To ask the Scottish Executive whether a risk-based approach to inspection of child care and day-care provision, which would involve more frequent inspections for poorer-performing providers and longer intervals between inspections for better performers, would help ensure resources are targeted at high-risk providers while minimising the burden of inspections on others.
The Care Commission is required under the Regulation of Care (Scotland) Act 2001 to inspect each care service at least once a year or at least twice a year where the service includes the provision of overnight accommodation.
Within that legislative framework the Care Commission has developedan approach to regulation that takes account of risk. This includes:
The development of a pre-inspection return which incorporates a self-evaluationfor providers.
A phasing of consideration of a set of National Care Standards (for example the care standards for care homes for older people) over three to five years,rather than assessing compliance with all aspects of the standards every year.
A risk-based approach based on pre-inspection returns, previous inspectionsand other criteria. Based on that, providers will receive either a standard inspection, which will include assessment against all of the legal requirements and against the core standards identified for any inspection year; or a concise inspection, which will focus on the legal requirements of the act and associated regulations.
In relation to day-care services for children, the joint inspection arrangements with HM Inspectorate of Education (HMIE) have been further refined so that only one officer (either Care Commission or HMIE) inspects small services (i.e. services providing 10 or fewer places to children at any one time).