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Transport and Works (Scotland) Bill: <br />Stage 1
Good morning. This is the committee's 25th meeting this year. Sylvia Jackson has apologised that she cannot be with us.
I thank the Executive for producing the explanation and the helpful suggested amendments, but I still have a question about section 27(6). As we discussed previously, the purpose of the bill is to improve parliamentary procedure by removing some detailed bills from the current, rather cumbersome process. However, there is a theoretical possibility that the power in section 27(6) could be used to amend or even to repeal in its entirety an act of the Parliament. For example, the power would in theory allow a future Executive substantially to amend or even to repeal the Waverley Railway (Scotland) Act 2006 without any reference to Parliament.
Sorry, I think that we wanted to ask that question later.
Am I on the wrong question?
That question is about whether the power will allow the Executive to amend previous acts, but I do not want us to confuse the issues. At this stage, we want to put the point about whether the power will allow the Executive to amend the bill itself once it is enacted. I am sorry, Ken.
No, do not worry.
Paragraph 14 of the legal brief states that the Executive intends to lodge
Help us.
We are happy to give an explanation in response to Mr Macintosh's query.
I am sorry, Ken. In a sense, Ken Macintosh was quite right that the two issues are connected. We will just deal with the whole thing as one issue.
The explanations in the written response are helpful, but my understanding of the issue is that, in essence, the Executive would not have to go back to Parliament to amend a bill. Am I right or wrong in thinking that no parliamentary procedure would be required?
It is correct that an order under section 1 is not subject to the affirmative procedure unless it attracts section 13. The affirmative procedure will apply to orders for projects in the NPF and when ministers decide as a matter of policy that a particular order should be subject to the affirmative procedure.
What is the NPF?
The NPF is the national planning framework.
I appreciate that, as the written response clarifies, the power in section 27(6) is not a free-standing power but must relate to section 1 of the bill. However, section 1 essentially empowers ministers to make orders about the operation of a "transport system". The transport system in question might be a specific piece of infrastructure or it might be the whole transport system. Therefore, it seems quite possible that, as long as the order included a cross-reference to section 1, ministers would be entitled to say, "I am pursuing this in the interests of the transport system, so it is pertinent to use section 27(6)."
Exercise of the power, however, is in consequence of or supplemental to other provisions in the order. If we brought forward a section 1 order about another railway and, on top of that, we sought to repeal the Waverley Railway (Scotland) Act 2006, which had no connection with that, it seems to me that that would go beyond what section 27(6) allows us to do, because the necessary connection with the order that the provision was supplementing would not be there.
Given that there would be no procedure, all that we would get is a report from our legal adviser that noted what the minister had done. We would then write to you to question the vires and there would be an elaborate defence of it. There would be no parliamentary redress unless somebody decided to seek judicial review of something that the minister had done.
It is probably worth saying that you have to understand our mindset. We are not particularly interested in the politics. Frazer Henderson explained what the intention is, but we are not really worried about the intention either. We are worried about the power and the possibilities of its use. We always work on the basis that ministers do not have evil intentions and that they work in good faith. Our concern is not about how you intend to use the power, but about how it could be used. It is our job to ensure that the power is not such that it could undermine the Parliament.
As you said, there are controls on how ministers could use the power. As I tried to explain, its use is supplemental not to the width of section 1 but to what is actually included in the order. Otherwise, it is hard to see how the provision could be regarded as supplementary to the remainder of the order. The same applies to the power in section 2(3), which states that an order made under section 1 may
You have said a couple of times that the issue is not just about section 1 and that any provision under section 27(6) would have to be connected to the other provisions in the order. What is to stop ministers making an order designed to allow them to do that? You said that, in any order on the Waverley railway, the ministers could just stick in changes. As the convener said, we are trying to understand the limitations of the power.
To satisfy the vires, the ministers will have to be able to show that the provision that they are making is somehow supplemental to, a consequence of or in connection with other provisions in the order. If the provision fails all those tests—
Perhaps we are not being clear. What is to stop the minister from laying an order that is to do with the Waverley railway—to use your example—and then, as Murray Tosh outlined, using that order to get rid of one of the loops or change the number of stations or do whatever else they wanted to do?
Basically, what is to stop ministers from using the powers in the bill to reverse anything in any private or other act that is to do with transport?
I struggle to see how, hypothetically, ministers could produce an order on the Waverley line that led to the scheme being revoked in total. I accept that, hypothetically, ministers could go into some of the detail. We have given illustrations of that in paragraph 22 of our response. Ministers might well need to take such action. For example, if another railway line was to be connected to the Waverley line, ministers might have to do something like that.
I understand that, if something arises that was unanticipated in the order to implement a rail project, the Executive will want to be able to modify that order to take account of that. That will be about removing obstacles, dealing with contingencies and covering issues that were not anticipated in the original order—that is the supplemental stuff that we understand. However, you have just agreed that, hypothetically, the power could be used to make changes. We are concerned that it will be possible for something to be done that would tackle not something unanticipated, but something that Parliament had included deliberately in a project. You might argue that, in reality, the practical consequences are that the ministers would not dare to do that and that legal sanctions exist. However, if possible, we want to build in a parliamentary or legislative sanction.
You raise several points. Our response gives illustrations of situations in which it might be necessary to revisit an earlier private act.
You can add examples to that list—the examples are only examples.
Yes, they are examples. You will understand that, to connect another railway line, it might be necessary to adjust the terms of an earlier act. We seem to be getting on to whether parliamentary control is appropriate, which is a policy matter on which we cannot really comment. It is for ministers to defend the position on whether there should be parliamentary scrutiny of the orders.
Of course you cannot comment on whether there should be parliamentary scrutiny, but you can tell us whether there will be parliamentary scrutiny, by which I mean whether it will be possible to exercise the power legally without parliamentary scrutiny. I agree that whether the power is a good or bad thing is not your business. However, you should be able to tell us precisely what the power is.
Except when section 13 applies—it will require the affirmative procedure for certain orders under section 1—the orders will not be subject to any parliamentary procedure.
I just want to clarify the issue again. Let us assume that a future Executive wanted to produce an order, the purpose of which was not to amend the Waverley Railway (Scotland) Act 2006, but specifically to get rid of the whole act. Will that technically be possible?
I struggle to see how we could do that.
So you do not think that it would be technically possible to do that. Okay. How about an order that amended the Waverley Railway (Scotland) Act 2006 to introduce a new line joining on while getting rid of the station at Stow or not paying compensation to somebody? Would that be possible?
That would be possible if you could show that it was appropriate to do that to supplement other provisions or in consequence of them. If another railway line was to join on at Stow, where a station would be in the way, I could see that it might be possible to satisfy that test.
If it could be shown that, in the interests of the operation of the railway network of the east of Scotland as a whole, it was now expedient not to have a halt at Stow, because it would disrupt the workings of the timetable, it would be perfectly possible to include that in an order.
That would need to be expedient in connection with existing provisions.
Yes, but if the order is—
In other words, it could not just be expedient in its own right—there would have to be a link.
If the order related to some other part of railway infrastructure and it became expedient in that context to make amendments to the Borders railway line project, would that be allowable or legally competent?
Hypothetically, yes. It would still have to be shown that it was in consequence of what the original order sought to achieve.
Would it be reasonable and possible to have some form of parliamentary scrutiny built in, which guaranteed that Parliament had some say in such an order? Setting all the political ramifications aside, could Parliament have some sort of procedural involvement? That is what we are after. We understand what you are trying to do, but we are interested in what the amendment will lay down as the power. We are not unhappy with the power, but there are circumstances, albeit hypothetical, where the power might be used very widely, with consequences in which Parliament would be interested. We think that we are stakeholders in this process, to use the jargon.
For projects of national significance, which are covered under section 13 of the bill, there is clearly parliamentary oversight under the affirmative procedure. I note what you say about those projects that are not of national significance that might give rise to supplemental activity. The best that I can offer at this meeting is to say that we will need to reflect on that concern and go back to the minister about it.
You mentioned section 13, on projects of national significance. Is that not determined by the ministers themselves? Effectively, they have control over whether or not a project is of national significance.
Yes. The whole issue of national significance is now going through Parliament in relation to the content of the national planning framework under the Planning etc (Scotland) Bill. It has not yet been determined who will influence that. Under that bill as introduced, I believe that the national planning framework will go before Parliament. Parliament will have an opportunity to comment on and make some input into the NPF. I understand that it is the extent of that comment and input that is under scrutiny. You are right to say that it has not yet been determined what a nationally significant project is. It is likely that it will fall to the Executive to determine which projects fall into that category.
I know that you will take the issue away with you, and I think that we are almost finished with this, but I presume that some kind of controls could be applied to a section 13 order—which is just a kind of section 1 order. I know that you will have to think about this, but would it be possible for some sort of parliamentary scrutiny to apply to any such order?
I do not think that I can go any further than the answer that I gave previously: we need to reflect on the matter and have a discussion with the minister about it.
I do not know whether I have made my concern clear. We have been talking about the Waverley railway line, which is a good example. There was a lot of debate about whether the full project would be completed and about whether it might stop part of the way along. Much of that was made clear by Parliament when the Waverley Railway (Scotland) Bill was passed. My concern is that an order could be used effectively to change a decision that Parliament had reached following what was quite heated debate, both in committee and in the chamber. That is where my concern lies; all the other stuff about changing things and adding lines is perfectly reasonable.
I may have something to add to your reflection, Mr Henderson, unless you can give me a direct answer. I want to ask about the use of the affirmative procedure under section 13 for projects of national significance. The projects that we have discussed—the Borders railway line and the airport rail link bills—are likely to be projects of national significance.
Generally, the answer would be no.
So section 13 is less of a protection in the context that we are talking about than it will be for the initial authorising and implementing orders.
Do you have a final comment, Kenneth?
I want to clarify where I stand. I am not particularly worried about future national strategic planning, as Parliament will express its views. However developments are set by the Executive, Parliament will be able to express its will in some way. All future developments of national importance that are amended will be subject to some sort of parliamentary procedure.
That is what Frazer Henderson said that he would think about.
I refer to my earlier answer that we will reflect on that.
All that we can do is report our concerns, not—for the avoidance of doubt—that we have any reason to believe that horrible things are about to happen or are being contemplated. We are being theoretical, but wisely so, I hope. We will report our concerns about the power's breadth, width or depth—whatever the word is—to the lead committee, watch with interest developments and possible amendments at stage 2, and then revisit it. Okay?
The other matter was the lack of information in the delegated powers memorandum on delegated powers under sections 10, 12 and 25.
For a number of reasons, I thought the Executive's response curious and an interesting interpretation of rule 9.4A. The main reason for that is that there is a lack of consistency in what the Executive is doing. Previous DPMs have had an explanation of subordinate legislation that is contained in an earlier act, but such an explanation is missing from the DPM for the Transport and Works (Scotland) Bill. In its written response, the Executive argues that it is right for the explanation to be missing; it says that it should not have to explain subordinate legislation under a previous act. However, that has been done in the past. I am not saying to the witnesses that they are individually responsible; I mean that in previous DPMs the Executive has explained points from earlier acts. I am curious to know why, for this bill, the Executive has given this explanation for why the reference to subordinate legislation is missing from the DPM.
The explanation in the Executive response is based on my experience of the bills with which I was engaged last year. We adopted the same approach for the bills for which I was responsible last year as we have for the Transport and Works (Scotland) Bill. We have simply followed that approach of not providing explanations in relation to previous acts through into the DPM for this bill. We took that approach to be consistent.
It seems to me that what you are doing is possibly even outside the letter of the law. I find the Executive's explanation a little disingenuous. Clearly, the bill refers to the Local Government (Scotland) Act 1973, but when the Executive eventually makes subordinate legislation under the 1973 act in relation to section 9 inquiries under the bill as enacted, it will have to cite the 1973 act as the source of the subordinate legislation, which may be only part of the source or part of a chain of sources. I do not think that the Executive will make subordinate legislation and refer to nothing but section 210 of the 1973 act.
I will take those points in reverse order. On your reference to the spirit of the law, I think that all we can do is take your comments away, note them for future reference the next time each of us is involved in a bill and learn from them.
You might well be right.
In other words, there will not be a separate SSI for each piece of legislation; there will be just one SSI made under section 210 of the 1973 act. That is how I had envisaged the SSI working.
With no reference to the Transport and Works (Scotland) Bill as enacted at all.
I would not envisage the eventual act being cited as an enabling power. I could envisage it being helpful to include a footnote with a reference to the act, but without having checked I suspect that there are so many references to section 210 that it would be an awfully long footnote.
I find it difficult to understand how someone—assuming that an anorak somewhere was looking—would know what power there is to apply section 210 of the Local Government (Scotland) Act 1973 to inquiries under the new transport and works (Scotland) act. The power to do so is found in section 10 of the bill. You say that you would not put a reference to the new act into the SSI; I would have thought that you would have to.
That points to the importance of the committee pursuing the route of amending standing orders so that Parliament can have better control of the situation. I do not dispute that what we are being told is correct, but we find that interpretation to be outwith the spirit of the legislation. If the Executive does not consider itself to be bound by that spirit, we will have to make the letter of the law a bit more explicit. Obviously it is within our power to do that and we do not need to comment any further. We can refer the matter to the Procedures Committee and ask for a review of the relevant standing order.
We will because, at the very least, the fact that some departments think that it is appropriate to include a reference to section 210 of the Local Government (Scotland) Act 1973 in the DPM and that others do what our witnesses have been doing shows a lack of consistency in how things are done. If the spirit of the legislation was obtempered, we would not need to worry whether it was within the letter of the law or not; we could ignore that legal argument for now until another example comes along.
No. I have noted what members have said and, although I do not want to use the word "reflect", that is what I will do. I know what the committee is saying.
Mr Henderson has undertaken to consider the issue again in the context of any further legislation. Further DPMs will be issued before the process for amending standing orders has wound its way. We have laid down a marker for what the committee expects: it is useful if all the delegated powers are addressed, not least because then we can see any procedural changes, or changes in the use of the powers, from what we might have expected under previous legislation that we have not considered, such as the 1973 act.
That deals with the specific questions that we wanted to ask the witnesses.
We asked whether section 13(6) would prevent ministers from exercising powers under section 13(1)(b). Again, we have received an undertaking to lodge a stage 2 amendment so that section 13(1)(b) is not ruled out for an amending, re-enacting or revoking instrument should ministers wish such an instrument to be subject to a direction under that provision. Are we happy with that?
We also queried the wording of section 12(14), and we have been promised that a clarifying amendment will be lodged at stage 2. That will make us even more content.
On section 6, "Orders made otherwise than on application", we asked the Executive how it intends section 6(1)(c) to be used. Members have seen the Executive's response and reference to the role of Transport Scotland in promoting national transport developments in particular.
The point is that they should be available. It does not matter whether they are published in the form of an SSI or as guidance.
Can we be assured that the provisions will be published if there is no SSI?
I knew that the officials would come in handy.
We will lodge an amendment to ensure that the provisions are published.
On section 8, "Objections", we asked the Executive to clarify its intentions regarding the exercise of powers under the section. Members have seen its response: it has provided draft illustrative rules to the lead committee. Are we content with that?
We have dealt with section 10 and made clear our position on the lack of a reference to it in the DPM.
We made reference to the Tribunals and Inquiries Act 1992.
We will come back to that later.
On section 18, "Access to land", we asked the Executive to comment on the interaction of the provision with the powers under section 27(6), which have already been considered. The Executive will re-examine the provision and we will monitor that at stage 2.
The legal brief suggests that we make that suggestion to the Executive. You could write to the Executive along those lines.
We will deal with the matter by letter.
On section 26, "Amendment of Transport (Scotland) Act 2001", we drew to the Executive's attention a drafting ambiguity. Members will have seen that the Executive does not consider that such an ambiguity arises in relation to the term "Act". We have made our point and have received an answer. There is not much that we can do about the matter.
It would have been simpler for the Executive to have accepted our suggestion. There would then be absolutely no doubt or ambiguity about whether reference is being made to a United Kingdom act or an act of the Scottish Parliament. As the committee papers point out, it is a matter for the Executive.
Would the Executive officials like to comment?
I have reflected on the drafting and spoken to the parliamentary counsel about it.
Are you content with it?
Yes.
At the end of the day, it is your business.
We will keep a close eye on all the amendments that are lodged at stage 2.
It will start in mid-December and continue until mid-January.
That concludes our consideration of the bill. I thank the officials for attending. We do not often ask officials to attend our meetings, but we had concerns about the bill. We are grateful for your assistance.
Schools (Health Promotion and Nutrition) (Scotland) Bill: Stage 1
Item 2 is the Schools (Health Promotion and Nutrition) (Scotland) Bill. That reminds me of the Jamie Oliver programme on the telly last night, which was splendid.
Despite his principal guest.
It was an excellent programme.
That seems sensible.
Yes, it does. I take it that members are happy that subsequent regulations would be subject to the negative procedure. Do members have other comments on the provisions?
I accept that the first sets of regulations would probably be the most contentious and generate the most debate. However, further regulations could be equally contentious. Over the years, we have witnessed many changes in advice on nutrition and diet—the advice flip-flops from one position to the opposite position.
In theory that is correct. However, I would have thought that the first sets of regulations would set nutritional standards and most subsequent changes would be fine tuning. I think that the procedure is okay.
On my copy of the legal brief, which is in my briefcase in my office, I wrote a note to remind myself to ask whether it would be possible to make provision for an open procedure, whereby the Executive could use the affirmative procedure if at some stage—say 10 years down the line—it proposed a major reclassification or wanted to feed in a significant new approach to nutritional assessment.
You are suggesting a system that relies on the Executive's good faith. We would say, "Okay; we trust you with a procedure in which subsequent regulations are subject to the negative procedure, but when you rejig the whole approach, will you use the affirmative procedure?"
Yes. The Executive might make many tiny changes that it would be burdensome to subject to the affirmative procedure. However, if it wanted to make significant changes there would probably be consultation and debate before any regulations were made, so the matter would almost select itself as being one for which the affirmative procedure was appropriate. Perhaps we should ask the Executive to give itself the discretion to use the affirmative procedure.
Is the suggestion that the Executive should give itself the power to use the affirmative procedure, but that we should trust it to know when to use that power?
Yes.
I am told that we can do that. That strikes the balance rather well and we shall suggest it.
I agree. I think that that is one of the recommendations that arise from our inquiry into the regulatory framework; it would be good to put it into practice.
We are asking the Executive only to make it clear that, were there to be two first sets of regulations—if the Executive were to choose to deal with them separately—both would be subject to the affirmative procedure. As you say, there might not be two.
Would we wish to have two sets of regulations under the affirmative procedure? Unless we were to set nutritional standards for state schools that were different from those for grant-maintained schools, which would be a strange thing to do, I imagine that the two sets of regulations would be the same. It is important that the first set of regulations on nutritional standards goes through the affirmative procedure. However, that procedure is quite cumbersome. A parallel set, which is what you are talking about, would have to go through Parliament for procedural reasons. However, I imagine that there would be little variation in content, so we would not want to use the affirmative procedure; otherwise, we might open up the possibility of having two different sets of nutritional standards. We need to use the affirmative procedure only for the first set of regulations, because that is the one that matters.
I might be wrong, but I think that there is only one grant-aided school left.
The regulations will apply not just to grant-aided schools but to public schools.
The legal brief says that the regulations
There is also St Mary's music school. Does that qualify as grant aided?
I think that Jordanhill is the only grant-aided school in Scotland.
That could be the case. Donaldson's college for the deaf and about six special schools are also funded by the Executive. The answer is that I do not know. If there is only one such school, that is even more reason not to put a set of regulations for that one school through Parliament using the affirmative procedure. It should be a direct copy of the original set of regulations—it should be a parallel measure.
We are not anticipating that there will be two sets, but if the Executive were to lay two sets simultaneously—
Are we not simply raising the issue with the Executive at this stage? Why not raise all those issues and see what the response is?
We will share our discussion with the Executive and ask what it thinks. We can make a recommendation when we get a response.
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Executive Responses