Welcome to the 16th meeting of the Standards Committee. There is one item on the agenda: consideration of the remaining sections of the draft code of conduct, on paid advocacy and the enforcement of the code.
I have a comment, which picks up on a point that you made. As it stands, article 6 of the order is probably unsatisfactory, and we should flag that up in the report that we give eventually to Parliament. If there is legislation in that area, we might want to revise the article. However, this part of the code reflects the present legislative framework, so we must take it as a given.
That is absolutely right. The clerks note your point, and we will flag it up.
The last sentence of the first paragraph requires two or three readings to be fully comprehensible. I do not disagree with what it tries to say, but the wording is not 100 per cent clear.
We will examine that wording at our meeting next month.
Essentially, the issue is the linkage between payment and action, and the wording needs to reflect that more clearly than it does now.
Are there any other comments on page 2?
I have a view that other members perhaps do not share. I think that, as far as possible, the code should contain principles and avoid giving examples. Therefore, I am not sure whether paragraphs 3 and 4 require to be included in the code, or whether the clerks might want to advise members when a particular issue arises.
I understand where Des McNulty is coming from on this matter. However, part of the difficulty is that paragraph 3 addresses an issue that has probably been raised already in relation to a member. I had certainly not realised that the actions described in that paragraph might have been prohibited by the order as it stood, so I think that some explanation is helpful. We have given examples elsewhere in the code. This is the most difficult section for folk to understand, so an example would be helpful—I do not know whether the example that is given is the best.
I think that in a previous section we decided that we should identify the principles and suggest that members go to the clerks for advice. It might be appropriate to say that members should be cautious when, for example, they are invited on fact-finding missions, and should ensure that they work within the rules.
We are having difficulties because we have two opinions and there are only three of us here. I am tempted to leave the text as it is, but to ask the clerks for an alternative section so that we can compare the two versions at our meeting in January. Is that a feasible way forward, given that there is obviously a difference of view?
I do not feel strongly one way or the other, but if we are trying to prevent problems, it would be useful to have an example. Folk might not necessarily always go to the clerks for advice. It also puts a lot of the onus on the clerks.
I tend to agree with the view that Karen Gillon has just expressed, but acknowledge that Des McNulty has a legitimate point of view and would like to explore it. It would be useful to compare those two options at our meeting in January when we consider the whole code. Are you satisfied with that?
Yes. I want to pick up on the previous paragraph as well. The last sentence of that paragraph says:
So the suggestion is that we take that sentence out?
The sentence does not help us. What is prohibited is the member acting as is described in those paragraphs in return for, or in anticipation of, remuneration.
That is a valid point.
There might be a slight problem. It is not unknown for a councillor to perform duties that he or she is entitled to carry out on behalf of someone who approaches them. The last thing on their mind might be remuneration, but a few weeks later, someone might arrive on their doorstep to remunerate them. That happened to me in my early days as a councillor. I got someone a house—perfectly legitimately—and about two weeks later I got eight packets of cigarettes, although I do not smoke. I was bemused, and did not know what I should do with them.
That is a valid point, but it is covered by the fact that the paid advocacy rule prevents members from advocating causes "in consideration of" remuneration. That is the key. I am inclined to suggest that we remove the last sentence. Karen, do you have any thoughts on that?
I understand the issue that John raised. There have been circumstances in the past when, for example, people have brought boxes of sweets into the office. I do not believe that this section applies to those situations. We are liable to trivialise the issue if we say that that is what the section is about. Those situations are covered by the section on gifts, rather than the one on paid advocacy. Being given a box of sweets because you have helped someone is not paid advocacy.
No, it is not, but I heard of another case in which someone was given £1,000 in a similar situation. You cannot accept such a situation.
But that would be covered in the section on gifts. If someone accepted a gift of £1,000, they would have to declare it.
They should not take it.
I am not saying that they should or should not. Individual members should make up their own minds and register it appropriately. We cannot prescribe what people can do. They must have a choice, but there are rules by which they must abide.
The rule is: if in doubt, go to the clerk.
Absolutely right, but coming back to the issue in question, we are talking about paid advocacy, which is a different kettle of fish from hospitality. I am inclined to suggest that we take Des McNulty's suggestion and remove that last sentence. Are we agreed?
Are there any other comments on page 2? Are there any comments on page 3?
The paragraphs on bills are helpful. There was much concern among back- bench MSPs that they might run into difficulties in taking forward members' bills because they are not experts in the drafting of bills. For that reason, bills might not see the light of day. If Parliament is to be effective, back benchers must have the ability to introduce bills, and if they need assistance in doing so—provided that it is within the rules—we can give them reassurance through the code.
I agree.
At the top of page 3, do we need the phrase:
I read that differently from Des. The sentence states:
I see what you are saying.
Are there any other comments on page 3?
We should take the same approach on hospitality that we took on gifts, and refer to the principle and the opportunity for members to seek advice from the clerks. We do not want the rule to make distinctions in regard to modest hospitality such as cups of tea and coffee.
We should look at the form of words in the section on gifts to see whether it would fit in here. It might not, but we could work on it.
Does not page 3 conflict with page 4 on the matter of hospitality? The fifth paragraph of page 4 states that remuneration
Yes, but this section of the code deals not with hospitality, but with paid advocacy. It is about being "in consideration of".
I am a member of the Education, Culture and Sport Committee. As a member of that committee, I am invited to various cultural and sporting events. I understand that if I went to an opera performance, that would not preclude me from taking part in committee business that involved, for example, Scottish Opera, as long as I did not go to the opera and act in my capacity as a member of the committee and in consideration of the benefits to the opera.
That is the correct interpretation of the rules.
That means that I can go to the opera if I am invited.
Indeed.
But I should not go if I believe that it will influence my actions on the committee.
I can see your point. That is what I wonder about.
I might wish to see an opera at first hand.
But we are talking about paid advocacy, which is advocating something in consideration of the fact that you will receive a favour. In your example, you would not be advocating something for that purpose; you would be going along to increase your education or your awareness of that issue. The most important point concerns "in consideration of". Is that okay?
I am clear about it.
Are there any comments on page 4?
Can you calm down a bit and stay on page 3?
Yes.
I am not sure about the order of some of the section. For example, the definition of remuneration comes on page 4.
The definition is sweeping.
The guidance on the detail of the paid advocacy rule is on page 4. I am concerned that examples are on page 3, because we go on to talk about the guidance and interpretation, and then points of detail. On pages 2 and 3, we should focus on the principles. Then we should move on to the definition of remuneration and the legal advice to members. Having examples in the discussion sections could be confusing.
That is a sensible suggestion. We will do that.
On a point of clarification on the second last paragraph, as a result of the Nolan rules, members can no longer be sponsored by trade unions. Although trade union sponsorship of MPs was previously much sought after, it is currently not possible for an MP or an MSP to have such sponsorship. A trade union can have a constituency development plan with my constituency Labour party, but that would not be a result of my membership of that trade union.
Does that mean that a trade union could not gift money for certain candidates' election expenses?
Sponsorship and giving money towards election expenses are two very different issues.
I am not saying that trade unions should not be able to contribute to election expenses.
If trade unions give a certain percentage towards a member's election expenses, either in cash or in kind, that is a registrable interest.
Trade unions should be able to do that.
The issue of sponsorship might just muddy the waters.
Would it be helpful to amend the start of the second sentence to read, "Nor does it prevent a member from being sponsored by any organisation"?
I do not know of any other organisations that might sponsor members.
The clerks have just reminded me that Lord Watson received sponsorship from an organisation. Perhaps it would be best to remove the words "Trade Union".
Carry on.
Do members have any comments on page 4?
The penultimate paragraph of page 4 says:
You have to remember that we are talking about hospitality received in consideration of remuneration. We are not looking at hospitality as such.
But the word "hospitality" is there in black and white.
It might be possible to receive hospitality for a consideration. We need to cover everything in that respect.
I have some sympathy with John's point. Hospitality in the form of cups of tea during a committee visit has no real relevance to the paid advocacy section. Perhaps the sentence that John mentioned does not add anything to that section.
The clerk's advice reinforces what I said before. This section makes it clear that members are not allowed to receive hospitality in consideration of remuneration.
I understand what you mean, but perhaps your explanation is confusing other members. If the Education, Culture and Sport Committee visits another organisation to take evidence, committee members are perfectly entitled to have tea and coffee during that visit.
Or even a meal.
However, if an individual member decided to change his or her attitude towards an organisation as a result of receiving a meal, a bottle of wine or other hospitality, that would have been done in consideration of what he or she had received and would break the rules on paid advocacy.
That is correct.
Members will not be prevented from accepting hospitality. However, they should not do that if they act differently in consideration of that hospitality.
Members of the Scottish Grand Committee used to say that Glasgow gave them the greatest nosh-up anywhere in Scotland. However, I am sure that that did not influence any of the committee's decisions on Glasgow.
It certainly did not influence any of the Conservative Government's decisions. [Interruption.]
Okay. Do members have any comments on page 5 of the section?
I want to clarify something. I was reading about Linda Fabiani in the newspapers this morning. As I understand the section, Linda would not be precluded from taking part in debates on East Timor because she did not do anything in consideration of remuneration.
That is correct. "In consideration of" is the key phrase.
Can we change that, convener?
That is the advice that I have received. That is how the term "associate" is defined in the members' interests order. Perhaps we could include a sentence which makes it clear that the definition is lifted directly from that order.
Can we add something that might not be legally binding but which brings the matter to people's attention? We do not want to have a situation in which individuals in same-sex relationships or in unmarried relationships are not under the same obligations as everyone else.
I share your view, but the clerk's advice is that we need to discuss the issue again when we examine the legislation in future. We are not able to do that in the committee. However, the issue is important, which is why I raised it.
Perhaps we could have another catch-all bullet point, which would include people in established relationships with others in the definition of "associate".
That is not legally possible, because it would create two legal definitions. Perhaps it would be best if we left the matter.
But we have two legal definitions. If I were not married to my husband—which I am—but was living with him in a relationship that might be as binding as a marriage arrangement, would I be excluded from that definition?
I will ask the clerk to explain this point.
The word "associate" appears in article 6 of the members' interests order and is defined in article 2 of that order. It is defined as being construed in accordance with section 74 of the Bankruptcy (Scotland) Act 1985. All we are saying in the code is what the definition in law is in the members' interests order.
We could bring that to the attention of the Executive for early consideration, because we do not want to have two classes of MSPs, with the class depending on what relationship they are in. That would be wrong, and would set the wrong tone for the Parliament.
Yes, and we have flagged that up.
I do not want to be pedantic, but bullet point 2 on page 6 reads:
That comes from the language of the 1985 act.
We cannot change it.
Bullet point 3 says:
All we have done is to lift words straight from the definition that was passed in an act in 1985.
Have we no power to insert additional words?
Not into the definition that comes from the act.
I am sure that this would not happen but, hypothetically, a woman MSP who landed in difficulties with the section could say, "Well, it says ‘he', and I am not a he."
But if a woman is bankrupt, she will be subject to the same laws—
I am sure that she will, but—
If the wording is drawn from the Bankruptcy (Scotland) Act 1985, I take it that that is the legally established wording for anybody.
Perhaps we should be amending certain sections of that act.
We should.
Indeed, we should—but not this afternoon.
Fifteen years ago, that was the language of the day. It is not the language of today, and we need to amend it—but we cannot do that just now.
Let us move on to page 7, which is the last page of the section on paid advocacy. Is everybody happy with it?
Meeting suspended.
On resuming—
We will now move on to the enforcement section of the code—section 9. The text that has been provided to members has been the subject of considerable thought to ensure that what is proposed is legally defensible. Considerations of the European convention on human rights are central to this section. Members should bear that in mind as we go through the text page by page. Our scope to change the proposed arrangements is limited by that. Having said that, we have already made a major contribution to parts of the text on complaints procedures.
I would like to suggest an amendment to the paragraph on "How to make a complaint". In the sentence that says that a complaint
Is that not, in effect, what the paragraph says?
As it is, the paragraph would not stop anyone saying, "I'm going to make a complaint and I'll take it to Mike Rumbles and the Standards Committee—but before I do that on Monday morning, I'll take it to the press on Sunday night."
What Karen is suggesting is included in the interim complaints procedure, but it might be worth repeating.
The last sentence of the paragraph says:
Okay.
It is a very important point that needs to be emphasised.
I would like to clarify my reasons for raising the point, because I have taken a bit of flak for it. I am not taking an idealistic position; I am raising the point because every member of this Parliament has the right to be innocent until proven guilty. Allegations could be made by a member of the public which, even though they were unsubstantiated and unfounded, could have a damaging effect on an MSP's personal and social life if they were made to the press before being considered by this committee. Members should be protected in some way, if possible.
Yes, but this paragraph refers to a complaint raised by an MSP. We cannot have any sanctions against anybody else who raises complaints.
No, but we are setting a standard for ourselves. I hope that others will follow it.
Every MSP must be aware that this committee would treat as a very serious matter anyone releasing a complaint to the press before lodging it with the clerk to the Standards Committee, and before we had met to decide on a course of action. That would be a serious breach of this code.
I want to be clear about that, Mike. I thought that we had agreed in the interim complaints procedure that all complaints should be routed through the clerk to the committee—whether they come from an MSP or from anybody else. Although we can have no sanctions against anybody else, we do have sanctions against MSPs who use an inappropriate procedure. We should be absolutely clear that all complaints should come through the route that we have laid down.
Do you think that, instead of the first two words of the paragraph being "A complaint", they should be "All complaints"?
"Any complaint".
"Any complaint".
So "Any complaint" rather than "A complaint"? Is everybody happy with that?
We move on to page 2. I should point out to members that, once we agree this next year, it will replace the interim complaints procedure that we have already published.
On page 2, the draft states:
We can take that on board.
At present, when a committee wants to appoint an adviser, it has to make a case to the Scottish Parliamentary Corporate Body. The Standards Committee should say to the corporate body that we want to be entitled to go ahead with appointing an adviser, if we believe that to be necessary, without asking for the corporate body's permission.
I think that we must ask. However, we can firm up the language a bit.
I hope that we are not straying into an old debate.
No—I will try not to.
We move on to page 3. I think that there is a small inconsistency in sub-paragraphs (a), (b) and (c). In sub-paragraph (b), on allowances, and sub-paragraph (c), on treatment of staff, we say that if a matter cannot be sorted out by the corporate body, it should be referred to the Standards Committee. I would like to apply the same procedure in sub-paragraph (a).
That ties in with a discussion we had at our previous meeting. If a convener is unsuccessful in dealing with a member, ultimately that member has the right to refer the complaint to the Standards Committee.
We will ensure that all three sub-paragraphs are written in the same way.
I have a question about the procedure for reports to Parliament. The document says that the committee
Standing orders specify that it should be a written report.
If a sanction is to be taken against a member, will that always follow a debate in the chamber?
Yes. That is my understanding of standing orders. There would be a report to Parliament and, if necessary, a motion would be lodged on the recommendation of this committee.
So we would lodge a motion on behalf of the Standards Committee.
We move to page 4 and the section headed "Sanctions".
There are three categories of potential case: a member's treatment of a member of the Parliament staff; a member's treatment of somebody whom they are employing; and a member's treatment of an employee of another member. However, the draft identifies only two categories.
I invite the clerk to give advice on that.
She can take it away and examine it.
I am told that this has come directly from the corporate body's material.
Three categories were identified.
The advice that I have received is that this comes within the bounds of employment law governing the relationship between an individual employee and his or her employer.
That is right. That is why I think that we must—
It will be very difficult to deal with the third situation that Des McNulty describes. An individual employee will have a complaints and grievance procedure and, ultimately, the sanction of an industrial tribunal. That is slightly different from the situation to which Des is referring, involving a member and someone whom they do not employ. We would need to check out the employment law on that.
I agree. This has been gone through with a fine-toothed comb by the lawyers, has it not?
Yes.
That is why we delayed dealing with this section until our last meeting before the recess.
For our meeting in January, can we check to see whether we need to add anything?
We will check it with the lawyers again.
We may go with the present wording, but something may need to be added.
We might make some reference to employment law.
If a member were found negligent by an industrial tribunal with respect to their own staff, that would be conduct unbecoming a member of this Parliament, would it not?
Not necessarily; the code governs parliamentary duties. This is a difficult area on which the lawyers need to give advice.
I think we need to check that.
Where will someone who is employed by an MSP stand? If they do not get satisfaction from their employer, does Parliament have a wider responsibility as the overall employer?
No. The relationship between the MSP and his or her staff is a personal one.
Despite the fact that the contract of employment is put together more or less by the Parliament?
No, the contract of employment is put together by the MSP and their staff.
A 14-page standard contract of employment is supplied.
The contract of employment is between an MSP and his or her staff. The personnel office of the Parliament has been helpful to members by providing them with a huge amount of information and help, but that does not negate the responsibility of the individual employer to his or her employees. We should not get into that issue, but we will ask the lawyers to look at this particular paragraph again.
I am pretty sure of it, as I was involved in drawing up the model contract. A procedure is laid down in the model contract that addresses the role of the personnel office in dealing with complaints by an employee.
You may want to refer to that in the code of conduct.
That is what I thought we might do.
We should do that. Are there any other issues on page 4?
No.
Page 5?
No.
We now turn to page 6, which deals with criminal offences.
A fine of level 5 is mentioned. Out of curiosity, how many levels are there on the standard scale?
I do not know. That reference is lifted directly from the order.
I want to be clear on the issue of conduct at a meeting of the Parliament or a committee. We had a discussion on that earlier, under the broad issue of the code of conduct. I take it from what is said at the bottom of page 6 and the top of page 7 that if a member misbehaves in a committee or in the chamber, the enforcement procedures against that member are ultimately nothing to do with the Standards Committee, but that the Presiding Officer has power and responsibility in those circumstances.
Indeed, or the convener of the committee.
It is quite clear that issues of enforcement would not come before the Standards Committee.
Not on that issue. I am advised that our remit permits us to examine any conduct at all in the context of parliamentary duties; our remit is all-encompassing. In Parliament or a committee meeting, the Presiding Officer or the convener has the authority to exclude members for the rest of the meeting. That would have to be effective immediately.
There is a contradiction. It is obvious that, if I am out of order, you have the power to exclude me from this committee. You would not have to refer the matter through 23 sub-committees to decide whether I could be excluded. However, the second paragraph on page 7 says:
I am told that that procedure is in our standing orders. That is, however, a good question, as there seems to be some inconsistency.
Perhaps a way round that would be to say that the Presiding Officer may refer a case to the Standards Committee or to the Parliamentary Bureau in those circumstances. The Parliamentary Bureau has one way of dealing with it—by a motion of the Parliament—but we might have another way.
As I understand it, the Parliamentary Bureau, according to standing orders, is the only authority that has the power of exclusion in those circumstances. However, that does not prevent our taking further action if the matter is referred to us.
If the convener could simply name the member and exclude them from the rest of the meeting, he or she would not have to move a motion on that, and have another member of the committee second it.
No. The convener of the committee has that authority.
We should consider whether there should be a catch-all point of reference, to state that the Presiding Officer may refer a member to the Standards Committee.
If they think a member is acting in a manner that breaches the code of conduct, any member of the Parliament should be able to refer the matter to this committee. If someone shouts across the chamber, a member should be able to refer the matter to this committee.
We will insert a catch-all statement at the end. In the army we had a catch-all section—section 69—but perhaps I should not refer to that.
I was concerned that the paragraph is written in such a way as to exclude the Standards Committee from the process.
Far be it from us to take powers from the Presiding Officer.
The next two paragraphs deal with breaches of the allowances code and the treatment of staff. Do members have any points to raise on those paragraphs?
Why is the treatment of staff included in that context?
If a member has acted towards a member of parliamentary staff in a way that breaches the code of conduct, their rights and privileges should be withdrawn. That should be automatic, if a member has been discourteous, cheeky or offensive, especially if they have been sexually harassing a member of staff, whose complaint is upheld.
It is conceivable that other circumstances, apart from the treatment of staff, might arise.
Would those not be dealt with under the heading of other breaches?
We are highlighting this particular issue of the behaviour of MSPs towards staff.
It is important that this Parliament is seen to be a team, and that every member of staff—MSPs or any others—are treated equally and receive the same respect. It is important that we highlight that in the code of conduct.
We address breaches of the members' interests order, criminal offences, conduct at a meeting of Parliament or a committee meeting, breaches of the allowances code, then the treatment of staff. Is that the full range of areas?
It is not. The next section, on the next page, deals with other breaches. We will move on to other breaches now, on pages 8 and 9, which is the final part of the code.
Would it not be better to leave that open? As it stands, surely that point covers everything and anything.
There are issues that may arise in the future that concern committees. I want to ensure that "committees" is included somewhere in the code.
We might insert, "committee or any other relevant meetings", or something like that.
I suggest that we use, "proceedings of the Parliament or its committees". That would be a good catch-all definition.
Generally or specifically.
Yes. We will include that.
Can we compel members to attend particular meetings?
We can exclude them, but I do not think that we can compel them to attend.
We should exclude "Parliamentary Party meetings" from the second bullet point. We have no remit in relation to that. We might want to think about excluding members from committees of which they are not members.
That would be covered by the first bullet point.
If the conditions of the third bullet point are imposed—if a member's right of access to the parliamentary complex is withdrawn—a member's right to participate in their parliamentary group is effectively withdrawn, unless other groups do not meet as the Labour group does. The member would be unable to enter the building.
I agree with Des on the second bullet point. There is no need to refer to parliamentary party meetings in that context.
What are
Those exist when a member represents the Parliament on various occasions, in meetings, and so on.
So they are more to do with the Presiding Officer and ministers?
And those who represent the committees.
There is an issue concerning allowances in that context. Should that sanction be included here, or has it been covered previously?
I am advised that that does not appear here because of concerns over the European convention of human rights. That sanction would remove someone's livelihood.
It would remove a member of staff's livelihood rather than a member's livelihood. Members' allowances are not their livelihoods.
A member might employ people through the allowances scheme.
Yes, so that sanction would affect another person's livelihood. I would not like anyone to think that allowances are part of members' livelihoods.
I see what you mean. I should make that absolutely clear. The allowances are used to employ staff, which affects the livelihoods of those people.
That is not how the Daily Record saw the matter a few months ago.
I am glad you made that point, in case there was any misunderstanding.
Meeting closed at 15:37.