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We now move on to item 5 on our agenda, which is further evidence on the Convention Rights (Compliance) (Scotland) Bill. With us are Dr Jim McManus, who is chairman of the Parole Board for Scotland and Lord Ross and Mr Hugh Boyle, who are members of the board. Thank you for coming, gentlemen. We have read your written submission.
We were given a very full opportunity. The Executive consulted us early and we were able to present the outline of what was being proposed to a general purposes meeting of the Parole Board, so that all board members had an opportunity to feed in their reactions. We had no specific problems and no member of the board expressed any great concern about the bill.
So there were no significant changes to the original proposals, and what has subsequently been published in the bill reflects your thoughts.
Yes.
I will ask about the part of the bill that deals with punishment and which says that, when passing sentence, judges will set a punishment part and a risk part. I understand that the Parole Board's responsibility will be to look at the risk element when parole is being considered. However, a number of the factors that will have to be considered at that time will probably be similar to the factors that the judge will consider when setting the punishment part of a sentence. Should guidance be issued to judges to encourage greater consistency in setting the punishment parts of sentences?
As far as judges are concerned, this is a new exercise for most of them. Judges will probably find it somewhat difficult because it is, in a sense, an artificial exercise. Hitherto, in imposing a determinate sentence or a discretionary life sentence, we have taken into account punishment, deterrence and public safety and have arrived at a conclusion. However, we do not divide up quantitatively the number of years that are being given for each element.
My understanding is that judges in England are issued with guidance on sentences for their consideration. The aim of that is to provide greater consistency. Do you think that something of a similar nature might be appropriate in Scotland?
I am always slightly nervous and apprehensive about guidance becoming direction. As I said, it is very important that a judge retains discretion and is independent. However, it is possible to assist a judge by giving him more information and I anticipate that that will be done.
I hear what you say about the difference between discretion and direction. We are clearly proposing a fairly fundamental change, which might give rise to some public concern. It seems that this area is a bit vague. You have said that inconsistency would be most undesirable, but there is obviously no guarantee about that. It is not quite a wing-and-a-prayer situation, but it is almost as if we are being asked to pass the bill, to hope for the best and to see if it works out. Are you able to give us more reassurance?
Yes, I think so.
That is correct.
The Scottish experience has been of a somewhat shorter period. Nobody knows what the judges will do, but I anticipate that the Scottish figure would tend to be around the 10-year mark.
Before returning to Michael Matheson, I will bring in Phil Gallie for a second—sorry, Michael.
Does the system as it stands serve Scotland well? Is there a need for change? Is there a risk of failure to comply with the European Convention on Human Rights?
Yes, there is a need for change. The important element of that relates to transparency and to the fact that the designated parts of sentences are being fixed by judges, not by ministers. I say that, although I suspect that judges will not welcome having this additional duty to perform, particularly when they will have to give a lot of thought to it because it is new. The change is necessary, however, with regard to the terms of the ECHR.
Does Michael Matheson have a question?
I would like to continue, convener.
If Phil Gallie wants to ask about that point, I am happy for him to do so as my question is not related to that matter.
Thanks. Lord Ross referred to the need for additional training and has suggested a way forward. Do you think that, once the bill comes into force, you should be given a reasonable period of time to ensure that you have met training and guidance requirements?
We need a reasonable period of time but, even if the bill is not enacted immediately, we know that it is before us. I have already had a preliminary discussion with the Lord Justice General and I hope that it will be possible to have some sort of training for judges and an opportunity for them to exchange their views before the bill is enacted.
How long would that take?
Much of the information that we would give the judges would be in written form and we would need only one day for the training. I must emphasise that it is difficult to set aside a day—it would mean that the courts had to close for a day, which would cause problems. However, the point is to get all the judges together at one time to consider the material, have a frank exchange and help one another to come to a view on the appropriate way in which to fix the punishment period. I hope that it will be possible to do that during the summer.
This might be a niggling point, but you talked about the need for consensus among the judges and you talked later about inconsistency. What progress might be made on those issues?
I meant that there was a need for consensus on the broad approach that should be adopted. Of course, when we talk about consistency, we must remember that no two cases are the same. It is difficult to demonstrate inconsistency because there might be a good reason why two apparently similar cases were dealt with differently.
I want to address an issue that relates more to the Parole Board for Scotland. The bill will provide judges with the ability to exercise discretion in setting the punishment part of a sentence that might exceed the anticipated life expectancy of the offender. The Executive's view is that that will allow a life sentence to mean that the offender will be imprisoned for life, in certain cases. Does the Parole Board have a view on whether we should be saying that such a sentence is life without parole, rather than putting judges in a position in which they must try to anticipate what an offender's life expectancy might be, given that they might be dealing with somebody who is in his early 20s.
The Parole Board would not like to see the door being closed permanently on somebody. Saying that life means life means that there is no hope for a person. If there is a determinate period, there is a chance of consideration being given to a person's being released. If the determinate period is 40 years and the offender is 60 years old, clearly that chance is not great, but it allows a programme to be developed that will allow offenders to be dealt with positively during their sentences. I stress that the possibility of liberation would be extremely remote in such circumstances and that I am sure that, in some cases, that would be appropriate.
It seems that the Executive intends that the power should be used when it is felt that life should mean life. On that basis, it is reasonable to be concerned about whether we are putting judges in a difficult position by making them try to estimate somebody's life expectancy. I take on board the point that specifying that a sentence was life without parole would undermine any work that could be done with that prisoner once they were in the system.
That would be my main concern.
As Lord Ross suggested, when a judge makes a decision on the punishment element of a sentence, he takes account of many factors. Surely, however, the personal interest of the person who has been convicted of a crime is not a factor when determining the punishment element.
One of the beauties of the bill is that it separates the punishment part of the sentence from the prediction of risk. The Parole Board would take no part in determining the punishment part, which in the bill becomes purely and properly a judicial decision. The board can come into the picture once that part has been served. Our criteria are markedly different from those of the sentencing judge, and properly so.
I accept that point entirely. However, from Michael Matheson's question, it seems that the punishment part set by the judge could well exceed the individual's life expectancy. If so, is it correct that the crime itself determines the punishment part?
Yes, indeed.
Obviously the public will be interested in whether the bill's provisions will mean that people are likely to spend a shorter or longer time in jail. The Executive's memorandum goes out on a limb by saying that it will make no difference at all. Do you have a view on that position?
It is impossible to determine that at this stage. It depends on the punishment part set by the judges, which is not the Parole Board's business.
We have been told that people with a life sentence spend an average of 13 years in jail—although others serve much longer sentences—which must include a punishment part. Theoretically, one could work out the average punishment part, even though it would be impossible to do. Can I take it from Lord Ross's comments that if, all things being equal, the average punishment part were kept to about 10 years plus or minus, things would work out much the same as at present?
I think so. However, as you say, when one talks about averages, some people are kept in jail for far longer than others, which complicates the matter. I cannot say whether the average punishment part will remain at 10 years, because I am not even a serving judge any more. In fact, nobody knows whether that will happen. That said, I agree with you: if the average were kept at 10 years, the situation would remain much the same.
The average life sentence figure of 13 years is calculated on the basis of prisoners who have been released, which means that people in the system who have served more than 13 years, of whom there are many, are not taken into account. The real average is perhaps 14 or 14 and a half years, which is a significantly larger figure than it was 15 years ago. There has been a tremendous inflation in the average length of life sentences over that time.
The memorandum says that the 20-year policy that applies to prisoners who have committed certain offences no longer operates. You say that you do not have a view on whether the 20-year policy should be applied in guidance to the punishment part. However, in view of the fact that that policy covers aspects such as the person's history of offending—which is an issue that the Parole Board would include in its deliberations—could the 20-year policy be continued in the form of guidance to judges?
No such guidance should come from politicians. In determining the punishment part of any case, judges would properly take into account many of the factors involved in the 20-year policy. However, it seems quite irrational to have a general policy that stipulates 20 years as opposed to 15 or 25 years. I would rather leave that decision to the judges themselves.
I agree with Dr McManus. It is undesirable to tie the hands of judges in that way. However, in practice, judges might well fix a much longer punishment period in cases that are currently covered by the 20-year rule.
We will move on to the assessment of risk.
The issue of determining whether a prisoner still presents a risk to the public is obviously important. Will you describe the risk assessment procedures that are followed when considering the release of a prisoner?
A variety of processes are involved. As you will have seen from the papers, the board receives reports from a range of people who have been involved with the prisoner, in addition to details of previous convictions and details of the index offence. We know what has been happening to the prisoner throughout his time in prison. We know the potential details for his release. There will be a home background report, which tells us what is available in the community to manage any risk that he poses.
Is there clarity and consistency in the approach of the system?
My view is that there is. I have only been in the chair for just over a year, but I am impressed by the quality of board members and by the amount of time and care that they put into the job. No one is making decisions on a wing and a prayer. All cases are carefully considered before a decision is made.
It is proposed that the Parole Board be given a decision-making role with no oversight from ministers. On how many occasions in the past have ministers overturned Parole Board decisions? Is it a regular occurrence? At the end of the day, ministers have a responsibility to society. If something goes wrong, they are seen to take a level of responsibility. How do you feel about the Parole Board's collective responsibility, and about actions that are taken against the Parole Board if things go wrong?
First, it is rare indeed for Scottish ministers not to accept a recommendation of the board. I am told that that happened on two occasions last year, so it does not happen a lot. If it did happen a lot, I would be worried about the quality of the board's decision making, and I would examine that first before daring to examine the decisions of Scottish ministers. However, it is clear that we are generally in agreement.
I accept that argument, but at the end of the day, if something goes seriously wrong, the minister is there to take responsibility. He has been put into his position democratically, and he almost certainly will have a price to pay. What price should the Parole Board pay if it makes a decision that goes drastically wrong?
It should have the same responsibility as all judicial bodies, that is, as long as it acts responsibly and reasonably, it should have no ultimate responsibility for decisions.
So decision making without responsibility.
That is the judicial model.
One thing has just occurred to me. It is a clearly defined system that after an average of 10 years the punishment is over, and there will be a risk assessment. Should we publish the basis on which risk is assessed more clearly so that prisoners and those with an interest know precisely how the process works and what criteria will be considered by the board? At the end of the period, the prisoner or their representatives would then know what they were benchmarked against.
The factors that the board must take into account are already included in the Parole Board rules. I am not sure whether it is possible to be any more precise about that, given the present state—and I imagine the future state—of psychological knowledge. No psychologist would ever claim that risk assessment is a 100 per cent scientific task. As the McLean committee said in its report, the best risk assessment is a structured clinical judgment. Risk assessment contains a scientific element, but there must always be room for individual judgment. I am not sure that we can articulate the criteria more fully than they are articulated at present.
The committee might be interested to know that we have designated life tribunals for discretionary cases and for under-18 murderers. More and more prisoners have been getting legal aid to commission their own psychological risk assessment. That is one of the great advantages of the tribunal system—the prisoner has an opportunity to appeal and lead evidence. In several recent tribunals we have been faced with conflicting psychological evidence. There was a case where psychological risk assessment that had been carried out by the Scottish Prison Service disagreed with one that the prisoner had commissioned independently. The tribunal must consider the whole evidence and reach its own conclusion. Prisoners seem perfectly aware of the way in which risk assessments work and what they involve.
Forgive my total ignorance, but can I ask whether, in the new system, prisoners will be able to bring their own evidence to bear at the end of the punishment period? Will that be an option?
Yes, because they will fall under the tribunal system and they have the right to lead evidence before the tribunal. The experience hitherto is that prisoners can get legal aid in order to commission their own report.
I want to ask about part 2 of the bill, which deals with the composition of the Parole Board. I assume from your answer to my first question that you are now happy that that complies with the ECHR as a fair and impartial tribunal. Could you explain the rationale behind elements such as the compulsory retirement at 55? [Laughter.] Sorry, I mean 75—that was wishful thinking.
If the retirement age was 55, I would not be here.
We wanted to keep Lord Ross as a member.
Could you explain the logic behind the provisions on retirement age, the set appointment period followed by a six-year gap and the 20 days' minimum work?
It is important that every member of the board develops some expertise in the full range of the board's work. We would expect a minimum commitment of 20 days per year from members. At the moment, most members undertake about 40 days a year. That allows them to build up a good understanding of the business of the board. It is necessary that they participate regularly, to keep that up to date.
Six years seems to be a fairly big gap, particularly if it takes someone a year to get up to speed. That leaves six years to forget everything that they have learned.
Yes. The case could be made for reducing that gap to three years. It is important to have some gap, so that there is a constant turnover of board members. However, six years might be too long, particularly in the case of a good member whom we would like to bring back.
How many members come back for a second shot?
Under the current arrangements, two members have come back.
Out of how many?
There are 15 current members. I was a member of the board in the 1980s and returned a year ago. Only two people have done that in the history of the board.
I will take a step back. When you are considering release, what weight do you give to the views of victims? Should the board have a more proactive role in ensuring that it has the opinions of victims when it makes its decisions?
In some cases—perhaps in fewer than 20 per cent of cases—in the dossier of information that we receive we will be notified of the current state of the victims or the victims' relatives, if the crime was murder. We certainly do not have such notification in every case. The board's concern is to predict what will happen in future. We would be very concerned about any risk of continued victimisation. If we had information on that, it would be a very important factor.
Do you think that victims should be invited to make representations? I understand that they can choose to do so at the moment, but should you invite them?
No. I agree with the present system. If the victim wants to remain involved throughout the process, the option to do so is open to them. Victims have been victimised enough without the criminal justice system inflicting on them continued involvement in the system if they do not want it. If victims want to be involved, I am very happy that they should be, but if they do not want any involvement, I am keen that we should not add to their problems by insisting on it.
On the transitional arrangements, it is suggested that we should look back at the 500 or so individuals who are affected by the bill. What will be the effect on the work of the Parole Board? Will it add to your work, or will the effect be felt elsewhere?
The bill will add to our work, certainly in the first year, as we come up to speed with those who will already have passed their punishment period. If the bill is enacted on schedule, the influx of cases will start in October or November. We will have to be ready for that and we will have to hold a series of tribunals thereafter. The immediate impact will be on the courts.
As you will appreciate, there will be a considerable burden on the courts. There are 500 cases, on each of which there will have to be a hearing. However quickly one manages to deal with them, they will obviously take up a lot of judicial time and impose a lot of pressure on a system that is already under pressure. That is where the pressure will occur. The Parole Board can see what is happening and will have to have arrangements in place so that it can provide the tribunals that are necessary to deal with the qualifying cases.
Your comments on the courts will be useful in our next session with the Minister for Justice, but I will concentrate on the Parole Board. Precisely what arrangements will have to be put in place to cover the additional work in November? Will your 15 members be able to cope?
We think not. We will need more members who are qualified to chair tribunals. At the moment, we have four judicially qualified members. One of them is a full-time sheriff and another is a full-time High Court judge, so, clearly, the amount of time that they can devote to the board's work is limited. We need to recruit more people who are able to chair tribunals. We will probably also need two or three ordinary, non-judicial members to cover the whole range of the work.
Thank you.
Do you want to ask a question, Michael?
No. I would have welcomed an opportunity to be brought in on issues that I have highlighted an interest in, convener, but that issue has now been covered.
We shall move on then. As there are no further questions for Dr McManus and Lord Ross, I thank them for attending.
I was not directly involved with the bill. I was involved at the very earliest stage, when the Executive engaged in its review of human rights compliance issues. I was therefore aware of the proposal to assimilate the discretionary and mandatory life sentence provisions and of the question about the compatibility of the tenure of office of Parole Board members with the European convention on human rights. However, I was not directly involved in the way in which those measures were drawn up.
Are there any proposals that are not in the bill that you think should be in the bill? In other words, are there areas of Scots law where you think that we are not ECHR compliant and in which there may be challenges in future?
I think that there are areas in the common law, particularly in relation to the criminal law, where there are potential challenges for the future. However, I am bound to say that, if we understand the Human Rights Act 1998 correctly, those challenges can be met reasonably adequately by the appropriate interpretation of the common law by the courts. In other words, there may be difficulties ahead that would not actually require legislation to resolve them. There is a dispute about that and there are definitely different views, but the generally held view is that there is a clear statutory obligation on the courts to interpret the common law in such a way as to make it compatible with the ECHR.
With regard to the areas that are covered in the bill, do you think that it goes far enough to ensure compliance?
In the areas that are covered, especially the areas that I have commented on in my written evidence, I think that the bill does, broadly speaking, go far enough. Indeed, for the process of assimilating life sentence prisoners, the bill goes beyond what is strictly required by the convention as the European Court of Human Rights interprets it.
I suspect that we may return to that issue.
More independent and systematic review is needed over a wide range of the legal system. I am not sure whether that can be achieved by the Executive's introducing ad hoc—I do not use that term pejoratively—legislative reforms. Under the existing structures, the Scottish Law Commission has an obligation to keep all Scotland's law under review. My view is that it has not done that. It has not kept the criminal law under review. The criminal law has formed no part of the regular law reform programmes of the Scottish Law Commission since it was created in the mid-1960s. I have written about that. I consider it a substantial flaw in the mechanisms that are available in Scotland for the proper review and maintenance of a modern legal system.
You seem to suggest that we have not been properly prepared, to an extent, for ECHR compliance. You mentioned the Scottish Law Commission and said that the criminal law had not been sufficiently examined to take account of the effects of the ECHR in full. Was the ECHR incorporated into our law prematurely?
No. There is a difference between the capacity of the system to respond to the incorporation and the timing of the incorporation. The timing of the incorporation was inevitable, given the nature of the devolution scheme. Devolution was premised on the basis that the Parliament and the Executive would be required to act in a way that was compatible with the European convention on human rights. Once the decision was taken to devolve power to Scotland in that way, it was inevitable that it would take that form. The incorporation of convention rights cannot be separated from the process of devolution. They go hand in hand.
Is there a major difference now between the situation in Scotland and that in England and Wales, where the Human Rights Act 1998 is now in force?
Absolutely not. The only difference is that we were in advance of England and Wales by about 18 months. The courts in England and Wales are facing precisely the kinds of questions and issues that have been raised in Scotland. Indeed, that will happen on a much grander scale there simply because of the size of the jurisdiction. The Westminster Parliament and ministers of the Crown are in a somewhat different legal position from the position that obtains in Scotland. The Westminster Parliament is not bound by the European convention on human rights and can if it wishes pass legislation that is incompatible with the convention. Ministers of the Crown are public authorities and must act in a way that is compatible with the convention rights; however, there is no question of their actions being ultra vires. If a member of the Scottish Executive acted in a way that was incompatible with the convention rights, the action would be a complete nullity. In England and Wales, it would not be a complete nullity, but there could be a challenge to the legality of the action under section 6 of the Human Rights Act 1998.
That clears things up.
You were suggesting, Professor Gane, that the Scottish Law Commission was perhaps not doing its job in relation to the criminal law and human rights compliance.
I did not go so far as to say that.
You suggested that it was too busy to consider that issue in addition to its other work.
The commission has many other tasks to perform.
Yes, I am sure. What alternative mechanism would you suggest?
I would favour the creation of a human rights commission. It could have a variety of responsibilities, including the responsibility for maintaining a watching brief on human rights compliance in Scotland. I am not sure that I would favour a human rights commission that involved itself directly in individual personal cases, as there are adequate legal mechanisms through which to pursue individual interests. Nevertheless, there are good arguments in favour of the creation of a body to keep our house in order in relation to human rights.
Let us move on to the punishment part of sentences.
Professor Gane was present when I questioned the Parole Board for Scotland on the punishment part of sentences. As drafted, the bill will allow judges the discretion to set the punishment part of a sentence. Do the proposals give judges sufficient guidance on that?
That is an extremely difficult question. I have some sympathy for judges who say that sentencing is the hardest part of the job. It would be difficult to set out usefully in statutory language much more than very broad guidelines. We are talking about the part of the judges' job that requires most experience and I suspect that they would anyway be aware of whatever the Parliament might include in such guidelines. There would be no harm in setting guidelines, provided that the bill did not go beyond saying that they were factors to which judges should have regard. However, I doubt that statutory language could do better than that, and I am not sure that such guidelines would add much value to the bill.
We do not want to start directing judges on what they have to do. We all recognise that that is not the route that we should take. In England, an independent board has been established to provide guidance to judges.
Under the chairmanship of Professor Wasik.
Yes. It provides general guidance to ensure consistency in sentencing. Given the fact that we are going down the road of setting a punishment part, might such a board provide assistance in Scotland?
I am not particularly aware of the workings of the committee to which you refer. As I understand it, it has made little progress in producing sentencing guidelines of any kind.
I want to talk about something that I raised with the Parole Board for Scotland—the fact that judges will have the discretion to set a punishment part that could last for the life expectancy of the offender. In effect, that is life without parole. That is the Executive's stated intention in the policy memorandum that accompanies the bill. Should we be talking about life without parole? Should we be sticking to the idea of a judge having to estimate the life expectancy of an offender who may be in their early 20s?
I would be reluctant to go down the route of saying that there will be cases in which the court could say to a person, "You will go to jail for life and there will be no question of parole." I know that it is difficult for judges to estimate life expectancy, but the system should encourage the courts to consider the circumstances of the offence and the offender and to set what they consider to be the punishment that the nature of the crime demands, having regard to what the community is looking for. If that means that, on occasion, a judge will say that a crime is so terrible that he or she cannot contemplate the Parole Board releasing the person for 40 years, we would have to accept it.
So, from your point of view, it is because the judge has to justify the setting of the punishment part—
Can I just add that, although I am unconvinced of the value of setting guidelines for judges, I think it extremely important that judges give reasons for reaching decisions. Under the convention, there is an obligation to do that anyway. In addition, the convicted person will have the right to appeal against the tariff period, in the same way as they have the right to appeal against the current recommendation. It is extremely important that judges give clear and defensible reasons for fixing a particular period.
I think that that brings us back to the guidance issue. We will have to consider that matter, but I am happy with what I have heard.
Is it correct to say that the prosecution as well as the criminal will have the right to appeal against a sentence?
I am not sure that that is clearly envisaged in the bill.
Does that right not exist in Scottish law?
It exists at the moment, in that the Lord Advocate can appeal against an unduly lenient sentence. I have to confess that I am not sure whether the bill addresses that point. However, the Crown should clearly have the right to appeal against a punishment period that it considers unduly lenient.
That is an important issue, which we can follow up.
Professor Gane, you said that the High Court already had the power to issue guidelines or guidance, although we had better not get into the difference between those two words. That does not necessarily fill people with confidence about what may happen once the bill is passed, does it?
It would be difficult to disagree with that observation. As I say, I think it unfortunate that the courts have not taken advantage of the existing power.
There is legal provision, but I cannot remember the name of the act.
The courts have had the power since 1995.
We will now ask about the Parole Board for Scotland.
I would like to ask about the constitution of the Parole Board and about procedures for appointments, re-appointments and removal from office. Are you satisfied that the constitution of the Parole Board is ECHR compliant?
Yes. I reiterate that it has to be compliant because of article 5 of the convention, which says that the person who is deprived of their liberty must have access to a court that has the power to determine the legality of the detention. For those purposes, a court is basically the same type of body as referred to in article 6, which means that it must be independent and impartial.
Let us move on to legal aid. Under certain circumstances, a case can be classified as exceptional and can be paid for out of the legal aid fund on a time-and-line basis rather than as a fixed payment. Under what circumstances would such time-and-line payments be made, to ensure that the fixed-payment scheme is compliant with ECHR?
That is difficult to predict for any individual case. When the High Court reviewed the compatibility of the current fixed-fee system, it indicated that, although it was satisfied that there was compliance in the case that it was considering, it was unable to say that there would be compliance in every case. My concern with that decision was that it came close to saying that there would be a failure of compliance only if someone were deprived of representation. A failure of compliance must be deemed to have occurred a long way short of that.
As I understand the Executive's oral evidence and its explanatory note, the classification of exceptional cases will be based on the regulations. We may return to that issue when we see the regulations, which I hope we will receive before the bill is passed. The Executive gave two examples of what it expected would be classed as exceptional cases: cases involving areas of complex law and cases in which there are many witnesses. Given what you have said, it may be unfair to ask you this, but can you envisage any other exceptional cases?
Complex factual questions can arise, not just when there are many witnesses, but when difficult factual issues are in dispute. There may be difficult questions of technical evidence to be assessed. Cases in which those arise might be another exception, in which good-quality, expert evidence on a technical matter is required.
The bill talks about the extension of legal aid and advice and assistance to tribunals dealing with civil rights and obligations. To what tribunals does that refer? For example, do Department of Social Security tribunals deal with people's civil rights and obligations?
That is one of the traditional exam questions in this area. Questions of private right, contractual obligation and delictual obligation, for example, are matters of civil right and obligation. Some things are clearly outside that concept, as it is set out in article 6. Typically, one's obligation to pay taxes would not be regarded as a matter of civil law obligation; it is a public law obligation and a relationship between a person and the state.
Does that mean that we are walking into a potential minefield?
There is the potential for frequent challenges in this area.
Might other tribunals give rise to such problems? We have a list of tribunals from the Law Society that is as long as your arm.
I can give no clear advice to the committee off the top of my head. I will respond to you once I have considered the question. I think that I probably have the same list as the Law Society has.
Section 10 of the bill deals with homosexual offences. The change that the bill introduces has to be made because a certain offence was dealt with differently if the people involved were heterosexual as opposed to homosexual. Are there any other areas of the law in which people are treated differently on the basis of whether they are heterosexual or homosexual and which might need to be brought into line?
At the moment, it is unlikely, in the range of statutory crimes involving sexual offences, that there are many cases in which a challenge on the ground of discriminatory treatment would be successful. The challenge that has been consistently raised is discriminatory interference with private life. A commission of the European Court of Human Rights has dealt with most of the issues that are likely to arise, but I think that certain issues need to be addressed in relation to areas of sexual offending.
You referred to your concern about interference in private life. Earlier, you referred to other European states that perhaps do not imprison people for as long as the UK does. We recognise that, in other European countries, the age of consent could drop as low as 14 or 12. Do you think that any challenges will come from Europe on the rights of those between the ages of 12 and 16 with respect to exposure to sexual activity?
The European Court of Human Rights takes the view that that is a matter on which, generally speaking, national Governments have a better case for judging what is acceptable to their society than it does. Within broad parameters, the court tries to adopt a hands-off approach. Having said that, it is clear that its view has evolved during the past 10 years. The challenge based on discriminatory age, particularly in relation to homosexual relations, has resulted in a gradual lowering of the age limit; there is no doubt about that. I suspect, however, that for some time to come there will be no shift on the question of the age of consent. That is because most Council of Europe countries fix at about 16 the age at which they permit people to have an active sexual life without criminal law interfering.
Although that carries some relief, I would like to think that the same could be said of our attitudes to prison sentences. The matter is best dealt with at national government level.
Again, the European Court of Human Rights leaves that sort of issue for national governments to determine. That court has shown significant reluctance to interfere with prison sentencing, conditions and so on. The case law of the Commission and the European Court of Human Rights on prison reform is very dispiriting; both take a very hands-off approach and feel that even very substantial sentences are perfectly compatible with the ECHR. If somebody was sentenced in circumstances in which there was never any real prospect of their release, the European Court of Human Rights might then decide that such behaviour was inhumane. However, we are a long way from that point.
We move to the final part of the bill, which concerns remedial orders.
I do not know whether Professor Gane has been able to read any of the committee's previous evidence on remedial orders.
Not yet.
As you will be aware, the legislation will provide powers for Scottish ministers to lay down remedial orders to amend any primary legislation that might, in their view, be incompatible with the ECHR. Is the scope of such powers justified?
I have some substantial reservations about that. It was debated at considerable length during the debates on the Human Rights Act 1998, which contains analogous powers. Under that act, remedial powers cannot be exercised until a UK court has declared provision in a UK act of Parliament to be incompatible with the ECHR, or until incompatibility has arisen because of a decision of the European Court of Human Rights. In other words, the Human Rights Act 1998 contains no provision that allows ministers of the Crown to take remedial steps if they think that something might be wrong with Westminster legislation.
For ministers to justify such wide-ranging powers, they should be able to provide us with examples of when they would have required those powers since the incorporation of the ECHR. Can you think of any examples of cases from the past couple of years in which ministers would have required those emergency powers to amend a piece of primary legislation?
I suppose that the concerns over temporary sheriffs might have been one of the issues that could have been dealt with in that way. However, it is one thing to identify a problem, but quite another to identify its solution. We might all agree that there is a problem and that we need to do something about it, but just because something needs to be done quickly does not mean that the Executive will necessarily get it right with its proposed solution.
It is interesting that you referred to temporary sheriffs; the Parliament has dealt with legislation on that issue. If I recall, when we took evidence during stage 1 of the passage of the Bail, Judicial Appointments etc (Scotland) Bill, it was found to be incompatible with the ECHR and had to be amended to ensure compatibility. That is probably a good example of why we should not provide ministers with such wide-ranging powers. Do you think that such powers should be tempered, as they are under the Human Rights Act 1998?
The Human Rights Act 1998 probably achieves the right compromise between Executive authority and democratic scrutiny. Apart from anything else, the Executive will not necessarily identify a problem or its solution correctly. It is better to wait for somebody to say clearly what the problem is; there may then be ways of responding quickly to deal with that. However, leaving it to the Executive to make a judgment about a problem is a different issue altogether—I am not terribly happy about that.
When you say that somebody should say that there is a problem, do you mean that there should be a court case to challenge the law?
That is what the Human Rights Act 1998 requires. If you want a halfway house, a human rights commission could identify that and could bring forward clear and objective justifications to advise the Executive that something should be done. However, in such circumstances, emergency powers would probably not be needed anyway. Such cases could be handled through the normal legislative process. That would, no doubt, take account of the views of a human rights commission, which would, I presume, have considered matters in detail. However, it would not have to be a court decision.
I have reservations about the breadth of the powers. In fact, I have been chasing the Executive's officials from committee to committee. I would like to run their answers past you, because I would like to hear your comments on their responses. First, the Scottish Executive has an urgency that Westminster does not have. It is all very well for Westminster—under section 10 of the Human Rights Act 1998—to wait for a court decision, because a court cannot strike out a piece of Westminster legislation. Therefore, the Westminster Parliament can fix problems in its own time. There is a problem in Scotland in that, if a court finds against an act of the Scottish Parliament, that act is done away with. We must therefore be able to anticipate such an eventuality in a way that Westminster need not.
I will deal with Gordon Jackson's last point first. The fact that something was done badly is not a good reason for doing it badly again. The flaw lies in the argument that the pass was to some extent sold by section 107 of the Scotland Act 1998. I am not convinced by that argument.
It is also the case that section 107 of the Scotland Act 1998 refers only to acts of the Scottish Parliament, whereas the provision in part 6 of the Convention Rights (Compliance) (Scotland) Bill refers to every statute at any time.
The problem is with acts of the Scottish Parliament. While acts of the Westminster Parliament may need remedial action, there will not, in those circumstances, be the same need for urgency, because the courts cannot strike down Westminster acts.
That is true, but my point is that we must judge how likely it is that acts of the Scottish Parliament will be struck down on vires grounds. Legislation can be struck down by any court in the United Kingdom, not just the Scottish courts, but today's discussion shows that there are considerable levels of scrutiny of Scottish legislation, which should ensure that legislation will not be struck down.
I am not sure what the minister is going to say in the next 10 minutes or so. I hope that we will get a compromise, but maybe not. The compromise that has been suggested—and which semi-appeals to me as being a reasonable in-between position—is to add to the bill something along the lines of the words in section 10 of the Human Rights Act 1998. In other words, if the affirmative procedure is used, there is an obligation to show that there are "compelling reasons" for proceeding that way.
Unfortunately, I do not have a copy of that act.
The point is that such action can be taken only under section 10 of the Human Rights Act 1998, where it is considered that there are "compelling reasons" for proceeding in that way, as opposed to using primary legislation, I presume. There is a statutory obligation to have "compelling reasons", and I presume, in order to be intra vires, one would have to be able to state what those reasons were.
Given the concerns that I have expressed, I would not be happy with less than that.
Would that be enough?
I am not wholly convinced by the argument that such a power should be used when it is thought that something might be wrong. I am more inclined to say that such powers should be assumed only when it is known that there is something wrong—when the Executive has been told so authoritatively and the matter is not merely a matter of Executive judgment.
The trouble with that is that people are often critical if problems are not anticipated. Professor Gane is not involved in politics. The same people who want to wait until a problem arises are often those who are most critical when a problem is not anticipated.
Gordon Jackson puts the case for saying that there should be compelling reasons for acting. However, that would not necessarily cover the action that was taken. The bill goes beyond the solution that is provided in part 1—removing the Executive from the whole business of parole—and beyond the minimum that is required to satisfy compliance with the ECHR. That might be a concern. Although there might be compelling reasons to act, the actions that are taken might go beyond what is necessary to address the problem, and there would be no control over that.
I was saying that there should be compelling reasons to act by statutory instrument. Compelling reasons are not necessary for the way in which the Parole Board for Scotland is being handled, because that is being done through primary legislation.
Yes. It is important to bear in mind three separate issues: why something is being done; what is being done; and how it is being done. If the principle is incompatible, there is a problem with the first issue of why something is being done. As I said, bypassing primary legislation tends to reduce the level of scrutiny of the solution that is proposed, and in that situation the Executive is not required to say why it has chosen a certain action. I accept the fact that I am not involved in politics. However, to avoid embarrassment, that might not be good enough justification for bypassing what I consider to be appropriate levels of democratic scrutiny.
Thank you for your very useful evidence. Feel free to write to the committee about tribunals, if you wish.
I shall. Thank you.
I adjourn the meeting until 11:15.
Meeting adjourned.
On resuming—
Let us resume our consideration of the Convention Rights (Compliance) (Scotland) Bill. We welcome Jim Wallace, the Minister for Justice, and a bevy of assistants whom I am sure that he will not need.
Yes, I was going to say a few words.
I am getting used to witnesses who provide their submissions in advance and do not want to say anything further. Please continue, minister.
I shall be brief. I am grateful to the committee for the opportunity to discuss the bill. I do not intend to rehearse all the provisions of it, as you are more than familiar with them. However, I shall speak on some issues about which the committee has expressed concern, which might help to facilitate further discussion.
Thank you, minister. That was helpful.
We have introduced the bill to try to secure compliance with our obligations. In our view, the action is necessary, so we want to legislate as soon as possible. The Lord Justice General, the Lord Lyon, the Scottish Legal Aid Board, the Law Society of Scotland and the chairman of the Parole Board for Scotland were involved in discussion of our proposals.
The bill's intent is radical, but your Executive officials, Lord Ross, Dr McManus and Professor Gane have suggested that there is no need for action on many of the subjects in the bill, because we already comply with the ECHR. In that case, why are you intent on pursuing this?
As I indicated, an audit was undertaken of all aspects of our law. The view was taken that, given the way in which ECHR jurisprudence is moving, and given what Professor Gane said in his evidence, the introduction of the proposals contained in part 1 was a wise step.
I accept what I think was the minister's slight chastisement about my questions. I remind him that, in his days of opposition, he applied similar tactics over many years. He is now experiencing a different role and position. I make no apologies whatever for suggesting, as I have done in the past, that the incorporation of the ECHR was premature, given that certain issues had not been fully examined.
I have no doubt that one of my officials will nudge me if I get this wrong, but Mr Gallie will recall that, at the time of the Jamie Bulger murder case, a distinction was drawn between Scotland and England, in that the provisions of the 1997 act, which was passed under the previous Government to meet what was perceived in Scotland at the time as a deficiency in our criminal justice system with regard to the ECHR, applied before the Human Rights Act 1998 was passed. It is useful to remember that. The 1998 act brought the convention home, as it were, so that litigation could proceed in our own courts. That did not apply in England, but it now appears, following that particular case, that remedial action will have to be taken south of the border. We properly anticipated the situation.
The minister has considered the matter of compliance. He has come up with what are relatively few changes to the Scottish system, on the basis that they are not quite necessary but desirable. He has also included a catch-all, which will, no doubt, be debated by others. Is the minister able to identify any other areas where the bill falls short in relation to the ECHR?
In the bill, we have tried to take account of those areas in which we are at most risk of challenge. We are aware of the issues involved, not least because litigation is already taking place before the courts. However, a balance must be struck, because a court's decision sometimes identifies weaknesses, such as the decision on temporary sheriffs. Views were expressed before that decision was given that the use of temporary sheriffs might be questionable. Most people would have said—most commentators probably did say—that the problem lay with the appointment of temporary sheriffs by the Lord Advocate.
The issue that may be in contravention of the ECHR is the involvement of ministers in deciding the length of sentence to be served. That is addressed in part 1 of the bill. The remedial action that you are taking goes beyond dealing with that issue alone. You have done more than simply removing the involvement ministers. Why did you take that course?
I apologise if I start to get a bit technical, but the points that I want to make are important.
That was my final line of questioning. However, I would say that, to a degree, there is a level of democratic accountability if a minister decides to release someone who is perceived by the public at large to be extremely dangerous. We have heard that there is no comeback on the members of the Parole Board, who make the decisions. At the moment, ministers face the consequences, because people can take it out on them in a ballot. Do you not regret that loss of accountability? The advocates certainly seem to regret that.
I do not think that anyone would suggest that, because judges and sheriffs pass sentences day in, day out without the degree of democratic accountability to which you refer, somehow our justice system is lacking. The important part of my responsibility and that of ministers in general is to try to ensure that the system functions effectively and that—
Lord Ross feels that it has functioned effectively over many years.
That is a tribute to the Parole Board and the work that it has done. I can think of very few times when I have disagreed with the Parole Board. The information that it receives in respect of risk assessments is pretty thorough and, arguably, the range of expertise on the Parole Board means that its members are better positioned to make judgments on risk than are lay ministers. Our accountability is important in making sure that we have a system that ensures that the tribunal will be supplied with information properly and that the prison system addresses the circumstances of individual offenders.
In fairness to Lord Ross, who is not here, I should say that he welcomed the bill, although he raised some issues of concern. I want to turn to some issues that have arisen in the course of our evidence, particularly those relating to the punishment part of the sentence. There are some concerns about a potential inconsistency between judges in setting the punishment part. There is a question about whether there is a need for some form of guidance to be issued to judges. People often associate guidance with directives, although they are very different things. Do you have a view on whether there is a need to issue judges with guidance on setting the punishment part of a sentence?
We considered the possibility of including in the bill those factors that should be taken into account, such as aggravating or mitigating ones. We concluded that that was not necessary because the factors other than risk that the judge would take into account are the same factors that are taken into account in setting the punishment part of any sentence. The judges will have a great advantage, even over ministers—when they make decisions at the time of the trial, after the backlog has been cleared—in being the people who heard all the evidence.
Lord Ross from the Parole Board gave evidence earlier. He was on the bench for some time. He said that there was probably a need to train judges to deal with that issue. Is the Executive making or considering making any plans for training judges on it?
That is primarily the responsibility of the Lord Justice General. Of course, Lord Ross is experienced too—he has been responsible for the judicial studies committee.
He referred to that.
I take the opportunity to praise that committee's work. I am sure that the issue is on its agenda, but the Executive does not direct the committee. The matter is one for the Lord Justice General. Judges are experienced in imposing sentences, and I am sure that collective judicial consideration will facilitate management of the backlog that will exist.
Lord Ross said that judges would have to receive some training for the backlog, given that about 500 mandatory life sentences will also have to be reviewed for the punishment part to be applied.
The figure is in the order of 500.
Judges will have to take time out to consider the issues. What impact could that have on the court system?
I am acutely aware of the issue. Officials have discussed it with the Lord Justice General's office. It is the Lord Justice General's responsibility to set the priorities for the order of business in the court. We are addressing the issue.
Do you expect problems?
I would not say problems, because that could be misconstrued. I do not underestimate the substantial additional load that the courts will have to deal with. I am conscious of that. We are discussing it with the courts. I repeat that we have made available the highest number of judges ever. I intend to ensure that the number of judges is maintained at 32.
The evidence from the Executive officials suggested that you expected the bill's effect on the length of sentences to be broadly neutral. Is that just a pious hope, or does any evidence lead you to think that?
Experience leads us to think that. For example, there is no suggestion that things have got out of kilter in existing designated life tribunals. No real challenge has taken place there. The part of the system that is the closest comparison is performing and delivering. In addition, as I said, the Lord Justice General makes a recommendation or gives an indication about the length of sentence that will satisfy the interests of justice.
We will consider the 20-year rule, which will lapse in the sense that it is something that the Executive enforces. Once it is left to judges to decide on the punishment part, how can you be sure that an equivalent rule of thumb will operate in particularly serious cases?
I am trying to remember the cases to which the 20-year rule applies.
Murdering a policeman is one.
I think that the policy applies to the murder of a police officer, the murder of a child in which there is a sexual element and the use of a firearm in the course of a crime. The judiciary already considers such cases as matters of the utmost seriousness. It would obviously be wrong of me to go into too much detail on any particular case, but I will refer to a case that has a high profile in the press today—the recommended sentence in 1970 that the then Lord Justice Clerk, Lord Grant, stated was 25 years, which was in excess of 20 years. There is no indication that judges do not take seriously the murder of a police officer, for example, and every indication that they treat it as a very serious crime, as do all members here.
We will change tack and consider the evidence from the Faculty of Advocates, which said:
I think that that is a very gloomy prediction by the Faculty of Advocates. It shows a perhaps surprising lack of confidence on the part of the writers of the submission in the ability of their faculty brethren who now sit on the bench to discharge their judicial functions in the way in which they have done until now. Of course, on matters such as the murder of a police officer, judges reflect that such crimes more than usually offend the public and our civil life. However, there is no evidence to bear out the view that judges are easy prey for public outcries. If, once we get through the backlog, the punishment period is set at the time of the trial, there is a degree of certainty when the prisoner embarks on his life sentence that is not there at present.
I will pick up on one minor point about restricted transfer prisoners—those who remain under the jurisdiction of where they came from. I do not know how many people are in that category. The bill does not deal with them. Do any consequences arise from having a different type of prisoner? Could that give rise to an ECHR complaint?
We are considering that matter. However, my recollection of restricted prisoners is that we receive them subject to the prison sentence of the jurisdiction from where they come. Generally, the arrangements are a product of negotiation over the years. It is therefore not something that we could overturn lightly, given that those balances have been considered. We are aware that the issue has been raised in the committee and we are considering it, but we are not immediately aware that it would offend against the ECHR.
Is it possible that they could have come from a jurisdiction that is not a signatory to the ECHR?
The distinction between restricted and unrestricted applies only to prisoners from within the UK.
That is a relief.
I also have details of the information on the transfer of sentenced prisoners that is given to prisoners who are being transferred. If it would be useful, I can make it available to the committee.
Let us move on to the existing prisoners.
I have a question about legal aid for the new hearings. I have a passing interest in legal aid, as it happens, but this is a concern raised not by practitioners but by the Scottish Legal Aid Board. It has pointed out that there is no reference to what form of legal aid is to be available to a prisoner in those circumstances. Obviously there would be a court hearing, but that would just be the tip of the iceberg and other work would have to be done in preparation for the hearing itself.
I am aware that the Scottish Legal Aid Board has raised that matter. We did not think that it was necessary to specify that in the bill, but I think that I am right in saying that the financial memorandum indicates that there is an expectation that some form of legal aid would be incurred in the hearings for existing life prisoners. It is certainly our current intention that advice by way of representation would be made available for those hearings. I accept your point that it is not a case of simply parachuting an advocate in on the day of the hearing. Preparatory work would obviously be involved.
People will be looking back at a crime that happened 15 years ago and presenting an argument about the background to it and its seriousness. That will not demand replaying the scene from 15 years ago, but it will require some work in some cases.
It is not a retrial.
No. Nevertheless it is not nothing.
I accept that there would be more work involved than the hearing itself, for which ABWOR would be available. There must be preparatory work. As I indicated, the financial memorandum acknowledges that we expect there to be some call on the legal aid fund to deal with that.
I do not want to bore for Britain, because this is the SLAB's problem. However, the board seems to be suggesting that it does not have the powers to deal with it properly and that there is no clear method of delivering that worthy expectation. It may be wrong about that, but I would like to know how things stand.
There is not consensus between the board and the Executive on this matter.
I urge you to reach consensus, because the board will not grant legal aid unless it is absolutely clear about what it is supposed to do.
I take your point. That is something that we will have to discuss further with the board. Our view was that we did not need to include that in the bill but, in the light of your comments, I shall discuss the matter with the board.
I have one more question. You may already have given us the answer, but I may not have been paying attention. Is there a time scale for finishing the 500 cases?
No.
An expectation? A hope?
As I indicated to Mr Matheson, a working group has been established and will have to work through those cases. Some people have been sentenced to life imprisonment only in the past two years. Logic would suggest that we should start with the ones whose sentences are further through and where there is a more pressing need. However, no time scale has been set.
We will move on to discuss the Parole Board and the regulations for the appointment and removal of members. Will we see draft regulations at some stage prior to further consideration of the bill?
It had not necessarily been intended that the committee would see draft regulations, but if the committee so wishes, we would be willing to provide them.
When the board sits as a tribunal, there are three people on it. Proposed new paragraph 3B under section 5(4) specifies who those people are:
The way that the bill stands leaves it flexible as to whether the person is legally qualified. As I indicated earlier, one of the key issues that the board or tribunal will consider is that of risk. People with expertise would be required. Those people would not necessarily be legally qualified but they would have something to offer.
Yes.
I am sorry. We were at cross-purposes.
Sorry. I misled you.
Our ideas on removal have again been modelled on what happened with part-time sheriffs and justices. I think that the wording is exactly the same.
And the third person is meant to be someone who is not legally qualified?
Yes, normally.
But you do not think that it would be advisable to say that in the bill?
No, because there may be circumstances in which a third lawyer might be useful. It would be odd if a lawyer were statutorily barred. The bill must be flexible, but the expectation would be that the third person would be a lay person.
We do not want too many lawyers.
I note that it is felt that the bill will have no real cost implications for the Parole Board. The figures that we have received in previous communications suggested that board members should serve 20 days a year. However, according to the Parole Board chairman today, members are currently serving 40 days. As from November, if we take into consideration the transitional period for mandatory life prisoners, the requirement will go up to 65 days. A 25 per cent increase in staff will also be required. Currently, 15 people are involved in the Parole Board, but the chairman estimates that that will go up by five, one of whom will be a judge. What are the cost implications of that?
We are discussing whether we ought to appoint further members to the Parole Board. Phil Gallie mentioned 20 days. The chairman of the Parole Board will be statutorily charged with ensuring that every member
If there are no further questions on part 2, we move to part 3, on legal aid. The committee has discussed the extension of legal aid to deal with tribunals and, in particular, which tribunals might be affected by the provisions. How do you intend to proceed? Will you draw up a list of potential bodies that would be affected? What stage is consideration at?
I could have given the committee a list of all tribunals, but that would have been fairly meaningless.
I think that the Law Society has already given us one—it may not be complete.
Such a list would not necessarily assist your inquiries.
That list will not form part of the legislation.
No.
What happens if a dispute arises, and someone feels that their case before a tribunal should qualify for legal aid? If the list that you have provided to the Legal Aid Board does not include that tribunal, does the board have discretion, or will the person seeking legal aid have recourse to a court—assuming that they can get legal aid for that?
My understanding is that if the tribunal is not on the list of tribunals—which would be designated by regulation—and the person feels that it ought to be, they would raise a so-called human rights issue before the court. Indeed, that was happening with employment tribunals before we took remedial action with the orders that we debated before Christmas.
Would such action in itself qualify for legal aid? You can see what I am getting at.
I can.
We have had queries about the fixed-payment scheme.
In the course of evidence, the way in which exceptional circumstances will operate has been highlighted. Time and line will be available for cases that could be classed as exceptional. My understanding is that you intend to provide for such cases via regulation. In earlier evidence, the Executive mentioned two criteria that would apply; complexity in the law and cases in which there is a considerable number of witnesses. A further criterion that has been suggested is where there may be a need for a considerable number of expert witnesses. When will we see the regulations? Has greater consideration been given to what should come under exceptional cases?
The criteria that we have indicated so far should not be deemed to be exhaustive—we have tried to give examples. Another possibility might be the geographical location of witnesses. We will give further consideration to the matter of expert witnesses.
Can you advise the committee of the time frame in which you will consider the regulations?
We will have a proper consultation with the Scottish Legal Aid Board and the Law Society of Scotland. Much consultation and discussion can take place in parallel with the passage of the bill. We cannot lay the regulations until after the bill has been passed, but we aim to begin the consultation process immediately after royal assent and to introduce the regulations as soon as possible after the bill has been passed.
A concern that was highlighted to the committee was about cases in which a solicitor applies for exceptional circumstances to be considered and the board decides that the case will not be considered as exceptional. It has been suggested that the solicitor should have some recourse to a review of such a decision. Would the minister consider that to be appropriate? Such a review system would have to expedite any consideration quickly.
The proposed new subsection (3J) under section 7 is:
The concern is that that would mean re-applying to the board.
That is what happens at the moment in any application for legal aid. I have no doubt that, like me, Mr Matheson has spoken to constituents who have had applications for legal aid turned down and that he has then asked for a review. Ultimately, there can be a judicial review if the view is taken that the decision is out of line or perverse. The Legal Aid Board is a public body and if it is thought that it has exercised its discretion unreasonably, it will be subject to judicial review. We propose that there will be a procedure devised by the board, which will allow scope for an initial review, as is currently the case with legal aid applications.
It has been suggested that the powers of the Scottish Legal Aid Board to employ solicitors directly will be enhanced in future. That could lead to criminal legal assistance being provided inexpertly. Does the minister have any views on that or does he have plans to address such concerns?
Given that people who would be so engaged must have a certain professional competence, I do not accept the premise that direct employment by the Scottish Legal Aid Board would lead to cases being conducted inexpertly.
Expertise based on long experience would be the choice of most criminals who need solicitors.
We are trying to address circumstances in which it has not been possible for the accused person to get a solicitor. That might happen for a variety of reasons; the person might have been turned down by all the solicitors who practise in a given area, or there might be a conflict of interests where there are multiple accused and only a few solicitors in the area. It is not the first port of call.
May I refer to a previous comment? Let us look back to the transitional period, and the fact that there will be cases to establish the punitive elements of sentences. Will individuals for whom punitive elements are set have the right to appeal, and will there be provision for the Scottish Legal Aid Board to give support to such appeals?
Yes, they will have the right to appeal and I assume that, as with any appeal, they will be entitled to legal aid. I think that I am right in saying that the Crown could also appeal. I will check that.
Will the minister undertake to talk to the Legal Aid Board to ensure that provision is made for that circumstance?
Yes. That is a point that Gordon Jackson raised earlier, and I have already given that undertaking. Obviously, that extends to the question of appeals.
Can the minister also confirm—this is nothing to do with legal aid—that the Crown would have the right to appeal against any perceived leniency in the setting of the punishment element.
Yes.
That is the answer that I wanted.
We have no questions on parts 4 and 5, so we will move to part 6. We heard what the minister said earlier, but officials told the committee, in relation to remedial orders that are made in consequence of part 6—it still applies—that
I said in my introductory remarks that we would limit the use of that power to urgent cases, and cases in which the changes were of a scale that suited them more to subordinate legislation. Indeed, we will lodge amendments that will require ministers to prove that they have a compelling reason for using the remedial order route. I also added that in the event of a remedial order being required, representatives of the relevant department would be willing to appear before the relevant committee to discuss the proposed remedial order to help members in their scrutiny role. Committees do not usually hold back in conveying their views if widespread protest has built up.
You talked about using remedial orders in urgent cases, but section 13 says that Scottish ministers will
The committee will recognise that there is a genuine wish to use remedial orders only if there is a degree of urgency. However, because of that urgency, it will not be possible to have the full-scale consultation process that we would normally have. Nevertheless, in any given circumstance there will be obvious interest groups or bodies that will have something relevant to contribute. The aim is to tap into that, while recognising that there is some urgency. As with all such matters, there is an attempt to strike a proper balance. The provision also mirrors what is set out in the Human Rights Act 1998 for the exercise of a similar function by Westminster ministers.
You said that such powers would be exercised only in urgent circumstances. Can you give us an example of an urgent case in the past couple of years in which those powers would have been required?
I have thought about that. It is tempting to say that the question of temporary sheriffs would have been such a case. Oddly, however, I did not need such a power. I merely gave an instruction that temporary sheriffs were not to be used. That did not require legislation and we were able immediately to meet our obligation. If you had asked me prospectively, I might have said that we could have introduced an order to install part-time sheriffs and thereby address the courts' concerns. However, as events transpired, it took us some time to get that right. So I am not sure that the temporary sheriffs question is a good example.
I do not think that it is a good example. You may recall that, when it considered the Bail, Judicial Appointments etc. (Scotland) Bill at stage 1, the Justice and Home Affairs Committee had grave concerns about whether it was ECHR compliant and said so in its report.
We seem to agree that that is not a good example of an urgent case in which the powers might be needed.
Yes, we do, but you have not yet given me an example of when you think you would have required those powers.
It is a question that I have asked myself.
You said that it took some time to get things right on the question of temporary sheriffs. Does not that illustrate the danger of the procedure? If that procedure is available, the temptation is to act by order rather than by primary legislation. There is then a danger that corners will be cut or that the implications of orders will not be considered as carefully as they ought to be, which will lead to further problems.
In some cases, it will be very clear where the default is from the judgment that has been made, and it will be possible to address it. For reasons to which Michael Matheson has alluded, I do not feel that trying to create a whole new regime of part-time sheriffs would have lent itself to using that procedure. However, there could be decisions in which a court rules against a certain section of an act.
In your opening comments, you said that the Executive intends to lodge an amendment to tighten up part 6 and bring it into line with the remedial orders provisions under the Human Rights Act 1998. I understand that the provisions of the Human Rights Act 1998 can be exercised only when there has been a court decision on a matter, either in England or in the European Court of Human Rights. Is that what the Executive intends?
No. It is a similar test—a compelling-reason test—but we are in a different position from Westminster. As you are aware, any incompatibility as far as Scottish law or the actions of Scottish ministers are concerned is immediately struck down. At Westminster, there is a period of grace that we do not have. If we identify a problem, there is no point in waiting for a court decision because we know what will happen, but the test would be whether there was a compelling reason. That is what I or any other minister would have to be satisfied by. Indeed, we would probably also have to satisfy a committee or the Parliament.
I have been chasing officials from committee to committee on this point. I am therefore fairly pleased with what you are suggesting. I was not happy about simply copying section 107 of the Scotland Act 1998. I much prefer the idea of having a compelling-reason test. However, I also accept that because of our different position, there will be times when we must anticipate a court decision. That widens the debate about how that can be done, and brings us back to the idea of a Scottish human rights commission, which would make it easier to identify problem areas. By definition, problem areas can be difficult to identify; otherwise they would not be problems.
The Executive has agreed to issue a consultation document on a human rights commission. That will be a whether-and-if-so-how consultation, as opposed to the police complaints consultation document. We are agreed that there will be an independent element in police complaints and the consultation will be about how that is to be achieved. We have had meetings in the past two weeks about the matter and I hope that we can do the consultation soon, but please do not pin me down to a time—other matters might intervene, which would not allow me to make an announcement.
I do not want to tie you down on the consultation, but do you at least see the logic in having somebody else to identify problems? I do not mean to detract from your department's ability to do that.
I see the logic in that. That will no doubt be one of the issues that will emerge during the consultation.
I thank the minister and his team for answering the committee's questions.
Meeting continued in private until 13:27.