Criminal Legal Aid (Scotland) (Fees) Amendment Regulations 2007 (SSI 2007/180)
Good morning. Welcome to the 13th and almost certainly final meeting of the Justice 1 Committee in this parliamentary session. We have received apologies from Stewart Stevenson.
I have two.
The agenda has obviously been revised.
There were two policy objectives in making the Criminal Legal Aid (Scotland) (Fees) Amendment Regulations 2007, which amend the Criminal Legal Aid (Scotland) (Fees) Regulations 1989 (SI 1989/1491). Neither at nor subsequent to devolution has express provision been made for counsel's fees in criminal cases before the Judicial Committee of the Privy Council or for taxations in such cases. Taxation is a process in which disputes about fees charged are formally adjudicated. The new regulations provide for taxation and for a table of fees for counsel in such cases. That means that in cases in which criminal legal aid is available, if any dispute or question arises between the Scottish Legal Aid Board and a solicitor or counsel as to the amount of fees or outlays that are allowable to the solicitor or as to the amount of fees that are allowable to counsel from the legal aid fund, it may be referred to the registrar of the Judicial Committee of the Privy Council.
Am I right in saying that the Criminal Legal Aid (Scotland) (Fees) Amendment Regulations 2007 deal with two issues?
Yes. Two separate policy intentions lie behind the regulations.
Why are the two issues dealt with in a single instrument? Usually, an instrument is about a specific issue. We have dealt before with fees for preliminary hearings, which will now be dealt with in the regulations, which also concern proceedings before the Judicial Committee of the Privy Council.
My colleague will be able to advise you in that regard. However, I can tell the committee that, in general, legal aid regulations are set out in principal sets of regulations. On this occasion, the principal set of regulations is the Criminal Legal Aid (Scotland) (Fees) Regulations 1989. When seeking to amend those regulations, we usually try, where possible, to cover various policy areas in one set of regulations. Since amendment regulations were laid in 2005, further amending regulations have been made in respect of what we call cases of first instance, to take account of representations that we have received in various areas.
The committee was involved in stages 1 and 2 of the Criminal Procedure (Amendment) (Scotland) Bill, which was based on the Bonomy reforms. Before we go any further, I want to be clear about the procedure. We have been asked to consider various sets of regulations on High Court reforms—I believe that, at one time, we dealt with what were called emergency regulations, and the previous set were described as temporary until further discussions had taken place with the Faculty of Advocates. Am I to understand that these regulations cover the discussions that you have had with the faculty on fees for preliminary hearings, and that we should expect other sets of regulations to emerge after you conclude discussions on the fees for the other aspects that have been raised with you?
I think that I understand your question. The Criminal Legal Aid (Scotland) (Fees) Amendment Regulations 2005 introduced the block fee system to which you have referred and made a number of adjustments to take account of contemporaneous changes to solemn procedure. You are absolutely right to say that the committee has already considered various amendment regulations, which were introduced in direct response to the faculty's representations.
Does that mean that a future committee will have to consider further regulations on the specific points that we have been dealing with over the past year, or has the matter been resolved?
A number of representations that were made by the Faculty of Advocates have been taken on board. However, I cannot rule out the prospect of its making further representations, because the reforms will continue to be monitored. There are no plans to make further changes to first-instance cases, but there are plans to introduce a new table of appeals and to deal with changes in civil legal aid that the faculty has suggested. Those changes are a work in progress that will be taken forward by a new Administration.
I have to admit that I am somewhat confused about all this. However, in fairness to me and other members, I should say that the committee has had to deal with so many of these regulations that it has become quite difficult to follow things. Although the explanatory note sets out the intention behind the regulations, it does not provide us with any background information that would help us to understand their relation to the discussions that we have been observing over the past year or so.
I am not sure that I follow you. There was previously no provision for taxation of cases that appeared before the Judicial Committee of the Privy Council, but there is now. That means that if a dispute occurs about fees that are payable to solicitors or counsel in cases that come before the JCPC, there is a mechanism for resolution, if the dispute is not resolved in the first instance by the advocate and the Scottish Legal Aid Board.
Yes, but am I correct in saying that when the dean of the Faculty of Advocates gave evidence to the committee, he expressed the faculty's view that it was dissatisfied with the system in general for fees that are in dispute? My recollection is that that was one of the problems that the faculty asked the Executive to resolve and that it was not just in relation to JCPC cases.
I may be wrong, but I do not think that the dean of the faculty referred specifically to the JCPC.
No, he did not—that is my point.
I think that he may have talked generally about the block fees that were introduced in 2005.
That is correct.
You are right that the dean expressed concerns about that matter, but the concerns were subsequently addressed by the passing of the regulations that we have talked about and the most recent concerns will be met by the regulations that are before the committee. They followed consultation of and discussion with the faculty—the matter was resolved on 2 October 2006, as I said in the note. That is why the regulations are retrospective.
I want to be clear about whether there are two new provisions. There is a provision to allow disputes about fees that are charged in civil or criminal cases to be resolved by the registrar of the JCPC. There is also a provision for taxation of such fees. Are those two separate provisions?
It might be easier if my colleague explains the normal taxation system for resolving fee disputes, then I can explain the policy intention.
Where any dispute or disagreement about fees arises between the Scottish Legal Aid Board and counsel or solicitors, the latter can refer the matter for taxation. In High Court proceedings, the regulations provide that the questions will be referred to the auditor of the Court of Session. In sheriff or district court proceedings, the matter will be referred to the auditor of the sheriff courts for the districts in which the case is heard.
Can I stop you there? You used the phrase "for taxation". That does not refer to a dispute about tax on fees.
No.
That is confusing. If you can explain that a bit more, I think we will be there.
"Taxation" is the word that is used to describe the process by which disputes are resolved.
Right. What happened previously, if this is a new provision since devolution?
Unfortunately, there was a gap in provision, which the regulations are plugging.
Was there no mechanism for airing grievances? Did they just fall by the wayside because nothing was done?
Unfortunately, they did.
What happened was that a number of cases were resolved by ex parte agreement. Cases were taxed by the registrar on a kind of party basis, after it was agreed to take the cases to the registrar. Not many cases end up at the JCPC. I do not think that there are any outstanding civil cases. There are approximately 10 cases that will now be resolvable, if they are not resolved informally—they will now go to the registrar for taxation. She has confirmed that she is prepared to take existing cases that can now be referred. There is therefore an equitable remedy for both parties.
A clear path has been set down for people to follow, on which everything is transparent, open and accountable. That is very much to be welcomed.
I will explain the point about retrospection and the savings provision—the savings provision is quite technical, but I will explain it as best I can.
There is a kind of cushion for any eventualities.
That is correct.
Thank you—that is helpful.
In an earlier answer to Margaret Mitchell, you said that there had been no way of resolving disputes in the past, which was a gap in the provisions. Now that there is a way of resolving disputes, will there be an increase in the number of disputes, or will the new provisions be neutral in effect?
I do not envisage an increase in the number of disputes. The Scottish Legal Aid Board and the advocate or solicitor, where appropriate, will normally seek to resolve the issue of fees in a case. The case will be referred to taxation only if they cannot resolve the issue between them.
I want to add to what Margaret Mitchell said about provisions for preliminary hearings. The provisions are to be welcomed. The committee had been raising the issue and we are pleased with the changes to an important part of the procedure.
I note what you have said, convener.
Thank you very much.
Civil Legal Aid (Scotland) (Fees) Amendment (No 2) Regulations 2007<br />(SSI 2007/181)
We move on to deal with the Civil Legal Aid (Scotland) (Fees) Amendment (No 2) Regulations 2007.
The purpose of the regulations is to provide for taxation in proceedings in Scottish civil cases arising before the Judicial Committee of the Privy Council. The regulations are similar to those in the Criminal Legal Aid (Scotland) (Fees) Amendment Regulations 2007.
What will be the practical effect of the regulations? Civil legal aid is quite a hot potato just now, especially in family law: there is real concern that the level of legal aid is not sufficient for it to be viable for practitioners to take such cases, which has led to the many practices not taking legal aid cases. Do the regulations provide for practitioners to challenge the work that is done and for an increased provision of civil legal aid for areas such as family law?
I am well aware of the recent publicity about civil cases. The regulations are designed only to ensure resolution of disputes, so to that extent they will provide a mechanism of taxation. Far fewer civil cases than criminal cases are appearing before the Judicial Committee of the Privy Council, so it is recognised that there is a gap in the taxations that have been provided. The regulations are not designed to change the civil situation other than, for example, where a case arises that contains a unique point of law, is referred to the Judicial Committee, and counsel is employed. The regulations will, in such a case, provide a mechanism for resolving fee issues that might arise between counsel and a solicitor and, if the issue is not resolved directly between them, SLAB. That will be the limited effect of the regulations—they will not have a direct effect on civil legal aid or civil legal aid fees.
So it is a capping of legal aid. The applicant is entitled to the maximum legal aid and that is it. The question is about whether they achieve the maximum. Even if extra work has been done that goes over what is allowable under the maximum, there is no provision in the regulations to recoup the fees for that work.
I will let my colleague Ian Vickerstaff—who is more familiar with the issue—answer the question about how such a taxation would operate.
As Gillian Mawdsley explained, the regulations on civil fees make provision with regard only to Judicial Committee of the Privy Council proceedings. I think I am correct in saying that there has been only one civil case before the JCPC since devolution. We are not talking about a great many cases that will be affected by the regulations. There is provision in the principal regulations for payments for counsel to be made, unlike the criminal regulations, in which there was no provision before the current set of regulations was made.
If every case that could appeal did so, it would still be a small number.
For civil cases, we are talking about such a small coverage—
And select issues.
That is correct.
If a civil case was referred to the registrar for taxation, the registrar, in seeking to make an award on the taxation, would have regard to the work that had been done. In other words, the advocate would be able to set out what he had done and there would be an assessment on the individual items of work, which would be put together and calculated. The advocate could say, "I've done X, Y and Z, and that's why I should be paid A, B and C."
Yes. That is helpful.
Is this becoming an issue now, particularly in relation to criminal cases, because of the number of devolution points that SLAB is now funding?
I do not think that that is an issue. I think that what you are trying to say is that cases can be referred to the JCPC on devolution grounds, so, as part of criminal procedure, devolution issues are arising that are coming before the JCPC and, once they are there, there can be disputes over the fees.
Do many more cases come before the JCPC because of devolution than was previously the case?
I do not think so. There have been more criminal cases before the JCPC than civil cases, but the JCPC hears between 55 and 65 cases a year, including devolution cases. We are talking about one or two devolution cases a year from Scotland.
We have no further questions. Your evidence has been helpful. Are members content to note the instruments?
Members indicated agreement.
Justices of the Peace (Scotland) Order 2007 (SSI 2007/210)
Under agenda item 2, we will take evidence on the Justices of the Peace (Scotland) Order 2007 from Richard Wilkins of the Scottish Executive's Justice Department and Stephen Crilly of the Executive's Legal and Parliamentary Services. I welcome them to the Justice 1 Committee and thank them for coming along. Do they want to say anything about the order before we move to questions?
I have prepared a brief opening statement, although it covers some of the same ground as the Executive note. Would you rather move to straight to questions?
It would be helpful to hear your opening statement.
The Justices of the Peace (Scotland) Order 2007, together with the Criminal Proceedings etc (Reform) (Scotland) Act 2007, creates the statutory framework within which the Scottish Executive's reforms to lay justice can be implemented. In particular, the order provides a statutory basis for the committees that will oversee the recruitment, training and appraisal of justices within each sheriffdom. We intend to start establishing those committees in late April and May of this year. That is why the provisions of the order will come into force on 23 April.
I seek some clarification. It is envisaged that the vast majority of JPs will serve on the bench but a number will remain just signing JPs. Where do signing JPs fit into the equation?
Various bits of the drafting might look complicated, because they take that situation into account. When we establish the committees, any JP will be able to stand for membership of a recruitment, training or appraisal committee. In practice, if a JP is unlikely to be eligible for appointment from December onwards, the panel is highly unlikely to select them, as they would be able to be a committee member only for a few months until December. However, under the 2007 act, such JPs are allowed to stand for appointment.
I have not a question but a general observation. I welcomed the 2007 act. As a previous justice of the peace, I was interested in the provisions on justices. One issue that I pursued during the scrutiny of the bill was training. The order will address the problem that training of justices in some parts of Scotland has been abysmal and almost non-existent. After the order comes into force, every justice of the peace will be trained to the same standard, which is extremely positive and can only be good for the justice system and for the performance of justices of the peace in the JP court. The order is extremely welcome.
Richard Wilkins concentrated heavily on how JPs who do not serve on the bench fit in with the appointment process. Where do they fit into training? I presume that they do not have to undergo training, because they do not serve on the bench—they merely sign.
Such JPs do not undergo training. From December 2007 onwards, signing justices will not exist. On the training requirement, article 12 says:
I declare an interest as a JP, although I do not serve on the bench as I am an MSP. I understood that the 2007 act provided for MPs, MSPs and councillors to remain JPs.
That was also my understanding. I know councillors who are signing JPs, which is a good function. However, what Richard Wilkins says suggests that they will be barred.
They will be barred from holding office as a justice of the peace. The 2007 act includes provisions that give all councillors signing powers.
So a councillor will not need to be a JP to use that power.
A councillor will not need to be a JP to be able to sign documents.
During the passage of the bill, I pursued the fact that someone who is elected as a councillor is immediately able to sign.
Yes, under section 76 of the 2007 act, all councillors can sign documents and have signing powers in the manner of a signing JP.
What you are saying is contrary to my understanding of the 2007 act. I understood that people who had been bench-serving JPs and who were elected as MSPs or MPs would no longer be eligible to serve on the bench but would retain the signing function. I thought that the bill contained a provision that would allow them to continue as signing JPs, although that would not be opened up to councillors. How many councillors will be elected in May? Being a signing JP is quite an onerous function and under the old system the councillors who were fully serving JPs were closely vetted.
It is absolutely definitely the position. Section 76(1) of the 2007 act says:
So you are not saying that everyone who is elected to a council or Parliament can perform the signing functions. That would mean that 129 people were eligible to sign, in the case of the Scottish Parliament, and that so many MPs would be eligible to sign. They would have to be appointed as a JP, or—
No. Section 76(2) says
Right. Is that the same for MSPs and MPs?
Section 76 says that it is elected councillors.
Yes. The provision gives signing functions to all elected councillors.
Yes—they have signing functions, but they are not JPs.
Yes.
Margaret Mitchell is saying that if a bench-sitting JP is elected to public office, they will not be able to sit as a JP but their signing function can continue.
That means that the signing provision is much wider. All the new councillors who will be elected will now have the signing function.
The numbers do not stack up quite like that. There is a reasonably even geographical spread of a large number of councillors who are able to sign. There are about 1,100 councillors in Scotland at the moment, and although I am not sure exactly how many there will be under the new system, the number will be roughly the same after the May elections. All those councillors, who are fairly evenly distributed across the country, will have signing functions.
That is interesting.
The order covers a lot of ground but, from what I have read, it seems quite straightforward. Ministers cannot appoint someone who has not come through the appointments process, but can they reject someone who has?
Yes, they can.
The retirement age will be set at 70. I cannot remember, but is there an existing retirement age?
There is. At the moment, JPs move on to the supplemental list at the age of 70. Nobody is able to sit on the bench as a JP after the age of 70.
What happens if someone is appointed at age 66? There is a five-year term.
A person can still be appointed with a five-year term at the age of 66 or 67. The person would then serve just three or four years of the term and retire at the age of 70.
Why is that necessary? Why can people not fulfil their term? I presume that the situation will not be all that common. Why are people forced to retire at 70? Is that provision compliant with age discrimination law?
It is compliant with age discrimination provisions, which do not prevent the setting of retirement ages. Asking people to retire at 70 is consistent with what happens with the rest of the judiciary. All professional judges in Scotland retire at 70, so High Court judges retire at 70, sheriffs—
But they do not have a five-year term, do they?
No, they do not. However, we felt that it would be more consistent to have a cut-off—
I am sure that that is right. I raise the point simply because, in this day and age, I find it surprising. Perhaps it is because I am getting older, but I am surprised how many people are still working and functioning at that age.
Our current feeling is that we would like to retain a standard age across the judiciary. However, as you can imagine, the issue is raised from time to time by justices of the peace as they reach the age of 70. I imagine that we will keep the issue under review.
Committee members do not seem to have any further questions, so it only remains for me to thank you very much for coming to the committee. I can see that you have done a lot of speedy work since we signed off the Criminal Proceedings etc (Reform) (Scotland) Bill, so well done.
Thank you.
The order is very positive.
Thanks.
Are members content to note the order?
Members indicated agreement.
Land Reform (Scotland) Act 2003 (Path Orders) Regulations 2007 (SSI 2007/163)
We come now to two negative instruments, the first of which is Scottish statutory instrument 2007/163. I refer members to the note prepared by the clerks and to the note that is attached to the SSI. Are members content to note the regulations?
Members indicated agreement.
Act of Sederunt (Fees of Shorthand Writers in the Sheriff Court) (Amendment) 2007 (SSI 2007/211)
The second negative instrument is SSI 2007/211. Are members content to note the instrument?
Members indicated agreement.