But if the individual who is guilty of the offence is weighed off for an appropriately lengthy period, would that not meet the requirement to protect women?
We still need to emphasise the stalking part of the offence. An offender might receive two years under breach of the peace, which does not contain any specific stalking element, for a stalking offence. It should be made clear that the offender has received a more severe sentence than usual because the offence has a stalking aspect.
I cannot remember whether you came to speak to the Justice and Home Affairs Committee at the time, but I compiled a report on whether a separate offence of stalking should be introduced. Although the committee fell short of saying that there should be such an offence, we had a lot of issues in common with your organisation. We felt that the law should be developed to identify stalking and other specific offences that come under the heading of breach of the peace. The committee and Scottish Women's Aid are quite close to each other in our views on the matter, despite the fact that you feel that there should be a separate offence while we feel that such an offence would be difficult to define.
A Home Office statistical bulletin on stalking highlighted the fact that there were difficulties in enforcing the legislation. First, it was hard to prove the course of conduct that led to stalking; secondly, there seems to have been confusion with the police about what constitutes the crime of stalking; and thirdly, there was a degree of confusion in the Crown Prosecution Service about how such cases should be prosecuted. The overall tenor of the document was that there was a lack of information and cohesive interchange among all the parties involved. That situation is reflected to a degree up in Scotland.
The bill attempts to cross international boundaries. I use the example only to make a point to you. When bribery and corruption are committed outside our jurisdiction, people can be held to account here. Would orders for lifelong restriction be appropriate for people who have committed crimes outside our jurisdiction? Stalking can now be conducted not only in person but by telephone and over the internet—I know of a case in which someone made 5,000 international calls to a woman in another country. Does the bill adequately address such issues?
That is a good question. If the original conviction from another jurisdiction were commensurate with the parameters that the bill lays down, the order for lifelong restriction would be appropriate. We should not make an ad hoc decision, but an order would be appropriate if the offence fell within the boundaries of the legislation.
I was pushing the boundaries of what we are discussing. I was asking whether there were issues with transnational—
Cyberstalking.
He is up to date. I asked whether we should address cyberstalking.
The bill should probably not do that, but that could be considered in any future review regarding stalking. We must consider the forms that stalking takes because, as you said, it can involve physical presence or unwanted correspondence. That must be dealt with. I do not think that the bill is the platform for doing that, but I have not had time to consider the matter.
I return to your position that orders for lifelong restriction should be extended to domestic abuse cases. Several organisations—notably the Scottish Human Rights Centre—have cautioned us that to base the issuing of an order for lifelong restriction on an offence that has not yet been committed—to base it on the balance of probabilities—is a possible contravention of human rights. Are you worried about that? You are asking us to go a bit further and extend the scope a bit, to include what might, in some cases, be violent crime, but less violent crime than we are trying to identify. Are you concerned about human rights issues?
In many cases, the human rights of victims are almost unilaterally overlooked, so any legislation must give the victims' human rights equal weight with those of the accused. As for expanding the net of the offences, the bill talks about a propensity to commit offences, or a pattern. I hope that a pattern of convictions for domestic abuse would satisfy the criteria in the bill.
In our law, there is a presumption of innocence until someone is proven guilty—that is a fundamental human right. We may be taking away that presumption. You are asking us to go further: you are asking us to extend the offences and you are suggesting that evidence where there has not been a conviction may be used.
As far as Scottish Women's Aid is concerned, that would be wonderful. However, I am not convinced of the practicalities. As I said, it would be useful for securing prosecutions when women have been too scared to give evidence or when, for one reason or another—perhaps the actions of the abuser—evidence has been difficult to gather. However, there could be difficulties vis-à-vis the human rights of the accused. We could almost be reversing the presumption. Then again, perhaps it is time for redress. Perhaps we have to consider the way in which we prosecute people, deal with evidence and consider burdens of proof. That is not for me to say but the committee may want to consider the issues in a different arena.
What is your experience of non-harassment orders? You were very much involved with the Justice and Home Affairs Committee in work that led to the Protection from Abuse (Scotland) Act 2001. What evidence is there that the new legislation is protecting women from abuse?
It is possibly too early to say—the new legislation came into force in February, I think. I know that a solicitor in the Alloa area had a couple of actions pending, but I have had no reports back from our groups. If the committee wanted, I could certainly approach the 39 groups around Scotland and ask them and their solicitors about their experience of sheriffs awarding such orders. If the committee wrote to me, I could certainly undertake to do that.
That would be useful—especially as we are once again strengthening the law by ensuring that the situation of non-harassment orders not having the power of arrest will be rectified in line with the Protection from Abuse (Scotland) Act 2001. It will be important to know that we are doing that for the right reasons.
We feel that victim statements could be detrimental to the victim. First, they are another layer of proof that the abuser can overcome because, if he knows that his victim will make a statement to the court, he and perhaps his defence lawyer can prevail upon the woman not to make the statement, to change it or to make it beneficial towards him. From experience in court, we know that women in domestic abuse cases suffer intimidation from the abuser to recant their stories, change their evidence or deny that the abuse happened at all.
So, you are not in favour of them.
No. Certainly not. Allowing them would be dangerous for women.
You will appreciate that the idea was suggested in response to the comments of many victims who feel that they have not had the opportunity to address the courts. However, I suppose that it is not so easy to make the idea work in practice.
I shall do that. I have a brief comment on section 17, which I mention in a supplementary submission, regarding the disclosure of certain information relating to the victims of crime. Under section 17, a police officer would have the power to disclose to a prescribed organisation or organisations information on a victim of crime so that the victim could receive counselling. We think that that could be incredibly dangerous for victims of domestic abuse. If information was given to an organisation that did not have experience in dealing with domestic abuse victims, it might send a letter or e-mail or turn up on the victim's doorstep. We must remember that abusers will read e-mails, record telephone calls, open letters and so on, so the woman and her children could be put in serious danger.
You have put an important point our way. We will take that seriously when we come to write our stage 1 report. We have no further questions for you. Thank you.
Thank you for your time.
Our last witnesses this morning are from the Commission for Racial Equality. We welcome Mick Conboy and Lucy Chapman. We have approximately half an hour to engage you in questions. Thank you for your submission. We were pleased to get a submission from you. The bill covers many important areas of criminal justice, and we thought that it was quite important to look at the whole question of race. Thank you for your comments.
We want to thank the committee for inviting the commission to talk about our submission. The general point, which we made in our submission and which applies equally in this area, is that public education will be required for the bill. As in other areas of our work, we would expect the promotional activity to cover all sections of the community.
Do you mean that different minority groups have different views about the physical punishment of children?
We have no evidence of that. Our principal concern is that any public education campaign should take on board the diversity that exists in communities.
Okay. I will move to consideration of section 44, on the youth crime pilot study. I understand that your position is that a crime with a racial aggravation element should not be referred to the children's hearings system. I understand why you might say that, but perhaps you might expand on your reasons for the record.
Two issues are involved. First, we are unclear about the definition of a minor offence, although that may be lack of awareness on our part. Secondly, the evidence from police forces up and down the country is that a good proportion of offences, in particular racial incidents, are carried out by young children. I have the figures and can provide them after the meeting. Our principal concern is that, if a referral is made to the children's hearings system, the panel should know about and understand the nature of the offence. The panel should also have the wherewithal to refer children to schemes or programmes that are appropriate in dealing with their attitude problem.
I am not yet clear about your reasons for wanting that to happen. In what way could the adult court system deal more effectively with a crime that was committed by a young offender in which a racial aggravation element was involved? Are you concerned about the element of punishment or whether more could be done in an adult court to address the question of the young offender's racial attitude?
The venue for the trial is not at issue, but whether the children's panel or the court system is enabled to handle racial offences. We have no view one way or the other about which is more appropriate, although we note the suggestion to bring 17 to 18-year-olds within the court system. Our key concern is education and the prevention of racially motivated crime. We are aware that the Scottish system does not have a great deal to offer in terms of rehabilitation to people who have been found guilty of racially motivated offences. That concern cuts across the children's hearings system and the adult system.
I agree, but does that not suggest that a racially motivated crime should be dealt with more severely?
If there is a possibility of diversion into programmes that can effectively deal with offending attitudes, the sooner there is such diversion the better. Obviously, we have concerns that young children who go into the adult system might not have the opportunity to address possibly deep-seated attitudes in a more constructive way and to come out with a more enlightened view.
Witnesses have spoken about why there should be provisions in the bill to extend children's hearings and why there should be a greater variety of diversions from prosecution. They seemed to be saying that there would be a chance to challenge behaviour. Would that not be true in respect of racially motivated crimes?
Perhaps there is confusion about the definition of minor offences. I am not clear about the definition in the bill of minor offences. Irrespective of where an offence is dealt with, we think that effectiveness is the key issue. Is there an appropriate support programme to deal with somebody who is accused and convicted of a racist offence? That is the key issue.
You are correct in saying that there is confusion—we are certainly a bit confused—but if mention is made of referral for minor offences, I assume that your concern is that a racially aggravated crime might be categorised as a minor offence and that is why you do not want such offences to go to children's hearings.
Thank you for that. I think that there has been Lord Advocate's guidance on the issue. Where there is evidence of racial motivation in an offence, the fiscals are instructed to take the case to the High Court rather than the lower court.
Your submission mentions sections of the bill in which there should be
The broad point should be made that, although specific implications for racial equality are not necessarily explicit in the bill, we have a continuing concern that we have brought to the Parliament. We discussed with colleagues from the Equal Opportunities Commission how mainstreaming equality could be taken forward in committees' scrutiny of bills. From our point of view, the drugs courts are an area where explicit guidance would be useful. Currently, we have no evidence one way or the other about the operation of the courts and their potential impact but, from a racial equality perspective, there is clearly a need to ensure that those who operate all the various systems have clear guidance.
I want to be clear about what you fear. Do you fear that people from different backgrounds will not have access to the drugs courts, or will they have disproportionate access to them? What are you trying to avoid?
The general issue is that critical decisions are being made about people's lives. We cannot say, hand on heart, that the system is being applied to people from all our communities in an even-handed way. From our perspective, one way of ensuring that the system is applied to everyone would be to provide adequate guidance to those who operate the system and to have in place a rigorous monitoring system.
But you do not have a fear that the system would be over-used or under-used. The issue is a simple one that you want to flag up. Is that correct?
Yes.
I have a final question on victim statements. Do you have a view on whether victim statements might be useful in the context of racially motivated crimes if we were able to resolve some of the issues about the operation of the system?
I will pass that question to my colleague Lucy Chapman, who is our parliamentary officer.
We have concerns about the provisions that relate to the victim statement scheme. As you will be aware, the racial aggravation element in crimes is recognised, and the courts have set tariffs for such crimes. We do not envisage a need for a victim statement to be taken into account, to be given weight or to have an influence on sentencing. However, we appreciate and welcome the objective of involving victims more and of giving them an opportunity to vent their feelings.
I hear what you say about the fact that there is no need for a victim statement to be given weight in relation to sentencing, because that is dealt with through the existing system. Given what you have said, would you prefer victim statements to be introduced, so that victims could choose to make a statement?
If the scheme were to go ahead, the victim statement would have to be balanced carefully against the rights of the accused. We would have grave reservations about a victim statement having an influence on sentencing. If the scheme were to go ahead, explicit guidance and training would have to be provided for the agencies that will work with victims on preparing statements, in order to ensure that prejudicial and discriminatory material is inadmissible. The issue of when the defence would have an opportunity to challenge the statements would also need to be addressed.
As we have no further questions, do the witnesses have any comments to make on issues about which they have not been asked, or any points that they would like to emphasise?
I would like to add a point about victim statements that relates back to a comment made by one of the previous witnesses. There is evidence to suggest that there is a greater impact on ethnic minority victims of crime if the crime is racially motivated. Given the reservations that Lucy Chapman outlined, our view is that there would be scope to introduce a beneficial victim statement scheme specifically in relation to racist crime. However, the pilots will be critical in determining how the scheme, if it is to go forward, is formulated and put into practice. For that reason, we believe that the pilots would have to be fairly extensive and last for a year to 18 months. Detailed analysis of the results would have to be undertaken before the scheme was fully introduced. We are confused about whether the pilots are covered by the bill.
Let me clarify that point. I do not know whether you heard the earlier dialogue on the issue, but the introduction of victim statements is not a pilot. The statements can be given for specific offences. The scheme will go ahead if there is an agreed category of offences for which the statements will apply. What you have to say on the issue is important. I am not sure whether both of you are saying the same thing, but you do not seem to be in favour of victim statements. If you want to say something more positive, this is your last chance. Victim statements will go ahead, but there is no specific mention that they should apply in the case of racially motivated crimes. If the scheme is successful, it might be extended to more crimes.
I think that it is stated in the policy memorandum that the intention is for victim statements to cover race crime. If the scheme goes ahead, we would want supporting arrangements for explicit guidance and training to be in place. That guidance would be on the scope for influencing statements and on the content of the material. As Mick Conboy said, the pilots would have to be carefully assessed and analysed to ensure that improvements were made.
Are you saying that you would not be happy for victim statements to be implemented without first having a pilot scheme?
Yes. We would have to consider the impact of a pilot scheme.
Racial offences are in the list of offences. Is it your evidence that you would prefer a pilot? That is not in the bill at present.
I suspect that some of the issues that we have raised are fairly substantial. We feel that a pilot would provide the opportunity to iron out some of those concerns. You are saying that victim statements will become practice when the bill is enacted, so it does not sound as if there will be a pilot.
That is the case. It does not sound to me as if you are in favour of victim statements.
Some of the concerns are not inconsiderable, but the impact on the victim is one aspect of racially motivated crime that is overlooked. There has been a great deal of activity to ensure that such crimes are reported and acted on, but the victim has been overlooked. Although we are keen to raise that issue, we have reservations about victim statements. We would be happy to work either with the Executive or the committee on the detail.
Thank you for your evidence. The session has been short but useful. I am now much clearer about why you do not want offenders in cases of racially aggravated crimes to go through the children's hearings system. I am sure that the committee will take that point on board in its stage 1 report.
I will add one further point on sectarianism. It came to our attention recently that Mr Gorrie's member's bill is to be withdrawn for reasons of which the committee will be aware. It is the commission's view that there is a need to examine the incitement sections and the sections on racially motivated offences in the Public Order Act 1986 to discover whether they could be amended to introduce a religiously motivated crime. In other quarters, the bill has been called unwieldy, but it may offer an opportunity for the commission to propose amendments to that act.
It is open to any MSP to lodge an amendment at stage 2. The committee is trying to deal with the issues in front of it. As the bill is general, I have no doubt that there will be opportunities for further amendments. We have already heard that there will be further amendments from the Executive. You will have to watch this space.
Meeting suspended until 14:05 and thereafter continued in private.
Meeting continued in public.
Good afternoon, everyone. We continue to take evidence on the Criminal Justice (Scotland) Bill. I welcome Norman McFadyen, who is the Crown Agent designate and Geri Watt, who is head of policy for the Crown Office and Procurator Fiscal Service. I thank you both for coming to give evidence to the Justice 2 Committee. We do not have a submission from you and we will go straight to questions. We have half an hour, but I will allow some flexibility because your evidence will be crucial to our consideration of the bill. If there is anything that you would like to add after we have finished our questions, you can cover that at the end.
That is a general question. Generally, we would deal with any change to the law on offences of this kind on the same basis on which we deal with other criminal offences. We would consider whether there was sufficient evidence to justify criminal proceedings and whether proceedings were in the public interest. That invariably also means considering whether alternatives to prosecution would be more appropriate in the circumstances of particular cases. Those considerations would apply to the physical chastisement of children at the lower end of the spectrum, but we would have to make decisions on a case-by-case basis.
Can you tell us how many prosecutions there have been over the past two years of a parent smacking their child?
No, we do not have any statistics on such prosecutions and we have no ready way of measuring them. One is aware, from anecdotal evidence, of a few cases in which there has been violence towards a child and in which the defence of reasonable chastisement has been used.
At this stage I am trying to get evidence on the difference between beating a child and smacking a child in the sense that people would understand it—light hitting that is not violent. The crux of the matter is that people think that the Crown Office would have discretion and would not prosecute in the case of light smacking, but I do not see where discretion would come in, given how the bill stands.
If section 43 were enacted as it stands, such persons could be the subjects of police reports, because it provides for the absolute prohibition of physical punishment of the under-threes. It follows that if a complaint were made to the police and if it were investigated, it might be reported to the procurator fiscal if there were enough evidence. It does not automatically follow that there would be a prosecution in each case, just as it does not automatically follow that there is a prosecution in cases with any set of facts.
The Faculty of Advocates states in its submission:
Yes, potentially. However, we have to bear in mind the fact that there would have to be a complaint. Someone would have to draw a case to the attention of the police, unless a police officer witnessed the incident in question, and that would trigger an investigation.
I am sorry to dwell on this, but it is important to understand whether this will be a good piece of legislation. We are talking about trivial smacking, about which there is a worry. Has the Crown Office given any consideration to how it might deal with the legislation? What factors will you take into account if a trivial smacking of a two-year-old is brought to your attention via the police?
At this stage, we have not given thought to whether there is a need for express guidance on the legislation, although it is quite common for us to issue guidance to procurators fiscal in relation to new legislation. Plainly, some thought would have to be given to whether there was a need for guidance.
So on balance, if section 43 is passed into law, in your opinion will the number of prosecutions increase?
It is hard to say, but I would be surprised if there were a significant increase in the number of prosecutions. There may be some increase. In some respects, the provisions in the bill would make the law clearer for the prosecutor and the courts, but I would be surprised if there were a very significant increase in the number of prosecutions.
The submission from the Faculty of Advocates states that, as it stands,
I cannot say. I do not think that there is any way of measuring that, because there is no statistical information.
So there is no evidence at all.
I cannot give figures. I am aware of one case in which a sheriff upheld a defence of reasonable chastisement, where a child was slapped hard on the head and required hospital treatment. That is the sort of case that would be caught by this legislation. Where at present it would be open to the defence to run a plea of reasonable chastisement, in that case the prosecution presented the case on the basis that that was not a justifiable plea on the facts of the case. Nonetheless, it was open to the court to consider that plea. That is one example. I cannot give you any other examples. I am aware of cases of serious physical abuse of children where a defence of reasonable chastisement has been attempted to be run, but unsuccessfully. It follows that the greater the degree of violence, the far less likely it is that a court will be prepared to accept that defence.
Does the Crown Office accept that there is a lack of clarity in the current common-law position?
The policy is not for us to decide, but it is undoubtedly the case that the current law leaves it open to the discretion of the court to deal with cases involving violence towards very small children and violence of the kind that the bill contemplates, such as the use of implements and striking the head. Some people would regard that as unacceptable in any case, but plainly other people take a different view. It is currently left to the court to decide and it is necessary for the court to do so case by case. The bill would provide clarity in that regard.
Are you aware of many cases that have not been investigated because of lack of clarity in the current law?
No, I am not. I expect that, when a complaint is made that a child has been struck, unless it is of a very trivial nature, the police will investigate such a case in any event. The case will not necessarily come to the procurator fiscal, because if the police investigation does not establish a sufficient basis the police will not be required to report it. I am afraid that the answer is no, I do not know of many such cases.
I will move on to section 44, on youth crime pilot studies. We have heard a variety of evidence, which up to this point has mostly been in favour of referring some 16 to 18-year-olds to the children's hearings system and keeping them out of the criminal justice system for adults. Does the Crown Office have a view on what the impact would be if some young offenders were referred to the children's hearings system?
Impact in what sense?
Would it relieve some of your work load? Would it make any difference to you in that way?
It would depend to some extent on exactly what criteria were applied for the cases that would go to the children's hearings system rather than to the court. Our best guess—this is to some extent guesswork—is that the reduction in cases going to the court, which would lead to a reduction in some work for the court and for fiscals, would to a large extent be counterbalanced by the increased effort and consideration that would need to be given to all of those cases. We anticipate that they would be dealt with in the same way in which many cases involving under-16s are currently dealt with. There would be joint reporting by the police to the reporter and to the procurator fiscal. It would be necessary for the procurator fiscal and the reporter to discuss the cases face to face on a case-by-case basis before deciding in each case whether it should be dealt with by the reporter or by the court.
Are you in favour of such a pilot?
That is not something on which we have a policy view. If a pilot took place, we would work with it. Our officials have been in discussion with justice department officials about how the scheme would be implemented. We would need to be actively involved in that process.
You are being very diplomatic.
The policy is not for us to decide.
The Crown Office and Procurator Fiscal Service must have a lot of experience of dealing with this age group. The committee is struggling to get to the bottom of all the evidence that has been thrown at us. Some statistics are reliable and some have not been independently scrutinised. The committee is trying to establish whether we would all have safer communities if this age group were referred to the children's hearings system. Surely, with all your experience, you must have a view about whether it is better that the adult system deals with that age group or that the children's hearings system deals with it.
Any view that I have on that matter would be a deeply personal view. As I say, the policy is really not a matter for the Crown Office and Procurator Fiscal Service. We would certainly work with whatever legislation is passed and whatever pilot is run. We would work as best we could to ensure that the public interest was adequately represented. You will appreciate that a significant number of the less serious cases that are currently reported against 16 and 17-year-olds are not the subject of formal criminal proceedings. They may be the subject of warnings or alternatives to prosecution. In any event, if a 16 or 17-year-old is reported for a minor offence, it does not immediately follow that they will be taken straight to court.
We are thinking about alternatives to custody and different ways of prosecution for that age group and we seem to have an opportunity to give more thought to what we do to address offending behaviour. If more diversion schemes were available to prosecutors, would the service be better able to manage that? I wonder whether we could achieve just as much with the age group that we seek to address by prosecutors deciding on diversionary schemes rather than by referring young people to a children's hearings system that, we are hearing, is a bit under-resourced.
I guess that resourcing is a separate issue. The prosecution service is not particularly well geared to monitoring a continuing diversion scheme. If a case goes to diversion, to the various schemes that exist in social work, mediation and reparation, for example, it almost invariably falls out of the prosecutor's hands once the diversion has been accepted—unless the case fails altogether and is sent back to the prosecutor for consideration of further proceedings. A weakness is that we cannot engage directly with an alleged offender about their offending behaviour. We can suggest that they be referred for diversion, but the High Court has made it clear that if the procurator fiscal were to go further and invite the offender in for a discussion about the case and about what is best, that would act as a bar to further proceedings.
The procurator fiscal could make a decision to put someone on a diversionary scheme. Thereafter, they could be supervised by criminal justice social work services.
Yes, that can happen, where resources permit.
It has not been a good morning for establishing basic facts and figures. I wonder whether you could help me to establish the number of cases that you divert out of the prosecution system through social work referrals and so on. Is a track kept of how a person performs when they go through that diversionary process and are records kept to indicate levels of recidivism?
I do not think that we have any information on that score. I will check that and arrange for us to write to the committee if we have any information. As I explained, once a case has been diverted, that represents the end of our dealings with the case, for most purposes.
You must understand my concern. If you do not have the figures, you cannot know how successful the project and the thinking are.
I appreciate that, although the scope for diversion is limited at present. If we have any additional information, I will ensure that a note of it will be passed to the committee.
It would be useful if you had the number of 16 to 18-year-olds with whom you deal.
I will certainly look into that.
On the subject of victims' rights, we have been presented with some conflicting evidence this morning on victim statements. Overall, what we heard did not seem to underpin the argument in favour of them. What do you believe victim statements, as set out in the bill, are intended to achieve? We heard two or three different views this morning on whether victim statements are intended to influence or have an impact on the sentence that the court hands down or whether that is not their purpose. What is your view?
Victim statements appear to be intended at the very least to inform the court before it passes sentence. Section 14(5) says that prosecutors must "have regard to" victim statements. If the court is to "have regard to" them, it must presumably evaluate them and take account of them if they are relevant to the issue of sentence. They will not necessarily be relevant to it, but that very much depends on the information that the victim can make available.
A number of concerns were raised in the submission from the Sheriffs Association. If the victim statement has an impact on the sentencing policy, its contents may be used as the basis for an appeal. The association is concerned about inappropriate evidence or information being contained in the victim statement and about how that would be dealt with. Its view is that the Crown Office should be the vehicle for expressing the substantial matters in the victim statement without the statement itself being placed before the court. What is your view on that suggestion?
We will work with whatever model is created. The downside of the Crown being the mouthpiece is that it could not literally be the mouthpiece, because it would somehow filter, dissect and decide what to place before the court; my understanding of the policy is that the bill should enable the victim to speak directly to the court. That is plainly not something that could be done if there were a direct input from the Crown, rather than from the victim. The prosecutor's duty is to place the document in question before the court.
Would the prosecutor place the victim statement before the court even if it contained inadmissible evidence? How would the process accommodate that? As I understand it, the victim statement is to contain the victim's views. There might be some assistance and guidance on how victims write statements, but their views will not be interpreted and then put down on paper. How would you deal with the matter of inadmissible evidence in victim statements, which was raised by the Sheriffs Association?
There are two aspects to that. The problem is not about inadmissible evidence being placed before a court of trial or a jury; rather, it is about so-called inadmissible evidence being placed before the judge at the time of sentence. Professional judges are expected to understand the difference between what is relevant and irrelevant, and between what is admissible and inadmissible. Undoubtedly, the role of the procurator fiscal in receiving the victim statement and placing it before the court would enable the procurator fiscal to exercise discretion in not placing before the court—if that was thought to be appropriate—material that was quite irrelevant.
In criminal proceedings, does the fiscal have, as a rule, information about the impact of the crime on the victim? If so, from where does that information come? Is it routinely placed before the court at the time of sentencing?
The extent and quality of that information will depend on the facts of an individual case. For example, if the accused is reported in custody by the police for a case that is not serious, the procurator's information could be limited simply because they do not know at that stage whether the victim has been off work for a time, or whether there is any other medium to longer-term impact. The source of information in most cases is the police, who are not necessarily given, nor are they able to get, victim impact information immediately.
What impact would there be on prosecution of a case if a victim statement were made available to the accused before conviction?
That is hard to address as a general question. There would be some reluctance on the part of those whose interest is in the victim for victim impact information routinely to be made available to the accused—in essence, it would be to the accused—in advance of conviction. That information might be personal. It is accepted that the information would have to be disclosed prior to sentence. However, it is not guaranteed in any case that the accused will be convicted. Therefore, the view could be taken that it would be inappropriate unnecessarily to provide such personal information to an accused person because it would not be known whether he or she was going to be convicted.
We are coming back again to victim statements being piloted in certain areas. That is not our understanding of what is in the bill. Could you clarify from where that information about pilots is coming? It has been referred to time and again in evidence this morning.
Our understanding is that victim statements will be applied first in a pilot.
We need clarification from the Executive about where the pilots are being run. There is no reference to pilots in the bill. We presumed that a scheme would be run after the bill was enacted. However, we have heard from witnesses that pilots are obviously being run somewhere. We will ask the Executive for clarification.
By all means. We have not yet reached that point; although we are discussing pilots with Executive officials, we have not yet identified particular pilot locations. However, the understanding is that there would, apart from anything else, need to be a pilot to assess resource implications and implications for the courts. Piloting the scheme in a small number of areas would enable us to be better informed about its operation. However, a pilot cannot operate without legislation.
I understand that. However, we are confused. I was not aware, from the evidence that the committee has received so far, that discussions about piloting the scheme had reached such an advanced level. It seems rather strange that this information is emerging only after Executive officials have given evidence. Have there already been advanced discussions with Executive officials about the pilots and where they will be introduced?
No. We are discussing with Executive officials the possibility of pilots, but we have not yet discussed where the pilots will be introduced. Various places have been mentioned as remote possibilities, but—if I can put it this way—we have not yet reached the stage of discussing with our own people whether they would wish to have a pilot in their area. Naturally, we would do that before we made any formal decisions.
Perhaps you could let us know.
I am sure that the Executive will let the committee know.
We will take the matter up with the Executive. We understood that the bill was enabling legislation that would allow the victim statement scheme to be based on certain categories of crime. However, we have learned something new this morning. We will seek clarification on the matter.
I have a couple of final questions. If a victim statement is to have any impact on sentencing, it will be open to challenge by the defence. Will the prosecution have a role in that process, perhaps by being invited or required to rebut what the defence says about the statement or any information that is contained within it?
Based on the provision as it stands, I expect that if the facts in a victim statement were challenged and if they were in any way material to the issue of sentence, the court would fix what is described as a proof in mitigation and would hear evidence before deciding whether to proceed based on the victim statement's contents. That comment contains a few ifs because the fact that particular information is challenged does not necessarily mean that it is relevant to the sentence. The victim might want to make information known to the court, which might not consider that information to be relevant. It does not automatically follow that there would be a hearing of evidence in any case in which the accused or his legal adviser did not fully accept everything that was in a statement. However, the choice will be open to the court.
I want to explore further the contents of the victim statement. Clearly there is a risk of discrepancy between offences as described in the victim statement and the offence to which the accused pleads guilty or for which he is convicted. How can such a discrepancy be addressed? You said earlier that you were uncomfortable with the Procurator Fiscal Service having to interfere and be the judge and jury in such a case. How on earth will the process work? Someone somewhere will have to decide whether evidence is admissible or otherwise.
The procurator fiscal will have to have some role in that regard. The simple case would be one in which the victim statement related to a charge of which the accused was acquitted, which would mean that no relevant victim statement could be properly placed before the court. However, there are shades of grey with cases in which the court might convict someone of only part of what is alleged in a charge.
Part 1 of the bill deals with orders for lifelong restriction and contains fairly radical departures from long-standing principles of Scots law. The Crown has a duty to place before the court the full facts, after which the sentence or disposal is a matter for the court. However, cannot the Crown trigger an application for an order for lifelong restriction?
It can.
Is not that a slightly dangerous precedent?
It is not necessarily a precedent. Traditionally, the Crown is regarded as having no interest in sentence, but that is more mythology than actuality in modern life. The Lord Advocate can appeal against unduly lenient sentences, so the Crown must assess, at the edges, what it is reasonable for a court to do. Every day, the prosecution considers the likely level of sentence in deciding on the court in which a case is indicted or proceeded against.
Another departure from the normal standards is that alleged offending behaviour can be relied on to obtain an order. Is not that a little dangerous?
It is not for me to assess that. I understand that the provision implements a recommendation of the MacLean committee, which considered the issues carefully and concluded that allegations that had not been proved or had not been the subject of criminal proceedings might be relevant to assessing the risk that an offender posed. I understand that all that the bill would do is allow that information to be taken into account and reflected in the risk assessment report. The sentencing court would decide what to do with that information. Of course, if the information were challenged, evidence would need to be presented to the court.
The provision seems to discard to some extent the presumption of innocence.
The provision applies only to someone who has been convicted, who would have had the benefit of a presumption of innocence during their trial.
Nevertheless, any subsequent offending behaviour that was not the subject of proceedings would be taken into consideration.
I understand that what would be taken into consideration is not necessarily offending behaviour, but the facts involved, as much as anything, which may not be in dispute. It is typical of someone who is charged with a serious sexual offence on a child to minimise their conduct; it is not unknown for an offender to say, "This was a spur of the moment thing. It wasn't planned. The child just came to my door collecting for charity and I took advantage of the situation." On the face of it, there might be little evidence to contradict that, but if it were known that that person had repeatedly lured children into his house—although he had not been convicted of sexual offences against them—that information might be relevant to a risk assessment. The evidence would show that that person was in the habit of luring children into his house, and we would have evidence of a serious sexual offence on one occasion.
We have evidence from the Scottish Human Rights Centre on the orders for lifelong restriction. That organisation is concerned that those orders tip the balance against the presumption of innocence because the information has not been tested in court and a sanction will be applied on someone for life. We heard from Scottish Women's Aid earlier, which suggested that we should go even further and apply such orders to cases of domestic abuse. That is quite a departure from the legal principle that we have adopted until now, which is that in the main we do not apply any kind of restriction or detention until the matter is proven in a court of law. Some organisations are now saying that we should go even further than that. Is there a danger in going down that road?
The issue requires careful consideration. As I have been at pains to point out, the policy is not for the prosecution service, but the prosecution service can work with it. I can understand the logic behind the provision. It was carefully thought through by the MacLean committee. It is all about assessment of, and response to, risk. The provision will be used in cases in which people are convicted of serious offences. The High Court will make those orders, so they will not be made other than following a conviction for a serious offence.
I will go back to victim statements. Your comments on them were helpful. I accept your point that it is for the Parliament to decide whether the proposals will be passed into law. Given all the pitfalls and the problems that we need to get round to make the proposals on victim statements work, are they too tricky to be effective in practice, or is it possible to make them work if the desire to do so exists?
It is dangerous to hazard an estimation of those matters. I understand that a similar scheme has been operated in England and Wales without major ill effect. Similar schemes and slightly different schemes operate in other jurisdictions. It is difficult to say why we should be the one that cannot do it.
That is helpful.
There is an offence of breaching a non-harassment order. I am not aware of a particular difficulty with the existing offence provisions. The provision will mean that there is a specific statutory power of arrest. My understanding is that the police will find it easier to deal with such cases if they have a statutory power of arrest. The common-law powers of arrest are currently pretty broad, but a statutory power of arrest would not be unhelpful. Beyond that, the provision would not have any material effect as far as we are concerned.
Are you saying that the provision would have no material effect?
It would make it easier to arrest people who break the orders.
I would have hoped that bringing the position into line with that in the Protection from Abuse (Scotland) Act 2001 would strengthen the law in that respect, because up until now there would not necessarily have been the power of arrest.
That is correct. I am sorry. When I said that the provision would have no material effect, I meant on the Crown Office and Procurator Fiscal Service as an organisation. I am sure that the provision will enhance the ability of the police to make early arrests in appropriate cases and to take earlier action.
Those are all the questions that we have for you. I offer you the opportunity to emphasise any point or mention anything about which you feel you have not been asked.
Members have covered everything. Thank you.
I have nothing to add.
We have had a very useful evidence-taking session with you. I thank you for that. I have no doubt that we will see you on another topic in future.
We look forward to that.
We move on to our next panel of witnesses, who are from Age Concern Scotland. I welcome Ann Ferguson, who is the elder abuse project leader, and Dorothy Sutherland, who is a board member of Age Concern Scotland.
Contrary to what the convener said, I will start with a question that does not concern part 2 or part 6 of the bill. In your submission, you identify issues that are not dealt with in the bill. You state:
Is that in relation to neglect?
Yes.
Neglect in itself is not a crime. We cannot charge someone with neglect of a vulnerable older person. Dorothy Sutherland will expand on that. She will be able to give a much more detailed response on the effect that neglect has on vulnerable older people.
In my voluntary role with Age Concern Scotland, I deal with people in the community and I deal with a number of cases of neglect in my professional life. I will describe a scenario that might help members to understand our concerns about neglect.
I have an extra point. We are aware of a significant number of incidents of neglect of vulnerable older people. About 75 per cent of those incidents are tied to financial abuse. There seems to be a link between the financial abuse of elderly relatives and their serious neglect.
Dorothy Sutherland depicted a tragic scenario and described its consequences. She asked whether the same consequences would have resulted if the person involved had been an 18-year-old. I suggest that the same might have happened because, under the present law, 18-year-olds are deemed to be able to make decisions for themselves. The dilemma that we face is how to decide what rights people have and what rights the state has to intervene. Was your mentioning the scenario prompted by section 43, which is on the abuse of children?
Yes. The opportunity has been taken to introduce a new aspect of criminal law by defining certain acts as criminal. Those acts have parallels with the proactive neglect of vulnerable older people. We should consider such neglect and decide whether it, too, is a criminal act.
Section 43 attempts to clarify exactly what we can and cannot do to children, but it also attempts to remove the present legal definition of reasonable parental chastisement. People who hit their children can claim, as a defence in law, that the act was one of reasonable parental chastisement. However, there is no such defence in law for attacking adults; older people have the same protection under the law as do you or I.
An increasing number of older people are in exactly the same circumstances as were outlined in the case study that Dorothy Sutherland described. We are often approached by victims of neglect. You said that adults can choose whether to remain in such a situation, but it might be that the older person's only remaining family member neglects or mistreats them. Family dynamics, such as a false sense of family loyalty, mean that adults do not want to report their child for mistreating them. The neglect of vulnerable adults is another issue that must be considered if new criminal acts are to be introduced.
I understand that point.
The elder abuse project, which we launched in February 2002, has raised awareness of the abuse of older people. Since the launch, an increasing number of older people who are abused by their neighbours have contacted us. Those older people put up with difficult behaviour from their neighbours, such as physical assault and verbal abuse and they are frightened to go out of their front door. They feel that they can do nothing to improve the situation.
I would certainly suggest having robust interagency procedures between housing departments, social work departments and the police. In many instances, the police are dealing with perpetrators under the age of 12 who are directly affecting the quality of life of vulnerable older people. It will not work for the older person without those agencies working together.
Your submission says that a frequent remedy—if we can call it that—for old people who are victims of anti-social behaviour is for them to be moved to a care establishment. Can you give us an indication of how widespread that practice might be?
No, but we could submit some figures on that to the committee. The extent of that practice is considerable, from my experience over the years.
You draw our attention to part 1 of the bill, which covers protection of the public at large. You suggest that those undertaking the assessment for an order for lifelong restriction should have some knowledge of serious violent sexual offences against vulnerable and older people. Is there any particular aspect of the bill that you wish to highlight in that regard?
Over the past two years, we have found that there is a general lack of awareness of crimes against older people and the effect that crime has on them. There undoubtedly seems to be an increase in the incidence of serious violent and sexual offences against older people—3 per cent of calls to the elder abuse helpline are about rape and different types of sexual offences.
To what effect would the development of such a knowledge base be? The whole point of the part of the bill that aims to protect the public at large is to protect older people and others from serious and violent offenders. There will be an assessment of an offender's history and of the likelihood of their offending again. What, specifically, would need to be taken into account in that assessment in relation to older people?
Society still does not accept or believe that, for example, 88-year-old ladies can be raped, or that 94-year-old ladies can be sexually assaulted. If there is not a body of knowledge or understanding of why sexual offences are perpetrated against older people, we are asking whether it is possible to carry out a proper assessment of the risk of reoffending.
Are you posing the question or are you suggesting that there would be some material difference if the people carrying out the assessment—
We are highlighting—
We are perhaps not clear about what you are getting at. Orders for lifelong restriction are quite a draconian measure. The whole point of them is to deal with someone who has offended against elderly people, who might be a serious violent or sex offender. You are saying that there has to be something in the assessment process to ensure that some understanding of older people has to be taken into account for the order to be applied.
No—I was saying that there should be some understanding of the crimes perpetrated against older people and an understanding of that specific type of criminal behaviour. We know that that has not been well researched or documented, and that there is a poor body of knowledge about it.
Because you represent and deal with older people, you do not specifically mention those provisions in the bill that aim to deal with youth offending. Do you have a view about that? I was not surprised that you commented on the interim anti-social behaviour orders, which are very important, particularly in neighbourhoods where there are many older people. Are those orders not tied in with youth crime? Do you have a view about the provisions in the bill that propose that children or young people aged from 16 to 18 should come out of the adult court system and go into the children's hearings system?
We did not consider that matter, given the limitations on the size of our submission.
I agree with the proposals, which I think are important. We would like to submit something to the committee on the matter. In my experience, the police have their hands tied when it comes to protecting people if very young children are involved. They do not seem to be able to deal with the problem. I am talking about incidents this week, last week and the week before that have been related to me by telephone. You are right, convener: it is essential that we give you something in writing on the subject.
If the offer is there, we will take it up. That would be very useful. Do committee members have any further questions?
No, but I would like to say that the written submission was excellent, and answered many of our questions. You must have anticipated a number of the questions that we might well have asked, and I thank you very much for that.
Before you leave us, do you wish to say anything in conclusion or emphasise any points?
I would just like to thank you for the opportunity to be here today. We will follow up this evidence with two written submissions in further response to your questions.
Thank you both for your evidence today and for your very full and helpful submission.
Could we make it 10 minutes?
So that people can get some business done, I take it. Yes—we will break for 10 minutes and return just after 10 to 4.
Meeting suspended.
On resuming—
I formally open the last session of the meeting. I welcome our second last set of witnesses on the important subject of the interim anti-social behaviour orders. We have not had much opportunity to discuss that matter, but we think that it is an important area of law. I welcome Alan Ferguson, who is the director of the Chartered Institute of Housing in Scotland, and Gavin Corbett and Grainia Long, who are the head of campaigns and the parliamentary policy officer, respectively, for Shelter Scotland. We will go directly to questions, but I will come back to you at the end to check whether there is anything that you want to put on the record before you leave us. We will begin with a line of questioning from Scott Barrie.
The proposal to create the interim orders suggests that there is a need that has perhaps not been met by existing provisions on anti-social behaviour orders. Is that your view?
I will go first. Thank you, convener, for asking us along. The institute's response to the question raised by Scott Barrie is that there is a problem and that particular needs are not being met. We have done research over the past couple of years into anti-social behaviour orders and their use. Some local authorities are still not using the orders and there are also problems with their use.
I will turn later to Shelter Scotland to answer my original question. However, can you explain your point about local authorities using the current legislation in different ways?
There is a range of remedies to tackle anti-social behaviour and there has been for some time. The difficulty is that it is up to each agency, whether local authority or housing association, to use those remedies. Our research found that not all local authorities have used anti-social behaviour orders. Similarly, not all of them in the past used interdicts or professional witnesses and they are not all good at developing the cases properly. Our research was done for the Executive and examined all local authorities and some housing associations. The evidence is that not all local authorities are using the existing remedies.
I turn now to Gavin Corbett and Grainia Long.
One problem with ASBOs is that it takes longer to get one than it theoretically should. I suppose that interim ASBOs are intended to address that particular problem. The guidance on ASBOs, which was issued when they were introduced, states that in principle one should be able to get a hearing within two days of an incident arising. That clearly does not happen in practice. It usually takes much longer than that.
We have heard that different local authorities interpret and use ASBOs in different ways, but time and the court process is your main concern. You have said that interim ASBOs would not be a remedy, so what would be a remedy for anti-social behaviour?
I would draw on the substantial review of civil legal remedies that was commissioned by the then Scottish Office in the mid-1990s and published a couple of years ago. That review said unequivocally that tackling anti-social behaviour does not need new legal remedies; it needs investment in training and good practice to take the management of the response to anti-social behaviour into the communities where it happens.
I appreciate that we cannot keep adding to and changing the law because something does not work or is perceived not to work; and I appreciate that, at some point, we have to draw a line and say that what we have must be made to work. That seems to be what you are suggesting. However, as we have heard, and as we know from experience, different local authorities use the legislation in different ways and to varying effect. Are you saying that the current legislation is adequate, but that it is not being applied adequately?
I would not want to give the impression that interim ASBOs are a wholly bad idea—with a couple of caveats I would say that it is fine that they address one aspect of the problem. We have always supported ASBOs as being much more benign than eviction. However, if we expect interim ASBOs and other legal changes to bring about the changes that we all want in the most hard-pressed communities, we will be disappointed.
There is difficulty with some aspects of the administration of the current legislation and we want to change that by using good practice. We have to get across to organisations how to use the legislation properly. The difficulty is that communities want problems solved now, but some of the remedies take time. Whether we are talking about mediation or whether we are moving towards eviction, it takes time, but communities want the problems solved quickly. We think that interim ASBOs can play a role, but that more needs to be done.
Trying to make the system work better is the crux of the matter and I want to pin you down on the detail of what you are looking for. The Housing (Scotland) Act 2001 tackled part of the problem, but there was to be further legislation on it and that is what we are discussing today. I take on board the point that dealing with anti-social behaviour is not just about legislation. However, if we believe that legislation is needed, we have to accept that the Criminal Justice (Scotland) Bill is the Executive's last chance in this session to deal with the problem and the last chance that we have to get it right. It would be useful if you were to give us a breakdown of exactly what the bill needs to include to provide a framework for the way forward. You talked about having more RSLs as opposed to local authority landlords. Is your starting point that we need to pass the powers of local authorities to RSLs?
I will start answering that question and perhaps Shelter Scotland can come in afterwards. In the consultations that we have had with people who work in housing, we have found that there is no great desire for lots more legislation. However, you are right to say that we have to make the bill work. Although there is broad support for interim ASBOs, housing associations and RSLs cannot take them out—they have to go through local authorities. There is a perception that, in some local authority areas, housing associations have difficulties in getting the local authority to take out ASBOs. We are not arguing that all RSLs should be able to take out ASBOs, because that is not strategic. The issue is not just about a landlord—
So what are you saying?
No one knows why some associations cannot get a local authority to take out ASBOs against households in communities that are suffering problems, because no research has been carried out. All we know is that the associations have reported the problem. We have to try to ensure that the system works. I do not think that we necessarily need new legislation. We might have to get across the message to the Executive, COSLA and local authorities that they need to see ASBOs more as a tool with which to tackle anti-social behaviour not just in dealing with their own stock, but as part of their wider strategic role.
Do you not want to see more legislation?
I am clear that interim ASBOs will be another tool and we welcome them. I am saying that we need to get a number of other remedies right, because interim ASBOs will not solve all the problems.
So the other remedies that you are talking about are not legal remedies.
We are not using a range of remedies to tackle anti-social behaviour to the extent—
Before we leave this point, I would like you to confirm that you do not think that we should legislate for RSLs to have the power to pursue anti-social—
We have not come across any desire in Scotland for RSLs to go direct—
So how do we get round the problem? You are saying that RSLs are having problems getting local authorities to take out ASBOs, so what is the alternative solution to giving RSLs the power to take them out?
It is about guidance, good practice, the social neighbourhoods national co-ordinator trying to get across to local authorities the importance of ASBOs and—
Could we not shortcut all that by legislating to allow RSLs to take out the orders? What is the problem with that?
There might not be a problem with that in principle and it might happen in the long run. When the idea of ASBOs was mooted in 1996, it was made clear that anti-social behaviour affects all our communities. We know that the problem is largely concentrated in the most deprived council and housing association estates, but the issue is one of community safety rather than only of housing management. If we make the ASBO only a landlord tool, we will be saying that anti-social behaviour is a problem that councils and housing associations have as landlords. That would be a step back.
In other words, you do not want RSLs to take on the role of dealing with anti-social behaviour in the community.
No. It would be premature for them to deal with ASBOs.
COSLA has told us of a number of examples of protocols, written or otherwise, between RSLs and local authorities. Those protocols are an example of good practice, rather than legislation, being used to address anti-social behaviour.
Will you clarify why some housing associations are unable to get local authorities to implement ASBOs? Can you provide us with evidence of which local authorities are giving your members difficulties and the reasons for that? You must know how many ASBOs have been implemented in each local authority area. Can you give us written evidence of the picture throughout Scotland?
We know of particular instances, but we are not yet clued up about why they are happening. We can try to find out.
Do you have the number of ASBOs that have been implemented in each local authority area?
Yes.
Will you give us an example of the range?
Last year, we carried out research for the Executive that showed that there were—I will try to get my hands on the number.
The range is between three and five. The numbers are small.
We are looking for the evidence now. If you can find it, that would be helpful.
The survey that we carried out last year showed that only 14 of the 32 local authorities had applied for ASBOs and that five councils accounted for two thirds of ASBOs. It is clear that some local authorities have been using ASBOs more than others. Part of the problem is that the issue is not about more and more legislation, it is about trying to—
So you are saying that only five councils have taken out the majority of the orders.
Yes. Five councils have taken out the majority of orders.
You have no idea why the rest are refusing or unwilling to use them.
The authorities might feel that the problems with ASBOs are such that they do not want to go down that route or they might be dealing with the problem in other ways—a number of other remedies exist. Evidence shows that some local authorities are not geared up to taking out ASBOs. We get that information from our members or we pick it up in our discussions with housing associations.
Are the poor relationships that you mention between housing associations and local authorities one of the problems?
Some difficulties arise because of communication problems between the local authority and the housing association or between the local authority and the police. There are problems in sharing information, communicating, co-operating and working together.
One thing that emerged from the institute's research is that, although local authorities have the power to take out ASBOs as a strategic or community-wide tool, they perceive the orders to be a housing management tool, which makes them reluctant to respond to the desire of other landlords to have the orders taken out on their behalf. The policy area is immature. One hopes that, over time, local authorities will perceive ASBOs to be a strategic tool and will become more responsive to the idea that other organisations can come to them with concerns. If that happens, a local authority can take out an ASBO on behalf of an RSL to protect the housing stock, community or neighbourhood for which they provide a service. However, we are not there yet.
Do you see interim ASBOs as a result of failure of communication in the areas where ASBOs cannot be put in place?
I do not think that they will remedy the communication problems to which I referred. However, they will speed up the process for tackling problems about which communities are concerned. The key feature of interim ASBOs is that they allow speedy action to ensure that anti-social behaviour is stopped.
However, in the majority of areas there are no ASBOs. How can the process be speeded up if there are no ASBOs in place? Do you see interim ASBOs as filling that gap?
Interim ASBOs are another tool that is available to us, but they will not fill the gap to which you refer. That will be done through encouragement, guidance and good practice. We need to show organisations how ASBOs and interim ASBOs can be used and the outcomes that those measures can have. It is important to demonstrate the practice and benefits of ASBOs and interim ASBOs.
The introduction of interim ASBOs could have one of two results. First, it could lead to the same number of ASBOs being applied for, but their being granted more quickly. The number of ASBOs granted might remain at about 100 a year. Alternatively, the existence of an interim ASBO could lead many more authorities and housing associations to invest time in familiarising themselves with ASBO application procedures, which could mean that ASBOs were applied for more often.
The committee may want to consider why the powers that currently exist are not being used. Do you think that the loss of security of tenure associated with ASBOs deters sheriffs from taking action against people who are responsible for anti-social behaviour?
Shelter is concerned about the possibility of a link between interim ASBOs and security of tenure.
The Minister for Social Justice has assured us that the bill is not intended to create a link between interim ASBOs and security of tenure. It would not be possible for a local authority or housing association to use the granting of an interim ASBO by a sheriff as a ground for reducing a Scottish secure tenancy to a short Scottish secure tenancy. We need to be vigilant to ensure that that does not happen. If it did, sheriffs might feel that by granting interim ASBOs they were opening up the possibility of tenants losing security of tenure and facing summary eviction. In such cases, the grounds for summary eviction would not be limited to anti-social behaviour. Tenants could be evicted for reasons entirely unrelated to the circumstances that had led to interim ASBOs being granted in the first place. That is our primary concern about interim ASBOs.
We are concerned that such a provision would single out tenants in the social rented sector, as opposed to tenants in the private sector. Margaret Curran has given us assurances on the issue and we hope that Parliament's approach will reflect the Executive's policy intention.
Would our witnesses like to make some concluding remarks?
I thank the committee for inviting us to give evidence. If members require further information from us, the Chartered Institute of Housing in Scotland or Shelter Scotland will try to supply it.
Thank you for that offer, as we may require further information.
In your response to the Executive's consultation, you were sceptical about the idea of a non-statutory scheme for victim statements. Now that a statutory scheme has been proposed, has your response changed?
Our position is substantially the same as the one that we adopted in our response to the consultation and that Sheriff Matthews stated in the letter that he sent to the committee. I hope that you have had a chance to read that letter.
We have indeed.
The main thrust of our comments in response to the consultation was that information on the impact of the crime on the victim should come through the Crown. In paragraph 16 of our comments, we say that
So there has been no change from your original views.
Not on the main point. Although we were willing to accept your invitation to come here, we believe that, if the provision for having the victim statement placed before the court is to be placed in statute, most unfortunate consequences will flow from that—consequences that we spelled out both in our comments and, to some extent, in the letter that we sent to you.
In paragraph 6 of your comments on the Executive's consultation document, you quote the Law Reform Commission of New South Wales, which states:
The answer to the first question must be largely yes—a court must apply dispassionate justice. For example, it is important that we do not sentence when we are angry about what we hear. We must be entirely dispassionate and see all sides of every question that we must consider and decide on. We quoted the commission to make that point.
Will you elaborate on what the impact of victim statements, as described in the Executive's bill, is likely to be on court procedures, sentencing policy and appeals to sentences?
There are many questions there. I will try to deal with them one by one as quickly as I can. If the bill becomes law, whenever somebody is convicted, the victim statement or statements—there may be dozens of them if a person who likes to write letters is involved—will have to be put before the court.
I take it that you disagree that the victim statement should have some bearing on the sentence that is handed down to the accused.
That depends on what the victim statement says. If things were done in the traditional way, with the Crown stating the facts, we would expect the Crown to give us any information that it had on the impact of the crime on the victim. If victims had a right to give victim statements—we do not quarrel with that concept—the Crown would be able to give us a comprehensive indication of the impact of the crime on the victim without introducing irrelevant or challenged matters and of course we would take that into account. We would take into account everything that was relevant and material to sentencing. That is what we do—we hear the facts from the procurator fiscal and we hear the plea in mitigation. If we have heard the trial, we will have heard the evidence. In making any discretionary decision, we take into account all considerations in determining how much weight to give to one factor or another.
Does that usually happen in the case of a plea of guilty?
If there is a guilty plea, we do not hear evidence. We hear a statement from the Crown.
Does that statement usually contain information about the impact of the crime on the victim?
It does and it does not in that, if the impact is not spelled out, it is still obvious. I do not want to be cynical or complacent about that—I hope I am not.
Could you clarify what you said to George Lyon? You said that you understand the impact of a serious crime on the victim, such as the old lady that you talked about. Would you take the severity of the assault into consideration when sentencing?
What I have been trying to make clear is that we listen to everything that we are told. Everything that we are told is relevant and is not in dispute. We hear the statement about what happened, and we hear the plea in mitigation. If neither of those is challenged, they become the facts in the case.
So the answer is that you do take the severity of an assault into consideration.
Yes, definitely. It would be wrong if we did not. Under existing law, without any of the changes that are proposed in the bill, that is what happens. Sheriffs understand that if we did not, it would be wrong.
That said, paragraph 9 of your submission is relevant, because it says:
That summary is entirely accurate. The Crown's information is not in all cases as full as we would like it to be, but I am not saying that that is a general situation. Sometimes we say, "The information that we have is not as full as we would like. Please give us more and we will hear you next week on the subject." We can deal with such situations even as matters stand.
I asked that question because I wanted to go back to the beginning of the process. Why is this happening at all, what is the problem that has been identified and what are we doing to resolve it? The evidence that we have heard does not relate the problem to sentencing. No one, including the Executive, is suggesting that wrong sentencing decisions are being arrived at. None of the witnesses—a bizarre coalition of Victim Support Scotland, Women's Aid and the sheriffs, which must be a rare combination—suggests that victim statements should be taken on board during sentencing. If victim statements are not to have a material impact on sentencing—that seems to be the coalition view—I wonder why we are bothering with them in the first place.
Duncan Hamilton has identified the two elements, which are information and victims' feelings. Our acceptance of and, to some extent, our enthusiasm for victim statements is based on getting fuller and better information in order better to do justice and to reach better decisions. In general, the more informed a decision is, the better it is. We welcome victim statements because they will give us better information.
I am aware of the time so I shall be brief. You will have heard questions being asked about the practicalities of the proposal: when the statement would be taken; whether the sheriff could challenge the statement against subsequent statements; who would take the statement and guide it; whether it is a legitimate personal statement or something that is coached; and so on. It strikes me that any half-decent lawyer would challenge such statements until he or she was blue in the face, but that does not seem to be the evidence from England. Do you know anything about that, why have the statements not been challenged and would you expect the level of challenges in Scotland to be significant?
I know that the minister said that he was making his own inquiries about the situation in England. I do not know about that. I was out of the country last week and I have not had time to check it out—Sheriff Matthews has not done so, either. We cannot tell you what happens in England, but we know what happens here.
Unfortunately, we must leave that subject because I want to spend a few minutes discussing with Sheriff Matthews the experience of Glasgow's drugs courts. Bill Aitken will begin that line of questioning.
I do so with the advantages of having had a presentation from one of Sheriff Matthews's colleagues and of having discussed the matter informally with Sheriff Matthews.
I did not know that I was going to be asked that question so I do not have that information with me. I think that about 37 or 38 people are currently under our jurisdiction and a few more are in the pipeline. However, the numbers are drying up at the moment and have been for the past few weeks.
I should perhaps ask you to underline the fact that there are 38 cases, rather than 38 people who have appeared once. Each person appears more than once.
Yes, each of the 38 people has numerous complaints. They have committed a vast number of offences. There are 38 individuals with a lot of baggage.
I recall that the average number of offences that each person had was 17 and their average number of custodial sentences was 10. Is that the case?
Far be it from me to argue—I have not counted them. The figure is something like that.
In dealing with those people, you recommend that they undergo drug testing. However, I was surprised that no sanction is taken against any person who turns up for testing on fewer than four out of six occasions. Is that the case?
I am not sure whether that is right. There is a protocol that involves formal verbal warnings and written warnings. There is a certain amount of discretion in the hands of treatment providers, social workers and addiction workers. If someone provides a reason for having missed a meeting, the matter will not be taken anywhere. However, we are notified of any absences. It is up to us thereafter to take such action as we see fit. We are not bound by protocols, unlike medical professionals and social workers, but there is a sort of protocol to be followed before a written warning is issued, for example. Bill Aitken may well be right about the actual figure.
I am trying to establish the thinking behind this. A person can fail to turn up to one third of drug tests and there will be no sanction. They can still be under the influence of drugs and can test positive and there will be no sanction. Can you explain the thinking behind that?
Failing to turn up might occur over a short period, for example over two weeks or a review period of a month. If such failure were to persist for longer, we would take action. We would probably take the view that such a failure was a breach of the order. If the person is not turning up, we cannot do anything with them, and that is a ground for viewing that failure as a breach.
How has the reoffending rate been?
I am not sure whether to say it has been very good or very bad. It is very good in the sense that very few people are reoffending. Some have reoffended—I cannot say that nobody has—but in my experience, the reoffending rate compared with that before the orders were introduced is much reduced. It is early days. One must be cautious six months into an order. I think that it was the Evening Times that said that we had reduced drug-related crime in Glasgow by 90 per cent. I do not think that even Eliot Ness could do that. We have to take it canny.
That is fair. I am conscious of the time, convener, but I have one final question. What about pipeline cases? Suppose that someone who is under the jurisdiction of the drugs court commits another offence—allegedly—and pleads not guilty. With the current trial diet delays in Glasgow it would be about five months before the case was disposed of. What happens in such cases?
Until the case is disposed of, we simply carry on with the disposal, because a person is presumed to be innocent. People who are the subject of orders frequently plead guilty. The first calling of new cases is generally before either me or my colleague Sheriff O'Grady. If the person pleads guilty, we decide each case on its merits. We have sometimes sentenced people to custody with a view to their re-engaging in the drug court programme when they come out. On other occasions, we have not done that—it depends on the nature of the offence.
I thank you for bringing that to our attention. We need that sort of evidence on where the bill needs to be amended to ensure that it has the practical effect that is intended.
I am happy to provide written amplification of that matter. My description just now was a bit brief. If the committee wants anything in writing, I will be happy to provide it.
Because you have offered, we will take you up on that. It would be useful if you could provide any statistics, even though you accepted Bill Aitken's statistics—which we do not doubt for a second.
I can provide those for you.
We are discussing a particularly important aspect of the bill. We have not had a proper chance to examine that aspect apart from today. What you have said to us is extremely interesting and helpful.
That arose earlier when one of the committee members asked about it. I said then that we acknowledge that information on victims needs to be improved, but I would not like anyone here to think that we are criticising the way in which the Crown has presented such information in the past. More recently, the procurators fiscal have shown themselves to be alive to the issue. Sometimes they cannot get the information; they have often to rely on the police to get information for them, so if something in that process breaks down they do not get all the information that they need. I do not want to give the impression that the problem is serious.
That was not the impression that you gave. I just thought that revising the practice might be another direction in which you could go to ensure that the maximum amount of information on the position of the victim was given, if victim statements are not the way forward.
I have said—it is on paper—and I repeat that we are not against victim statements. Victim statements should go to the fiscal, and the fiscal should present what is relevant and material to us, using the statement. We are not against the statements.
I have a copy of that article. I will leave it with you, if you like. I do not want to say much else, except that the views that I have expressed are not those of the Sheriffs Association; rather, they are my views as a drug court sheriff.
I thank you for those views because, as much as I am a reader of the Evening Times and believe everything that it says, I find it useful to attach some caution to what I read there.
Will that be different from the evidence that we heard from the British Psychological Society two weeks ago?
Yes. We will deal with part 1 of the bill. We dealt two weeks ago with part 7.
So we are bringing the British Psychological Society back.
Yes, we are bringing that society back because it has something important to say about part 1.
Meeting closed at 17:02.